94-17 v .1 •
RESOLUTION NO. 94- 17
A RESOLUTION PROVIDING FOR THE ISSUANCE BY THE
CITY OF ATLANTIC BEACH, FLORIDA, OF ITS FIXED
RATE IMPROVEMENT AND REFUNDING REVENUE
BONDS, SERIES 1994A (FLEET LANDING PROJECT), IN AN
AGGREGATE PRINCIPAL AMOUNT NOT TO EXCEED
$23,000,000, AND ITS VARIABLE RATE DEMAND
IMPROVEMENT AND REFUNDING REVENUE BONDS,
SERIES 1994B (FLEET LANDING PROJECT), IN AN
AGGREGATE PRINCIPAL AMOUNT NOT TO EXCEED
$22,000,000, AND FOR A LOAN BY THE CITY TO NAVAL
CONTINUING CARE RETIREMENT FOUNDATION, INC., A
FLORIDA NOT-FOR-PROFIT CORPORATION, IN AN
AMOUNT EQUAL TO THE PRINCIPAL AMOUNT OF SAID
SERIES 1994 BONDS, FOR THE PURPOSES OF (A)
REFUNDING THE OUTSTANDING CITY OF ATLANTIC
BEACH, FLORIDA, VARIABLE RATE DEMAND REVENUE
BONDS (FLEET LANDING PROJECT), SERIES 1989, (B)
FINANCING A PART OF THE COSTS OF A CAPITAL
PROJECT FOR SAID CORPORATION, (C) FUNDING A DEBT
SERVICE RESERVE FUND FOR THE SERIES 1994 BONDS,
AND (D) PAYING A PART OF THE COSTS OF ISSUING THE
SERIES 1994 BONDS; PROVIDING THAT SUCH REVENUE
BONDS SHALL NOT CONSTITUTE A DEBT, LIABILITY OR
OBLIGATION OF THE CITY OR THE STATE OF FLORIDA
OR ANY POLITICAL SUBDIVISION THEREOF, BUT SHALL
BE PAYABLE SOLELY FROM THE REVENUES HEREIN
PROVIDED; PROVIDING FOR THE RIGHTS OF THE
OWNERS OF THE SERIES 1994 BONDS AND FOR THE
PAYMENT THEREOF; APPOINTING THE INITIAL TRUSTEE
AND MAKING CERTAIN OTHER APPOINTMENTS;
APPROVING AND AUTHORIZING THE EXECUTION AND
DELIVERY OF CERTAIN DOCUMENTS REQUIRED IN
CONNECTION WITH THE FOREGOING; APPROVING
PRELIMINARY OFFICIAL STATEMENTS RELATING TO
THE SERIES 1994 BONDS; AUTHORIZING A NEGOTIATED
SALE OF THE SERIES 1994 BONDS; AUTHORIZING THE
AWARD OF THE SALE OF THE SERIES 1994 BONDS AND
APPROVING THE CONDITIONS AND CRITERIA OF SUCH
SALE; AUTHORIZING PRELIMINARY OFFICIAL
STATEMENTS AND THE EXECUTION OF FINAL OFFICIAL
STATEMENTS RELATING TO THE SERIES 1994 BONDS;
PROVIDING CERTAIN OTHER DETAILS IN CONNECTION
THEREWITH; AND PROVIDING AN EFFECTIVE DATE.
BE IT RESOLVED BY THE CITY COMMISSION OF THE CITY OF ATLANTIC
BEACH, FLORIDA:
SECTION 1. AUTHORITY FOR THIS RESOLUTION. This Resolution is adopted
pursuant to the Constitution of the State of Florida, Part II of Chapter 159, Florida Statutes, as
amended, and other applicable provisions of law (collectively, the "Act").
SECTION 2. DEFINITIONS. Unless the context otherwise requires, all terms used
herein in capitalized form shall have the meanings assigned to such terms in this Resolution.
Words importing the singular shall include the plural, words importing the plural shall include
the singular, and words importing persons shall include corporations and other entities or
associations.
SECTION 3. FINDINGS. The Issuer has found and determined and does hereby declare
that:
A. The City of Atlantic Beach, Florida (the "Issuer" or the "City"), is an
incorporated municipality of the State of Florida (the "State") and is a local agency duly
authorized by the Act to finance and refinance the acquisition, construction, reconstruction,
improvement, rehabilitation, renovation, expansion and enlargement, or additions to, furnishing
and equipping of any capital project for any "health care facility" (as defined in the Act),
including land, rights in land, buildings and other structures, machinery, equipment,
appurtenances and facilities incidental thereto, and other improvements necessary or convenient
therefor, and to obtain funds to finance the cost thereof by the issuance of its revenue bonds,
and to issue its revenue refunding bonds for the purpose of refunding any outstanding revenue
bonds previously issued under the Act to finance the costs thereof, for the purposes of enhancing
and expanding the health care industries, promoting and fostering the economic growth and
development of the Issuer and the State, increasing purchasing power and opportunities for
gainful employment, advancing and improving the economic prosperity of the State and its
inhabitants, improving living conditions and health care, and otherwise providing for and
contributing to the health, safety and welfare of the people of the State, and the Issuer is further
authorized by the Act to pledge and assign as security for the payment of the principal of and
interest on such bonds any revenues derived by the Issuer pursuant to financing agreements with
respect to such projects.
