07 - April 2017TOTAL VALUE OF YOUR ACCOUNTS (as of 4/30/17)$9,215,180.99
Includes Accrued Interest
CLIENT STATEMENT For the Period April 1-30, 2017
660 - 110331 - 095 -1 - 0
STATEMENT PACKAGE FOR:
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Morgan Stanley Smith Barney LLC. Member SIPC.
Access Your Account s Online: www.morganstanley.com/online
Your Financial Advisor Team
BAGWELL/BRIDGES/TAYLOR
407-849-4700
Your Branch
201 E. PINE ST 11TH FL
ORLANDO, FL 32801
Telephone:407-849-4700 ; Alt. Phone:800-869-0007 ; Fax:407-849-4797
Client Service Center (24 Hours a Day; 7 Days a Week): 800-869-3326
0001874 11 AB 2.767 11 TR 00028 MSADT252 000000
#BWNJGWM
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
C/O RUSSELL CAFFEY
800 SEMINOLE ROAD
ATLANTIC BCH FL 32233-5444
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Consolidated Summary
CLIENT STATEMENT For the Period April 1-30, 2017
This summary may include assets held in either brokerage and/or advisory accounts. Visit http://www.morganstanley.com/ourcommitment to understand the differences between brokerage and
advisory accounts. Refer to individual Account Gain/(Loss) Summary and Expanded Disclosures for additional information. Accounts with no balances, holdings or activity year-to-date are not
displayed on this page. >: Wash sale rules apply to some portion of this total.CONTINUED
Page 2 of 118
OVERVIEW OF YOUR ACCOUNTS (includes accrued interest)
Although only whole dollar amounts are displayed below, both dollars and cents are used to calculate all totals. Manually summing the individual line items may not equal the actual total displayed. Refer to Account Statements for details.
Account Number
Beginning Value
(4/1/17)
Funds
Credited/(Debited)
Security/Currency
Transfers
Rcvd/(Dlvd)Change in Value
Ending Value
(4/30/17)
Income/Dist
This Period/YTD
YTD Realized
Gain/(Loss)
(Total ST/LT)
Unrealized
Gain/(Loss)
(Total ST/LT) Page
TOTAL FOR ALL ACCOUNTS $9,131,362 $(8,662)—$92,480 $9,215,180 $6,553
$43,056
$(9,920)
$42,279
$135,555
$516,857
Business Accounts
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
660-110331-095 417,153 ——3 417,156 3
13
—
—
—
—
7
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
660-035181-095
Invest Advisory
3,342,184 (1,499)—42,697 3,383,382 1,305
10,873
—
14,048
46,066
181,430
>
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CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Pioneer Invest Fundamental Growth
660-035196-095
Invest Advisory
551,469 (728)—14,346 565,087 357
2,447
495
143
41,837
15,538
19
CITY OF ATLANTIC BEACH
POLICE OFFICERS RETIREMENT SYS
Sage Advisory - Intermediate Taxab
660-110035-095
Invest Advisory
1,944,302 (2,327)—11,326 1,953,301 1,223
14,183
(16,781)
1,039
(846)
2,778
29
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
JP Morgan - Equity Income SMA
660-110174-095
Invest Advisory
1,273,479 (1,682)—2,514 1,274,311 2,152
10,874
518
3,192
19,333
134,482
41
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Boston Partners - Smid Cap Value
660-110258-095
Invest Advisory
547,363 (887)—(988)545,488 1,268
3,279
2,353
6,741
11,916
60,936
>
63
CITY OF ATLANTIC BEACH POLICE
C/O RUSSELL CAFFEY
Riverbridge Partners - SMID Growth
660-110265-095
Invest Advisory
520,234 (843)—8,731 528,122 126
788
4,419
5,850
3,327
59,521
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Consolidated Summary
CLIENT STATEMENT For the Period April 1-30, 2017
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Page 3 of 118
OVERVIEW OF YOUR ACCOUNTS (includes accrued interest)
Although only whole dollar amounts are displayed below, both dollars and cents are used to calculate all totals. Manually summing the individual line items may not equal the actual total displayed. Refer to Account Statements for details.
Account Number
Beginning Value
(4/1/17)
Funds
Credited/(Debited)
Security/Currency
Transfers
Rcvd/(Dlvd)Change in Value
Ending Value
(4/30/17)
Income/Dist
This Period/YTD
YTD Realized
Gain/(Loss)
(Total ST/LT)
Unrealized
Gain/(Loss)
(Total ST/LT) Page
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Columbia Mgmt - Select LC Grwth
660-110290-095
Invest Advisory
535,176 (693)—13,848 548,331 117
595
(925)
11,263
13,920
62,168
> 107
Total Business Accounts $9,131,362 $(8,662)—$92,480 $9,215,180 $6,553
$43,056
$(9,920)
$42,279
$135,555
$516,857
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CLIENT STATEMENT For the Period April 1-30, 2017
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
Page 4 of 118
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
7.9
8.2
8.5
8.8
9.1
9.4
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M
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s
2016 2017
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $9,131,362.82 $8,748,493.84
Credits ——
Debits (8,662.21)(17,091.57)
Security Transfers ——
Net Credits/Debits/Transfers $(8,662.21)$(17,091.57)
Change in Value 92,480.38 483,778.72
TOTAL ENDING VALUE $9,215,180.99 $9,215,180.99
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
Cash
Equities
Fixed Income & Preferreds
Alternatives
ASSET ALLOCATION (includes accrued interest)
Market Value Percentage
Cash $609,787.31 6.62
Equities 5,699,593.06 61.85
Fixed Income & Preferreds 2,271,728.37 24.65
Alternatives 634,072.25 6.88
TOTAL VALUE $9,215,180.99 100.00 %
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
Consolidated Summary
CLIENT STATEMENT For the Period April 1-30, 2017
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Page 5 of 118
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $622,308.27 $572,539.57
Purchases (209,142.27)(1,452,376.13)
Dividend Reinvestments (1,304.86)(4,457.20)
Sales and Redemptions 196,074.15 1,464,158.04
Prior Net Unsettled Purch/Sales 2,918.85 N/A
2016 Net Unsettled Purch/Sales N/A 2,093.18
Net Unsettled Purch/Sales (652.58)(652.58)
Return of Principal 1,042.26 1,865.28
Income and Distributions 6,553.12 43,056.14
Total Investment Related Activity $(4,511.33)$53,686.73
Other Debits (8,662.21)(17,091.57)
Total Cash Related Activity $(8,662.21)$(17,091.57)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $609,134.73 $609,134.73
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $622,308.27 $609,134.73
Stocks 3,341,758.46 3,395,268.98
ETFs & CEFs 1,636,456.79 1,661,624.30
Corporate Fixed Income ^1,022,621.93 1,067,929.99
Government Securities^837,174.09 794,875.87
Mutual Funds 1,668,124.43 1,685,694.54
Net Unsettled Purchases/Sales 2,918.85 652.58
Total Assets $9,131,362.82 $9,215,180.99
Total Liabilities (outstanding balance)——
TOTAL VALUE $9,131,362.82 $9,215,180.99
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Standard Disclosures
CLIENT STATEMENT For the Period April 1-30, 2017 Page 6 of 118
The following Disclosures are applicable to the enclosed statement(s).
Expanded Disclosures are attached to your most recent June and
December statement (or your first Statement if you have not received a
statement for those months). The Expanded Disclosures are also
available by selecting Account Documents when you log on to
www.morganstanley.com/online or, call 800-869-3326.
Questions?
Questions regarding your account may be directed to your Financial
Advisor or the Branch Manager of the office where you maintain your
account, using the contact information on the statement cover page, or
the Client Service Center at (800) 869-3326.
Errors and Inquiries
Be sure to review your statement promptly, and immediately address
any concerns regarding entries that you do not understand or believe
were made in error by contacting the Branch Manager of the office
where you maintain your account. Oral communications regarding any
inaccuracy or discrepancy in this statement should be re-confirmed in
writing to further protect your rights, including rights under the
Securities Investor Protection Act (SIPA). Your statement will be
deemed correct unless we receive a written inquiry of a suspected
error. See your account documentation for special rules regarding your
rights and responsibilities with respect to erroneous electronic fund
transfers, including a description of the transfers covered. For concerns
or complaints, contact our Client Relations Department at (866)
227-2256.
Senior Investor Helpline
For concerns or complaints, Senior Investors may contact our Firm by
calling (800) 280-4534.
Availability of Free Credit Balances and Financial Statements
Under the customer protection rules of the SEC [17 CFR
§240.15c3-3], we may use funds comprising free credit balances
carried for customer accounts here, provided that these funds are
payable to customers on demand (i.e., are free of a lien or right of
set-off in our favor or on behalf of some third party to whom you have
given control). A financial statement of this organization is available for
your personal inspection at its offices, or a copy will be mailed to you
upon your written request.
Listed Options
Information with respect to commissions and other charges related to
the execution of options transactions has been included in
confirmations of such transactions previously furnished to you and such
information will be made available to you promptly at your request.
Promptly advise us of any material change in your investment
objectives or financial situation.
Important Information if you are a Margin Customer (not available for
certain retirement accounts)
If you have margin privileges, you may borrow money from us in
exchange for pledging assets in your accounts as collateral for any
outstanding margin loan. The amount you may borrow is based on the
value of the eligible securities in your margin accounts. If a security has
eligible shares, the number of shares pledged as collateral will be
indicated below the position.
Margin Interest Charges
We calculate interest charges on margin loans as follows: (1) multiply
the applicable margin interest rate by the daily close of business net
settled debit balance, and (2) divide by 360 (days). Margin interest
accrues daily throughout the month and is added to your debit balance
at month-end. The month-end interest charge is the sum of the daily
accrued interest calculations for the month. We add the accrued
interest to your debit balance and start a new calculation each time the
applicable interest rate changes and at the close of every statement
month. For interest rate information, log into your Morgan Stanley
account at morganstanley.com/online. Select your account with a
Margin agreement and click Interest Rates for more information.
Information regarding Special Memorandum Account
If you have a Margin Account, this is a combined statement of your
Margin Account and Special Memorandum Account maintained for you
under Section 220.5 of Regulation T issued by the Board of Governors
of the Federal Reserve System. The permanent record of the Special
Memorandum Account as required by Regulation T is available for your
inspection at your request.
Important Information About Auction Rate Securities
For certain Auction Rate Securities there is no or limited liquidity.
Therefore, the price(s) for these Auction Rate Securities are indicated
by N/A (not available). There can be no assurance that a successful
auction will occur or that a secondary market exists or will develop for
a particular security.
Structured Investments Risks and Considerations
Structured Investments (Structured Products) are complex products and
may be subject to special risks. Investors should consider the
concentration risk of owning the related security and their total
exposure to any underlying asset. Structured Investments, which may
appear in various statement product categories and are identified on
the Position Description Details line as “Asset Class: Struct Inv,” may
not perform in a manner consistent with the statement product
category where they appear and therefore may not satisfy portfolio
asset allocation needs for that category. For information on the risks
and conflicts of interest related to Structured Investments generally, log
in to Morgan Stanley Online and go to
www.morganstanley.com/structuredproductsrisksandconflicts.
Security Measures
This statement features several embedded security elements to
safeguard its authenticity. One is a unique security mark-a blue
rectangle printed in heat-sensitive ink on the back of every page. When
exposed to warmth, the blue rectangle will disappear, and then
reappear.
SIPC Protection
We are a member of Securities Investor Protection Corporation (SIPC),
which protects securities of its customers up to $500,000 (including
$250,000 for claims for cash). An explanatory brochure is available
upon request or at www.sipc.org. Losses due to market fluctuation are
not protected by SIPC and assets not held with us may not be covered
by SIPC protection. To obtain information about SIPC, including an
explanatory SIPC brochure, contact SIPC at 1-202-371-8300 or visit
www.sipc.org.
Transaction Dates and Conditions
Upon written request, we will furnish the date and time of a transaction
and the name of the other party to a transaction. We and/or our
affiliates may accept benefits that constitute payment for order flow.
Details regarding these benefits and the source and amount of any
other remuneration received or to be received by us in connection with
any transaction will be furnished upon written request.
Equity Research Ratings Definitions and Global Investment Manager
Analysis Status
Some equity securities may have research ratings from Morgan Stanley
& Co. LLC or Morningstar, Inc. Research ratings are the research
providers’ opinions and not representations or guarantees of
performance. For more information about each research provider's
rating system, see the Research Ratings on your most recent June or
December statement (or your first statement if you have not received a
statement for those months), go to www.morganstanley.com/online or
refer to the research provider’s research report. Research reports
contain more complete information concerning the analyst's views and
you should read the entire research report and not infer its contents
from the rating alone. If your account contains an advisory component
or is an advisory account, a GIMA status will apply.
Credit Ratings from Moody's Investors Service and Standard & Poor's
The credit rating from Moody's Investors Service and Standard & Poor's
may be shown for certain securities. All credit ratings represent the
opinions of the provider and are not representations or guarantees of
performance. Your Financial Advisor will be pleased to provide you with
further information or assistance in interpreting these credit ratings.
Revised 01/2017
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Active Assets Account
660-110331-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $417,153.18 $417,142.88
Credits ——
Debits ——
Security Transfers ——
Net Credits/Debits/Transfers ——
Change in Value 3.42 13.72
TOTAL ENDING VALUE $417,156.60 $417,156.60
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period April 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
380
460
540
620
700
780
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 7 of 118
ASSET ALLOCATION (includes accrued interest)
Cash
Market Value Percentage
Cash $417,156.60 100.00
TOTAL VALUE $417,156.60 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.00
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CLIENT STATEMENT For the Period April 1-30, 2017
Active Assets Account
660-110331-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 8 of 118
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $417,153.18 $417,156.60
Total Assets $417,153.18 $417,156.60
Total Liabilities (outstanding balance)——
TOTAL VALUE $417,153.18 $417,156.60
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $417,153.18 $417,142.88
Income and Distributions 3.42 13.72
Total Investment Related Activity $3.42 $13.72
Total Cash Related Activity ——
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $417,156.60 $417,156.60
INCOME AND DISTRIBUTION SUMMARY
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Interest $3.42 $13.72
Total Taxable Income And Distributions $3.42 $13.72
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $3.42 $13.72
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(4/1/17-4/30/17)
Realized This Year
(1/1/17-4/30/17)
Unrealized
Inception to Date
(as of 4/30/17)
TOTAL GAIN/(LOSS)———
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Active Assets Account
660-110331-095
Investment Objectives †: Capital Appreciation,Income Brokerage Account
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 9 of 118
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$245,002.01 —$25.00 0.010
MORGAN STANLEY BANK N.A. #172,154.59 —17.00 0.010
BANK DEPOSITS $417,156.60 $42.00
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 100.00%$417,156.60 $42.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $0.00 $417,156.60 $42.00
$0.00
0.01%
TOTAL VALUE (includes accrued interest)100.00%$417,156.60
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
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Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Active Assets Account
660-110331-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 10 of 118
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $417,156.60 ——————
TOTAL ALLOCATION OF ASSETS $417,156.60 ——————
ACTIVITY
INVESTMENT RELATED ACTIVITY
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
4/28 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 04/01-04/30)
$2.01
4/28 Interest Income MORGAN STANLEY BANK N.A.
(Period 04/01-04/30)
1.41
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $3.42
TOTAL INTEREST $3.42
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
4/28 Automatic Investment BANK DEPOSIT PROGRAM $2.01
4/28 Automatic Investment BANK DEPOSIT PROGRAM 1.41
NET ACTIVITY FOR PERIOD $3.42
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Consulting Group Advisor Active Assets Account
660-035181-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $3,342,184.58 $3,178,814.90
Credits ——
Debits (1,499.86)(2,769.64)
Security Transfers ——
Net Credits/Debits/Transfers $(1,499.86)$(2,769.64)
Change in Value 42,697.68 207,337.14
TOTAL ENDING VALUE $3,383,382.40 $3,383,382.40
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period April 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
2
2.3
2.6
2.9
3.2
3.5
($
)
M
i
l
l
i
o
n
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 11 of 118
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Fixed Income & Preferreds
Alternatives
Market Value Percentage
Cash $39,284.36 1.16
Equities 2,376,362.46 70.24
Fixed Income & Preferreds 405,701.71 11.99
Alternatives 562,033.87 16.61
TOTAL VALUE $3,383,382.40 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period April 1-30, 2017
Consulting Group Advisor Active Assets Account
660-035181-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 12 of 118
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $40,783.90 $39,284.36
ETFs & CEFs 1,633,276.25 1,658,403.50
Mutual Funds 1,668,124.43 1,685,694.54
Total Assets $3,342,184.58 $3,383,382.40
Total Liabilities (outstanding balance)——
TOTAL VALUE $3,342,184.58 $3,383,382.40
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $40,783.90 $35,483.75
Purchases —(137,922.22)
Dividend Reinvestments (1,304.86)(4,457.20)
Sales and Redemptions —138,075.97
Income and Distributions 1,305.18 10,873.70
Total Investment Related Activity $0.32 $6,570.25
Other Debits (1,499.86)(2,769.64)
Total Cash Related Activity $(1,499.86)$(2,769.64)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $39,284.36 $39,284.36
INCOME AND DISTRIBUTION SUMMARY
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Other Dividends $1,304.86 $10,872.53
Interest 0.32 1.17
Total Taxable Income And Distributions $1,305.18 $10,873.70
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $1,305.18 $10,873.70
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(4/1/17-4/30/17)
Realized This Year
(1/1/17-4/30/17)
Unrealized
Inception to Date
(as of 4/30/17)
Short-Term Gain ——$46,074.81
Short-Term (Loss)——(8.64)
Total Short-Term ——$46,066.17
Long-Term Gain —14,048.75 181,430.69
TOTAL GAIN/(LOSS)—$14,048.75 $227,496.86
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Consulting Group Advisor Active Assets Account
660-035181-095
Investment Objectives †: Capital Appreciation,Income,Aggressive Income,Speculation Investment Advisory Account
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 13 of 118
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY BANK N.A. #$39,284.36 —$4.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 1.16%$39,284.36 $4.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
EXCHANGE-TRADED & CLOSED-END FUNDS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
VANGUARD INDEX FDS S&P 500 ETF (VOO) 11/10/15
2/12/16
3,747.000
88.000
$190.518
170.865
$218.600
218.600
$713,870.95
15,036.08
$819,094.20
19,236.80
$105,223.25
4,200.72
LT
LT
Total 3,835.000 728,907.03 838,331.00 109,423.97 LT 15,839.00 1.88
Next Dividend Payable 06/2017; Asset Class: Equities
VANGUARD TOTAL INTL STOCK ETF (VXUS) 11/10/15
2/12/16
2/10/17
12,680.000
637.000
2,858.000
46.269
40.297
48.258
50.700
50.700
50.700
586,684.58
25,669.25
137,922.22
642,876.00
32,295.90
144,900.60
56,191.42
6,626.65
6,978.38
LT
LT
ST
Total 16,175.000 750,276.05 820,072.50 62,818.07
6,978.38
LT
ST
22,014.00 2.68
Next Dividend Payable 06/2017; Asset Class: Equities
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CLIENT STATEMENT For the Period April 1-30, 2017
Consulting Group Advisor Active Assets Account
660-035181-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 14 of 118
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
EXCHANGE-TRADED & CLOSED-END FUNDS 49.02%$1,479,183.08 $1,658,403.50 $172,242.04
6,978.38
LT
ST
$37,853.00 2.28%
MUTUAL FUNDS
“Total Purchases vs. Market Value” is provided to assist you in comparing your “Total Purchases,” excluding reinvested distributions, with the current value of the mutual fund positions in your account.
“Cumulative Cash Distributions” when shown, may reflect distributions on shares no longer held in the account. It may not reflect all distributions received in cash; due to but not limited to: investments made
prior to addition of this information on statements; securities transfers; timing of recent distributions; and certain adjustments made in your account.
“Net Value Increase/ (Decrease)” reflects the difference between your total purchases, and the sum of the current value of the fund’s shares, and cash distributions shown. This calculation is for informational
purposes only and does not reflect your total unrealized gain or loss nor should it be used for tax purposes. Global Investment Manager Analysis (GIMA) status codes (FL, AL or NL), may be shown for certain
mutual funds and are not guarantees of performance. Refer to “GIMA Status in Investment Advisory Programs” in the June or December statement for a description of these codes.
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
AMG MNGRS DBLELINE CR PLS BD I (ADLIX) 11/13/15 36,180.796 $10.540 $10.630 $381,345.59 $384,601.86 $3,256.27 LT
Purchases 36,180.796 381,345.59 384,601.86 3,256.27 LT
Long Term Reinvestments 605.460 6,376.02 6,436.04 60.02 LT H
Short Term Reinvestments 1,379.474 14,672.45 14,663.81 (8.64)ST
Total 38,165.730 402,394.06 405,701.71 3,316.29
(8.64)
LT
ST
14,159.00 3.49
Total Purchases vs Market Value
Net Value Increase/(Decrease)
381,345.59 405,701.71
24,356.12
GIMA Status: AL; Enrolled In MS Dividend Reinvestment; Capital Gains Reinvest; Basis Adjustment Due to Wash Sale: $14.95; Asset Class: FI & Pref
LAZARD INTL STRAT EQ PTF INST (LISIX) 11/10/15
2/12/16
49,447.310
1,850.000
13.570
11.920
13.620
13.620
671,000.00
22,052.00
673,472.36
25,197.00
2,472.36
3,145.00
LT
LT
Purchases 51,297.310 693,052.00 698,669.36 5,617.36 LT
Long Term Reinvestments 579.561 7,638.62 7,893.62 255.00 LT
Short Term Reinvestments 836.709 10,333.35 11,395.98 1,062.63 ST
Total 52,713.580 711,023.97 717,958.96 5,872.36
1,062.63
LT
ST
10,490.00 1.46
Total Purchases vs Market Value
Net Value Increase/(Decrease)
693,052.00 717,958.96
24,906.96
GIMA Status: FL; Enrolled In MS Dividend Reinvestment; Capital Gains Reinvest; Asset Class: Equities
TORTOISE MLP & PIPELINE INST (TORIX) 8/12/16 39,602.134 13.120 14.080 519,580.00 557,598.05 38,018.05 ST
Purchases 39,602.134 519,580.00 557,598.05 38,018.05 ST
Short Term Reinvestments 315.044 4,420.07 4,435.82 15.75 ST
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Consulting Group Advisor Active Assets Account
660-035181-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 15 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 39,917.178 524,000.07 562,033.87 38,033.80 ST 10,458.00 1.86
Total Purchases vs Market Value
Net Value Increase/(Decrease)
519,580.00 562,033.87
42,453.87
GIMA Status: AL; Enrolled In MS Dividend Reinvestment; Capital Gains Reinvest; Asset Class: Alt
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
MUTUAL FUNDS 49.82%$1,637,418.10 $1,685,694.54 $9,188.65
$39,087.79
LT
ST
$35,107.00 2.08%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $3,116,601.18 $3,383,382.40 $181,430.69
$46,066.17
LT
ST
$72,964.00
$0.00
2.16%
TOTAL VALUE (includes accrued interest)100.00%$3,383,382.40
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
H - Wash sale rules apply to this tax lot. The cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale transaction. The aggregate amount of the basis
adjustment is identified in italics under the Security Description.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $39,284.36 ——————
ETFs & CEFs —$1,658,403.50 —————
Mutual Funds —717,958.96 $405,701.71 $562,033.87 ———
TOTAL ALLOCATION OF ASSETS $39,284.36 $2,376,362.46 $405,701.71 $562,033.87 ———
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CLIENT STATEMENT For the Period April 1-30, 2017
Consulting Group Advisor Active Assets Account
660-035181-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 16 of 118
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
4/26 Dividend Reinvestment AMG MNGRS DBLELINE CR PLS BD I REINVESTMENT a/o 04/25/17 123.100 $10.6000 $(1,304.86)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(1,304.86)
TOTAL DIVIDEND REINVESTMENTS $(1,304.86)
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
4/26 Dividend AMG MNGRS DBLELINE CR PLS BD I
DIV PAYMENT
$1,304.86
4/28 Interest Income MORGAN STANLEY BANK N.A.