B. On February 15, 1989, the Issuer issued its Variable Rate Demand Revenue Bonds
(Fleet Landing Project), Series 1989 (the "Series 1989 Bonds"), in the original aggregate
principal amount of$62,950,000, for the purposes of (i) financing the costs of the acquisition,
construction and installation of a continuing care retirement facility known as "Fleet Landing,"
which is owned and operated by Naval Continuing Care Retirement Foundation, Inc., a Florida
not-for-profit corporation (the "Community"), and located at One Fleet Landing Boulevard,
Atlantic Beach, Florida, consisting of the acquisition of approximately 69 acres of land, the
construction of 320 independent living units, a community center containing kitchen, dining,
recreational and administration facilities, a health center consisting of a 26-bed assisted living
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facility and a 42-bed skilled nursing facility (the "Health Center"), and related and appurtenant
facilities, and the acquisition and installation of related machinery, equipment, fixtures and
furnishings (collectively, together with any additions or improvements thereto, the "Project
Facilities"), (ii) funding a debt service reserve fund for the Series 1989 Bonds, and (iii) paying
a part of the costs of issuing the Series 1989 Bonds.
C. The Community has requested the Issuer's assistance in an undertaking consisting
of(i) refunding the Series 1989 Bonds, presently outstanding in the aggregate principal amount
of $40,035,000, (ii) financing a capital project at the Project Facilities consisting of the
acquisition of approximately 4.5 acres of land, the construction of a 60-bed assisted living
facility addition to the existing Health Center, the conversion of the existing 26-bed assisted
living facility at the Health Center into a 38-bed facility providing skilled nursing care, 21 beds
of which will be available for the care of patients with Alzheimer's disease and other related
disorders, the construction of additional parking, and the acquisition, construction and
installation of related equipment, furnishings and facilities (collectively, the "Project"), (iii)
funding a debt service reserve fund, and (iv) financing of certain other "costs" as defined in the
Act.
D. The Community has requested that the Issuer issue and sell its revenue bonds to
be designated "City of Atlantic Beach, Florida, Fixed Rate Improvement and Refunding Revenue
Bonds, Series 1994A (Fleet Landing Project)" in an aggregate principal amount not exceeding
$23,000,000 (the "Series A Bonds"), and "City of Atlantic Beach, Florida, Variable Rate
Demand Improvement and Refunding Revenue Bonds, Series 1994B (Fleet Landing Project)"
in an aggregate principal amount not exceeding $22,000,000(the "Series B Bonds" and, together
with the Series A Bonds, the "Series 1994 Bonds"), to assist in accomplishing the foregoing.
E. A public hearing was held by the Issuer on May 9, 1994, upon public notice
published in The Beaches Leader, a newspaper of general circulation in the City, no less than
14 days prior to the scheduled date of such public hearing, at which hearing members of the
public were offered reasonable opportunity to be heard on all matters pertaining to the location
and nature of the proposed Project and to the issuance of the Series 1994 Bonds. The public
hearing provided a reasonable opportunity for interested individuals to express their views, both
orally and in writing, on the proposed issue of the Series 1994 Bonds and the location and nature
of the Project, and was held in a location which, under the facts and circumstances, was
convenient for residents of the City. The notice was reasonably designed to inform residents
of the City of the proposed issue, stated that the Issuer would be the issuer of the Series 1994
Bonds, stated the time and place for the hearing, and contained the information required by the
Internal Revenue Code of 1986, as amended, and applicable regulations thereunder (the "Code").
The 14-day period was adequate for notice to be brought to the attention of all interested
persons, exceeds the normal periods for notices of public hearings conducted by the Issuer and
various agencies of Duval County (the "County") and the State, and provided sufficient time for
interested persons to prepare for and to express their views at such hearing.