(Period 04/01-04/30)
0.32
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $1,305.18
TOTAL OTHER DIVIDENDS $1,304.86
TOTAL INTEREST $0.32
CASH RELATED ACTIVITY
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Service Fee 2ND QTR ADVISORY FEE $(1,499.86)
TOTAL OTHER CREDITS AND DEBITS $(1,499.86)
TOTAL OTHER DEBITS $(1,499.86)
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
4/18 Automatic Redemption BANK DEPOSIT PROGRAM $(1,499.86)
4/28 Automatic Investment BANK DEPOSIT PROGRAM 0.32
NET ACTIVITY FOR PERIOD $(1,499.54)
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Consulting Group Advisor Active Assets Account
660-035181-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 17 of 118
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
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Page 18 of 118
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-035196-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $551,469.19 $508,943.55
Credits ——
Debits (728.70)(1,334.69)
Security Transfers ——
Net Credits/Debits/Transfers $(728.70)$(1,334.69)
Change in Value 14,346.85 57,478.48
TOTAL ENDING VALUE $565,087.34 $565,087.34
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period April 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
0
120
240
360
480
600
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 19 of 118
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Market Value Percentage
Cash $14,134.86 2.50
Equities 550,952.48 97.50
TOTAL VALUE $565,087.34 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035196-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Page 20 of 118
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $21,053.56 $14,134.86
Stocks 536,814.12 550,952.48
Net Unsettled Purchases/Sales (6,398.49)—
Total Assets $551,469.19 $565,087.34
Total Liabilities (outstanding balance)——
TOTAL VALUE $551,469.19 $565,087.34
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $21,053.56 $12,873.73
Purchases (1,523.97)(40,151.80)
Sales and Redemptions 1,375.38 41,456.40
Prior Net Unsettled Purch/Sales (6,398.49)N/A
2016 Net Unsettled Purch/Sales N/A (1,156.24)
Income and Distributions 357.08 2,447.46
Total Investment Related Activity $(6,190.00)$2,595.82
Other Debits (728.70)(1,334.69)
Total Cash Related Activity $(728.70)$(1,334.69)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $14,134.86 $14,134.86
INCOME AND DISTRIBUTION SUMMARY
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Qualified Dividends $356.96 $2,446.99
Interest 0.12 0.47
Total Taxable Income And Distributions $357.08 $2,447.46
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $357.08 $2,447.46
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(4/1/17-4/30/17)
Realized This Year
(1/1/17-4/30/17)
Unrealized
Inception to Date
(as of 4/30/17)
Short-Term Gain —$1,571.97 $48,627.59
Short-Term (Loss)(39.22)(1,076.83)(6,790.44)
Total Short-Term $(39.22)$495.14 $41,837.15
Long-Term Gain —143.92 18,216.54
Long-Term (Loss)——(2,677.85)
Total Long-Term —$143.92 $15,538.69
TOTAL GAIN/(LOSS)$(39.22)$639.06 $57,375.84
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035196-095
Investment Objectives †: Capital Appreciation,Income,Aggressive Income,Speculation Investment Advisory Account
Manager:Pioneer Invest Fundamental Growth
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Page 21 of 118
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY BANK N.A. #$14,134.86 —$1.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 2.50%$14,134.86 $1.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ADOBE SYSTEMS (ADBE) 2/2/17
2/13/17
68.000
12.000
$113.049
117.802
$133.740
133.740
$7,687.34
1,413.62
$9,094.32
1,604.88
$1,406.98
191.26
ST
ST
Total 80.000 9,100.96 10,699.20 1,598.24 ST ——
Asset Class: Equities
ALLERGAN PLC SHS (AGN) 8/23/16
2/23/17
60.000
13.000
253.645
246.826
243.860
243.860
15,218.68
3,208.74
14,631.60
3,170.18
(587.08)
(38.56)
ST
ST
Total 73.000 18,427.42 17,801.78 (625.64)ST 204.00 1.14
Next Dividend Payable 06/2017; Asset Class: Equities
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035196-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Page 22 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ALPHABET INC CL C (GOOG) 8/23/16 32.000 772.706 905.960 24,726.59 28,990.72 4,264.13 ST ——
Asset Class: Equities
AMAZON COM INC (AMZN) 12/22/14
9/4/15
12/22/16
14.000
9.000
11.000
306.615
497.298
767.787
924.990
924.990
924.990
4,292.61
4,475.68
8,445.66
12,949.86
8,324.91
10,174.89
8,657.25
3,849.23
1,729.23
LT
LT
ST
Total 34.000 17,213.95 31,449.66 12,506.48
1,729.23
LT
ST
——
Asset Class: Equities
AMPHENOL CORP NEW CL A (APH) 9/16/16
9/20/16
9/27/16
44.000
11.000
23.000
62.739
64.400
64.033
72.310
72.310
72.310
2,760.52
708.40
1,472.76
3,181.64
795.41
1,663.13
421.12
87.01
190.37
ST
ST
ST
9/29/16 12.000 64.925 72.310 779.10 867.72 88.62 ST
10/7/16 23.000 64.987 72.310 1,494.71 1,663.13 168.42 ST
3/30/17 10.000 71.896 72.310 718.96 723.10 4.14 ST
Total 123.000 7,934.45 8,894.13 959.68 ST 79.00 0.88
Next Dividend Payable 07/2017; Asset Class: Equities
APPLE INC (AAPL) 8/23/16
11/9/16
12/22/16
245.000
10.000
18.000
108.947
109.850
116.482
143.650
143.650
143.650
26,691.91
1,098.50
2,096.67
35,194.25
1,436.50
2,585.70
8,502.34
338.00
489.03
ST
ST
ST
Total 273.000 29,887.08 39,216.45 9,329.37 ST 622.00 1.58
Next Dividend Payable 05/2017; Asset Class: Equities
BROADCOM LTD SHS (AVGO) 2/2/17
3/30/17
47.000
12.000
203.738
222.574
220.810
220.810
9,575.67
2,670.89
10,378.07
2,649.72
802.40
(21.17)
ST
ST
Total 59.000 12,246.56 13,027.79 781.23 ST 241.00 1.84
Next Dividend Payable 06/2017; Asset Class: Equities
CABOT OIL & GAS CORP A (COG) 8/23/16
10/26/16
11/22/16
222.000
30.000
37.000
25.967
20.450
23.181
23.240
23.240
23.240
5,764.59
613.50
857.69
5,159.28
697.20
859.88
(605.31)
83.70
2.19
ST
ST
ST
Total 289.000 7,235.78 6,716.36 (519.42)ST 23.00 0.34
Next Dividend Payable 05/2017; Asset Class: Equities
CELGENE CORP (CELG) 12/18/14
4/22/15
7/1/15
51.000
74.000
18.000
115.377
115.781
117.677
124.050
124.050
124.050
5,884.24
8,567.79
2,118.18
6,326.55
9,179.70
2,232.90
442.31
611.91
114.72
LT
LT
LT
8/23/16 21.000 114.010 124.050 2,394.21 2,605.05 210.84 ST
Total 164.000 18,964.42 20,344.20 1,168.94
210.84
LT
ST
——
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035196-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Page 23 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Asset Class: Equities
COGNIZANT TECH SOLUTIONS CL A (CTSH) 8/23/16
10/7/16
11/16/16
113.000
25.000
10.000
58.349
50.610
55.117
60.230
60.230
60.230
6,593.43
1,265.25
551.17
6,805.99
1,505.75
602.30
212.56
240.50
51.13
ST
ST
ST
Total 148.000 8,409.85 8,914.04 504.19 ST ——
Asset Class: Equities
COLGATE PALMOLIVE CO (CL) 8/23/16
11/9/16
67.000
13.000
74.587
70.327
72.040
72.040
4,997.34
914.25
4,826.68
936.52
(170.66)
22.27
ST
ST
Total 80.000 5,911.59 5,763.20 (148.39)ST 128.00 2.22
Next Dividend Payable 05/15/17; Asset Class: Equities
CVS HEALTH CORP COM (CVS) 6/12/15
8/5/15
8/23/16
77.000
41.000
94.000
102.265
110.521
97.465
82.440
82.440
82.440
7,874.42
4,531.35
9,161.71
6,347.88
3,380.04
7,749.36
(1,526.54)
(1,151.31)
(1,412.35)
LT
LT
ST
11/9/16 8.000 75.286 82.440 602.29 659.52 57.23 ST
12/22/16 11.000 79.677 82.440 876.45 906.84 30.39 ST
Total 231.000 23,046.22 19,043.64 (2,677.85)
(1,324.73)
LT
ST
462.00 2.42
Next Dividend Payable 05/01/17; Asset Class: Equities
ECOLAB INC (ECL) 8/23/16 70.000 122.754 129.090 8,592.79 9,036.30 443.51 ST 104.00 1.15
Next Dividend Payable 07/2017; Asset Class: Equities
EDWARD LIFESCIENCES CORP (EW) 2/17/16 42.000 85.508 109.670 3,591.32 4,606.14 1,014.82 LT ——
Asset Class: Equities
GILEAD SCIENCE (GILD) 8/23/16 108.000 81.319 68.550 8,782.47 7,403.40 (1,379.07)ST 225.00 3.03
Next Dividend Payable 06/2017; Asset Class: Equities
HERSHEY COMPANY (HSY) 8/23/16 84.000 113.132 108.200 9,503.05 9,088.80 (414.25)ST 208.00 2.28
Next Dividend Payable 06/2017; Asset Class: Equities
HOME DEPOT INC (HD) 8/23/16
11/9/16
158.000
12.000
136.113
124.808
156.100
156.100
21,505.89
1,497.70
24,663.80
1,873.20
3,157.91
375.50
ST
ST
Total 170.000 23,003.59 26,537.00 3,533.41 ST 605.00 2.27
Next Dividend Payable 06/2017; Asset Class: Equities
INTERCONTINENTALEXCHANGE GROUP (ICE) 9/10/15
8/23/16
2/13/17
205.000
65.000
6.000
47.147
55.776
59.033
60.200
60.200
60.200
9,665.06
3,625.44
354.20
12,341.00
3,913.00
361.20
2,675.94
287.56
7.00
LT
ST
ST
Total 276.000 13,644.70 16,615.20 2,675.94
294.56
LT
ST
221.00 1.33
Next Dividend Payable 06/2017; Asset Class: Equities
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660-035196-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Page 24 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
INTL FLAVORS & FRAGRANCES (IFF) 8/23/16 48.000 137.800 138.590 6,614.40 6,652.32 37.92 ST 123.00 1.84
Next Dividend Payable 07/2017; Asset Class: Equities
JOHNSON & JOHNSON (JNJ) 8/23/16
10/26/16
88.000
11.000
119.497
113.967
123.470
123.470
10,515.75
1,253.64
10,865.36
1,358.17
349.61
104.53
ST
ST
Total 99.000 11,769.39 12,223.53 454.14 ST 333.00 2.72
Next Dividend Payable 06/2017; Asset Class: Equities
KIMBERLY CLARK CORP (KMB) 8/23/16
10/7/16
59.000
12.000
128.580
122.442
129.750
129.750
7,586.22
1,469.30
7,655.25
1,557.00
69.03
87.70
ST
ST
Total 71.000 9,055.52 9,212.25 156.73 ST 275.00 2.98
Next Dividend Payable 07/2017; Asset Class: Equities
MARSH & MCLENNAN COS INC (MMC) 2/16/17
2/23/17
3/16/17
71.000
12.000
25.000
72.889
73.048
74.663
74.130
74.130
74.130
5,175.15
876.58
1,866.57
5,263.23
889.56
1,853.25
88.08
12.98
(13.32)
ST
ST
ST
3/30/17 12.000 74.480 74.130 893.76 889.56 (4.20)ST
Total 120.000 8,812.06 8,895.60 83.54 ST 163.00 1.83
Next Dividend Payable 05/15/17; Asset Class: Equities
MASCO CORP (MAS) 9/20/16
9/27/16
10/7/16
78.000
80.000
51.000
32.704
34.455
33.961
37.020
37.020
37.020
2,550.90
2,756.39
1,732.02
2,887.56
2,961.60
1,888.02
336.66
205.21
156.00
ST
ST
ST
11/9/16 11.000 30.911 37.020 340.02 407.22 67.20 ST
Total 220.000 7,379.33 8,144.40 765.07 ST 88.00 1.08
Next Dividend Payable 05/08/17; Asset Class: Equities
MASTERCARD INC CL A (MA) 8/23/16 222.000 96.552 116.320 21,434.52 25,823.04 4,388.52 ST 195.00 0.75
Next Dividend Payable 05/09/17; Asset Class: Equities
MEDTRONIC PLC SHS (MDT) 8/23/16 146.000 87.877 83.090 12,829.98 12,131.14 (698.84)ST 251.00 2.06
Next Dividend Payable 07/2017; Asset Class: Equities
MICROSOFT CORP (MSFT) 8/23/16
3/30/17
4/5/17
445.000
10.000
23.000
57.915
65.899
66.260
68.460
68.460
68.460
25,772.17
658.99
1,523.97
30,464.70
684.60
1,574.58
4,692.53
25.61
50.61
ST
ST
ST
Total 478.000 27,955.13 32,723.88 4,768.75 ST 746.00 2.27
Next Dividend Payable 06/2017; Asset Class: Equities
NIKE INC B (NKE) 2/23/15
11/9/16
3/30/17
68.000
12.000
26.000
47.464
50.794
55.996
55.410
55.410
55.410
3,227.52
609.53
1,455.89
3,767.88
664.92
1,440.66
540.36
55.39
(15.23)
LT
ST
ST
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035196-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Page 25 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 106.000 5,292.94 5,873.46 540.36
40.16
LT
ST
76.00 1.29
Next Dividend Payable 07/2017; Asset Class: Equities
O'REILLY AUTOMOTIVE INC NEW (ORLY) 8/23/16 27.000 284.991 248.150 7,694.76 6,700.05 (994.71)ST ——
Asset Class: Equities
PEPSICO INC NC (PEP) 8/23/16 156.000 107.856 113.280 16,825.52 17,671.68 846.16 ST 470.00 2.65
Next Dividend Payable 06/2017; Asset Class: Equities
RAYTHEON CO (NEW) (RTN) 8/23/16 97.000 141.292 155.210 13,705.36 15,055.37 1,350.01 ST 309.00 2.05
Next Dividend Payable 05/11/17; Asset Class: Equities
REYNOLDS AMERICAN INC (RAI) 8/23/16
3/10/17
186.000
13.000
50.707
60.680
64.500
64.500
9,431.48
788.84
11,997.00
838.50
2,565.52
49.66
ST
ST
Total 199.000 10,220.32 12,835.50 2,615.18 ST 406.00 3.16
Next Dividend Payable 07/2017; Asset Class: Equities
ROSS STORES INC (ROST) 8/23/16
10/7/16
109.000
11.000
64.300
64.074
65.000
65.000
7,008.68
704.81
7,085.00
715.00
76.32
10.19
ST
ST
Total 120.000 7,713.49 7,800.00 86.51 ST 77.00 0.98
Next Dividend Payable 06/2017; Asset Class: Equities
SCHLUMBERGER LTD (SLB) 8/23/16 47.000 81.860 72.590 3,847.42 3,411.73 (435.69)ST 94.00 2.75
Next Dividend Payable 07/2017; Asset Class: Equities
STARBUCKS CORP WASHINGTON (SBUX) 7/6/16
11/16/16
154.000
31.000
56.696
55.418
60.060
60.060
8,731.15
1,717.97
9,249.24
1,861.86
518.09
143.89
ST
ST
Total 185.000 10,449.12 11,111.10 661.98 ST 185.00 1.66
Next Dividend Payable 05/2017; Asset Class: Equities
THERMO FISHER SCIENTIFIC (TMO) 8/23/16
10/26/16
106.000
13.000
154.857
146.472
165.330
165.330
16,414.80
1,904.13
17,524.98
2,149.29
1,110.18
245.16
ST
ST
Total 119.000 18,318.93 19,674.27 1,355.34 ST 71.00 0.36
Next Dividend Payable 07/2017; Asset Class: Equities
TIME WARNER INC NEW (TWX) 8/23/16
11/9/16
12/28/16
172.000
15.000
12.000
80.697
87.003
96.353
99.270
99.270
99.270
13,879.82
1,305.04
1,156.24
17,074.44
1,489.05
1,191.24
3,194.62
184.01
35.00
ST
ST
ST
3/10/17 13.000 98.664 99.270 1,282.63 1,290.51 7.88 ST
Total 212.000 17,623.73 21,045.24 3,421.51 ST 341.00 1.62
Next Dividend Payable 06/2017; Asset Class: Equities
UNITED TECHNOLOGIES CORP (UTX) 8/23/16
9/29/16
58.000
11.000
108.020
102.165
118.990
118.990
6,265.16
1,123.82
6,901.42
1,308.89
636.26
185.07
ST
ST
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035196-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Page 26 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 69.000 7,388.98 8,210.31 821.33 ST 182.00 2.21
Next Dividend Payable 06/2017; Asset Class: Equities
VERTEX PHARMACEUTICALS (VRTX) 11/20/14 40.000 110.550 118.300 4,422.00 4,732.00 310.00 LT ——
Asset Class: Equities
WALT DISNEY CO HLDG CO (DIS) 8/23/16 146.000 95.897 115.600 14,000.95 16,877.60 2,876.65 ST 228.00 1.35
Next Dividend Payable 07/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 97.50%$493,576.64 $550,952.48 $15,538.69
$41,837.15
LT
ST
$7,735.00 1.40%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $493,576.64 $565,087.34 $15,538.69
$41,837.15
LT
ST
$7,736.00
$0.00
1.37%
TOTAL VALUE (includes accrued interest)100.00%$565,087.34
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $14,134.86 ——————
Stocks —$550,952.48 —————
TOTAL ALLOCATION OF ASSETS $14,134.86 $550,952.48 —————
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035196-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Page 27 of 118
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
4/5 4/10 Sold ROSS STORES INC ACTED AS AGENT 22.000 $62.5186 $1,375.38
4/5 4/10 Bought MICROSOFT CORP ACTED AS AGENT 23.000 66.2595 (1,523.97)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(148.59)
TOTAL PURCHASES $(1,523.97)
TOTAL SALES AND REDEMPTIONS $1,375.38
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
4/3 Qualified Dividend REYNOLDS AMERICAN INC $94.86
4/3 Qualified Dividend NIKE INC B 14.40
4/4 Qualified Dividend KIMBERLY CLARK CORP 68.87
4/7 Qualified Dividend INTL FLAVORS & FRAGRANCES 30.72
4/11 Qualified Dividend AMPHENOL CORP NEW CL A 18.08
4/13 Qualified Dividend MEDTRONIC PLC SHS 62.78
4/17 Qualified Dividend ECOLAB INC 25.90
4/17 Qualified Dividend SCHLUMBERGER LTD 23.50
4/17 Qualified Dividend THERMO FISHER SCIENTIFIC 17.85
4/28 Interest Income MORGAN STANLEY BANK N.A.
(Period 04/01-04/30)
0.12
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $357.08
TOTAL QUALIFIED DIVIDENDS $356.96
TOTAL INTEREST $0.12
CASH RELATED ACTIVITY
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Service Fee 2ND QTR ADVISORY FEE $(728.70)
TOTAL OTHER CREDITS AND DEBITS $(728.70)
TOTAL OTHER DEBITS $(728.70)
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
4/3 Automatic Investment BANK DEPOSIT PROGRAM $109.26
4/4 Automatic Redemption BANK DEPOSIT PROGRAM (6,329.62)
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035196-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Page 28 of 118
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY (CONTINUED)
Activity
Date Activity Type Description Credits/(Debits)
4/7 Automatic Investment BANK DEPOSIT PROGRAM 30.72
4/10 Automatic Redemption BANK DEPOSIT PROGRAM (148.59)
4/11 Automatic Investment BANK DEPOSIT PROGRAM 18.08
4/13 Automatic Investment BANK DEPOSIT PROGRAM 62.78
4/17 Automatic Investment BANK DEPOSIT PROGRAM 67.25
4/18 Automatic Redemption BANK DEPOSIT PROGRAM (728.70)
4/28 Automatic Investment BANK DEPOSIT PROGRAM 0.12
NET ACTIVITY FOR PERIOD $(6,918.70)
REALIZED GAIN/(LOSS) DETAIL
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
ROSS STORES INC 08/23/16 04/05/17 22.000 $1,375.38 $1,414.60 $(39.22)
Short-Term This Period $1,375.38 $1,414.60 $(39.22)
Short-Term Year to Date $38,405.22 $37,910.08 $495.14
Net Realized Gain/(Loss) This Period $1,375.38 $1,414.60 $(39.22)
Net Realized Gain/(Loss) Year to Date $41,456.40 $40,817.34 $639.06
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Basic Securities Account
660-110035-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $1,944,302.19 $1,933,556.09
Credits ——
Debits (2,327.00)(4,658.91)
Security Transfers ——
Net Credits/Debits/Transfers $(2,327.00)$(4,658.91)
Change in Value 11,326.05 24,404.06
TOTAL ENDING VALUE $1,953,301.24 $1,953,301.24
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period April 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH
POLICE OFFICERS RETIREMENT SYS
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
1.6
1.7
1.8
1.9
2
2.1
($
)
M
i
l
l
i
o
n
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 29 of 118
ASSET ALLOCATION (includes accrued interest)
Cash
Fixed Income & Preferreds
Market Value Percentage
Cash $90,495.38 4.63
Fixed Income & Preferreds 1,862,805.86 95.37
TOTAL VALUE $1,953,301.24 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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Select UMA Basic Securities Account
660-110035-095
CITY OF ATLANTIC BEACH
POLICE OFFICERS RETIREMENT SYS
Page 30 of 118
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $70,844.65 $90,495.38
Corporate Fixed Income^1,022,621.93 1,067,929.99
Government Securities^837,174.09 794,875.87
Net Unsettled Purchases/Sales 13,661.52 —
Total Assets $1,944,302.19 $1,953,301.24
Total Liabilities (outstanding balance)——
TOTAL VALUE $1,944,302.19 $1,953,301.24
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $70,844.65 $43,948.88
Purchases (139,466.05)(1,047,765.90)
Sales and Redemptions 145,516.63 1,082,922.53
Prior Net Unsettled Purch/Sales 13,661.52 N/A
Return of Principal 1,042.26 1,865.28
Income and Distributions 1,223.37 14,183.50
Total Investment Related Activity $21,977.73 $51,205.41
Other Debits (2,327.00)(4,658.91)
Total Cash Related Activity $(2,327.00)$(4,658.91)
CLOSING CASH, BDP, MMFs $90,495.38 $90,495.38
INCOME AND DISTRIBUTION SUMMARY
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Interest $1,223.37 $14,183.50
Total Taxable Income And Distributions $1,223.37 $14,183.50
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $1,223.37 $14,183.50
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(4/1/17-4/30/17)
Realized This Year
(1/1/17-4/30/17)
Unrealized
Inception to Date
(as of 4/30/17)
Short-Term Gain $1,250.84 $1,703.40 $4,666.76
Short-Term (Loss)(819.52)(18,485.32)(5,512.93)
Total Short-Term $431.32 $(16,781.92)$(846.17)
Long-Term Gain —1,039.73 3,388.37
Long-Term (Loss)——(609.67)
Total Long-Term —$1,039.73 $2,778.70
TOTAL GAIN/(LOSS)$431.32 $(15,742.19)$1,932.53
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
ADDITIONAL ACCOUNT INFORMATION
Category
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)Category
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Accrued Interest Paid $802.64 $5,276.02 Accrued Interest Received 627.17 4,017.54
U.S. Treasury Coupon Interest 24.02 2,794.65
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Basic Securities Account
660-110035-095
Investment Objectives †: Income Investment Advisory Account
Manager:Sage Advisory - Intermediate Taxab
CITY OF ATLANTIC BEACH
POLICE OFFICERS RETIREMENT SYS
Page 31 of 118
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$90,495.38 —$9.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 4.63%$90,495.38 $9.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
CORPORATE FIXED INCOME
CORPORATE BONDS
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
VODAFONE GROUP PLC
Coupon Rate 1.250%; Matures 09/26/2017; CUSIP 92857WAY6
5/13/16 36,000.000 $99.874
$99.874
$99.947 $35,954.64
$35,954.64 $35,980.92 $26.28 ST
$225.00
$42.49
0.62
Int. Semi-Annually Mar/Sep 26; Yield to Maturity 1.380%; Moody BAA1 S&P BBB+; Issued 09/26/12; Asset Class: FI & Pref
AMERICAN EXPRESS CO
Coupon Rate 1.550%; Matures 05/22/2018; CUSIP 025816BG3
5/12/16
6/23/16
29,000.000
10,000.000
100.281
100.149
100.357
100.200
99.894
99.894
29,081.49
29,043.10
10,035.70
10,019.99
28,969.26
9,989.40
(73.84)
(30.59)
ST
ST
00
1
8
7
4
M
S
A
D
T
2
5
2
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Basic Securities Account
660-110035-095
CITY OF ATLANTIC BEACH
POLICE OFFICERS RETIREMENT SYS
Page 32 of 118
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
Total 39,000.000 39,117.19
39,063.09 38,958.66 (104.43)ST
605.00
265.30
1.55
Int. Semi-Annually May/Nov 22; Yield to Maturity 1.651%; Moody A3 S&P BBB+; Issued 05/22/13; Asset Class: FI & Pref
CVS HEALTH CORP
Coupon Rate 1.900%; Matures 07/20/2018; CUSIP 126650CH1
5/13/16 34,000.000 101.250
100.706
100.238 34,425.00
34,239.96 34,080.92 (159.04)ST
646.00
179.44
1.89
Int. Semi-Annually Jan/Jul 20; Yield to Maturity 1.702%; Moody BAA1 S&P BBB+; Issued 07/20/15; Asset Class: FI & Pref
BP CAPITAL MARKETS PLC
Coupon Rate 2.241%; Matures 09/26/2018; CUSIP 05565QCG1
11/16/15 38,000.000 101.376
100.685
100.721 38,522.88
38,260.25 38,273.98 13.73 LT
852.00
80.42
2.22
Int. Semi-Annually Mar/Sep 26; Yield to Maturity 1.719%; Moody A2 S&P A-; Issued 09/26/13; Asset Class: FI & Pref
ORACLE CORP
Coupon Rate 2.375%; Matures 01/15/2019; CUSIP 68389XAQ8
4/10/15
3/28/16
9,000.000
28,000.000
103.012
101.391
103.182
101.958
101.339
101.339
9,271.08
9,125.18
28,890.96
28,548.24
9,120.51
28,374.92
(4.67)
(173.32)
LT
LT
Total 37,000.000 38,162.04
37,673.42 37,495.43 (177.99)LT
879.00
256.30
2.34
Int. Semi-Annually Jan/Jul 15; Yield to Maturity 1.577%; Moody A1 S&P AA-; Issued 07/16/13; Asset Class: FI & Pref
DOW CHEMCIAL CO
Coupon Rate 8.550%; Matures 05/15/2019; CUSIP 260543BX0
3/2/17 33,000.000 113.834
112.903
112.808 37,565.22
37,257.84 37,226.64 (31.20)ST
2,822.00
1,293.18
7.58
Int. Semi-Annually May/Nov 15; Yield to Maturity 2.107%; Moody BAA2 S&P BBB (*); Issued 05/13/09; Asset Class: FI & Pref
AMGEN INC
Coupon Rate 2.200%; Matures 05/22/2019; CUSIP 031162BU3
11/22/16 38,000.000 100.769
100.640
100.635 38,292.22
38,243.14 38,241.30 (1.84)ST
836.00
366.91
2.18
Int. Semi-Annually May/Nov 22; Callable $100.00 on 04/22/19; Yield to Call 1.871%; Moody BAA1 S&P A; Issued 05/22/14; Asset Class: FI & Pref
PRUDENTIAL FINL INC
Coupon Rate 5.375%; Matures 06/21/2020; CUSIP 74432QBM6
1/14/15
11/18/15
8,000.000
28,000.000
114.539
108.655
112.310
108.589
109.757
109.757
9,163.12
8,692.43
31,446.80
30,404.87
8,780.56
30,731.96
88.13
327.09
LT
LT
Total 36,000.000 40,609.92
39,097.30 39,512.52 415.22 LT
1,935.00
693.37
4.89
Int. Semi-Annually Jun/Dec 21; Yield to Maturity 2.146%; Moody BAA1 S&P A; Issued 06/21/10; Asset Class: FI & Pref
VERIZON COMMUNICATIONS
Coupon Rate 4.500%; Matures 09/15/2020; CUSIP 92343VBQ6
2/1/17 34,000.000 106.562
106.149
106.723 36,231.08
36,090.66 36,285.82 195.16 ST
1,530.00
191.25
4.21
Int. Semi-Annually Mar/Sep 15; Yield to Maturity 2.413%; Moody BAA1 S&P BBB+; Issued 09/18/13; Asset Class: FI & Pref
CONOCOPHILLIPS COMPANY
Coupon Rate 4.200%; Matures 03/15/2021; CUSIP 20826FAS5
1/10/17 36,000.000 106.491
106.045
106.956 38,336.76
38,176.18 38,504.16 327.98 ST
1,512.00
189.00
3.92
Int. Semi-Annually Mar/Sep 15; Callable $100.00 on 02/15/21; Yield to Call 2.274%; Moody BAA2 S&P A-; Issued 03/08/16; Asset Class: FI & Pref
GOLDMAN SACHS GROUP INC
Coupon Rate 5.250%; Matures 07/27/2021; CUSIP 38141GGQ1
11/24/15 37,000.000 111.829
109.041
110.003 41,376.73
40,345.17 40,701.11 355.94 LT
1,943.00
501.81
4.77
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Basic Securities Account
660-110035-095
CITY OF ATLANTIC BEACH
POLICE OFFICERS RETIREMENT SYS
Page 33 of 118
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
Int. Semi-Annually Jan/Jul 27; Yield to Maturity 2.735%; Moody A3 S&P BBB+; Issued 07/27/11; Asset Class: FI & Pref
WILLIAMS PARTNERS LP
Coupon Rate 3.350%; Matures 08/15/2022; CUSIP 96950FAJ3
8/10/16 41,000.000 97.255
97.255
100.695 39,874.55
39,874.55 41,284.95 1,410.40 ST
1,374.00
286.14
3.32
Int. Semi-Annually Feb/Aug 15; Callable $100.00 on 05/15/22; Yield to Call 3.199%; Moody BAA3 S&P BBB; Issued 08/14/12; Asset Class: FI & Pref
ABBVIE INC
Coupon Rate 2.900%; Matures 11/06/2022; CUSIP 00287YAL3
7/23/14
11/28/14
11/16/15
5,000.000
2,000.000
32,000.000
97.377
97.377
98.078
98.078
96.934
96.934
100.423
100.423
100.423
4,868.85
4,868.85
1,961.56
1,961.56
31,018.88
31,018.88
5,021.15
2,008.46
32,135.36
152.30
46.90
1,116.48
LT
LT
LT
Total 39,000.000 37,849.29
37,849.29 39,164.97 1,315.68 LT
1,131.00
546.64
2.88
Int. Semi-Annually May/Nov 06; Yield to Maturity 2.817%; Moody BAA2 S&P A-; Issued 05/06/13; Asset Class: FI & Pref
WELLS FARGO & COMPANY
Coupon Rate 3.069%; Matures 01/24/2023; CUSIP 949746SK8
2/24/17 39,000.000 100.842
100.820
101.146 39,328.38
39,319.81 39,446.94 127.13 ST
1,197.00
319.17
3.03
Int. Semi-Annually Jan/Jul 24; Callable $100.00 on 01/24/22; Yield to Call 2.808%; First Coupon 07/24/17; Moody A2 S&P A; Issued 01/24/17; Asset Class: FI & Pref
JP MORGAN CHASE & CO
Coupon Rate 3.200%; Matures 01/25/2023; CUSIP 46625HJH4
11/10/15
11/16/15
7,000.000
31,000.000
99.660
99.660
100.125
100.102
101.605
101.605
6,976.20
6,976.20
31,038.75
31,031.61
7,112.35
31,497.55
136.15
465.94
LT
LT
Total 38,000.000 38,014.95
38,007.81 38,609.90 602.09 LT
1,216.00
320.88
3.14
Int. Semi-Annually Jan/Jul 25; Yield to Maturity 2.894%; Moody A3 S&P A-; Issued 01/25/13; Asset Class: FI & Pref
ANHEUSER-BUSCH INBEV FIN
Coupon Rate 3.300%; Matures 02/01/2023; CUSIP 035242AL0
4/5/16 37,000.000 104.564
103.902
102.735 38,688.68
38,443.63 38,011.95 (431.68)LT
1,221.00
301.85
3.21
Int. Semi-Annually Feb/Aug 01; Callable $100.00 on 12/01/22; Yield to Call 2.768%; Moody A3 S&P A-; Issued 01/25/16; Asset Class: FI & Pref
ECOPETROL SA
Coupon Rate 5.875%; Matures 09/18/2023; CUSIP 279158AC3
2/2/17 35,000.000 107.350
107.124
108.220 37,572.50
37,493.56 37,877.00 383.44 ST
2,056.00
239.89
5.42
Int. Semi-Annually Mar/Sep 18; Yield to Maturity 4.384%; Moody BAA3 S&P BBB; Issued 09/18/13; Asset Class: FI & Pref
TOYOTA MOTOR CREDIT CORP
Coupon Rate 2.250%; Matures 10/18/2023; CUSIP 89236TDK8
10/14/16 39,000.000 100.058
100.054
97.620 39,022.62
39,021.02 38,071.80 (949.22)ST
878.00
29.24
2.30
Int. Semi-Annually Apr/Oct 18; Yield to Maturity 2.653%; Moody AA3 S&P AA-; Issued 10/18/16; Asset Class: FI & Pref
AT&T INC
Coupon Rate 3.400%; Matures 05/15/2025; CUSIP 00206RCN0
4/7/17 39,000.000 97.050
97.050
97.383 37,849.50
37,849.50 37,979.37 129.87 ST
1,326.00
607.74
3.49
Int. Semi-Annually May/Nov 15; Callable $100.00 on 02/15/25; Yield to Maturity 3.780%; Moody BAA1 (-) S&P BBB+ (-); Issued 05/04/15; Asset Class: FI & Pref
HEALTH CARE REIT INC
Coupon Rate 4.000%; Matures 06/01/2025; CUSIP 42217KBF2
5/20/16 37,000.000 102.442
102.225
102.612 37,903.54
37,823.12 37,966.44 143.32 ST
1,480.00
612.55
3.89
00
1
8
7
4
M
S
A
D
T
2
5
2
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Basic Securities Account
660-110035-095
CITY OF ATLANTIC BEACH
POLICE OFFICERS RETIREMENT SYS
Page 34 of 118
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
Int. Semi-Annually Jun/Dec 01; Callable $100.00 on 03/01/25; Yield to Call 3.614%; Moody BAA1 S&P BBB+; Issued 05/26/15; Asset Class: FI & Pref
BANK OF AMERICA CORP
Coupon Rate 4.450%; Matures 03/03/2026; CUSIP 06051GFU8
10/4/16 37,000.000 107.141
106.773
103.452 39,642.17
39,506.15 38,277.24 (1,228.91)ST
1,647.00
260.69
4.30
Int. Semi-Annually Mar/Sep 03; Yield to Maturity 3.982%; Moody BAA3 S&P BBB; Issued 03/03/16; Asset Class: FI & Pref
SABINE PASS LIQUEFACTION
Coupon Rate 5.875%; Matures 06/30/2026; CUSIP 785592AP1
2/28/17 39,000.000 111.762
111.595
111.512 43,587.18
43,522.02 43,489.68 (32.34)ST
2,291.00
763.74
5.26
Int. Semi-Annually Jun/Dec 31; Callable $100.00 on 12/31/25; Yield to Call 4.271%; Moody BA1 S&P BBB-; Issued 06/14/16; Asset Class: FI & Pref
CITIGROUP INC
Coupon Rate 3.200%; Matures 10/21/2026; CUSIP 172967KY6
4/18/17 40,000.000 96.814
96.814
96.641 38,725.60
38,725.60 38,656.40 (69.20)ST
1,280.00
32.00
3.31
Int. Semi-Annually Apr/Oct 21; Callable $100.00 on 07/21/26; Yield to Maturity 3.622%; Moody BAA1 S&P BBB+; Issued 10/21/16; Asset Class: FI & Pref
AIR LEASE CORP
Coupon Rate 3.625%; Matures 04/01/2027; CUSIP 00912XAV6
4/11/17
4/13/17
4/17/17
28,000.000
6,000.000
5,000.000
98.882
98.882
99.145
99.145
99.474
99.474
99.242
99.242
99.242
27,686.96
27,686.96
5,948.70
5,948.70
4,973.70
4,973.70
27,787.76
5,954.52
4,962.10
100.80
5.82
(11.60)
ST
ST
ST
Total 39,000.000 38,609.36
38,609.36 38,704.38 95.02 ST
1,414.00
204.20
3.65
Int. Semi-Annually Apr/Oct 01; Callable $100.00 on 01/01/27; Yield to Maturity 3.717%; First Coupon 10/01/17; S&P BBB; Issued 03/08/17; Asset Class: FI & Pref
CORPORATE BONDS 897,000.000 $925,262.00
$920,447.07 $922,802.48 $2,092.99
$262.42
LT
ST
$32,296.00
$8,584.20
3.50%
OTHER FIXED INCOME
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
BACCT 2014-A1 A
Coupon Rate 1.373%; Matures 06/15/2021; CUSIP 05522RCQ9
11/13/15
11/17/15
10/5/16
18,000.000
50,000.000
10,000.000
$99.684
$99.684
99.461
99.461
100.387
100.387
$100.482
100.482
100.482
$17,943.05
$17,943.05
49,730.45
49,730.45
10,038.67
10,038.67
$18,086.76
50,241.00
10,048.20
$143.71
510.55
9.53
LT
LT
ST
Total 78,000.000 77,712.17
77,712.17 78,375.96 654.26
9.53
LT
ST
1,072.00
38.69
1.36
Interest Paid Monthly Apr 17; Yield to Maturity 1.253%; Floater; Moody AAA S&P AAA; Issued 02/13/14; Asset Class: FI & Pref
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Basic Securities Account
660-110035-095
CITY OF ATLANTIC BEACH
POLICE OFFICERS RETIREMENT SYS
Page 35 of 118
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
COMET 2016-A6 A
Coupon Rate 1.820%; Matures 09/15/2022; CUSIP 14041NFH9
3/16/17 58,000.000 99.789
99.789
100.146 57,877.68
57,877.68 58,084.68 207.00 ST
1,056.00
43.98
1.81
Interest Paid Monthly Apr 15; Yield to Maturity 1.791%; S&P AAA; Issued 12/08/16; Asset Class: FI & Pref
OTHER FIXED INCOME 136,000.000 $135,589.85
$135,589.85 $136,460.64 $654.26
$216.53
LT
ST
$2,128.00
$82.67
1.56%
Percentage
of Holdings Face Value
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
CORPORATE FIXED INCOME 1,033,000.000 $1,060,851.85
$1,056,036.92 $1,059,263.12 $2,747.25
$478.95
LT
ST
$34,424.00
$8,666.87
3.25%
TOTAL CORPORATE FIXED INCOME
(includes accrued interest)
54.67%$1,067,929.99
Watchlist and CreditWatch Indicators: (*) = developing/uncertain (+) = On Watchlist/CreditWatch Upgrade (-) = On Watchlist/CreditWatch Downgrade
GOVERNMENT SECURITIES
TREASURY SECURITIES
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
UNITED STATES TREASURY NOTE
Coupon Rate 0.625%; Matures 11/30/2017; CUSIP 912828UA6
10/20/16 39,000.000 $99.907
$99.907
$99.750 $38,963.57
$38,963.57 $38,902.50 $(61.07)ST
$244.00
$101.11
0.62
Int. Semi-Annually May/Nov 31; Yield to Maturity 1.055%; Moody AAA; Issued 11/30/12; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 0.750%; Matures 02/15/2019; CUSIP 912828P53
2/8/17 21,000.000 99.180
99.180
99.117 20,827.80
20,827.80 20,814.57 (13.23)ST
158.00
32.19
0.75
Int. Semi-Annually Feb/Aug 15; Yield to Maturity 1.250%; Moody AAA; Issued 02/15/16; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 1.250%; Matures 01/31/2020; CUSIP 912828H52
7/19/16
8/30/16
11/16/16
21,000.000
48,000.000
84,000.000
101.094
100.856
100.836
100.676
99.688
99.688
99.559
99.559
99.559
21,229.76
21,179.70
48,401.42
48,324.36
83,737.75
83,737.75
20,907.39
47,788.32
83,629.56
(272.31)
(536.04)
(108.19)
ST
ST
ST
3/30/17 54,000.000 99.317
99.317
99.559 53,631.02
53,631.02 53,761.86 130.84 ST
Total 207,000.000 206,999.95
206,872.83 206,087.13 (785.70)ST
2,588.00
636.15
1.25
Int. Semi-Annually Jan/Jul 31; Yield to Maturity 1.414%; Moody AAA; Issued 01/31/15; Asset Class: FI & Pref
00
1
8
7
4
M
S
A
D
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Basic Securities Account
660-110035-095
CITY OF ATLANTIC BEACH
POLICE OFFICERS RETIREMENT SYS
Page 36 of 118
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
UNITED STATES TREASURY NOTE-INFLATION INDEXED
Coupon Rate 0.125%; Matures 04/15/2020; CUSIP 912828K33
2/15/17 37,000.000 101.586
105.553
101.177 38,744.98
39,054.71 38,929.54 (125.17)ST
48.00
1.97
0.12
Int. Semi-Annually Apr/Oct 15; Factor 1.03991000; Moody AAA; Issued 04/15/15; Current Face 38,476.670; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 2.125%; Matures 01/31/2021; CUSIP 912828B58
4/18/17 23,000.000 102.082
102.065
101.762 23,478.95
23,474.86 23,405.26 (69.60)ST
489.00
120.16
2.08
Int. Semi-Annually Jan/Jul 31; Yield to Maturity 1.639%; Moody AAA; Issued 01/31/14; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 1.500%; Matures 08/15/2026; CUSIP 9128282A7
12/9/16 3,000.000 92.051
92.051
93.516 2,761.54
2,761.53 2,805.48 43.95 ST
45.00
9.19
1.60
Int. Semi-Annually Feb/Aug 15; Yield to Maturity 2.278%; Moody AAA; Issued 08/15/16; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE-INFLATION INDEXED