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F. The Community has shown that the Project will alleviate unemployment in the
City, it will improve living conditions and health care, it will foster the economic growth and
development and the business development of the City, the County and the State, and it will
serve other predominantly public purposes as set forth in the Act. It is desirable and will further
the public purposes of the Act, and it will most effectively serve the purposes of the Act, for
the Issuer to refund the Series 1989 Bonds and to finance the acquisition, construction and
installation of the Project and to issue and sell the Series 1994 Bonds under the Indenture (as
hereinafter defined) for the purpose of providing funds to finance all or part of the cost of the
Project, all as provided in the Loan Agreement (as hereinafter defined), which contains such
provisions as are necessary or convenient to effectuate the purposes of the Act. The Project is
appropriate to the needs and circumstances of, and shall make a significant contribution to the
economic growth of the City; shall provide or preserve gainful employment; shall protect the
environment; or shall serve a public purpose by advancing the economic prosperity, the public
health, or the general welfare of the State and its people as stated in Section 159.26, Florida
Statutes, as amended.
G. The City will be able to cope satisfactorily with the impact of the Project and will
be able to provide, or cause to be provided when needed, the public facilities, including utilities
and public services, that will be necessary for the construction, operation, repair and
maintenance of the Project and on account of any increases in population or other circumstances
resulting therefrom, provided that the Community complies with terms and provisions of an
agreement by and between the City and the Community relating to the provision of water and
sewer services by the City to the Community. Notwithstanding any provisions to the contrary
contained herein, the City will not incur any obligation (financial or otherwise) to provide such
public facilities, utilities and services by virtue of this Resolution.
H. The availability of revenue bond financing, as authorized by the Act, is an
important inducement to the Community to proceed with the acquisition, construction and
installation of the Project.
I. Adequate provision has been made in the documents attached hereto for a loan
by the Issuer to the Community to finance the acquisition, construction and installation of the
Project, and thereafter for the operation, repair and maintenance of the Project Facilities,
including the Project, at the expense of the Community and for the repayment by the Community
of the loan in installments sufficient to pay the principal of, premium, if any, and interest on the
Series 1994 Bonds and all costs and expenses relating thereto in the amounts and at the times
required.
J. The Community is financially responsible based on the criteria established by the
Act, the Community is fully capable and willing to fulfill its obligations under the Loan
Agreement (the "Loan Agreement"), hereinafter more particularly described, between the
Community and the Issuer, including the obligation to repay the loan in installments in the
amounts and at the times required, the obligation to operate, repair and maintain the Project
Facilities, including the Project, at the Community's own expense and such other obligations and
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responsibilities as are imposed under the Loan Agreement. The payments to be made by the
Community to the Issuer and the other security provided by the Loan Agreement, the Mortgage
and the Indenture, as such terms are hereinafter defined, are adequate within the meaning of the
Act for the security of the Series 1994 Bonds.
K. The Issuer is not obligated to pay the Series 1994 Bonds except from the proceeds
derived from the repayment of the loan to the Community, or from the other security pledged
therefor, and neither the faith and credit nor the taxing power of the Issuer, the State or any
political subdivision thereof is pledged to the payment of the principal of, premium, if any, or
the interest on the Series 1994 Bonds.
L. The Issuer and the Community will concurrently with the issuance of the Series
1994 Bonds execute the documentation required for the refunding of the Series 1989 Bonds and
the financing of the Project as contemplated hereby.
M. The Issuer deems it advisable that the cost of the Project include interest on the
portion of the Series 1994 Bonds issued to finance the Project for a reasonable period of time
after completion of the Project, if so requested by the Community and as may be provided in
the Loan Agreement.
N. The Issuer deems it advisable that the Series 1994 Bonds be designated as
provided in paragraph D above.
0. A negotiated sale of the Series 1994 Bonds is required and necessary and is in the
best interest of the Issuer for the following reasons: the Series 1994 Bonds will be special and
limited obligations of the Issuer payable out of moneys derived by the Issuer from the
Community's operation of the Project Facilities, including the Project, or as otherwise provided
herein and will be secured by funds of the Community; the Community will be required to pay
all costs of the Issuer in connection with the refunding of the Series 1989 Bonds and the
financing, construction and administration of the Project which are not paid out of the Bond
proceeds or otherwise and to operate and maintain the Project Facilities, including the Project,
at the Community's own expense; the cost of issuance of the Series 1994 Bonds, which must be
borne directly or indirectly by the Community would most likely be greater if the Series 1994
Bonds are sold at public sale by competitive bids than if the Series 1994 Bonds are sold at
negotiated sale, and there is no basis, considering prevailing market conditions, for any
expectation that the terms and conditions of a sale of the Series 1994 Bonds at public sale by
competitive bids would be any more favorable than at negotiated sale; because prevailing market
conditions are uncertain, it is desirable to sell the Series 1994 Bonds at a predetermined price;
and revenue bonds having the characteristics of the Series 1994 Bonds are typically sold at
negotiated sale under prevailing market conditions.
P. The Series 1994 Bonds will not be issued unless the Issuer has received a
satisfactory opinion of bond counsel to the effect (among other things) that the interest on the
Series 1994 Bonds will be excludable from gross income for federal income tax purposes under
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existing laws of the United States of America at the time of the delivery of the Series 1994
Bonds.