Coupon Rate 0.375%; Matures 01/15/2027; CUSIP 912828V49
2/9/17 39,000.000 99.907
100.753
100.261 38,934.39
39,293.56 39,420.07 126.51 ST
147.00
42.76
0.37
Int. Semi-Annually Jan/Jul 15; Factor 1.00814000; Issued 01/15/17; Current Face 39,317.460; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 2.250%; Matures 02/15/2027; CUSIP 912828V98
3/22/17
3/23/17
58,000.000
36,000.000
98.653
98.653
98.454
98.454
99.707
99.707
57,218.57
57,218.56
35,443.26
35,443.26
57,830.06
35,894.52
611.50
451.26
ST
ST
Total 94,000.000 92,661.83
92,661.82 93,724.58 1,062.76 ST
2,115.00
432.34
2.25
Int. Semi-Annually Feb/Aug 15; Yield to Maturity 2.283%; Moody AAA; Issued 02/15/17; Asset Class: FI & Pref
TREASURY SECURITIES 463,000.000 $463,373.01
$463,910.68 $464,089.13 $178.45 ST
$5,834.00
$1,375.87
1.26%
FEDERAL AGENCIES
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
FED NATL MTG ASSN
Coupon Rate 1.750%; Matures 11/26/2019; CUSIP 3135G0ZY2
7/24/15
11/10/15
5/12/16
2,000.000
7,000.000
29,000.000
$100.755
$100.454
100.541
100.348
102.293
101.675
$100.721
100.721
100.721
$2,015.09
$2,009.07
7,037.87
7,024.37
29,664.97
29,485.67
$2,014.42
7,050.47
29,209.09
$5.35
26.10
(276.58)
LT
LT
ST
9/14/16 58,000.000 102.300
101.854
100.721 59,334.12
59,075.41 58,418.18 (657.23)ST
Total 96,000.000 98,052.05
97,594.52 96,692.16 31.45
(933.81)
LT
ST
1,680.00
718.66
1.73
Int. Semi-Annually May/Nov 26; Yield to Maturity 1.463%; Moody AAA S&P AA+; Issued 11/07/14; Asset Class: FI & Pref
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Basic Securities Account
660-110035-095
CITY OF ATLANTIC BEACH
POLICE OFFICERS RETIREMENT SYS
Page 37 of 118
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
INTL BK FOR RECON & DEV
Coupon Rate 1.375%; Matures 05/24/2021; CUSIP 459058FH1
9/16/16 40,000.000 99.936
99.936
98.049 39,974.40
39,974.40 39,219.60 (754.80)ST
550.00 1.40
Int. Semi-Annually May/Nov 24; Yield to Maturity 1.875%; Moody AAA S&P AAA; Issued 05/24/16; Asset Class: FI & Pref
FHLMC 30 YR GOLD G08749
Coupon Rate 4.000%; Matures 01/01/2047; CUSIP 3128MJZP8
2/9/17 92,000.000 105.410
105.410
105.354 96,665.83
95,518.31 95,467.38 (50.93)ST
3,625.00
291.98
3.79
Interest Paid Monthly Jan 01; Yield to Maturity 3.701%; Factor .98495446; Issued 01/01/17; Current Face 90,615.810; Asset Class: FI & Pref
FEDERAL NATIONAL MTG ASSN POOL MA2896
Coupon Rate 3.500%; Matures 02/01/2047; CUSIP 31418CGE8
2/7/17 95,000.000 102.668
102.668
102.919 97,317.45
96,520.06 96,756.03 235.97 ST
3,290.00
265.06
3.40
Interest Paid Monthly Jan 01; Yield to Maturity 3.344%; Factor .98959818; Issued 01/01/17; Current Face 94,011.827; Asset Class: FI & Pref
FEDERAL AGENCIES 323,000.000 $332,009.73
$329,607.29 $328,135.17 $31.45
$(1,503.57)
LT
ST
$9,145.00
$1,275.70
2.79%
Percentage
of Holdings Face Value
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
GOVERNMENT SECURITIES 786,000.000 $795,382.74
$793,517.97 $792,224.30 $31.45
$(1,325.12)
LT
ST
$14,979.00
$2,651.57
1.89%
TOTAL GOVERNMENT SECURITIES
(includes accrued interest)
40.69%$794,875.87
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $1,849,554.89 $1,941,982.80 $2,778.70
$(846.17)
LT
ST
$49,412.00
$11,318.44
2.53%
TOTAL VALUE (includes accrued interest)100.00%$1,953,301.24
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Basic Securities Account
660-110035-095
CITY OF ATLANTIC BEACH
POLICE OFFICERS RETIREMENT SYS
Page 38 of 118
ALLOCATION OF ASSETS (^includes accrued interest)
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $90,495.38 ——————
Corporate Fixed Income^——$1,067,929.99 ————
Government Securities^——794,875.87 ————
TOTAL ALLOCATION OF ASSETS^$90,495.38 —$1,862,805.86 ————
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
4/7 4/12 Sold AT&T INC 3600 *23FB17 ACTED AS AGENT
ACCRUED INTEREST 203.50
37,000.000 $101.3970 $37,720.39
4/7 4/12 Bought AT&T INC 3400 *25MY15 ACTED AS AGENT
ACCRUED INTEREST 541.45
39,000.000 97.0500 (38,390.95)
4/11 4/12 Sold US TSY NOTE 2250 27FB15 ACTED AS AGENT
ACCRUED INTEREST 80.06
23,000.000 99.5504 22,976.65
4/11 4/17 Bought AIR LEASE CORP 3625 *27AP01 ACTED AS AGENT
ACCRUED INTEREST 109.96
28,000.000 98.8820 (27,796.92)
4/13 4/17 Sold US TSY NOTE 1500 26AU15 ACTED AS AGENT
ACCRUED INTEREST 15.17
6,000.000 93.5855 5,630.30
4/13 4/19 Bought AIR LEASE CORP 3625 *27AP01 ACTED AS AGENT
ACCRUED INTEREST 24.77
6,000.000 99.1450 (5,973.47)
4/17 4/18 Sold US TSY NOTE 1500 26AU15 ACTED AS AGENT
ACCRUED INTEREST 12.85
5,000.000 93.9059 4,708.15
4/17 4/20 Bought AIR LEASE CORP 3625 *27AP01 ACTED AS AGENT
ACCRUED INTEREST 21.15
5,000.000 99.4740 (4,994.85)
4/18 4/19 Sold US TSY NOTE 1500 26AU15 ACTED AS AGENT
ACCRUED INTEREST 99.20
38,000.000 94.1285 35,868.03
4/18 4/19 Bought US TSY NOTE 2125 21JA31 ACTED AS AGENT
ACCRUED INTEREST 105.31
23,000.000 102.0824 (23,584.26)
4/18 4/21 Sold CITIGROUP INC 2500 19JL29 ACTED AS AGENT
ACCRUED INTEREST 216.39
38,000.000 101.0440 38,613.11
4/18 4/21 Bought CITIGROUP INC 3200 *26OC21 ACTED AS AGENT 40,000.000 96.8140 (38,725.60)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $6,050.58
TOTAL PURCHASES $(139,466.05)
TOTAL SALES AND REDEMPTIONS $145,516.63
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Basic Securities Account
660-110035-095
CITY OF ATLANTIC BEACH
POLICE OFFICERS RETIREMENT SYS
Page 39 of 118
RETURN OF PRINCIPAL
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Principal Payment FHLMC 30G G08749 4000 47JA01 CUSIP: 3128MJZP8 $584.44
4/25 Principal Payment FNMA POOL MA2896 3500 47FB01 CUSIP: 31418CGE8 457.82
TOTAL RETURN OF PRINCIPAL $1,042.26
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Interest Income FHLMC 30G G08749 4000 47JA01 CUSIP: 3128MJZP8 $304.00
4/17 Interest Income BACCT 2014-A1 A 1373 *21JNRG CUSIP: 05522RCQ9 92.39
4/17 Interest Income US TSY NOTE TIIN 0125 20AP15 CUSIP: 912828K33 24.02
4/18 Interest Income TOYOTA MOTOR CRED 2250 23OC18 CUSIP: 89236TDK8 438.75
4/18 Interest Income COMET 2016-A6 A 1820 *22SPRG CUSIP: 14041NFH9 87.97
4/25 Interest Income FNMA POOL MA2896 3500 47FB01 CUSIP: 31418CGE8 275.53
4/28 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 04/01-04/30)
0.71
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $1,223.37
TOTAL INTEREST $1,223.37
CASH RELATED ACTIVITY
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Service Fee 2ND QTR ADVISORY FEE $(2,327.00)
TOTAL OTHER CREDITS AND DEBITS $(2,327.00)
TOTAL OTHER DEBITS $(2,327.00)
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
4/3 Automatic Investment BANK DEPOSIT PROGRAM $15,754.60
4/5 Automatic Investment BANK DEPOSIT PROGRAM 13,661.52
4/13 Automatic Investment BANK DEPOSIT PROGRAM 22,306.09
4/17 Automatic Redemption BANK DEPOSIT PROGRAM (21,302.76)
4/18 Automatic Redemption BANK DEPOSIT PROGRAM (1,747.26)
4/19 Automatic Investment BANK DEPOSIT PROGRAM 4,796.12
4/20 Automatic Investment BANK DEPOSIT PROGRAM 1,315.45
4/21 Automatic Redemption BANK DEPOSIT PROGRAM (112.49)
4/25 Automatic Investment BANK DEPOSIT PROGRAM 457.82
4/26 Automatic Investment BANK DEPOSIT PROGRAM 275.53
4/28 Automatic Investment BANK DEPOSIT PROGRAM 0.71
NET ACTIVITY FOR PERIOD $35,405.33
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Basic Securities Account
660-110035-095
CITY OF ATLANTIC BEACH
POLICE OFFICERS RETIREMENT SYS
Page 40 of 118
REALIZED GAIN/(LOSS) DETAIL
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
AT&T INC 3.600 2-17-23 06/16/16 04/07/17 37,000.000 $37,516.89 $38,292.58 $(775.69)
CITIGROUP INC 2 1/2 7-29-19 03/23/17 04/18/17 38,000.000 38,396.72 38,326.54 70.18
FHLMC 30G G08749 4.000 1-01-47 02/09/17 04/15/17 584.440 584.44 616.06 (31.62)
FNMA POOL MA2896 3 1/2 2-01-47 02/07/17 04/25/17 457.820 457.82 470.03 (12.21)
US TSY NOTE 1 1/2 8-15-26 12/09/16 04/13/17 6,000.000 5,615.13 5,523.07 92.06
12/09/16 04/17/17 5,000.000 4,695.30 4,602.55 92.75
12/09/16 04/18/17 38,000.000 35,768.83 34,979.45 789.38
US TSY NOTE 2 1/4 2-15-27 03/22/17 04/11/17 23,000.000 22,896.59 22,690.12 206.47
Short-Term This Period $145,931.72 $145,500.40 $431.32
Short-Term Year to Date $1,000,952.41 $1,017,734.33 $(16,781.92)
Net Realized Gain/(Loss) This Period $145,931.72 $145,500.40 $431.32
Net Realized Gain/(Loss) Year to Date $1,080,770.27 $1,095,689.44 $(15,742.19)
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110174-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $1,273,479.37 $1,228,581.20
Credits ——
Debits (1,682.74)(3,558.68)
Security Transfers ——
Net Credits/Debits/Transfers $(1,682.74)$(3,558.68)
Change in Value 2,514.94 49,289.05
TOTAL ENDING VALUE $1,274,311.57 $1,274,311.57
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period April 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
900
1,000
1,100
1,200
1,300
1,400
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 41 of 118
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Alternatives
Market Value Percentage
Cash $11,069.18 0.87
Equities 1,227,705.94 96.34
Alternatives 35,536.45 2.79
TOTAL VALUE $1,274,311.57 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 42 of 118
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $18,290.65 $11,947.00
Stocks 1,257,192.55 1,263,242.39
Net Unsettled Purchases/Sales (2,003.83)(877.82)
Total Assets $1,273,479.37 $1,274,311.57
Total Liabilities (outstanding balance)——
TOTAL VALUE $1,273,479.37 $1,274,311.57
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $18,290.65 $23,548.92
Purchases (16,173.08)(58,191.81)
Sales and Redemptions 10,485.65 38,396.22
Prior Net Unsettled Purch/Sales (2,003.83)N/A
Net Unsettled Purch/Sales 877.82 877.82
Income and Distributions 2,152.53 10,874.53
Total Investment Related Activity $(4,660.91)$(8,043.24)
Other Debits (1,682.74)(3,558.68)
Total Cash Related Activity $(1,682.74)$(3,558.68)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $11,947.00 $11,947.00
INCOME AND DISTRIBUTION SUMMARY
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Qualified Dividends $2,022.57 $10,430.35
Other Dividends 129.84 443.62
Interest 0.12 0.56
Total Taxable Income And Distributions $2,152.53 $10,874.53
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $2,152.53 $10,874.53
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(4/1/17-4/30/17)
Realized This Year
(1/1/17-4/30/17)
Unrealized
Inception to Date
(as of 4/30/17)
Short-Term Gain —$578.12 $25,098.42
Short-Term (Loss)—(59.58)(5,764.45)
Total Short-Term —$518.54 $19,333.97
Long-Term Gain 2,407.12 3,970.58 152,948.48
Long-Term (Loss)—(778.53)(18,465.72)
Total Long-Term $2,407.12 $3,192.05 $134,482.76
TOTAL GAIN/(LOSS)$2,407.12 $3,710.59 $153,816.73
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
Investment Objectives †: Capital Appreciation,Income Investment Advisory Account
Manager:JP Morgan - Equity Income SMA
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 43 of 118
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
CASH $2,636.87
MORGAN STANLEY PRIVATE BANK NA #9,310.13 —1.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs $11,947.00 $1.00
NET UNSETTLED PURCHASES/SALES $(877.82)
CASH, BDP, AND MMFs (PROJECTED SETTLED BALANCE)0.87%$11,069.18
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
The “Projected Settled Balance” includes accrued interest on deposits and reflects the impact of unsettled purchases/sales.
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 44 of 118
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
3M COMPANY (MMM) 11/9/15
2/16/16
51.000
7.000
$157.130
155.644
$195.830
195.830
$8,013.63
1,089.51
$9,987.33
1,370.81
$1,973.70
281.30
LT
LT
Total 58.000 9,103.14 11,358.14 2,255.00 LT 273.00 2.40
Next Dividend Payable 06/2017; Asset Class: Equities
ABBOTT LABORATORIES (ABT) 10/22/14
2/16/16
5/2/16
170.000
16.000
36.000
41.922
37.969
38.969
43.640
43.640
43.640
7,126.70
607.50
1,402.89
7,418.80
698.24
1,571.04
292.10
90.74
168.15
LT
LT
ST
Total 222.000 9,137.09 9,688.08 382.84
168.15
LT
ST
235.00 2.42
Next Dividend Payable 05/15/17; Asset Class: Equities
ABBVIE INC COM (ABBV) 4/6/15 31.000 57.769 65.940 1,790.84 2,044.14 253.30 LT 79.00 3.86
Next Dividend Payable 05/15/17; Asset Class: Equities
ACCENTURE PLC IRELAND CL A (ACN) 11/9/15 54.000 104.660 121.300 5,651.64 6,550.20 898.56 LT 131.00 1.99
Next Dividend Payable 05/15/17; Asset Class: Equities
ALEXANDRIA REAL ESTATE EQ INC (ARE) 11/9/15 28.000 86.272 112.510 2,415.61 3,150.28 734.67 LT R 93.00 2.95
Next Dividend Payable 07/2017; Asset Class: Alt
ALTRIA GROUP INC (MO) 11/9/15
2/16/16
207.000
36.000
56.930
60.300
71.780
71.780
11,784.61
2,170.80
14,858.46
2,584.08
3,073.85
413.28
LT
LT
Total 243.000 13,955.41 17,442.54 3,487.13 LT 593.00 3.39
Next Dividend Payable 07/2017; Asset Class: Equities
AMERIPRISE FINCL INC (AMP) 11/17/15 43.000 113.969 127.850 4,900.65 5,497.55 596.90 LT 143.00 2.60
Next Dividend Payable 05/2017; Asset Class: Equities
ANALOG DEVICES INC (ADI) 11/9/15
3/2/17
149.000
49.000
60.769
83.547
76.200
76.200
9,054.54
4,093.79
11,353.80
3,733.80
2,299.26
(359.99)
LT
ST
Total 198.000 13,148.33 15,087.60 2,299.26
(359.99)
LT
ST
356.00 2.35
Next Dividend Payable 06/2017; Asset Class: Equities
APPLE INC (AAPL) 11/9/15
2/16/16
177.000
31.000
120.243
96.317
143.650
143.650
21,282.96
2,985.83
25,426.05
4,453.15
4,143.09
1,467.32
LT
LT
Total 208.000 24,268.79 29,879.20 5,610.41 LT 474.00 1.58
Next Dividend Payable 05/2017; Asset Class: Equities
ARTHUR J GALLAGHER (AJG) 11/9/15
3/13/17
125.000
18.000
43.483
56.877
55.810
55.810
5,435.41
1,023.79
6,976.25
1,004.58
1,540.84
(19.21)
LT
ST
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 45 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 143.000 6,459.20 7,980.83 1,540.84
(19.21)
LT
ST
223.00 2.79
Next Dividend Payable 06/2017; Asset Class: Equities
AUTOMATIC DATA PROCESSING INC (ADP) 11/9/15
2/16/16
80.000
7.000
86.393
83.874
104.490
104.490
6,911.43
587.12
8,359.20
731.43
1,447.77
144.31
LT
LT
Total 87.000 7,498.55 9,090.63 1,592.08 LT 198.00 2.17
Next Dividend Payable 07/2017; Asset Class: Equities
AVALONBAY COMM INC (AVB) 11/9/15
2/16/16
5/10/16
42.000
5.000
8.000
169.190
164.842
192.080
189.840
189.840
189.840
7,105.98
824.21
1,536.64
7,973.28
949.20
1,518.72
867.30
124.99
(17.92)
LT
LT
ST
Total 55.000 9,466.83 10,441.20 992.29
(17.92)
LT
ST
312.00 2.98
Next Dividend Payable 07/2017; Asset Class: Alt
BANK OF AMERICA CORP (BAC) 7/27/16
8/15/16
8/30/16
814.000
239.000
144.000
14.631
15.010
15.935
23.340
23.340
23.340
11,909.80
3,587.39
2,294.68
18,998.76
5,578.26
3,360.96
7,088.96
1,990.87
1,066.28
ST
ST
ST
11/4/16 355.000 16.695 23.340 5,926.73 8,285.70 2,358.97 ST
12/1/16 70.000 21.847 23.340 1,529.30 1,633.80 104.50 ST
Total 1,622.000 25,247.90 37,857.48 12,609.58 ST 487.00 1.28
Next Dividend Payable 06/2017; Asset Class: Equities
BB & T CORP (BBT) 10/22/14
1/6/15
12/2/15
41.000
242.000
26.000
36.349
36.810
38.459
43.180
43.180
43.180
1,490.30
8,907.95
999.93
1,770.38
10,449.56
1,122.68
280.08
1,541.61
122.75
LT
LT
LT
2/16/16 16.000 32.788 43.180 524.60 690.88 166.28 LT
12/9/16 67.000 46.725 43.180 3,130.57 2,893.06 (237.51)ST
Total 392.000 15,053.35 16,926.56 2,110.72
(237.51)
LT
ST
470.00 2.77
Next Dividend Payable 06/2017; Asset Class: Equities
BECTON DICKINSON & CO (BDX) 11/9/15
2/16/16
4/22/16
47.000
7.000
12.000
152.187
142.173
159.086
186.970
186.970
186.970
7,152.78
995.21
1,909.03
8,787.59
1,308.79
2,243.64
1,634.81
313.58
334.61
LT
LT
LT
Total 66.000 10,057.02 12,340.02 2,283.00 LT 193.00 1.56
Next Dividend Payable 06/2017; Asset Class: Equities
BEST BUY CO (BBY) 11/9/15
3/13/17
131.000
21.000
35.316
44.808
51.810
51.810
4,626.33
940.96
6,787.11
1,088.01
2,160.78
147.05
LT
ST
00
1
8
7
4
M
S
A
D
T
2
5
2
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 46 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 152.000 5,567.29 7,875.12 2,160.78
147.05
LT
ST
207.00 2.62
Next Dividend Payable 07/2017; Asset Class: Equities
BLACKROCK INC (BLK) 11/9/15
12/15/15
2/16/16
50.000
7.000
3.000
349.118
325.244
314.557
384.570
384.570
384.570
17,455.92
2,276.71
943.67
19,228.50
2,691.99
1,153.71
1,772.58
415.28
210.04
LT
LT
LT
4/22/16 6.000 368.615 384.570 2,211.69 2,307.42 95.73 LT
Total 66.000 22,887.99 25,381.62 2,493.63 LT 660.00 2.60
Next Dividend Payable 06/2017; Asset Class: Equities
BOSTON PROPERTIES INC (BXP) 2/16/16
3/11/16
14.000
24.000
109.950
120.098
126.600
126.600
1,539.30
2,882.34
1,772.40
3,038.40
233.10
156.06
LT
LT
Total 38.000 4,421.64 4,810.80 389.16 LT 114.00 2.36
Next Dividend Payable 07/2017; Asset Class: Alt
BRISTOL MYERS SQUIBB CO (BMY) 11/9/15
2/16/16
179.000
13.000
64.769
62.057
56.050
56.050
11,593.58
806.74
10,032.95
728.65
(1,560.63)
(78.09)
LT
LT
Total 192.000 12,400.32 10,761.60 (1,638.72)LT 300.00 2.78
Next Dividend Payable 05/01/17; Asset Class: Equities
CAPITAL ONE FINANCIAL CORP (COF) 1/16/15
7/28/15
2/23/16
47.000
36.000
41.000
76.305
78.973
65.879
80.380
80.380
80.380
3,586.34
2,843.02
2,701.03
3,777.86
2,893.68
3,295.58
191.52
50.66
594.55
LT
LT
LT
12/9/16 27.000 89.799 80.380 2,424.56 2,170.26 (254.30)ST
Total 151.000 11,554.95 12,137.38 836.73
(254.30)
LT
ST
242.00 1.99
Next Dividend Payable 05/2017; Asset Class: Equities
CHEVRON CORP (CVX) 11/9/15
11/9/15
2/16/16
131.000
10.000
49.000
92.422
92.422
84.320
106.700
106.700
106.700
12,107.24
924.22
4,131.68
13,977.70
1,067.00
5,228.30
1,870.46
142.78
1,096.62
LT
LT
LT
4/13/16 23.000 97.547 106.700 2,243.57 2,454.10 210.53 LT
4/22/16 9.000 102.160 106.700 919.44 960.30 40.86 LT
11/1/16 30.000 106.339 106.700 3,190.18 3,201.00 10.82 ST
1/3/17 15.000 117.528 106.700 1,762.92 1,600.50 (162.42)ST
2/14/17 25.000 111.900 106.700 2,797.50 2,667.50 (130.00)ST
2/28/17 24.000 111.981 106.700 2,687.54 2,560.80 (126.74)ST
Total 316.000 30,764.29 33,717.20 3,361.25
(408.34)
LT
ST
1,365.00 4.04
Next Dividend Payable 06/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 47 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
CHUBB LTD (CB) 11/9/15
2/16/16
67.000
6.000
112.204
115.673
137.250
137.250
7,517.67
694.04
9,195.75
823.50
1,678.08
129.46
LT
LT
Total 73.000 8,211.71 10,019.25 1,807.54 LT 201.00 2.00
Next Dividend Payable 07/2017; Asset Class: Equities
CINCINNATI FINANCIAL OHIO (CINF) 11/9/15
2/16/16
65.000
9.000
60.074
61.982
72.090
72.090
3,904.81
557.84
4,685.85
648.81
781.04
90.97
LT
LT
Total 74.000 4,462.65 5,334.66 872.01 LT 148.00 2.77
Next Dividend Payable 07/2017; Asset Class: Equities
CINEMARK HOLDINGS INC. (CNK) 11/9/15