Q. The Community, in order to enhance the marketability of the Series B Bonds, has
requested Barnett Bank of Jacksonville, N.A. (the "Bank"), to issue to the Trustee (as hereinafter
defined) the Bank's direct pay irrevocable transferable Letter of Credit (the "Letter of Credit")
to provide payment for and secure the payment of the principal of and interest on, and the
purchase price of, the Series B Bonds. The Bank will issue the Letter of Credit concurrently
with the issuance of delivery of the Series B Bonds pursuant to the Credit Facility Agreement
(as defined in the Indenture) between the Community and the Bank, as the initial Credit Facility
Provider (as defined in the Indenture), under which the Community will be obligated, among
other things to reimburse the Credit Facility Provider, with interest, for all drawings under the
Credit Facility (as defined in the Indenture).
R. As security for all of the Community's payment obligations under the Loan
Agreement, under the Credit Facility Agreement and under the Indenture, including payment of
all debt service requirements on the Series 1994 Bonds, the Community will execute and deliver
to the Trustee, for the benefit of the Issuer and the Credit Facility Provider, a Real Estate
Mortgage, Security Agreement, Assignment of Rents and Financing Statement(the "Mortgage").
S. Donaldson, Lufkin & Jenrette Securities Corporation (the "Original Purchaser")
has advised the Issuer that the Original Purchaser will use reasonable efforts to submit to the
Issuer an offer to purchase the Series 1994 Bonds in the form of the Purchase Agreement
hereinafter more particularly described (the "Purchase Agreement"), among the Original
Purchaser, the Community and the Issuer, upon terms acceptable to the Issuer and the
Community, and the Issuer does hereby find and determine that it is in the best financial interest
of the Issuer to authorize the execution and delivery of the Purchase Agreement in the manner
and upon the terms hereinafter provided. Upon the execution of the Purchase Agreement by the
Issuer, the Community and the Original Purchaser, the Series 1994 Bonds shall be sold to the
Original Purchaser pursuant to the terms and provisions of the Purchase Agreement.
T. Prior to the execution of the Purchase Agreement, the Original Purchaser shall
provide the Issuer with a disclosure statement, satisfactory to the Issuer, containing the
information required by Section 218.385, Florida Statutes. The Issuer shall not require any
further disclosure from the Original Purchaser.
U. The purposes of the Act will be more effectively served by awarding, or causing
to be awarded, contracts for the construction, installation and equipping of the Project upon a
negotiated basis rather than by awarding, or causing to be awarded, such contracts based on
competitive bids.
V. The Project comprises a "health care facility" within the meanings of the Act.
The costs of the Project to be paid from the proceeds of the Series 1994 Bonds in accordance
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with the terms of the Loan Agreement and the Indenture (as hereinafter defined), will constitute
"costs" of a "project" within the meaning of the Act.
SECTION 4. REFUNDING OF SERIES 1989 BONDS AUTHORIZED. The refunding
of the Series 1989 Bonds in the manner herein provided is hereby authorized.
SECTION 5. FINANCING OF PROJECT AUTHORIZED. The financing of the
acquisition, construction and installation of the Project in the manner herein provided is hereby
authorized.
SECTION 6. AUTHORIZATION OF SERIES 1994 BONDS. For the purpose of
providing funds to (i) refund the Series 1989 Bonds, (ii) pay or reimburse a part of the costs of
the Project, (iii) fund a debt service reserve fund for the Series 1994 Bonds, and (iv) pay a part
of the cost of issuing the Series 1994 Bonds, and subject and pursuant to the provisions hereof,
the issuance of the Series A Bonds, in an aggregate principal amount of not to exceed
$23,000,000, and the Series B Bonds, in an aggregate principal amount of not to exceed
$22,000,000, is hereby authorized. Such Series 1994 Bonds shall be designated as provided in
Section 3.D. hereof and shall be subject to payment as provided in the Indenture, the form of
which is attached hereto as Exhibit "A" (the "Indenture"), and shall be issued in the name of and
delivered to the Original Purchaser or as otherwise directed by the Original Purchaser.
The Series 1994 Bonds shall be dated such dates, shall bear interest at such rates, shall
be payable or shall mature on such date or dates, shall be issued in such denominations, shall
be subject to optional and mandatory redemption at such time or times, and upon such terms and
conditions, shall be payable at the place or places and in the manner, shall be executed,
authenticated and delivered, shall otherwise be in such forms, and subject to such terms and
conditions, all as provided in the Indenture and the Purchase Agreement.