3/13/17
122.000
15.000
36.954
43.953
43.200
43.200
4,508.35
659.30
5,270.40
648.00
762.05
(11.30)
LT
ST
Total 137.000 5,167.65 5,918.40 762.05
(11.30)
LT
ST
159.00 2.68
Next Dividend Payable 06/2017; Asset Class: Equities
CME GROUP INC (CME) 11/9/15 210.000 97.152 116.190 20,401.84 24,399.90 3,998.06 LT 554.00 2.27
Next Dividend Payable 06/2017; Asset Class: Equities
CMS ENERGY CP (CMS) 11/9/15
2/16/16
194.000
34.000
34.269
38.860
45.400
45.400
6,648.16
1,321.25
8,807.60
1,543.60
2,159.44
222.35
LT
LT
Total 228.000 7,969.41 10,351.20 2,381.79 LT 303.00 2.92
Next Dividend Payable 05/2017; Asset Class: Equities
COCA COLA CO (KO) 4/24/15 145.000 40.958 43.150 5,938.87 6,256.75 317.88 LT 215.00 3.43
Next Dividend Payable 07/2017; Asset Class: Equities
COMCAST CORP (NEW) CLASS A (CMCSA) 11/9/15
12/2/15
2/16/16
194.000
56.000
22.000
30.639
30.300
28.734
39.190
39.190
39.190
5,944.02
1,696.78
632.14
7,602.86
2,194.64
862.18
1,658.84
497.86
230.04
LT
LT
LT
Total 272.000 8,272.94 10,659.68 2,386.74 LT 171.00 1.60
Next Dividend Payable 07/2017; Asset Class: Equities
CONOCOPHILLIPS (COP) 11/9/15
5/10/16
6/7/16
245.000
39.000
53.000
54.730
42.162
47.428
47.910
47.910
47.910
13,408.97
1,644.31
2,513.70
11,737.95
1,868.49
2,539.23
(1,671.02)
224.18
25.53
LT
ST
ST
6/22/16 50.000 44.080 47.910 2,203.99 2,395.50 191.51 ST
11/2/16 54.000 43.105 47.910 2,327.67 2,587.14 259.47 ST
11/9/16 39.000 45.773 47.910 1,785.14 1,868.49 83.35 ST
11/18/16 85.000 44.940 47.910 3,819.90 4,072.35 252.45 ST
Total 565.000 27,703.68 27,069.15 (1,671.02)
1,036.49
LT
ST
599.00 2.21
Next Dividend Payable 06/2017; Asset Class: Equities
00
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7
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Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 48 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
CULLEN FROST BANKERS INC (CFR) 11/17/15 75.000 69.508 94.390 5,213.10 7,079.25 1,866.15 LT 162.00 2.28
Next Dividend Payable 06/2017; Asset Class: Equities
DISCOVER FINCL SVCS (DFS) 11/9/15
12/2/15
4/25/16
35.000
18.000
53.000
56.990
56.050
56.680
62.590
62.590
62.590
1,994.65
1,008.90
3,004.03
2,190.65
1,126.62
3,317.27
196.00
117.72
313.24
LT
LT
LT
12/9/16 37.000 72.040 62.590 2,665.48 2,315.83 (349.65)ST
Total 143.000 8,673.06 8,950.37 626.96
(349.65)
LT
ST
172.00 1.92
Next Dividend Payable 05/2017; Asset Class: Equities
DOVER CORP (DOV) 9/29/16
11/1/16
11/10/16
42.000
26.000
16.000
71.701
66.690
71.550
78.880
78.880
78.880
3,011.43
1,733.94
1,144.80
3,312.96
2,050.88
1,262.08
301.53
316.94
117.28
ST
ST
ST
11/18/16 17.000 70.000 78.880 1,190.00 1,340.96 150.96 ST
2/2/17 19.000 77.571 78.880 1,473.85 1,498.72 24.87 ST
Total 120.000 8,554.02 9,465.60 911.58 ST 211.00 2.22
Next Dividend Payable 06/2017; Asset Class: Equities
DR PEPPER SNAPPLE GROUP INC (DPS) 11/9/15
2/16/16
3/31/17
91.000
12.000
26.000
85.736
91.919
97.943
91.650
91.650
91.650
7,801.95
1,103.03
2,546.51
8,340.15
1,099.80
2,382.90
538.20
(3.23)
(163.61)
LT
LT
ST
Total 129.000 11,451.49 11,822.85 534.97
(163.61)
LT
ST
299.00 2.52
Next Dividend Payable 07/2017; Asset Class: Equities
DTE ENERGY COMPANY (DTE) 11/9/15 22.000 79.210 104.590 1,742.62 2,300.98 558.36 LT 73.00 3.17
Next Dividend Payable 07/2017; Asset Class: Equities
DU PONT EI DE NEMOURS & CO (DD) 11/9/15
12/2/15
83.000
23.000
66.550
67.279
79.750
79.750
5,523.65
1,547.41
6,619.25
1,834.25
1,095.60
286.84
LT
LT
Total 106.000 7,071.06 8,453.50 1,382.44 LT 161.00 1.90
Next Dividend Payable 06/2017; Asset Class: Equities
EDISON INTERNATIONAL (EIX) 11/9/15
2/16/16
127.000
21.000
59.158
61.827
79.970
79.970
7,513.12
1,298.37
10,156.19
1,679.37
2,643.07
381.00
LT
LT
Total 148.000 8,811.49 11,835.56 3,024.07 LT 321.00 2.71
Next Dividend Payable 07/2017; Asset Class: Equities
ELI LILLY & CO (LLY) 11/9/15
12/2/15
5/17/16
79.000
15.000
26.000
79.242
84.716
76.509
82.060
82.060
82.060
6,260.08
1,270.74
1,989.23
6,482.74
1,230.90
2,133.56
222.66
(39.84)
144.33
LT
LT
ST
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 49 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 120.000 9,520.05 9,847.20 182.82
144.33
LT
ST
250.00 2.53
Next Dividend Payable 06/2017; Asset Class: Equities
EXXON MOBIL CORP (XOM) 11/9/15
2/16/16
276.000
40.000
82.058
81.082
81.650
81.650
22,647.98
3,243.28
22,535.40
3,266.00
(112.58)
22.72
LT
LT
Total 316.000 25,891.26 25,801.40 (89.86)LT 973.00 3.77
Next Dividend Payable 06/2017; Asset Class: Equities
FIDELITY NATL INFORMATION SE (FIS) 11/9/15
11/9/15
11/16/15
11.000
60.000
61.000
66.206
66.206
65.360
84.190
84.190
84.190
728.27
3,972.37
3,986.98
926.09
5,051.40
5,135.59
197.82
1,079.03
1,148.61
LT
LT
LT
Total 132.000 8,687.62 11,113.08 2,425.46 LT 153.00 1.37
Next Dividend Payable 06/2017; Asset Class: Equities
GENERAL ELECTRIC CO (GE) 4/11/17
4/25/17
219.000
116.000
30.027
29.485
28.990
28.990
6,575.98
3,420.26
6,348.81
3,362.84
(227.17)
(57.42)
ST
ST
Total 335.000 9,996.24 9,711.65 (284.59)ST 322.00 3.31
Next Dividend Payable 07/2017; Asset Class: Equities
GENL DYNAMICS CORP (GD) 12/15/15
2/16/16
5/2/16
15.000
31.000
10.000
138.700
131.015
142.396
193.790
193.790
193.790
2,080.50
4,061.47
1,423.96
2,906.85
6,007.49
1,937.90
826.35
1,946.02
513.94
LT
LT
ST
7/1/16 17.000 141.083 193.790 2,398.41 3,294.43 896.02 ST
9/16/16 16.000 151.111 193.790 2,417.77 3,100.64 682.87 ST
11/18/16 7.000 166.954 193.790 1,168.68 1,356.53 187.85 ST
Total 96.000 13,550.79 18,603.84 2,772.37
2,280.68
LT
ST
323.00 1.73
Next Dividend Payable 05/05/17; Asset Class: Equities
GENUINE PARTS CO (GPC) 11/9/15
5/2/16
11/1/16
82.000
25.000
14.000
88.605
96.439
88.971
92.020
92.020
92.020
7,265.57
2,410.98
1,245.60
7,545.64
2,300.50
1,288.28
280.07
(110.48)
42.68
LT
ST
ST
11/18/16 13.000 94.178 92.020 1,224.32 1,196.26 (28.06)ST
11/30/16 13.000 96.832 92.020 1,258.81 1,196.26 (62.55)ST
Total 147.000 13,405.28 13,526.94 280.07
(158.41)
LT
ST
397.00 2.93
Next Dividend Payable 07/2017; Asset Class: Equities
GILEAD SCIENCE (GILD) 2/16/16
5/17/16
7/20/16
37.000
13.000
22.000
90.731
83.514
86.953
68.550
68.550
68.550
3,357.03
1,085.68
1,912.97
2,536.35
891.15
1,508.10
(820.68)
(194.53)
(404.87)
LT
ST
ST
00
1
8
7
4
M
S
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D
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2
5
2
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 50 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 72.000 6,355.68 4,935.60 (820.68)
(599.40)
LT
ST
150.00 3.03
Next Dividend Payable 06/2017; Asset Class: Equities
HARTFORD FIN SERS GRP INC (HIG) 11/9/15
2/16/16
1/3/17
342.000
35.000
36.000
46.785
41.159
47.738
48.360
48.360
48.360
16,000.30
1,440.56
1,718.57
16,539.12
1,692.60
1,740.96
538.82
252.04
22.39
LT
LT
ST
Total 413.000 19,159.43 19,972.68 790.86
22.39
LT
ST
380.00 1.90
Next Dividend Payable 07/2017; Asset Class: Equities
HCP INCORPORATED (HCP) 11/9/15
12/2/15
8/3/16
45.000
30.000
92.000
28.662
31.322
35.562
31.350
31.350
31.350
1,289.77
939.66
3,271.70
1,410.75
940.50
2,884.20
120.98
0.84
(387.50)
LT
LT
ST
R
R
R
Total 167.000 5,501.13 5,235.45 121.82
(387.50)
LT
ST
247.00 4.71
Next Dividend Payable 06/2017; Asset Class: Alt
HOME DEPOT INC (HD) 11/9/15
2/16/16
5/2/16
114.000
8.000
11.000
124.061
119.500
135.501
156.100
156.100
156.100
14,142.99
956.00
1,490.51
17,795.40
1,248.80
1,717.10
3,652.41
292.80
226.59
LT
LT
ST
12/13/16 21.000 136.217 156.100 2,860.56 3,278.10 417.54 ST
Total 154.000 19,450.06 24,039.40 3,945.21
644.13
LT
ST
548.00 2.27
Next Dividend Payable 06/2017; Asset Class: Equities
HONEYWELL INTERNATIONAL INC (HON) 11/9/15
2/16/16
4/22/16
76.000
10.000
16.000
101.819
104.144
112.641
131.140
131.140
131.140
7,738.21
1,041.44
1,802.26
9,966.64
1,311.40
2,098.24
2,228.43
269.96
295.98
LT
LT
LT
9/16/16 15.000 113.462 131.140 1,701.93 1,967.10 265.17 ST
10/5/16 9.000 115.190 131.140 1,036.71 1,180.26 143.55 ST
11/1/16 11.000 109.239 131.140 1,201.63 1,442.54 240.91 ST
11/10/16 11.000 113.500 131.140 1,248.50 1,442.54 194.04 ST
Total 148.000 15,770.68 19,408.72 2,794.37
843.67
LT
ST
394.00 2.03
Next Dividend Payable 06/2017; Asset Class: Equities
ILL TOOL WORKS INC (ITW) 11/9/15
2/16/16
125.000
15.000
91.119
93.097
138.090
138.090
11,389.88
1,396.46
17,261.25
2,071.35
5,871.37
674.89
LT
LT
Total 140.000 12,786.34 19,332.60 6,546.26 LT 364.00 1.88
Next Dividend Payable 07/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 51 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
INTL FLAVORS & FRAGRANCES (IFF) 2/16/16
6/30/16
18.000
9.000
107.500
124.170
138.590
138.590
1,935.00
1,117.53
2,494.62
1,247.31
559.62
129.78
LT
ST
Total 27.000 3,052.53 3,741.93 559.62
129.78
LT
ST
69.00 1.84
Next Dividend Payable 07/2017; Asset Class: Equities
JOHNSON & JOHNSON (JNJ) 11/9/15
2/16/16
1/3/17
230.000
24.000
14.000
100.781
102.295
115.840
123.470
123.470
123.470
23,179.52
2,455.07
1,621.76
28,398.10
2,963.28
1,728.58
5,218.58
508.21
106.82
LT
LT
ST
Total 268.000 27,256.35 33,089.96 5,726.79
106.82
LT
ST
900.00 2.71
Next Dividend Payable 06/2017; Asset Class: Equities
KIMBERLY CLARK CORP (KMB) 11/9/15
11/16/15
12/2/15
34.000
24.000
15.000
117.761
119.094
119.967
129.750
129.750
129.750
4,003.89
2,858.25
1,799.51
4,411.50
3,114.00
1,946.25
407.61
255.75
146.74
LT
LT
LT
2/16/16 7.000 128.299 129.750 898.09 908.25 10.16 LT
5/2/16 8.000 125.899 129.750 1,007.19 1,038.00 30.81 ST
Total 88.000 10,566.93 11,418.00 820.26
30.81
LT
ST
341.00 2.98
Next Dividend Payable 07/2017; Asset Class: Equities
KLA TENCOR CORP (KLAC) 11/9/15
2/16/16
115.000
11.000
66.847
65.047
98.220
98.220
7,687.41
715.52
11,295.30
1,080.42
3,607.89
364.90
LT
LT
Total 126.000 8,402.93 12,375.72 3,972.79 LT 272.00 2.19
Next Dividend Payable 06/2017; Asset Class: Equities
KRAFT HEINZ CO (KHC) 11/9/15
11/4/16
2/14/17
32.000
28.000
28.000
68.628
83.562
90.140
90.390
90.390
90.390
2,196.09
2,339.74
2,523.92
2,892.48
2,530.92
2,530.92
696.39
191.18
7.00
LT
ST
ST
R
R
3/31/17 22.000 90.912 90.390 2,000.07 1,988.58 (11.49)ST
Total 110.000 9,059.82 9,942.90 696.39
186.69
LT
ST
264.00 2.65
Next Dividend Payable 06/2017; Asset Class: Equities
L BRANDS INC COM (LB) 11/9/15
2/16/16
4/28/16
99.000
11.000
41.000
93.679
82.768
79.153
52.810
52.810
52.810
9,274.20
910.45
3,245.26
5,228.19
580.91
2,165.21
(4,046.01)
(329.54)
(1,080.05)
LT
LT
LT
11/1/16 18.000 65.864 52.810 1,185.56 950.58 (234.98)ST
Total 169.000 14,615.47 8,924.89 (5,455.60)
(234.98)
LT
ST
406.00 4.54
00
1
8
7
4
M
S
A
D
T
2
5
2
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 52 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 06/2017; Asset Class: Equities
M&T BANK CORP (MTB) 2/18/16 67.000 105.995 155.410 7,101.69 10,412.47 3,310.78 LT 201.00 1.93
Next Dividend Payable 06/2017; Asset Class: Equities
MC DONALDS CORP (MCD) 4/26/17 28.000 140.734 139.930 3,940.55 3,918.04 (22.51)ST 105.00 2.67
Next Dividend Payable 06/2017; Asset Class: Equities
MERCK & CO INC NEW COM (MRK) 11/9/15
2/16/16
342.000
30.000
54.145
49.967
62.330
62.330
18,517.45
1,499.02
21,316.86
1,869.90
2,799.41
370.88
LT
LT
Total 372.000 20,016.47 23,186.76 3,170.29 LT 699.00 3.01
Next Dividend Payable 07/2017; Asset Class: Equities
METLIFE INCORPORATED (MET) 3/26/15
12/2/15
2/16/16
225.000
22.000
16.000
50.812
50.830
38.167
51.810
51.810
51.810
11,432.77
1,118.26
610.67
11,657.25
1,139.82
828.96
224.48
21.56
218.29
LT
LT
LT
4/26/16 79.000 46.574 51.810 3,679.36 4,092.99 413.63 LT
8/3/16 85.000 43.474 51.810 3,695.30 4,403.85 708.55 ST
Total 427.000 20,536.36 22,122.87 877.96
708.55
LT
ST
683.00 3.08
Next Dividend Payable 06/2017; Asset Class: Equities
MICROSOFT CORP (MSFT) 11/9/15
2/16/16
3/11/16
243.000
21.000
69.000
53.859
50.847
52.916
68.460
68.460
68.460
13,087.79
1,067.79
3,651.19
16,635.78
1,437.66
4,723.74
3,547.99
369.87
1,072.55
LT
LT
LT
4/22/16 41.000 51.277 68.460 2,102.37 2,806.86 704.49 LT
Total 374.000 19,909.14 25,604.04 5,694.90 LT 583.00 2.27
Next Dividend Payable 06/2017; Asset Class: Equities
MOLSON COORS BREWING CO CL B (TAP) 2/16/16
3/11/16
6/9/16
30.000
29.000
22.000
85.084
91.748
102.969
95.890
95.890
95.890
2,552.53
2,660.69
2,265.31
2,876.70
2,780.81
2,109.58
324.17
120.12
(155.73)
LT
LT
ST
Total 81.000 7,478.53 7,767.09 444.29
(155.73)
LT
ST
133.00 1.71
Next Dividend Payable 06/2017; Asset Class: Equities
MONDELEZ INTL INC COM (MDLZ) 11/9/15
12/2/15
5/2/16
181.000
41.000
43.000
43.587
43.576
43.590
45.030
45.030
45.030
7,889.27
1,786.60
1,874.39
8,150.43
1,846.23
1,936.29
261.16
59.63
61.90
LT
LT
ST
R
R
R
Total 265.000 11,550.26 11,932.95 320.79
61.90
LT
ST
201.00 1.68
Next Dividend Payable 07/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 53 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
NEXTERA ENERGY INC (NEE) 11/9/15
2/16/16
49.000
27.000
98.693
111.971
133.560
133.560
4,835.96
3,023.23
6,544.44
3,606.12
1,708.48
582.89
LT
LT
Total 76.000 7,859.19 10,150.56 2,291.37 LT 299.00 2.94
Next Dividend Payable 06/2017; Asset Class: Equities
NISOURCE INC (NI) 11/9/15
2/16/16
267.000
34.000
18.870
21.180
24.250
24.250
5,038.29
720.12
6,474.75
824.50
1,436.46
104.38
LT
LT
Total 301.000 5,758.41 7,299.25 1,540.84 LT 211.00 2.89
Next Dividend Payable 05/19/17; Asset Class: Equities
NORFOLK SOUTHERN CORP (NSC) 9/28/15 80.000 75.028 117.490 6,002.24 9,399.20 3,396.96 LT 195.00 2.07
Next Dividend Payable 06/2017; Asset Class: Equities
NORTHERN TRUST CORP (NTRS) 11/9/15
2/16/16
130.000
9.000
73.857
58.690
90.000
90.000
9,601.40
528.21
11,700.00
810.00
2,098.60
281.79
LT
LT
Total 139.000 10,129.61 12,510.00 2,380.39 LT 211.00 1.68
Next Dividend Payable 07/2017; Asset Class: Equities
OCCIDENTAL PETROLEUM CORP DE (OXY) 11/9/15
11/16/15
2/16/16
236.000
38.000
27.000
75.174
74.307
67.715
61.540
61.540
61.540
17,741.17
2,823.65
1,828.29
14,523.44
2,338.52
1,661.58
(3,217.73)
(485.13)
(166.71)
LT
LT
LT
5/2/16 21.000 76.220 61.540 1,600.63 1,292.34 (308.29)ST
11/18/16 21.000 68.690 61.540 1,442.49 1,292.34 (150.15)ST
2/2/17 22.000 68.830 61.540 1,514.26 1,353.88 (160.38)ST
Total 365.000 26,950.49 22,462.10 (3,869.57)
(618.82)
LT
ST
1,110.00 4.94
Next Dividend Payable 07/2017; Asset Class: Equities
PEPSICO INC NC (PEP) 2/16/16
3/11/16
1/23/17
32.000
32.000
20.000
98.470
101.232
103.767
113.280
113.280
113.280
3,151.04
3,239.42
2,075.34
3,624.96
3,624.96
2,265.60
473.92
385.54
190.26
LT
LT
ST
Total 84.000 8,465.80 9,515.52 859.46
190.26
LT
ST
253.00 2.65
Next Dividend Payable 06/2017; Asset Class: Equities
PFIZER INC (PFE) 11/27/15
2/16/16
4/22/16
577.000
68.000
48.000
32.760
29.655
33.359
33.920
33.920
33.920
18,902.52
2,016.56
1,601.23
19,571.84
2,306.56
1,628.16
669.32
290.00
26.93
LT
LT
LT
Total 693.000 22,520.31 23,506.56 986.25 LT 887.00 3.77
Next Dividend Payable 06/2017; Asset Class: Equities
PHILIP MORRIS INTL INC (PM) 11/9/15
2/16/16
62.000
11.000
85.028
89.897
110.840
110.840
5,271.76
988.87
6,872.08
1,219.24
1,600.32
230.37
LT
LT
00
1
8
7
4
M
S
A
D
T
2
5
2
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 54 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 73.000 6,260.63 8,091.32 1,830.69 LT 304.00 3.75
Next Dividend Payable 07/2017; Asset Class: Equities
PNC FINL SVCS GP (PNC) 11/9/15
2/16/16
1/3/17
224.000
14.000
28.000
94.170
84.041
117.692
119.750
119.750
119.750
21,094.08
1,176.57
3,295.37
26,824.00
1,676.50
3,353.00
5,729.92
499.93
57.63
LT
LT
ST
Total 266.000 25,566.02 31,853.50 6,229.85
57.63
LT
ST
585.00 1.83
Next Dividend Payable 05/05/17; Asset Class: Equities
PPG INDUSTRIES INC (PPG) 11/9/15
12/2/15
2/16/16
54.000
15.000
20.000
101.538
105.605
93.488
109.840
109.840
109.840
5,483.06
1,584.08
1,869.76
5,931.36
1,647.60
2,196.80
448.30
63.52
327.04
LT
LT
LT
8/2/16 16.000 103.710 109.840 1,659.36 1,757.44 98.08 ST
Total 105.000 10,596.26 11,533.20 838.86
98.08
LT
ST
168.00 1.45
Next Dividend Payable 06/2017; Asset Class: Equities
PRAXAIR INC (PX) 11/18/15
12/2/15
2/16/16
21.000
8.000
5.000
114.307
110.563
104.072
124.980
124.980
124.980
2,400.44
884.50
520.36
2,624.58
999.84
624.90
224.14
115.34
104.54
LT
LT
LT
5/2/16 13.000 118.125 124.980 1,535.62 1,624.74 89.12 ST
7/1/16 22.000 113.226 124.980 2,490.98 2,749.56 258.58 ST
Total 69.000 7,831.90 8,623.62 444.02
347.70
LT
ST
217.00 2.51
Next Dividend Payable 06/2017; Asset Class: Equities
PROCTER & GAMBLE (PG) 11/9/15
2/16/16
25.000
14.000
75.300
81.277
87.330
87.330
1,882.50
1,137.88
2,183.25
1,222.62
300.75
84.74
LT
LT
Total 39.000 3,020.38 3,405.87 385.49 LT 108.00 3.17
Next Dividend Payable 05/15/17; Asset Class: Equities
PROGRESSIVE CORP OHIO (PGR) 11/9/15 113.000 31.398 39.720 3,548.01 4,488.36 940.35 LT 77.00 1.71
Next Dividend Payable 02/2018; Asset Class: Equities
PRUDENTIAL FINANCIAL INC (PRU) 11/9/15
6/30/16
97.000
30.000
85.905
69.758
107.030
107.030
8,332.79
2,092.75
10,381.91
3,210.90
2,049.12
1,118.15
LT
ST
Total 127.000 10,425.54 13,592.81 2,049.12
1,118.15
LT
ST
381.00 2.80
Next Dividend Payable 06/2017; Asset Class: Equities
QUALCOMM INC (QCOM) 9/8/15
1/23/17
108.000
49.000
55.087
55.558
53.740
53.740
5,949.36
2,722.33
5,803.92
2,633.26
(145.44)
(89.07)
LT
ST
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 55 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 157.000 8,671.69 8,437.18 (145.44)
(89.07)
LT
ST
358.00 4.24
Next Dividend Payable 06/2017; Asset Class: Equities
R P M INC (RPM) 11/9/15
12/2/15
4/19/17
64.000
21.000
44.000
45.561
47.278
50.825
52.560
52.560
52.560
2,915.89
992.83
2,236.29
3,363.84
1,103.76
2,312.64
447.95
110.93
76.35
LT
LT
ST
Total 129.000 6,145.01 6,780.24 558.88
76.35
LT
ST
155.00 2.28
Next Dividend Payable 07/2017; Asset Class: Equities
REPUBLIC SERVICES INC (RSG) 11/9/15
2/16/16
4/26/16
159.000
14.000
63.000
43.578
45.157
45.927
62.990
62.990
62.990
6,928.98
632.20
2,893.38
10,015.41
881.86
3,968.37
3,086.43
249.66
1,074.99
LT
LT
LT
9/16/16 23.000 50.060 62.990 1,151.37 1,448.77 297.40 ST
10/5/16 25.000 50.082 62.990 1,252.06 1,574.75 322.69 ST
Total 284.000 12,857.99 17,889.16 4,411.08
620.09
LT
ST
364.00 2.03
Next Dividend Payable 07/2017; Asset Class: Equities
REYNOLDS AMERICAN INC (RAI) 4/28/16
8/3/16
12/1/16
45.000
46.000
1.000
49.186
49.204
53.787
64.500
64.500
64.500
2,213.39
2,263.38
53.79
2,902.50
2,967.00
64.50
689.11
703.62
10.71
LT
ST
ST
Total 92.000 4,530.56 5,934.00 689.11
714.33
LT
ST
188.00 3.16
Next Dividend Payable 07/2017; Asset Class: Equities
S&P GLOBAL INC COM (SPGI) 11/9/15 25.000 96.094 134.190 2,402.34 3,354.75 952.41 LT 41.00 1.22