The Series 1994 Bonds and the premium, if any, and the interest thereon shall not be
deemed to constitute a general debt, liability or obligation of the Issuer or of the State or of any
political subdivision thereof, or a pledge of the faith and credit of the Issuer or of the State or
of any political subdivision thereof, but shall be payable solely from the revenues provided
therefor, and the Issuer is not obligated to pay the Series 1994 Bonds or the interest thereon
except from the revenues and proceeds pledged therefor and neither the faith and credit nor the
taxing power of the Issuer, the State or any political subdivision thereof is pledged to the
payment of the principal of, premium, if any, or interest on the Series 1994 Bonds.
SECTION 7. AUTHORIZATION OF EXECUTION AND DELIVERY OF
INDENTURE. In order to secure the payment of the principal of, premium, if any, and the
interest on the Series 1994 Bonds herein authorized, according to their tenor, purport and effect,
and in order to secure the performance and observance of all of the covenants, agreements and
conditions in said Series 1994 Bonds, the execution and delivery of the Indenture, a proposed
form of which is attached hereto as Exhibit "A," is hereby authorized. The form of the
Indenture is hereby approved, subject to such changes, insertions and omissions and such filling
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of blanks therein as may be approved and made in such form of Indenture by the Trustee and
by either of the officers of the Issuer executing the same, in a manner consistent with the
provisions of this Resolution, such execution to be conclusive evidence of such approval. First
Union National Bank of Florida, Jacksonville, Florida is hereby designated as the initial trustee
(in such capacity, the "Trustee") under the Indenture.
SECTION 8. AUTHORIZATION OF EXECUTION AND DELIVERY OF LOAN
AGREEMENT. As authorized by and in conformity with the Act, it is desirable and in the
public interest that the Issuer loan funds to the Community to refund the Series 1989 Bonds and
finance the acquisition, construction and installation of the Project, such loan to be evidenced
by and to be made pursuant to the Loan Agreement between the Issuer and the Community, a
proposed form of which is attached hereto as Exhibit "B," and the execution and delivery of the
Loan Agreement are hereby authorized, and the assignment of certain rights of the Issuer under
the Loan Agreement by the Issuer to the Trustee are hereby authorized. The form of the Loan
Agreement is hereby approved, subject to such changes, insertions and omissions and such filling
of blanks therein as may be approved and made in the form of the Loan Agreement by the
Community and by either of the officers of the Issuer executing the same, in a manner consistent
with the provisions of this Resolution, such execution to be conclusive evidence of such
approval.
SECTION 9. APPROVAL OF MORTGAGE. To provide collateral security for the
payment of the Series 1994 Bonds, the Issuer has directed that the Community mortgage the
Project Facilities, including the Project, pursuant to the Mortgage from the Community, as
grantor, to the Trustee, as mortgage trustee, a proposed form of which is attached hereto as
Exhibit "C." The form of the Mortgage is hereby approved, subject to such changes, insertions
and omissions and such filling of blanks therein as may be approved in such form by the
Community, the Trustee and the Mayor-Commissioner or Mayor Pro Tempore of the Issuer (the
"Mayor-Commissioner"), such approval by the Mayor-Commissioner to be evidenced
conclusively by such officer's execution of the Indenture.
SECTION 10. APPROVAL OF LEITER OF CREDIT SECURING SERIES B BONDS.
To provide additional security for the payment of the Series B Bonds, the Community has agreed
to obtain the Letter of Credit from the Bank. The form of the Letter of Credit is attached hereto
as Exhibit "D," and is hereby approved, subject to such changes, insertions and omissions and
such filling of blanks therein as may be approved in such form by the Community, the Bank and
by the Mayor-Commissioner, such approval by the Mayor-Commissioner to be evidenced
conclusively by such officer's execution of the Indenture.
SECTION 11. AUTHORIZATION OF EXECUTION AND DELIVERY OF
PURCHASE AGREEMENT. A negotiated sale of the Series 1994 Bonds is hereby authorized.
The Mayor-Commissioner is hereby authorized and directed to award the sale of the Series A
Bonds to the Original Purchaser in an aggregate principal amount not to exceed $23,000,000,
at a purchase price of not less than 98% of the original principal amount of the Series A Bonds
(excluding original issue discounts, if any), plus accrued interest thereon to the date of delivery,
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with a final maturity date not later than December 31, 2024, and at a net interest cost of not to
exceed 8.50%, upon the terms and conditions set forth in the Purchase Agreement. The Mayor-
Commissioner is hereby authorized and directed to award the sale of the Series B Bonds to the
Original Purchaser in an aggregate principal amount not to exceed $22,000,000, at a purchase
price of not less than 99% of the original principal amount of the Series B Bonds, with a final
maturity date not later than December 31, 2024, bearing interest initially at the Daily Rate (as
defined in the Indenture), upon the terms and conditions set forth in the Purchase Agreement.