Next Dividend Payable 06/2017; Asset Class: Equities
SCHLUMBERGER LTD (SLB) 11/9/15
12/22/15
5/10/16
51.000
31.000
30.000
78.020
69.491
73.758
72.590
72.590
72.590
3,979.02
2,154.21
2,212.73
3,702.09
2,250.29
2,177.70
(276.93)
96.08
(35.03)
LT
LT
ST
8/30/16 20.000 81.296 72.590 1,625.91 1,451.80 (174.11)ST
11/7/16 45.000 79.150 72.590 3,561.75 3,266.55 (295.20)ST
Total 177.000 13,533.62 12,848.43 (180.85)
(504.34)
LT
ST
354.00 2.75
Next Dividend Payable 07/2017; Asset Class: Equities
SIMON PPTY GROUP INC (SPG) 11/9/15
2/16/16
5/13/16
55.000
6.000
11.000
190.056
185.823
196.291
165.260
165.260
165.260
10,453.07
1,114.94
2,159.20
9,089.30
991.56
1,817.86
(1,363.77)
(123.38)
(341.34)
LT
LT
ST
00
1
8
7
4
M
S
A
D
T
2
5
2
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 56 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 72.000 13,727.21 11,898.72 (1,487.15)
(341.34)
LT
ST
490.00 4.11
Next Dividend Payable 05/2017; Asset Class: Alt
SNAP-ON INC (SNA) 11/9/15 16.000 169.053 167.530 2,704.84 2,680.48 (24.36)LT 45.00 1.67
Next Dividend Payable 06/2017; Asset Class: Equities
STANLEY BLACK & DECKER INC (SWK) 2/16/16
2/23/16
11/1/16
31.000
18.000
10.000
92.966
93.440
113.557
136.150
136.150
136.150
2,881.95
1,681.92
1,135.57
4,220.65
2,450.70
1,361.50
1,338.70
768.78
225.93
LT
LT
ST
Total 59.000 5,699.44 8,032.85 2,107.48
225.93
LT
ST
137.00 1.70
Next Dividend Payable 06/2017; Asset Class: Equities
T ROWE PRICE GROUP INC (TROW) 11/17/15 162.000 75.381 70.890 12,211.77 11,484.18 (727.59)LT 369.00 3.21
Next Dividend Payable 06/2017; Asset Class: Equities
TEXAS INSTRUMENTS (TXN) 11/9/15
2/16/16
5/2/16
211.000
15.000
26.000
57.029
52.670
57.720
79.180
79.180
79.180
12,033.14
790.05
1,500.72
16,706.98
1,187.70
2,058.68
4,673.84
397.65
557.96
LT
LT
ST
Total 252.000 14,323.91 19,953.36 5,071.49
557.96
LT
ST
504.00 2.52
Next Dividend Payable 05/15/17; Asset Class: Equities
TIFFANY & COMPANY NEW (TIF) 11/9/15 60.000 79.957 91.650 4,797.43 5,499.00 701.57 LT 108.00 1.96
Next Dividend Payable 07/2017; Asset Class: Equities
TIME WARNER INC NEW (TWX) 11/9/15 85.000 68.505 99.270 5,822.93 8,437.95 2,615.02 LT 137.00 1.62
Next Dividend Payable 06/2017; Asset Class: Equities
TRAVELERS COMPANIES INC COM (TRV) 11/9/15
12/2/15
2/16/16
164.000
12.000
16.000
112.610
114.880
107.192
121.660
121.660
121.660
18,468.02
1,378.56
1,715.07
19,952.24
1,459.92
1,946.56
1,484.22
81.36
231.49
LT
LT
LT
Total 192.000 21,561.65 23,358.72 1,797.07 LT 553.00 2.36
Next Dividend Payable 06/2017; Asset Class: Equities
U S BANCORP COM NEW (USB) 11/9/15
2/16/16
1/3/17
242.000
17.000
42.000
43.112
40.427
51.265
51.280
51.280
51.280
10,433.20
687.26
2,153.12
12,409.76
871.76
2,153.76
1,976.56
184.50
0.64
LT
LT
ST
Total 301.000 13,273.58 15,435.28 2,161.06
0.64
LT
ST
337.00 2.18
Next Dividend Payable 07/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 57 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
UNION PACIFIC CORP (UNP) 11/9/15
11/18/16
12/1/16
81.000
11.000
19.000
86.780
99.917
103.535
111.960
111.960
111.960
7,029.18
1,099.09
1,967.16
9,068.76
1,231.56
2,127.24
2,039.58
132.47
160.08
LT
ST
ST
3/1/17 15.000 110.375 111.960 1,655.63 1,679.40 23.77 ST
Total 126.000 11,751.06 14,106.96 2,039.58
316.32
LT
ST
305.00 2.16
Next Dividend Payable 06/2017; Asset Class: Equities
V F CORPORATION (VFC) 11/9/15
2/16/16
5/2/16
60.000
42.000
27.000
67.261
60.010
63.687
54.630
54.630
54.630
4,035.67
2,520.42
1,719.55
3,277.80
2,294.46
1,475.01
(757.87)
(225.96)
(244.54)
LT
LT
ST
Total 129.000 8,275.64 7,047.27 (983.83)
(244.54)
LT
ST
217.00 3.07
Next Dividend Payable 06/2017; Asset Class: Equities
VALERO ENERGY CP DELA NEW (VLO) 2/16/16
6/6/16
8/3/16
52.000
19.000
43.000
56.700
54.480
54.554
64.610
64.610
64.610
2,948.40
1,035.12
2,345.82
3,359.72
1,227.59
2,778.23
411.32
192.47
432.41
LT
ST
ST
11/30/16 21.000 62.110 64.610 1,304.30 1,356.81 52.51 ST
2/2/17 20.000 65.630 64.610 1,312.60 1,292.20 (20.40)ST
Total 155.000 8,946.24 10,014.55 411.32
656.99
LT
ST
434.00 4.33
Next Dividend Payable 06/2017; Asset Class: Equities
VALIDUS HOLDINGS LTD COM (VR) 11/9/15 53.000 45.163 55.280 2,393.62 2,929.84 536.22 LT 81.00 2.76
Next Dividend Payable 06/2017; Asset Class: Equities
VERIZON COMMUNICATIONS (VZ) 10/22/14
1/7/15
2/16/16
60.000
241.000
30.000
48.511
46.194
50.117
45.910
45.910
45.910
2,910.67
11,132.66
1,503.52
2,754.60
11,064.31
1,377.30
(156.07)
(68.35)
(126.22)
LT
LT
LT
5/2/16 29.000 51.210 45.910 1,485.09 1,331.39 (153.70)ST
2/2/17 30.000 47.987 45.910 1,439.60 1,377.30 (62.30)ST
Total 390.000 18,471.54 17,904.90 (350.64)
(216.00)
LT
ST
901.00 5.03
Next Dividend Payable 05/01/17; Asset Class: Equities
WELLS FARGO & CO NEW (WFC) 11/9/15
2/16/16
4/22/16
584.000
70.000
32.000
55.310
48.336
50.555
53.840
53.840
53.840
32,301.10
3,383.49
1,617.77
31,442.56
3,768.80
1,722.88
(858.54)
385.31
105.11
LT
LT
LT
Total 686.000 37,302.36 36,934.24 (368.12)LT 1,043.00 2.82
Next Dividend Payable 06/2017; Asset Class: Equities
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 58 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
WESTROCK CO COM (WRK) 11/9/15 48.000 46.464 53.560 2,230.27 2,570.88 340.61 LT 77.00 2.99
Next Dividend Payable 05/2017; Asset Class: Equities
WYNDHAM WORLDWIDE CORP (WYN) 11/9/15
12/2/15
44.000
14.000
80.528
76.296
95.310
95.310
3,543.21
1,068.14
4,193.64
1,334.34
650.43
266.20
LT
LT
Total 58.000 4,611.35 5,527.98 916.63 LT 135.00 2.44
Next Dividend Payable 06/2017; Asset Class: Equities
XCEL ENERGY INC (XEL) 11/9/15
2/16/16
234.000
29.000
34.903
38.607
45.050
45.050
8,167.21
1,119.60
10,541.70
1,306.45
2,374.49
186.85
LT
LT
Total 263.000 9,286.81 11,848.15 2,561.34 LT 379.00 3.19
Next Dividend Payable 07/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 99.13%$1,109,425.66 $1,263,242.39 $134,482.76
$19,333.97
LT
ST
$32,973.00 2.61%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $1,109,425.66 $1,274,311.57 $134,482.76
$19,333.97
LT
ST
$32,974.00
$0.00
2.59%
TOTAL VALUE (includes accrued interest)100.00%$1,274,311.57
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
R - The cost basis for this tax lot was adjusted due to a reclassification of income.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $11,069.18 ——————
Stocks —$1,227,705.94 —$35,536.45 ———
TOTAL ALLOCATION OF ASSETS $11,069.18 $1,227,705.94 —$35,536.45 ———
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 59 of 118
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
4/5 4/10 Sold WYNDHAM WORLDWIDE CORP ACTED AS AGENT 16.000 $85.3636 $1,365.79
4/11 4/17 Bought GENERAL ELECTRIC CO ACTED AS AGENT 219.000 30.0273 (6,575.98)
4/19 4/24 Bought R P M INC ACTED AS AGENT 44.000 50.8247 (2,236.29)
4/25 4/28 Sold HONEYWELL INTERNATIONAL INC ACTED AS AGENT 47.000 128.8781 6,057.13
4/25 4/28 Bought GENERAL ELECTRIC CO ACTED AS AGENT 116.000 29.4850 (3,420.26)
4/26 5/1 Sold ILL TOOL WORKS INC ACTED AS AGENT 22.000 139.2183 3,062.73
4/26 5/1 Bought MC DONALDS CORP ACTED AS AGENT 28.000 140.7341 (3,940.55)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(5,687.43)
TOTAL PURCHASES $(16,173.08)
TOTAL SALES AND REDEMPTIONS $10,485.65
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
UNSETTLED PURCHASES/SALES ACTIVITY
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price
Pending
Credits/(Debits)
4/26 5/1 Sold ILL TOOL WORKS INC UNSETTLED SALE 22.000 $139.2183 $3,062.73
4/26 5/1 Bought MC DONALDS CORP UNSETTLED PURCHASE 28.000 140.7341 (3,940.55)
NET UNSETTLED PURCHASES/SALES $(877.82)
This section displays transactions that have not settled during this statement period. The Holdings section includes positions purchased and omits positions sold or sold short as of the trade-date. The unit/share
price for unsettled fixed income new issues in the Holdings section may be approximate in advance of active market pricing or pricing from third party pricing services.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
4/3 Qualified Dividend GENUINE PARTS CO $99.23
4/3 Qualified Dividend HARTFORD FIN SERS GRP INC 94.99
4/3 Qualified Dividend COCA COLA CO 53.65
4/3 Qualified Dividend NORTHERN TRUST CORP 52.82
4/3 Qualified Dividend AUTOMATIC DATA PROCESSING INC 49.59
4/3 Qualified Dividend REYNOLDS AMERICAN INC 46.92
4/4 Qualified Dividend KIMBERLY CLARK CORP 95.06
4/5 Qualified Dividend DR PEPPER SNAPPLE GROUP INC 59.74
4/7 Qualified Dividend MERCK & CO INC NEW COM 174.84
4/7 Qualified Dividend INTL FLAVORS & FRAGRANCES 17.28
4/10 Qualified Dividend ALTRIA GROUP INC 158.60
4/10 Qualified Dividend TIFFANY & COMPANY NEW 27.00
4/11 Qualified Dividend ILL TOOL WORKS INC 105.30
4/11 Qualified Dividend PHILIP MORRIS INTL INC 75.92
4/12 Qualified Dividend BEST BUY CO 51.68
4/13 Qualified Dividend MONDELEZ INTL INC COM 50.35
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 60 of 118
TAXABLE INCOME AND DISTRIBUTIONS (CONTINUED)
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Qualified Dividend OCCIDENTAL PETROLEUM CORP DE 277.40
4/17 Qualified Dividend REPUBLIC SERVICES INC 90.88
4/17 Qualified Dividend SCHLUMBERGER LTD 88.50
4/17 Qualified Dividend U S BANCORP COM NEW 84.28
4/17 Dividend AVALONBAY COMM INC 78.10
4/17 Qualified Dividend CINCINNATI FINANCIAL OHIO 37.00
4/17 Dividend ALEXANDRIA REAL ESTATE EQ INC 23.24
4/17 Qualified Dividend DTE ENERGY COMPANY 18.15
4/20 Qualified Dividend XCEL ENERGY INC 94.68
4/21 Qualified Dividend CHUBB LTD 50.37
4/26 Qualified Dividend COMCAST CORP (NEW) CLASS A 42.84
4/28 Dividend BOSTON PROPERTIES INC 28.50
4/28 Qualified Dividend R P M INC 25.50
4/28 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 04/01-04/30)
0.12
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $2,152.53
TOTAL QUALIFIED DIVIDENDS $2,022.57
TOTAL OTHER DIVIDENDS $129.84
TOTAL INTEREST $0.12
CASH RELATED ACTIVITY
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Service Fee 2ND QTR ADVISORY FEE $(1,682.74)
TOTAL OTHER CREDITS AND DEBITS $(1,682.74)
TOTAL OTHER DEBITS $(1,682.74)
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
4/3 Automatic Investment BANK DEPOSIT PROGRAM $397.20
4/4 Automatic Investment BANK DEPOSIT PROGRAM 95.06
4/5 Automatic Redemption BANK DEPOSIT PROGRAM (1,944.09)
4/7 Automatic Investment BANK DEPOSIT PROGRAM 192.12
4/10 Automatic Investment BANK DEPOSIT PROGRAM 185.60
4/11 Automatic Investment BANK DEPOSIT PROGRAM 1,547.01
4/12 Automatic Investment BANK DEPOSIT PROGRAM 51.68
4/13 Automatic Investment BANK DEPOSIT PROGRAM 50.35
4/17 Automatic Redemption BANK DEPOSIT PROGRAM (5,878.43)
4/18 Automatic Redemption BANK DEPOSIT PROGRAM (1,682.74)
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110174-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 61 of 118
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY (CONTINUED)
Activity
Date Activity Type Description Credits/(Debits)
4/20 Automatic Investment BANK DEPOSIT PROGRAM 94.68
4/21 Automatic Investment BANK DEPOSIT PROGRAM 32.74
4/24 Automatic Redemption BANK DEPOSIT PROGRAM (2,218.66)
4/26 Automatic Investment BANK DEPOSIT PROGRAM 42.84
4/28 Automatic Investment BANK DEPOSIT PROGRAM 54.00
4/28 Automatic Investment BANK DEPOSIT PROGRAM 0.12
NET ACTIVITY FOR PERIOD $(8,980.52)
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
HONEYWELL INTERNATIONAL INC 11/09/15 04/25/17 47.000 $6,057.13 $4,785.47 $1,271.66
ILL TOOL WORKS INC 11/09/15 04/26/17 22.000 3,062.73 2,004.62 1,058.11
WYNDHAM WORLDWIDE CORP 11/09/15 04/05/17 16.000 1,365.79 1,288.44 77.35
Long-Term This Period $10,485.65 $8,078.53 $2,407.12
Long-Term Year to Date $31,832.90 $28,640.85 $3,192.05
Net Realized Gain/(Loss) This Period $10,485.65 $8,078.53 $2,407.12
Net Realized Gain/(Loss) Year to Date $38,396.22 $34,685.63 $3,710.59
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Tax Information Related To Your International Securities Holdings
You may be eligible to benefit from a reduction of the amount of foreign taxes you pay on dividends on international securities in your account. These taxes are withheld by foreign tax authorities. Contact your Financial
Advisor to determine qualification eligibility and requirements.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
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CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110258-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $547,363.61 $536,807.59
Credits ——
Debits (887.03)(1,740.27)
Security Transfers ——
Net Credits/Debits/Transfers $(887.03)$(1,740.27)
Change in Value (988.30)10,420.96
TOTAL ENDING VALUE $545,488.28 $545,488.28
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period April 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
420
450
480
510
540
570
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 63 of 118
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Fixed Income & Preferreds
Alternatives
Market Value Percentage
Cash $14,391.77 2.64
Equities 491,373.78 90.08
Fixed Income & Preferreds 3,220.80 0.59
Alternatives 36,501.93 6.69
TOTAL VALUE $545,488.28 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 64 of 118
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $17,614.28 $14,391.77
Stocks 526,535.98 527,875.71
ETFs & CEFs 3,180.54 3,220.80
Net Unsettled Purchases/Sales 32.81 —
Total Assets $547,363.61 $545,488.28
Total Liabilities (outstanding balance)——
TOTAL VALUE $547,363.61 $545,488.28
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $17,614.28 $28,872.41
Purchases (10,712.21)(65,875.10)
Sales and Redemptions 7,075.78 49,855.46
Prior Net Unsettled Purch/Sales 32.81 N/A
Income and Distributions 1,268.14 3,279.27
Total Investment Related Activity $(2,335.48)$(12,740.37)
Other Debits (887.03)(1,740.27)
Total Cash Related Activity $(887.03)$(1,740.27)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $14,391.77 $14,391.77
INCOME AND DISTRIBUTION SUMMARY
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Qualified Dividends $550.37 $1,796.95
Other Dividends 717.65 1,481.72
Interest 0.12 0.60
Total Taxable Income And Distributions $1,268.14 $3,279.27
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $1,268.14 $3,279.27
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(4/1/17-4/30/17)
Realized This Year
(1/1/17-4/30/17)
Unrealized
Inception to Date
(as of 4/30/17)
Short-Term Gain $350.82 $2,353.31 $18,001.32
Short-Term (Loss)——(6,084.80)
Total Short-Term $350.82 $2,353.31 $11,916.52
Long-Term Gain 1,098.18 8,068.62 82,784.00
Long-Term (Loss)—(1,327.25)(21,847.56)
Total Long-Term $1,098.18 $6,741.37 $60,936.44
TOTAL GAIN/(LOSS)$1,449.00 $9,094.68 $72,852.96
Disallowed Loss —$366.75
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
Investment Objectives †: Capital Appreciation,Income Investment Advisory Account
Manager:Boston Partners - Smid Cap Value
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 65 of 118
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$14,391.77 —$1.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 2.64%$14,391.77 $1.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ABM INDUSTRIES INCORPORATED (ABM) 11/10/15
2/22/16
35.000
14.000
$28.575
31.774
$43.190
43.190
$1,000.13
444.84
$1,511.65
604.66
$511.52
159.82
LT
LT
Total 49.000 1,444.97 2,116.31 671.34 LT 33.00 1.55
Next Dividend Payable 05/01/17; Asset Class: Equities
ACCO BRANDS CORP (ACCO) 4/4/17 201.000 13.506 14.250 2,714.79 2,864.25 149.46 ST ——
Asset Class: Equities
AECOM (ACM) 11/10/15
2/22/16
38.000
45.000
30.858
26.720
34.210
34.210
1,172.59
1,202.40
1,299.98
1,539.45
127.39
337.05
LT
LT
00
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 66 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 83.000 2,374.99 2,839.43 464.44 LT ——
Asset Class: Equities
AEGION CORP COM (AEGN) 11/10/15 59.000 21.384 22.820 1,261.65 1,346.38 84.73 LT ——
Asset Class: Equities
AES CORP (AES) 11/10/15
2/22/16
199.000
25.000
9.664
9.446
11.310
11.310
1,923.16
236.15
2,250.69
282.75
327.53
46.60
LT
LT
R
R
Total 224.000 2,159.31 2,533.44 374.13 LT 108.00 4.26
Next Dividend Payable 05/15/17; Asset Class: Equities
AGNC INVT CORP COM (AGNC) 11/10/15
2/22/16
3/13/17
74.000
11.000
12.000
17.420
17.717
19.260
21.070
21.070
21.070
1,289.06
194.89
231.12
1,559.18
231.77
252.84
270.12
36.88
21.72
LT
LT
ST
R
R
Total 97.000 1,715.07 2,043.79 307.00
21.72
LT
ST
210.00 10.27
Next Dividend Payable 05/08/17; Asset Class: Alt
AIR LEASE CORP CL A (AL) 10/28/15
11/6/15
2/22/16
14.000
49.000
88.000
33.454
34.982
28.390
38.140
38.140
38.140
468.35
1,714.12
2,498.32
533.96
1,868.86
3,356.32
65.61
154.74
858.00
LT
LT
LT
6/24/16 68.000 26.235 38.140 1,783.99 2,593.52 809.53 ST
7/21/16 8.000 29.741 38.140 237.93 305.12 67.19 ST
1/11/17 9.000 35.980 38.140 323.82 343.26 19.44 ST
Total 236.000 7,026.53 9,001.04 1,078.35
896.16
LT
ST
71.00 0.78
Next Dividend Payable 07/2017; Asset Class: Equities
ALLY FINANCIAL INC (ALLY) 12/4/15
2/22/16
140.000
14.000
19.907
17.487
19.800
19.800
2,787.04
244.82
2,772.00
277.20
(15.04)
32.38
LT
LT
Total 154.000 3,031.86 3,049.20 17.34 LT 49.00 1.60
Next Dividend Payable 05/15/17; Asset Class: Equities
AMDOCS LIMITED ORD (DOX) 11/10/15
2/22/16
61.000
7.000
60.001
58.927
61.240
61.240
3,660.09
412.49
3,735.64
428.68
75.55
16.19
LT
LT
Total 68.000 4,072.58 4,164.32 91.74 LT 60.00 1.44
Next Dividend Payable 07/2017; Asset Class: Equities
ANWORTH MORTGAGE ASSET CORP (ANH) 11/10/15 161.000 4.700 5.860 756.70 943.46 186.76 LT 97.00 10.28
Next Dividend Payable 07/2017; Asset Class: Alt
ARES COMMERCIAL REAL EST CORP (ACRE) 11/10/15
2/22/16
222.000
28.000
12.639
9.709
13.830
13.830
2,805.81
271.84
3,070.26
387.24
264.45
115.40
LT
LT
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 67 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 250.000 3,077.65 3,457.50 379.85 LT 270.00 7.80
Next Dividend Payable 07/2017; Asset Class: Alt
ARROW ELECTRONICS (ARW) 11/10/15
2/22/16
7/21/16
98.000
12.000
6.000
58.614
57.182
65.955
70.500
70.500
70.500
5,744.13
686.18
395.73
6,909.00
846.00
423.00
1,164.87
159.82
27.27
LT
LT
ST
Total 116.000 6,826.04 8,178.00 1,324.69
27.27
LT
ST
——
Asset Class: Equities
ASSURANT INC (AIZ) 11/10/15
2/22/16
14.000
2.000
84.225
70.635
96.240
96.240
1,179.15
141.27
1,347.36
192.48
168.21
51.21
LT
LT
Total 16.000 1,320.42 1,539.84 219.42 LT 34.00 2.20
Next Dividend Payable 06/2017; Asset Class: Equities
ASSURED GUARANTY LTD (AGO) 11/10/15
2/22/16
1/11/17
86.000
11.000
12.000
28.557