The Purchase Agreement, substantially in the form attached hereto as Exhibit "E," with such
changes, corrections, insertions and deletions as may be necessary or desirable and approved by
the Community and the Mayor-Commissioner prior to the execution thereof, such necessity or
desirability and approval by the Community and the Mayor-Commissioner to be presumed by
their execution thereof. The Mayor-Commissioner is hereby authorized to execute the Purchase
Agreement for and on behalf of the Issuer pursuant to the terms hereof, all of the provisions of
which, when executed and delivered by the Issuer as authorized herein and by the Community,
shall be deemed to be a part of this Resolution as fully and to the same extent as if incorporated
verbatim herein. The authority for the issuance of such aggregate principal amount of Series
1994 Bonds herein authorized which shall not be delivered hereafter to the Original Purchaser
pursuant to the provisions of the Purchase Agreement is hereby canceled and rescinded.
SECTION 12. AUTHORIZATION OF EXECUTION OF REMARKETING
AGREEMENT. In order to obtain the lowest possible interest rate in connection with the initial
issuance of the Series B Bonds, the Community has agreed to permit the Series B Bonds to
contain provisions allowing them to be "put" back to the Community by the holders of the Series
B Bonds and then be remarketed, and to the extent that they cannot be remarketed, the Trustee
has agreed to purchase the Series B Bonds on behalf of the Community through payments from
the Community or a draw on the Letter of Credit. In order to accommodate such plan of
financing, the Community has agreed to enter into a Remarketing Agreement with Donaldson,
Lufkin & Jenrette Securities Corporation (in such capacity, the "Remarketing Agent") in the
form attached hereto as Exhibit "F" (the "Remarketing Agreement"). The form of the
Remarketing Agreement is hereby approved, subject to such changes, insertions and omissions
and such filling of blanks therein as may be approved in such form by the Community, the
Remarketing Agent and by the Mayor-Commissioner, such approval by the Mayor-Commissioner
to be evidenced conclusively by such officer's execution of the Indenture. There is hereby
delegated by the Issuer to the Remarketing Agent under the Remarketing Agreement such
authority as is necessary for the establishment of the interest rate on the Series B Bonds pursuant
to the terms of the Indenture and to carry out all duties established by the Remarketing
Agreement.
SECTION 13. APPROVAL OF PRELIMINARY OFFICIAL STATEMENTS AND
DESIGNATION. The Preliminary Official Statement relating to the Series A Bonds and the
Preliminary Official Statement relating to the Series B Bonds (collectively, the "Preliminary
Official Statements"), substantially in the forms attached hereto as Exhibit "G" and Exhibit "H,"
respectively, with such changes, corrections, insertions and deletions as may be approved by the
Mayor-Commissioner, such approval by the Mayor-Commissioner to be evidenced conclusively
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by the execution of a certificate substantially in the form attached hereto as Exhibit "I" is hereby
approved and authorized. The Mayor-Commissioner is hereby authorized to approve the final
forms and content of the final Preliminary Official Statements and to deem the same final as of
their respective dates on behalf of the Issuer for purposes of Rule 15c2-12 of the Securities and
Exchange Commission and to execute a certificate to that effect substantially in the form attached
hereto as Exhibit "I." Use of the Preliminary Official Statements by the Original Purchaser to
market the Series 1994 Bonds is hereby approved and authorized.
SECTION 14. AUTHORIZATION OF FINAL OFFICIAL STATEMENTS. A final
Official Statement relating to the Series A Bonds, substantially in the form of the Preliminary
Official Statement relating to the Series A Bonds, and a final Official Statement relating to the
Series B Bonds, substantially in the form of the Preliminary Official Statement relating to the
Series B Bonds (collectively, the "Official Statements"), with such changes, corrections,
insertions and deletions as may be necessary or desirable and approved by the Mayor-
Commissioner, such approval by the Mayor-Commissioner to be evidenced conclusively by his
execution of one or more copies thereof, is hereby approved and authorized. The Mayor-
Commissioner is hereby authorized to evidence the Issuer's approval of the final Official
Statements by execution of one or more copies thereof in the manner provided herein.
SECTION 15. REGISTRAR AND PAYING AGENT. The Trustee, having its principal
corporate trust office in Jacksonville, Florida, is hereby appointed to serve as the initial
Registrar and Paying Agent for the Series 1994 Bonds under the Indenture.
SECTION 16. ASSIGNMENT OF LOAN AGREEMENT. All rights of the Issuer
under the Loan Agreement (other than certain rights of the Issuer reserved therein) will be
assigned by the Issuer to the Trustee under the terms of the Indenture.
SECTION 17. AUTHORIZED OFFICERS OF ISSUER. The Mayor-Commissioner and
the City Clerk and any deputy City Clerk (the "City Clerk") of the Issuer are hereby authorized
and empowered to execute and deliver the Series 1994 Bonds, the Indenture, the Loan
Agreement, the final Official Statements and the Purchase Agreement, and all documents
contemplated thereby, in each case, subject to such changes and modifications as such officers
may approve, such execution to be conclusive evidence of any such approval, and to affix
thereto or impress thereon, the seal of the Issuer.
SECTION 18. AUTHORIZATION OF EXECUTION OF OTHER DOCUMENTS,
INSTRUMENTS, CONTRACTS AND CERTIFICATES. The officers, employees and agents
of the Issuer and the Issuer are hereby authorized and directed to execute such documents,
instruments and contracts, whether or not expressly contemplated hereby, and to do all acts and
things required by the provisions of this Resolution and by the provisions of the Series 1994
Bonds, the Indenture, the Loan Agreement, the Mortgage, the Letter of Credit, the Remarketing
Agreement and the Purchase Agreement authorized herein, as may be necessary for the full,
punctual and complete performance of all the terms, covenants, provisions and agreements
herein and therein contained, or as otherwise may be necessary or desirable to effectuate the
9
n or as maybe requested bybond counsel, the Original
purpose and intent of this Resolution, eq
Purchaser, the Bank, the Remarketing Agent, the Community, the Trustee or the Registrar and
Paying Agent. The Mayor-Commissioner and the City Clerk are hereby designated as the
primary officers of the Issuer charged with responsibility of issuing the Series 1994 Bonds, and
the Mayor-Commissioner is hereby authorized to delegate to any other person any of the duties
or authorizations of the Mayor-Commissioner or the City Clerk hereunder.
SECTION 19. NO PERSONAL LIABILITY. No representation, statement, covenant,
warranty, stipulation, obligation or agreement herein contained, or contained in the Series 1994
Bonds, the Loan Agreement, the Indenture, the Mortgage, the Letter of Credit, the Remarketing
Agreement, the Purchase Agreement, the Official Statements or any certificate or other
instrument to be executed on behalf of the Issuer in connection with the issuance of the Series
1994 Bonds, shall be deemed to be a representation, statement, covenant, warranty, stipulation,
obligation or agreement of any commissioner, officer, employee or agent of the Issuer in his or
her individual capacity, and none of the foregoing persons nor any officer of the Issuer executing
the Series 1994 Bonds, the Loan Agreement, the Indenture, the Remarketing Agreement, the
Purchase Agreement, the Official Statements or any certificate or other instrument to be executed
in connection with the issuance of the Series 1994 Bonds shall be liable personally thereon or
be subject to any personal liability or accountability by reason of the execution or delivery
thereof.
SECTION 20. NO THIRD PARTY BENEFICIARIES. Except as otherwise expressly
provided herein or in the Series 1994 Bonds, the Loan Agreement, the Indenture, the Mortgage,
the Remarketing Agreement or the Purchase Agreement, nothing in this Resolution, or in the
Series 1994 Bonds, the Loan Agreement, the Indenture, the Mortgage, the Remarketing
Agreement or the Purchase Agreement, express or implied, is intended or shall be construed to
confer upon any person, firm, corporation or other organization, other than the Issuer, the
Community, the Trustee, the Credit Facility Provider, the Remarketing Agent, the Registrar and
Paying Agent and the Original Purchaser (and subsequent owners from time to time of the Series
1994 Bonds) any right, remedy or claim, legal or equitable, under and by reason of this
Resolution or any provision hereof, or of the Series 1994 Bonds, the Loan Agreement, the
Indenture, the Mortgage, the Remarketing Agreement or the Purchase Agreement, all provisions
hereof and thereof being intended to be and being for the sole and exclusive benefit of the
Issuer, the Community, the Trustee, the Credit Facility Provider, the Remarketing Agent, the
Registrar and Paying Agent and the Original Purchaser (and subsequent owners from time to
time of the Series 1994 Bonds).
SECTION 21. PREREQUISITES PERFORMED. All acts, conditions and things
relating to the passage of this Resolution, to the issuance, sale and delivery of the Series 1994
Bonds, to the execution and delivery of the Loan Agreement, the Indenture and the Purchase
Agreement, required by the Constitution or other laws of the State, to happen, exist and be
performed precedent to the passage hereof, and precedent to the issuance, sale and delivery of
the Series 1994 Bonds, to the execution and delivery of the Loan Agreement, the Indenture and
the Purchase Agreement, have either happened, exist and have been performed as so required
10
•
•
•
or will have happened, will exist and will have been performed prior to such execution and
delivery.