24.197
39.330
38.130
38.130
38.130
2,455.90
266.17
471.96
3,279.18
419.43
457.56
823.28
153.26
(14.40)
LT
LT
ST
Total 109.000 3,194.03 4,156.17 976.54
(14.40)
LT
ST
62.00 1.49
Next Dividend Payable 06/2017; Asset Class: Equities
ATHENE HOLDING LTD CLASS A (ATH) 3/29/17 32.000 49.679 53.310 1,589.72 1,705.92 116.20 ST ——
Asset Class: Equities
AVNET INC (AVT) 11/10/15
2/22/16
1/11/17
112.000
13.000
11.000
45.701
41.648
46.840
38.690
38.690
38.690
5,118.49
541.42
515.24
4,333.28
502.97
425.59
(785.21)
(38.45)
(89.65)
LT
LT
ST
Total 136.000 6,175.15 5,261.84 (823.66)
(89.65)
LT
ST
98.00 1.86
Next Dividend Payable 06/2017; Asset Class: Equities
AXIS CAPITAL HOLDINGS LTD (AXS) 11/10/15
2/22/16
65.000
10.000
55.520
53.607
65.900
65.900
3,608.80
536.07
4,283.50
659.00
674.70
122.93
LT
LT
Total 75.000 4,144.87 4,942.50 797.63 LT 114.00 2.30
Next Dividend Payable 07/2017; Asset Class: Equities
BANKUNITED INC (BKU) 3/28/17 104.000 36.271 35.290 3,772.17 3,670.16 (102.01)ST 87.00 2.37
Next Dividend Payable 07/2017; Asset Class: Equities
BELDEN INC (BDC) 11/10/15 18.000 63.248 69.700 1,138.46 1,254.60 116.14 LT 4.00 0.31
Next Dividend Payable 07/2017; Asset Class: Equities
BERRY GLOBAL GROUP INC (BERY) 2/22/16 128.000 30.150 50.000 3,859.20 6,400.00 2,540.80 LT ——
Asset Class: Equities
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 68 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
BLACKSTONE MTG TRUST INC CL A (BXMT) 9/21/16
3/13/17
48.000
5.000
29.515
30.106
30.880
30.880
1,416.70
150.53
1,482.24
154.40
65.54
3.87
ST
ST
Total 53.000 1,567.23 1,636.64 69.41 ST 131.00 8.00
Next Dividend Payable 07/2017; Asset Class: Alt
BMC STK HLDGS INC (BMCH) 11/10/15
2/22/16
5/20/16
133.000
16.000
33.000
17.137
14.714
18.057
23.300
23.300
23.300
2,279.27
235.43
595.87
3,098.90
372.80
768.90
819.63
137.37
173.03
LT
LT
ST
Total 182.000 3,110.57 4,240.60 957.00
173.03
LT
ST
——
Asset Class: Equities
BOOZ ALLEN HAMILTON HLDG CL-A (BAH) 11/10/15
2/22/16
39.000
7.000
29.155
27.187
35.930
35.930
1,137.05
190.31
1,401.27
251.51
264.22
61.20
LT
LT
Total 46.000 1,327.36 1,652.78 325.42 LT 31.00 1.87
Next Dividend Payable 05/2017; Asset Class: Equities
BRISTOW GROUP INC (BRS) 11/10/15
11/10/15
12/1/15
4.000
22.000
92.000
30.350
30.735
30.967
13.370
13.370
13.370
121.40
676.18
2,848.94
53.48
294.14
1,230.04
(67.92)
(382.04)
(1,618.90)
LT
LT
LT
H
Total 118.000 3,646.52 1,577.66 (2,068.86)LT 33.00 2.09
Next Dividend Payable 06/2017; Basis Adjustment Due to Wash Sale: $366.75; Asset Class: Equities
BROCADE COMMUN SYSTEMS INC (BRCD) 11/10/15
2/22/16
251.000
27.000
10.728
9.810
12.570
12.570
2,692.83
264.87
3,155.07
339.39
462.24
74.52
LT
LT
Total 278.000 2,957.70 3,494.46 536.76 LT 61.00 1.74
Next Dividend Payable 07/2017; Asset Class: Equities
BROOKS-AUTOMATION INC (BRKS) 11/10/15
2/22/16
111.000
16.000
11.258
9.310
25.260
25.260
1,249.66
148.96
2,803.86
404.16
1,554.20
255.20
LT
LT
Total 127.000 1,398.62 3,208.02 1,809.40 LT 51.00 1.58
Next Dividend Payable 06/2017; Asset Class: Equities
BRUNSWICK CORP (BC) 10/28/16 33.000 43.116 56.750 1,422.82 1,872.75 449.93 ST 22.00 1.17
Next Dividend Payable 06/2017; Asset Class: Equities
CABOT CORP (CBT) 11/10/15 29.000 41.164 60.190 1,193.75 1,745.51 551.76 LT 35.00 2.00
Next Dividend Payable 06/2017; Asset Class: Equities
CARLISLE CO INC (CSL) 4/4/17 31.000 104.444 101.390 3,237.77 3,143.09 (94.68)ST 43.00 1.36
Next Dividend Payable 06/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 69 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
CDW CORPORATION (CDW) 11/10/15
2/22/16
1/11/17
91.000
12.000
9.000
42.590
38.900
53.041
59.090
59.090
59.090
3,875.69
466.80
477.37
5,377.19
709.08
531.81
1,501.50
242.28
54.44
LT
LT
ST
Total 112.000 4,819.86 6,618.08 1,743.78
54.44
LT
ST
72.00 1.08
Next Dividend Payable 06/2017; Asset Class: Equities
CHATHAM LODGING TRUST COM (CLDT) 11/10/15
2/22/16
120.000
14.000
22.452
20.817
19.360
19.360
2,694.19
291.44
2,323.20
271.04
(370.99)
(20.40)
LT
LT
R
R
Total 134.000 2,985.63 2,594.24 (391.39)LT 177.00 6.82
Next Dividend Payable 05/26/17; Asset Class: Alt
CHEMED CORPORATION (CHE) 11/10/15
2/22/16
1/11/17
34.000
4.000
3.000
153.059
128.620
163.137
201.380
201.380
201.380
5,203.99
514.48
489.41
6,846.92
805.52
604.14
1,642.93
291.04
114.73
LT
LT
ST
Total 41.000 6,207.88 8,256.58 1,933.97
114.73
LT
ST
43.00 0.52
Next Dividend Payable 06/2017; Asset Class: Equities
CLUBCORP HLDGS INC (MYCC) 12/7/15
2/22/16
9/2/16
115.000
14.000
202.000
17.476
10.797
15.044
13.450
13.450
13.450
2,009.72
151.16
3,038.89
1,546.75
188.30
2,716.90
(462.97)
37.14
(321.99)
LT
LT
ST
Total 331.000 5,199.77 4,451.95 (425.83)
(321.99)
LT
ST
172.00 3.86
Next Dividend Payable 07/2017; Asset Class: Equities
COHERENT INC (COHR) 11/10/15
2/22/16
1/11/17
31.000
3.000
4.000
63.180
83.540
142.928
215.600
215.600
215.600
1,958.58
250.62
571.71
6,683.60
646.80
862.40
4,725.02
396.18
290.69
LT
LT
ST
Total 38.000 2,780.91 8,192.80 5,121.20
290.69
LT
ST
——
Asset Class: Equities
COLONY NORTHSTAR INC (CLNS) 11/10/15
2/22/16
4/29/16
207.000
25.000
31.000
14.616
11.136
11.890
13.070
13.070
13.070
3,025.58
278.41
368.58
2,705.49
326.75
405.17
(320.09)
48.34
36.59
LT
LT
LT
Total 263.000 3,672.57 3,437.41 (235.16)LT 252.00 7.33
Next Dividend Payable 07/2017; Asset Class: Alt
COLUMBIA BANKING SYSTEMS INC (COLB) 11/10/15
2/22/16
30.000
4.000
35.366
28.650
39.510
39.510
1,060.97
114.60
1,185.30
158.04
124.33
43.44
LT
LT
Total 34.000 1,175.57 1,343.34 167.77 LT 30.00 2.23
00
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 70 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 05/2017; Asset Class: Equities
COMMSCOPE HOLDING COMPANY INC (COMM) 9/16/16
11/11/16
79.000
32.000
30.384
33.030
42.040
42.040
2,400.34
1,056.97
3,321.16
1,345.28
920.82
288.31
ST
ST
Total 111.000 3,457.31 4,666.44 1,209.13 ST ——
Asset Class: Equities
CONVERGYS CORPORATION (CVG) 11/10/15
2/22/16
55.000
7.000
25.777
24.877
22.510
22.510
1,417.71
174.14
1,238.05
157.57
(179.66)
(16.57)
LT
LT
Total 62.000 1,591.85 1,395.62 (196.23)LT 22.00 1.57
Next Dividend Payable 07/2017; Asset Class: Equities
CROWN HLDGS INC (HOLDING CO) (CCK) 11/10/15
2/22/16
4/29/16
14.000
10.000
2.000
51.933
45.775
53.030
56.090
56.090
56.090
727.07
457.75
106.06
785.26
560.90
112.18
58.19
103.15
6.12
LT
LT
LT
Total 26.000 1,290.88 1,458.34 167.46 LT ——
Asset Class: Equities
CURTISS WRIGHT CORP (CW) 11/10/15
2/22/16
8.000
20.000
68.210
66.786
93.460
93.460
545.68
1,335.72
747.68
1,869.20
202.00
533.48
LT
LT
Total 28.000 1,881.40 2,616.88 735.48 LT 15.00 0.57
Next Dividend Payable 07/2017; Asset Class: Equities
CYS INVESTMENTS INC (CYS) 11/10/15
2/22/16
523.000
64.000
7.222
7.411
8.530
8.530
3,777.34
474.29
4,461.19
545.92
683.85
71.63
LT
LT
R
R
Total 587.000 4,251.63 5,007.11 755.48 LT 587.00 11.72
Next Dividend Payable 07/2017; Asset Class: Alt
DIAMONDBACK ENERGY INC (FANG) 5/12/15
5/12/15
5/12/15
13.000
7.000
10.000
79.459
78.721
79.473
99.840
99.840
99.840
1,032.97
551.05
794.73
1,297.92
698.88
998.40
264.95
147.83
203.67
LT
LT
LT
12/2/15 23.000 76.425 99.840 1,757.78 2,296.32 538.54 LT
2/22/16 7.000 73.410 99.840 513.87 698.88 185.01 LT
1/11/17 4.000 103.078 99.840 412.31 399.36 (12.95)ST
Total 64.000 5,062.71 6,389.76 1,340.00
(12.95)
LT
ST
——
Asset Class: Equities
DICKS SPORTING GOODS INC (DKS) 3/7/17 35.000 47.810 50.550 1,673.35 1,769.25 95.90 ST 24.00 1.35
Next Dividend Payable 06/2017; Asset Class: Equities
DRILL-QUIP INC (DRQ) 12/15/15
2/22/16
19.000
3.000
59.995
52.247
51.550
51.550
1,139.90
156.74
979.45
154.65
(160.45)
(2.09)
LT
LT
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 71 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 22.000 1,296.64 1,134.10 (162.54)LT ——
Asset Class: Equities
E*TRADE FINANCIAL CORP NEW COM (ETFC) 10/19/16
2/9/17
50.000
72.000
28.624
35.880
34.550
34.550
1,431.19
2,583.36
1,727.50
2,487.60
296.31
(95.76)
ST
ST
Total 122.000 4,014.55 4,215.10 200.55 ST ——
Asset Class: Equities
EAST WEST BANCORP (EWBC) 2/22/16
9/21/16
61.000
44.000
29.860
35.957
54.270
54.270
1,821.46
1,582.11
3,310.47
2,387.88
1,489.01
805.77
LT
ST
Total 105.000 3,403.57 5,698.35 1,489.01
805.77
LT
ST
84.00 1.47
Next Dividend Payable 05/15/17; Asset Class: Equities
ENERSYS (ENS) 11/10/15
2/22/16
3/14/17
31.000
6.000
16.000
64.216
47.822
75.543
83.110
83.110
83.110
1,990.70
286.93
1,208.69
2,576.41
498.66
1,329.76
585.71
211.73
121.07
LT
LT
ST
Total 53.000 3,486.32 4,404.83 797.44
121.07
LT
ST
37.00 0.83
Next Dividend Payable 06/2017; Asset Class: Equities
ENVISION HEALTHCARE CORP (EVHC) 11/10/15
2/22/16
34.000
4.000
84.892
70.585
56.030
56.030
2,886.34
282.34
1,905.02
224.12
(981.32)
(58.22)
LT
LT
Total 38.000 3,168.68 2,129.14 (1,039.54)LT ——
Asset Class: Equities
ESSENT GROUP LTD COM (ESNT) 11/10/15
2/22/16
4/29/16
99.000
9.000
16.000
24.534
19.406
20.019
37.010
37.010
37.010
2,428.83
174.65
320.31
3,663.99
333.09
592.16
1,235.16
158.44
271.85
LT
LT
LT
Total 124.000 2,923.79 4,589.24 1,665.45 LT ——
Asset Class: Equities
EXPRESS INC (EXPR) 11/10/15 126.000 19.098 8.630 2,406.37 1,087.38 (1,318.99)LT ——
Asset Class: Equities
EXTRACTION OIL & GAS LLC (XOG) 1/11/17 29.000 18.990 15.650 550.71 453.85 (96.86)ST ——
Asset Class: Equities
FCB FINL HLDGS INC CL A (FCB) 9/23/16
9/26/16
37.000
16.000
39.299
38.331
47.250
47.250
1,454.07
613.29
1,748.25
756.00
294.18
142.71
ST
ST
Total 53.000 2,067.36 2,504.25 436.89 ST ——
Asset Class: Equities
FERRO CORP (FOE) 6/17/16 93.000 14.505 17.920 1,348.95 1,666.56 317.61 ST ——
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 72 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Asset Class: Equities
FERROGLOBE PLC SHS (GSM) 11/10/15
2/22/16
67.000
10.000
11.070
7.558
9.650
9.650
741.69
75.58
646.55
96.50
(95.14)
20.92
LT
LT
Total 77.000 817.27 743.05 (74.22)LT 25.00 3.36
Asset Class: Equities
FIDELITY NATIONAL FINANCIAL IN (FNF) 11/10/15 44.000 34.750 40.950 1,529.00 1,801.80 272.80 LT 44.00 2.44
Next Dividend Payable 06/2017; Asset Class: Equities
FIDELITY NATIONAL FINL INC (FNFV) 11/10/15
2/22/16
33.000
3.000
11.150
9.910
13.700
13.700
367.95
29.73
452.10
41.10
84.15
11.37
LT
LT
Total 36.000 397.68 493.20 95.52 LT ——
Asset Class: Equities
FINISH LINE INC CL A (FINL) 11/10/15
2/22/16
126.000
14.000
18.426
18.677
15.810
15.810
2,321.69
261.48
1,992.06
221.34
(329.63)
(40.14)
LT
LT
Total 140.000 2,583.17 2,213.40 (369.77)LT 62.00 2.80
Next Dividend Payable 06/2017; Asset Class: Equities
FIRST AMERICAN FINL CORP (FAF) 11/10/15
2/22/16
2.000
54.000
38.095
37.350
43.410
43.410
76.19
2,016.90
86.82
2,344.14
10.63
327.24
LT
LT
Total 56.000 2,093.09 2,430.96 337.87 LT 76.00 3.12
Next Dividend Payable 06/2017; Asset Class: Equities
FIRST CITIZ BANCSHARES A (FCNCA) 11/10/15
2/22/16
1/11/17
6.000
1.000
1.000
262.660
239.710
358.000
348.060
348.060
348.060
1,575.96
239.71
358.00
2,088.36
348.06
348.06
512.40
108.35
(9.94)
LT
LT
ST
Total 8.000 2,173.67 2,784.48 620.75
(9.94)
LT
ST
10.00 0.35
Next Dividend Payable 07/2017; Asset Class: Equities
FIRST MIDW BNCP DELA (FMBI) 3/28/17 70.000 23.156 22.710 1,620.95 1,589.70 (31.25)ST 25.00 1.57
Next Dividend Payable 07/2017; Asset Class: Equities
FIRST SOLAR, INC. (FSLR) 9/15/16
3/13/17
40.000
5.000
35.184
32.490
29.550
29.550
1,407.34
162.45
1,182.00
147.75
(225.34)
(14.70)
ST
ST
Total 45.000 1,569.79 1,329.75 (240.04)ST ——
Asset Class: Equities
FIRSTCASH INC (FCFS) 11/10/15
2/22/16
3/7/17
63.000
8.000
30.000
39.054
40.991
43.800
51.950
51.950
51.950
2,460.43
327.93
1,314.00
3,272.85
415.60
1,558.50
812.42
87.67
244.50
LT
LT
ST
3/30/17 12.000 47.874 51.950 574.49 623.40 48.91 ST
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 73 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 113.000 4,676.85 5,870.35 900.09
293.41
LT
ST
86.00 1.46
Next Dividend Payable 05/2017; Asset Class: Equities
FLEXTRONICS INTL LTD (FLEX) 11/10/15
2/22/16
1/11/17
282.000
34.000
33.000
11.547
10.700
14.576
15.460
15.460
15.460
3,256.31
363.80
481.01
4,359.72
525.64
510.18
1,103.41
161.84
29.17
LT
LT
ST
Total 349.000 4,101.12 5,395.54 1,265.25
29.17
LT
ST
——
Asset Class: Equities
FTD COS INC COM (FTD) 11/10/15
2/22/16
3/13/17
60.000
8.000
7.000
25.097
24.156
23.299
20.000
20.000
20.000
1,505.82
193.25
163.09
1,200.00
160.00
140.00
(305.82)
(33.25)
(23.09)
LT
LT
ST
Total 75.000 1,862.16 1,500.00 (339.07)
(23.09)
LT
ST
——
Asset Class: Equities
FTI CONSULTING INC (FCN) 11/10/15
2/22/16
32.000
4.000
36.200
34.573
34.590
34.590
1,158.40
138.29
1,106.88
138.36
(51.52)
0.07
LT
LT
Total 36.000 1,296.69 1,245.24 (51.45)LT ——
Asset Class: Equities
GRANITE CONSTR INC (GVA) 11/10/15
2/22/16
35.000
8.000
38.008
39.125
52.710
52.710
1,330.29
313.00
1,844.85
421.68
514.56
108.68
LT
LT
Total 43.000 1,643.29 2,266.53 623.24 LT 22.00 0.97
Next Dividend Payable 07/2017; Asset Class: Equities
GRAPHIC PACKAGING HOLDING CO (GPK) 11/10/15
2/22/16
236.000
126.000
13.672
11.535
13.580
13.580
3,226.67
1,453.41
3,204.88
1,711.08
(21.79)
257.67
LT
LT
Total 362.000 4,680.08 4,915.96 235.88 LT 109.00 2.21
Next Dividend Payable 07/2017; Asset Class: Equities
GROUP I AUTOMOTIVE INC (GPI) 11/10/15
2/22/16
20.000
3.000
85.275
53.010
68.950
68.950
1,705.51
159.03
1,379.00
206.85
(326.51)
47.82
LT
LT
Total 23.000 1,864.54 1,585.85 (278.69)LT 22.00 1.38
Next Dividend Payable 06/2017; Asset Class: Equities
GULFPORT ENERGY CORP NEW (GPOR) 9/30/16 87.000 27.976 15.880 2,433.89 1,381.56 (1,052.33)ST ——
Asset Class: Equities
HANMI FINANCIAL CORP NEW (HAFC) 8/29/16
9/21/16
56.000
17.000
26.159
26.286
29.050
29.050
1,464.88
446.86
1,626.80
493.85
161.92
46.99
ST
ST
00
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2
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Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 74 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 73.000 1,911.74 2,120.65 208.91 ST 55.00 2.59
Next Dividend Payable 05/2017; Asset Class: Equities
HANOVER INSURANCE GROUP INC (THG) 11/10/15
2/22/16
3/14/17
18.000
3.000
38.000
85.732
83.997
90.750
88.270
88.270
88.270
1,543.18
251.99
3,448.49
1,588.86
264.81
3,354.26
45.68
12.82
(94.23)
LT
LT
ST
Total 59.000 5,243.66 5,207.93 58.50
(94.23)
LT
ST
118.00 2.26
Next Dividend Payable 06/2017; Asset Class: Equities
HEIDRICK & STRUGGLES INTL INC (HSII) 11/10/15
2/22/16
61.000
10.000
28.869
22.853
21.500
21.500
1,761.03
228.53
1,311.50
215.00
(449.53)
(13.53)
LT
LT
Total 71.000 1,989.56 1,526.50 (463.06)LT 37.00 2.42
Next Dividend Payable 05/2017; Asset Class: Equities
HILLENBRAND INC (HI) 11/10/15 45.000 30.455 36.900 1,370.46 1,660.50 290.04 LT 37.00 2.22
Next Dividend Payable 06/2017; Asset Class: Equities
HUNTINGTON INGALLS INDUSTRIES (HII) 11/10/15
2/22/16
7/21/16
6.000
4.000
3.000
127.644
134.625
168.720
200.890
200.890
200.890
765.86
538.50
506.16
1,205.34
803.56
602.67
439.48
265.06
96.51
LT
LT
ST
Total 13.000 1,810.52 2,611.57 704.54
96.51
LT
ST
31.00 1.18
Next Dividend Payable 06/2017; Asset Class: Equities
IAC INTERACTIVECORP COM (IAC) 11/10/15
2/22/16
30.000
27.000
65.260
45.430
83.010
83.010
1,957.80
1,226.61
2,490.30
2,241.27
532.50
1,014.66
LT
LT
Total 57.000 3,184.41 4,731.57 1,547.16 LT ——
Asset Class: Equities
ICON PLC (ICLR) 11/10/15
2/22/16
6/24/16
9.000
9.000
39.000
69.835
69.313
67.398
84.490
84.490
84.490
628.51
623.82
2,628.54
760.41
760.41
3,295.11
131.90
136.59
666.57
LT
LT
ST
Total 57.000 3,880.87 4,815.93 268.49
666.57
LT
ST
——
Asset Class: Equities
INFINITY PPTY & CASUALTY (IPCC) 11/10/15
2/22/16
14.000
2.000
81.726
80.670
99.250
99.250
1,144.17
161.34
1,389.50
198.50
245.33
37.16
LT
LT
Total 16.000 1,305.51 1,588.00 282.49 LT 37.00 2.32
Next Dividend Payable 06/2017; Asset Class: Equities
INSIGHT ENTERPRISES INC (NSIT) 11/10/15 37.000 26.693 42.100 987.65 1,557.70 570.05 LT ——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 75 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
INTEGRA LIFESCIENCES CRP NEW (IART) 11/10/15
2/22/16
22.000
14.000
31.902
29.199
45.970
45.970
701.84
408.79
1,011.34
643.58
309.50
234.79
LT
LT
Total 36.000 1,110.63 1,654.92 544.29 LT ——
Asset Class: Equities
INVESTORS BANCORP INC NEW (ISBC) 11/10/15
2/22/16
157.000
17.000
12.750
11.640
13.850
13.850
2,001.75
197.88
2,174.45
235.45
172.70
37.57
LT
LT
Total 174.000 2,199.63 2,409.90 210.27 LT 56.00 2.32
Next Dividend Payable 05/2017; Asset Class: Equities
JACOBS ENGINEERING GROUP INC (JEC) 5/5/16 29.000 45.879 54.920 1,330.48 1,592.68 262.20 ST 17.00 1.06
Next Dividend Payable 06/2017; Asset Class: Equities
JAGGED PEAK ENERGY INC COM (JAG) 1/30/17 267.000 14.441 11.140 3,855.80 2,974.38 (881.42)ST ——
Asset Class: Equities
JELD WEN HLD INC (JELD) 3/30/17 18.000 32.845 33.030 591.21 594.54 3.33 ST ——
Asset Class: Equities
JONES LANG LASALLE INC (JLL) 10/28/16
11/28/16
14.000
12.000
97.779
100.016
114.860
114.860
1,368.90
1,200.19
1,608.04
1,378.32
239.14
178.13
ST
ST
Total 26.000 2,569.09 2,986.36 417.27 ST 17.00 0.56
Next Dividend Payable 06/2017; Asset Class: Equities
KAR AUCTION SVCS INC (KAR) 11/5/15
11/5/15
11/6/15
18.000
33.000
42.000
37.414
37.757
37.690
43.620
43.620
43.620
673.46
1,246.00
1,583.00
785.16
1,439.46
1,832.04
111.70
193.46
249.04
LT
LT
LT
2/22/16 11.000 34.827 43.620 383.10 479.82 96.72 LT
Total 104.000 3,885.56 4,536.48 650.92 LT 133.00 2.93
Next Dividend Payable 07/2017; Asset Class: Equities
KOSMOS ENERGY LTD (KOS) 11/10/15
1/27/17
187.000
418.000
7.627
6.360
6.010
6.010
1,426.31
2,658.48
1,123.87
2,512.18
(302.44)
(146.30)
LT
ST
Total 605.000 4,084.79 3,636.05 (302.44)
(146.30)
LT
ST
——
Asset Class: Equities
LCI INDS (LCII) 11/10/15
2/22/16
7/21/16
70.000
12.000
6.000
58.886
60.481
89.890
101.150
101.150
101.150
4,122.05
725.77
539.34
7,080.50
1,213.80
606.90
2,958.45
488.03
67.56
LT
LT
ST
Total 88.000 5,387.16 8,901.20 3,446.48
67.56
LT
ST
176.00 1.97
Next Dividend Payable 06/2017; Asset Class: Equities
00
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 76 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
LEUCADIA NAT CP (LUK) 12/15/15
12/18/15
2/22/16
67.000
97.000
19.000
16.888
16.476
15.047
25.390
25.390
25.390
1,131.49
1,598.17
285.90
1,701.13
2,462.83
482.41
569.64
864.66
196.51
LT
LT
LT
1/11/17 21.000 23.660 25.390 496.86 533.19 36.33 ST
Total 204.000 3,512.42 5,179.56 1,630.81
36.33
LT
ST
51.00 0.98
Next Dividend Payable 06/2017; Asset Class: Equities
LIFEPOINT HEALTH INC (LPNT) 11/10/15
2/22/16
27.000
3.000
71.569
64.257
62.150
62.150
1,932.35
192.77
1,678.05