SECTION 22. COMPLIANCE WITH CHAPTER 218, PART III, FLA. STATS. The
Issuer hereby approves and authorizes the completion, execution and filing with the Division of
Bond Finance, Department of General Services of the State of Florida, at the expense of the
Community, of advance notice of the impending sale of the Series 1994 Bonds, of Bond
Information Form BF 2003 and of a copy of Internal Revenue Service Form 8038, and any other
acts as may be necessary to comply with Chapter 218, Part III, Florida Statutes, as amended.
SECTION 23. GENERAL AUTHORITY. The commissioners, officials, attorneys,
engineers or other agents or employees of the Issuer are hereby authorized to do all acts and
things required of them by this Resolution, the Series 1994 Bonds, the Loan Agreement, the
Indenture and the Purchase Agreement and to do all acts and things which are desirable and
consistent with the requirements hereof or of the Series 1994 Bonds, the Loan Agreement, the
Indenture and the Purchase Agreement, for the full, punctual and complete performance of all
the terms, covenants and agreements contained herein or in the Series 1994 Bonds, the Loan
Agreement, the Indenture and the Purchase Agreement.
SECTION 24. THIS RESOLUTION CONSTITUTES A CONTRACT. The Issuer
covenants and agrees that this Resolution shall constitute a contract between the Issuer and the
Original Purchaser, and all subsequent owners from time to time of the Series 1994 Bonds, and
that all covenants and agreements set forth herein and in the Series 1994 Bonds, the Loan
Agreement, the Indenture and the Purchase Agreement to be performed by the Issuer shall be
for the equal and ratable benefit and security of the Original Purchaser and all subsequent
owners from time to time of the Series 1994 Bonds, without privilege, priority or distinction as
to lien or otherwise of any of the Series 1994 Bonds over any other of the Series 1994 Bonds.
SECTION 25. SEVERABILITY OF INVALID PROVISIONS. In case any one or more
of the provisions of this Resolution shall for any reason be held to be illegal or invalid, such
illegality or invalidity shall not affect any other provisions of this Resolution, and this Resolution
shall be construed and enforced as if such illegal or invalid provision had not been contained
herein. This Resolution is adopted and the Indenture and the Loan Agreement shall be executed,
and the Series 1994 Bonds shall be issued, with the intent that the laws of the State shall govern
their construction, except as shall otherwise be expressly provided by the terms thereof.
11
SECTION 26. REPEALING CLAUSE. All resolutions or parts thereof in conflict
herewith are hereby repealed.
SECTION 27. EFFECTIVE DATE. This Resolution shall take effect immediately upon
its adoption.
PASSED AND ADOPTED this ninth day of May, 1994.
CITY OF ATL• JN BEACH, FLORIDA
1111 4r
(OFFICIAL SEAL) B %//1--
mayor-Commissioner
ATTEST:
c�e_,c.i - r..•
City lerk
Approved as to Form and
Correctness:
i / (//1>.Ad, /d.
1%ty Attorne
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12
LIST OF EXHIBITS
Exhibit A - Indenture of Trust
Exhibit B - Loan Agreement
Exhibit C - Real Estate Mortgage, Security Agreement, Assignment of Rents and
Financing Statement
Exhibit D - Letter of Credit
Exhibit E - Bond Purchase Agreement
Exhibit F - Remarketing Agreement
Exhibit G - Preliminary Official Statement relating to Series A Bonds
Exhibit H - Preliminary Official Statement relating to Series B Bonds
Exhibit I - Rule 15c2-12 Certificate
EXHIBIT A
Indenture of Trust
EXHIBIT B
Loan Agreement
EXHIBIT C
Real Estate Mortgage, Security Agreement,
Assignment of Rents and Financing Statement
EXHIBIT D
Letter of Credit
EXHIBIT E
Bond Purchase Agreement
EXHIBIT F
Remarketing Agreement
EXHIBIT G
Preliminary Official Statement Relating to Series A Bonds
EXHIBIT H
Preliminary Official Statement Relating to Series B Bonds
EXHIBIT I
Rule 15c2-12 Certificate
The undersigned, having been duly authorized by the City of Atlantic Beach, Florida (the
"City"), to execute this certificate on behalf of the City, hereby (a) certifies that the undersigned
is the [Mayor-Commissioner] [Mayor Pro Tempore] of the Issuer and has reviewed the
Preliminary Official Statements relating to the City's Fixed Rate Improvement and Refunding
Revenue Bonds, Series 1994A (Fleet Landing Project), and the City's Variable Rate Demand
Improvement and Refunding Revenue Bonds, Series 1994B (Fleet Landing Project) (collectively,
the "Preliminary Official Statements") attached hereto as Attachment I and II, respectively, and
(b) on behalf of the City approves the form and content of the Preliminary Official Statements
and deems such Preliminary Official Statements final as of their dates for purposes of Rule 15c2-
12 of the Securities and Exchange Commission, except for such omissions permitted by Rule
15c2-12.
Name:
Title:
Date:
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