186.45
(254.30)
(6.32)
LT
LT
Total 30.000 2,125.12 1,864.50 (260.62)LT ——
Asset Class: Equities
LIONS GATE ENTMNT CORP CL B (LGF'B) 12/12/16 51.000 26.100 23.850 1,331.10 1,216.35 (114.75)ST ——
Asset Class: Equities
LITHIA MOTORS INC A (LAD) 9/2/16
9/15/16
41.000
11.000
84.514
91.404
95.550
95.550
3,465.07
1,005.44
3,917.55
1,051.05
452.48
45.61
ST
ST
Total 52.000 4,470.51 4,968.60 498.09 ST 56.00 1.12
Next Dividend Payable 06/2017; Asset Class: Equities
LIVE NATION ENTERTAINMENT INC (LYV) 11/10/15
2/22/16
43.000
9.000
26.585
20.586
32.160
32.160
1,143.13
185.27
1,382.88
289.44
239.75
104.17
LT
LT
Total 52.000 1,328.40 1,672.32 343.92 LT ——
Asset Class: Equities
MAIDEN HOLDINGS LTD SHS (MHLD) 11/10/15
2/22/16
1/11/17
410.000
47.000
22.000
15.200
13.629
17.975
12.350
12.350
12.350
6,231.88
640.54
395.45
5,063.50
580.45
271.70
(1,168.38)
(60.09)
(123.75)
LT
LT
ST
3/14/17 70.000 14.860 12.350 1,040.19 864.50 (175.69)ST
Total 549.000 8,308.06 6,780.15 (1,228.47)
(299.44)
LT
ST
329.00 4.85
Next Dividend Payable 07/2017; Asset Class: Equities
MANPOWERGROUP INC COM (MAN) 11/10/15
2/22/16
14.000
3.000
91.140
78.037
100.980
100.980
1,275.96
234.11
1,413.72
302.94
137.76
68.83
LT
LT
Total 17.000 1,510.07 1,716.66 206.59 LT 29.00 1.68
Next Dividend Payable 06/2017; Asset Class: Equities
MARVELL TECH GROUP LTD (MRVL) 4/5/17 251.000 15.129 15.020 3,797.38 3,770.02 (27.36)ST 60.00 1.59
Next Dividend Payable 07/2017; Asset Class: Equities
MAXIMUS INC (MMS) 11/10/15
2/22/16
20.000
4.000
69.103
47.970
60.990
60.990
1,382.06
191.88
1,219.80
243.96
(162.26)
52.08
LT
LT
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 77 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 24.000 1,573.94 1,463.76 (110.18)LT 4.00 0.27
Next Dividend Payable 05/2017; Asset Class: Equities
MFA FINANCIAL INC (MFA) 11/10/15
2/22/16
473.000
61.000
6.827
6.690
8.310
8.310
3,229.31
408.09
3,930.63
506.91
701.32
98.82
LT
LT
Total 534.000 3,637.40 4,437.54 800.14 LT 427.00 9.62
Next Dividend Payable 07/2017; Asset Class: Alt
MINERALS TECHNOLOGY INC (MTX) 11/10/15
2/22/16
39.000
31.000
60.921
49.748
78.700
78.700
2,375.90
1,542.20
3,069.30
2,439.70
693.40
897.50
LT
LT
Total 70.000 3,918.10 5,509.00 1,590.90 LT 14.00 0.25
Next Dividend Payable 06/2017; Asset Class: Equities
MTGE INVT CORP (MTGE) 11/10/15
2/22/16
58.000
9.000
14.886
13.438
18.000
18.000
863.36
120.94
1,044.00
162.00
180.64
41.06
LT
LT
Total 67.000 984.30 1,206.00 221.70 LT 121.00 10.03
Next Dividend Payable 07/2017; Asset Class: Alt
NATIONAL GEN HLDGS CORP (NGHC) 3/17/17 116.000 23.494 22.740 2,725.25 2,637.84 (87.41)ST 19.00 0.72
Next Dividend Payable 07/2017; Asset Class: Equities
NATIONSTAR MORTGAGE HLDGS INC (NSM) 11/10/15
2/22/16
94.000
13.000
14.068
9.757
16.110
16.110
1,322.41
126.84
1,514.34
209.43
191.93
82.59
LT
LT
Total 107.000 1,449.25 1,723.77 274.52 LT ——
Asset Class: Equities
NAVIENT CORP COM (NAVI) 11/10/15
12/2/15
2/22/16
160.000
77.000
195.000
12.687
11.920
10.349
15.200
15.200
15.200
2,029.89
917.86
2,018.00
2,432.00
1,170.40
2,964.00
402.11
252.54
946.00
LT
LT
LT
4/6/17 66.000 14.580 15.200 962.27 1,003.20 40.93 ST
Total 498.000 5,928.02 7,569.60 1,600.65
40.93
LT
ST
319.00 4.21
Next Dividend Payable 06/2017; Asset Class: Equities
NAVIGANT CONSULTING INC (NCI) 11/10/15
2/22/16
114.000
24.000
17.378
14.865
23.970
23.970
1,981.13
356.75
2,732.58
575.28
751.45
218.53
LT
LT
Total 138.000 2,337.88 3,307.86 969.98 LT ——
Asset Class: Equities
NELNET INC CL A (NNI) 6/24/16 69.000 32.477 45.010 2,240.90 3,105.69 864.79 ST 39.00 1.25
Next Dividend Payable 06/2017; Asset Class: Equities
00
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 78 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
NU SKIN ENTERPRISE INC A (NUS) 11/10/15
2/22/16
7/21/16
55.000
8.000
8.000
36.000
28.558
51.140
55.230
55.230
55.230
1,980.00
228.46
409.12
3,037.65
441.84
441.84
1,057.65
213.38
32.72
LT
LT
ST
Total 71.000 2,617.58 3,921.33 1,271.03
32.72
LT
ST
102.00 2.60
Next Dividend Payable 06/2017; Asset Class: Equities
OFFICE DEPOT (ODP) 5/11/16 362.000 3.708 4.970 1,342.44 1,799.14 456.70 ST 36.00 2.00
Next Dividend Payable 06/2017; Asset Class: Equities
OLIN CORPORATION (OLN) 1/8/16
2/22/16
76.000
9.000
17.008
15.450
32.130
32.130
1,292.62
139.05
2,441.88
289.17
1,149.26
150.12
LT
LT
Total 85.000 1,431.67 2,731.05 1,299.38 LT 68.00 2.48
Next Dividend Payable 06/2017; Asset Class: Equities
ON ASSIGNMENT INC (ASGN) 11/2/16 40.000 34.531 51.770 1,381.24 2,070.80 689.56 ST ——
Asset Class: Equities
ON SEMICONDUCTOR CORP (ON) 11/10/15
2/22/16
6/24/16
369.000
30.000
155.000
11.259
7.960
9.016
14.180
14.180
14.180
4,154.68
238.80
1,397.42
5,232.42
425.40
2,197.90
1,077.74
186.60
800.48
LT
LT
ST
1/11/17 34.000 13.475 14.180 458.15 482.12 23.97 ST
Total 588.000 6,249.05 8,337.84 1,264.34
824.45
LT
ST
——
Asset Class: Equities
OWENS & MINOR INC NEW (OMI) 11/10/15
2/22/16
4/29/16
28.000
3.000
5.000
36.650
39.533
36.364
34.650
34.650
34.650
1,026.20
118.60
181.82
970.20
103.95
173.25
(56.00)
(14.65)
(8.57)
LT
LT
LT
Total 36.000 1,326.62 1,247.40 (79.22)LT 37.00 2.96
Next Dividend Payable 06/2017; Asset Class: Equities
PACKAGING CORP AMER (PKG) 11/10/15 15.000 65.900 98.780 988.50 1,481.70 493.20 LT 38.00 2.56
Next Dividend Payable 07/2017; Asset Class: Equities
PAREXEL INTL CORP (PRXL) 11/10/15
2/22/16
4/1/16
7.000
3.000
53.000
67.433
58.290
63.999
63.830
63.830
63.830
472.03
174.87
3,391.96
446.81
191.49
3,382.99
(25.22)
16.62
(8.97)
LT
LT
LT
Total 63.000 4,038.86 4,021.29 (17.57)LT ——
Asset Class: Equities
PARSLEY ENERGY INC CL A (PE) 11/10/15
12/2/15
2/22/16
159.000
74.000
31.000
18.615
18.978
17.020
29.790
29.790
29.790
2,959.79
1,404.37
527.62
4,736.61
2,204.46
923.49
1,776.82
800.09
395.87
LT
LT
LT
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 79 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
7/21/16 16.000 28.034 29.790 448.55 476.64 28.09 ST
Total 280.000 5,340.33 8,341.20 2,972.78
28.09
LT
ST
——
Asset Class: Equities
PHARMERICA CORP COM (PMC) 8/22/16 66.000 22.371 23.600 1,476.50 1,557.60 81.10 ST ——
Asset Class: Equities
POLYONE CORP (POL) 3/7/17 50.000 32.840 39.210 1,641.98 1,960.50 318.52 ST 27.00 1.37
Next Dividend Payable 07/2017; Asset Class: Equities
PORTLAND GENERAL ELEC CO (POR) 3/15/17 36.000 44.611 45.340 1,605.99 1,632.24 26.25 ST 49.00 3.00
Next Dividend Payable 07/2017; Asset Class: Equities
PRA GROUP INC (PRAA) 5/10/16 53.000 24.958 32.200 1,322.76 1,706.60 383.84 ST ——
Asset Class: Equities
PULTE GROUP INC (PHM) 2/22/16 72.000 17.160 22.670 1,235.52 1,632.24 396.72 LT 26.00 1.59
Next Dividend Payable 07/2017; Asset Class: Equities
QEP RESOURCES INC (QEP) 11/10/15
2/22/16
9/21/16
93.000
6.000
152.000
15.870
11.207
17.569
11.810
11.810
11.810
1,475.91
67.24
2,670.49
1,098.33
70.86
1,795.12
(377.58)
3.62
(875.37)
LT
LT
ST
Total 251.000 4,213.64 2,964.31 (373.96)
(875.37)
LT
ST
——
Asset Class: Equities
RADIAN GROUP INC (RDN) 11/10/15
2/22/16
230.000
25.000
14.417
10.987
16.880
16.880
3,316.00
274.67
3,882.40
422.00
566.40
147.33
LT
LT
Total 255.000 3,590.67 4,304.40 713.73 LT 3.00 0.06
Next Dividend Payable 06/2017; Asset Class: Equities
RAYMOND JAMES FINCL INC (RJF) 5/18/15
5/18/15
2/22/16
14.000
3.000
6.000
57.963
58.692
44.145
74.520
74.520
74.520
811.48
176.08
264.87
1,043.28
223.56
447.12
231.80
47.48
182.25
LT
LT
LT
Total 23.000 1,252.43 1,713.96 461.53 LT 20.00 1.16
Next Dividend Payable 07/2017; Asset Class: Equities
REALOGY HOLDINGS CORP (RLGY) 11/10/15 38.000 42.320 30.550 1,608.16 1,160.90 (447.26)LT 14.00 1.20
Next Dividend Payable 06/2017; Asset Class: Equities
REINSURANCE GROUP OF AMERICA (RGA) 11/10/15
2/22/16
35.000
5.000
91.490
90.646
125.040
125.040
3,202.15
453.23
4,376.40
625.20
1,174.25
171.97
LT
LT
Total 40.000 3,655.38 5,001.60 1,346.22 LT 66.00 1.31
Next Dividend Payable 06/2017; Asset Class: Equities
00
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Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 80 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
RICE ENERGY INC (RICE) 11/10/15
2/22/16
8/9/16
102.000
3.000
90.000
15.930
9.167
24.681
21.290
21.290
21.290
1,624.86
27.50
2,221.25
2,171.58
63.87
1,916.10
546.72
36.37
(305.15)
LT
LT
ST
Total 195.000 3,873.61 4,151.55 583.09
(305.15)
LT
ST
——
Asset Class: Equities
RPX CORPORATION COM (RPXC) 11/10/15
2/22/16
206.000
24.000
14.051
9.797
12.840
12.840
2,894.42
235.13
2,645.04
308.16
(249.38)
73.03
LT
LT
Total 230.000 3,129.55 2,953.20 (176.35)LT ——
Asset Class: Equities
RSP PERMIAN INC (RSPP) 11/10/15
2/22/16
52.000
4.000
28.170
21.260
38.050
38.050
1,464.84
85.04
1,978.60
152.20
513.76
67.16
LT
LT
Total 56.000 1,549.88 2,130.80 580.92 LT ——
Asset Class: Equities
SCHOLASTIC CP (SCHL) 5/20/16 35.000 37.305 43.230 1,305.67 1,513.05 207.38 ST 21.00 1.38
Next Dividend Payable 06/15/17; Asset Class: Equities
SCHWEITZER MAUDUIT INT INC (SWM) 11/10/15
12/14/15
2/22/16
47.000
20.000
27.000
39.744
40.264
33.260
43.050
43.050
43.050
1,867.99
805.28
898.02
2,023.35
861.00
1,162.35
155.36
55.72
264.33
LT
LT
LT
Total 94.000 3,571.29 4,046.70 475.41 LT 158.00 3.90
Next Dividend Payable 07/2017; Asset Class: Equities
SCRIPPS NETWORKS INTERAC CL A (SNI) 6/24/16 38.000 60.301 74.720 2,291.43 2,839.36 547.93 ST 46.00 1.62
Next Dividend Payable 06/2017; Asset Class: Equities
SELECT MEDICAL HLDGS CP (SEM) 11/10/15
2/22/16
121.000
11.000
12.154
8.575
13.750
13.750
1,470.59
94.33
1,663.75
151.25
193.16
56.92
LT
LT
Total 132.000 1,564.92 1,815.00 250.08 LT ——
Asset Class: Equities
SERVICE CORP INTL (SCI) 11/10/15
2/22/16
3/13/17
54.000
6.000
9.000
26.470
23.507
30.800
32.220
32.220
32.220
1,429.40
141.04
277.20
1,739.88
193.32
289.98
310.48
52.28
12.78
LT
LT
ST
Total 69.000 1,847.64 2,223.18 362.76
12.78
LT
ST
36.00 1.61
Next Dividend Payable 06/2017; Asset Class: Equities
SKECHERS U S A INC CL A (SKX) 9/23/16
10/21/16
13.000
92.000
22.486
19.099
25.250
25.250
292.32
1,757.15
328.25
2,323.00
35.93
565.85
ST
ST
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 81 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 105.000 2,049.47 2,651.25 601.78 ST ——
Asset Class: Equities
SLM CORPORATION (SLM) 11/10/15
2/22/16
3/13/17
237.000
21.000
46.000
6.880
6.030
11.895
12.540
12.540
12.540
1,630.56
126.63
547.17
2,971.98
263.34
576.84
1,341.42
136.71
29.67
LT
LT
ST
Total 304.000 2,304.36 3,812.16 1,478.13
29.67
LT
ST
——
Asset Class: Equities
STARWOOD PROPERTY TRUST INC (STWD) 5/13/16
12/6/16
108.000
80.000
20.352
22.140
22.690
22.690
2,198.06
1,771.20
2,450.52
1,815.20
252.46
44.00
ST
ST
Total 188.000 3,969.26 4,265.72 296.46 ST 361.00 8.46
Next Dividend Payable 07/2017; Asset Class: Alt
STEEL DYNAMICS INC (STLD) 12/4/15
2/22/16
7/21/16
58.000
107.000
20.000
17.152
18.343
25.931
36.140
36.140
36.140
994.82
1,962.66
518.62
2,096.12
3,866.98
722.80
1,101.30
1,904.32
204.18
LT
LT
ST
Total 185.000 3,476.10 6,685.90 3,005.62
204.18
LT
ST
115.00 1.72
Next Dividend Payable 07/2017; Asset Class: Equities
STEVEN MADDEN LTD (SHOO) 11/10/15
12/1/15
2/22/16
61.000
28.000
12.000
33.730
31.893
34.674
38.050
38.050
38.050
2,057.53
893.01
416.09
2,321.05
1,065.40
456.60
263.52
172.39
40.51
LT
LT
LT
Total 101.000 3,366.63 3,843.05 476.42 LT ——
Asset Class: Equities
STIFEL FINANCIAL CORPORATION (SF) 5/10/16
7/21/16
9/21/16
91.000
14.000
17.000
34.359
33.566
38.865
48.870
48.870
48.870
3,126.67
469.92
660.71
4,447.17
684.18
830.79
1,320.50
214.26
170.08
ST
ST
ST
Total 122.000 4,257.30 5,962.14 1,704.84 ST ——
Asset Class: Equities
SUNCOKE ENERGY INC COM (SXC) 3/23/17 185.000 9.018 9.170 1,668.26 1,696.45 28.19 ST ——
Asset Class: Equities
SVB FNCL GRP (SIVB) 2/22/16
9/21/16
19.000
13.000
87.486
107.563
175.940
175.940
1,662.23
1,398.32
3,342.86
2,287.22
1,680.63
888.90
LT
ST
Total 32.000 3,060.55 5,630.08 1,680.63
888.90
LT
ST
——
Asset Class: Equities
00
1
8
7
4
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2
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 82 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
SYKES ENTERPRISES INC (SYKE) 11/10/15
2/22/16
60.000
8.000
31.328
29.861
29.810
29.810
1,879.70
238.89
1,788.60
238.48
(91.10)
(0.41)
LT
LT
Total 68.000 2,118.59 2,027.08 (91.51)LT ——
Asset Class: Equities
SYNNEX CORP (SNX) 11/10/15
2/22/16
32.000
5.000
94.740
93.850
108.430
108.430
3,031.68
469.25
3,469.76
542.15
438.08
72.90
LT
LT
Total 37.000 3,500.93 4,011.91 510.98 LT 37.00 0.92
Next Dividend Payable 07/2017; Asset Class: Equities
TAILORED BRANDS INC COM (TLRD) 5/1/15
5/5/15
5/5/15
6.000
18.000
18.000
57.477
57.753
58.419
12.330
12.330
12.330
344.86
1,039.55
1,051.55
73.98
221.94
221.94
(270.88)
(817.61)
(829.61)
LT
LT
LT
5/8/15 14.000 58.570 12.330 819.98 172.62 (647.36)LT
5/8/15 19.000 58.472 12.330 1,110.96 234.27 (876.69)LT
5/15/15 14.000 57.665 12.330 807.31 172.62 (634.69)LT
6/25/15 38.000 65.516 12.330 2,489.62 468.54 (2,021.08)LT
8/19/15 8.000 57.404 12.330 459.23 98.64 (360.59)LT
8/20/15 9.000 57.071 12.330 513.64 110.97 (402.67)LT
11/10/15 73.000 21.802 12.330 1,591.58 900.09 (691.49)LT
2/22/16 20.000 14.390 12.330 287.80 246.60 (41.20)LT
4/29/16 17.000 17.427 12.330 296.26 209.61 (86.65)LT
Total 254.000 10,812.34 3,131.82 (7,680.52)LT 183.00 5.84
Next Dividend Payable 06/2017; Asset Class: Equities
TEGNA INC COM (TGNA) 11/10/15
2/22/16
69.000
7.000
27.408
24.667
25.480
25.480
1,891.13
172.67
1,758.12
178.36
(133.01)
5.69
LT
LT
Total 76.000 2,063.80 1,936.48 (127.32)LT 43.00 2.22
Next Dividend Payable 07/2017; Asset Class: Equities
TELETECH HOLDINGS INC (TTEC) 11/10/15
2/22/16
152.000
12.000
28.833
27.209
31.250
31.250
4,382.68
326.51
4,750.00
375.00
367.32
48.49
LT
LT
Total 164.000 4,709.19 5,125.00 415.81 LT 69.00 1.34
Next Dividend Payable 10/2017; Asset Class: Equities
TEMPUR-PEDIC INT'L INC (TPX) 10/17/16 28.000 51.869 46.950 1,452.34 1,314.60 (137.74)ST ——
Asset Class: Equities
TERADYNE INC (TER) 11/10/15
2/22/16
1/11/17
109.000
14.000
18.000
20.100
18.840
26.100
35.270
35.270
35.270
2,190.90
263.76
469.80
3,844.43
493.78
634.86
1,653.53
230.02
165.06
LT
LT
ST
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 83 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 141.000 2,924.46 4,973.07 1,883.55
165.06
LT
ST
39.00 0.78
Next Dividend Payable 06/2017; Asset Class: Equities
TESORO PETROLEUM CP (TSO) 3/15/17 32.000 84.498 79.710 2,703.95 2,550.72 (153.23)ST 70.00 2.74
Next Dividend Payable 06/2017; Asset Class: Equities
TETRA TECH INC (TTEK) 11/10/15
2/22/16
77.000
7.000
26.620
27.523
43.950
43.950
2,049.74
192.66
3,384.15
307.65
1,334.41
114.99
LT
LT
Total 84.000 2,242.40 3,691.80 1,449.40 LT 30.00 0.81
Next Dividend Payable 06/2017; Asset Class: Equities
TORCHMARK CORP (TMK) 11/10/15
2/22/16
17.000
5.000
59.604
52.398
76.710
76.710
1,013.26
261.99
1,304.07
383.55
290.81
121.56
LT
LT
Total 22.000 1,275.25 1,687.62 412.37 LT 13.00 0.77
Next Dividend Payable 05/01/17; Asset Class: Equities
TUTOR PERINI CORP COM (TPC) 11/10/15
2/22/16
49.000
2.000
15.976
13.075
30.850
30.850
782.84
26.15
1,511.65
61.70
728.81
35.55
LT
LT
Total 51.000 808.99 1,573.35 764.36 LT ——
Asset Class: Equities
TWO HARBORS INVT CORP COM (TWO) 11/10/15
2/22/16
1/31/17
453.000
61.000
234.000
8.350
7.625
8.600
9.990
9.990
9.990
3,782.55
465.13
2,012.40
4,525.47
609.39
2,337.66
742.92
144.26
325.26
LT
LT
ST
Total 748.000 6,260.08 7,472.52 887.18
325.26
LT
ST
748.00 10.01
Next Dividend Payable 07/2017; Asset Class: Alt
UNIVERSAL CP VA (UVV) 11/10/15
2/22/16
6/24/16
18.000
6.000
35.000
55.266
55.003
55.052
73.450
73.450
73.450
994.78
330.02
1,926.81
1,322.10
440.70
2,570.75
327.32
110.68
643.94
LT
LT
ST
Total 59.000 3,251.61 4,333.55 438.00
643.94
LT
ST
127.00 2.93
Next Dividend Payable 05/08/17; Asset Class: Equities
VALIDUS HOLDINGS LTD COM (VR) 11/10/15
2/22/16
7/21/16
72.000
17.000
7.000
45.200
45.134
48.890
55.280
55.280
55.280
3,254.40
767.28
342.23
3,980.16
939.76
386.96
725.76
172.48
44.73
LT
LT
ST
Total 96.000 4,363.91 5,306.88 898.24
44.73
LT
ST
146.00 2.75
Next Dividend Payable 06/2017; Asset Class: Equities
VALVOLINE INC COM (VVV) 1/5/17 163.000 21.419 22.250 3,491.30 3,626.75 135.45 ST 32.00 0.88
00
1
8
7
4
M
S
A
D
T
2
5
2
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 84 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 06/2017; Asset Class: Equities
WALKER & DUNLOP INC (WD) 11/10/15
2/22/16
4/29/16
159.000
15.000
31.000
28.519
22.995
21.869
44.850
44.850
44.850
4,534.51
344.92
677.94
7,131.15
672.75
1,390.35
2,596.64
327.83
712.41
LT
LT
LT
Total 205.000 5,557.37 9,194.25 3,636.88 LT ——
Asset Class: Equities
WESCO INTL INC (WCC) 11/10/15
12/4/15
2/22/16
11.000
26.000
57.000
48.858
47.886
43.870
60.950
60.950
60.950
537.44
1,245.03
2,500.59
670.45
1,584.70
3,474.15
133.01
339.67
973.56
LT
LT
LT
Total 94.000 4,283.06 5,729.30 1,446.24 LT ——
Asset Class: Equities
WEST BAF32 CASH 11/10/15
2/22/16
3/13/17
96.000
7.000
15.000
46.310
26.927
35.647
34.500
34.500
34.500
4,445.76
188.49
534.70
3,312.00
241.50
517.50
(1,133.76)
53.01
(17.20)
LT
LT
ST
Total 118.000 5,168.95 4,071.00 (1,080.75)
(17.20)
LT
ST
179.00 4.39
Next Dividend Payable 05/2017; Asset Class: Equities
WILDHORSE RESOURCE DEV CORP (WRD) 12/15/16 195.000 14.809 10.910 2,887.70 2,127.45 (760.25)ST ——
Asset Class: Equities
WORLD FUEL SERVICES CORP (INT) 11/10/15
2/22/16
3/13/17
125.000
14.000
39.000
45.402
46.089
36.645
36.830
36.830
36.830
5,675.29
645.25
1,429.16
4,603.75
515.62
1,436.37
(1,071.54)
(129.63)
7.21
LT
LT
ST
3/14/17 74.000 36.766 36.830 2,720.67 2,725.42 4.75 ST
Total 252.000 10,470.37 9,281.16 (1,201.17)
11.96
LT
ST
60.00 0.64
Next Dividend Payable 07/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 96.77%$455,408.66 $527,875.71 $60,731.32
$11,735.73
LT
ST
$8,881.00 1.68%
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 85 of 118
EXCHANGE-TRADED & CLOSED-END FUNDS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ARES CAPITAL CORP (ARCC) 11/10/15
2/22/16
9/21/16
79.000
10.000
94.000
$15.610
12.807
15.677
$17.600
17.600
17.600
$1,233.21
128.07
1,473.61
$1,390.40
176.00
1,654.40
$157.19
47.93
180.79
LT
LT
ST
Total 183.000 2,834.89 3,220.80 205.12
180.79
LT
ST
278.00 8.63
Next Dividend Payable 06/2017; Asset Class: FI & Pref
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
EXCHANGE-TRADED & CLOSED-END FUNDS 0.59%$2,834.89 $3,220.80 $205.12
180.79
LT
ST
$278.00 8.63%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $458,243.55 $545,488.28 $60,936.44
$11,916.52
LT
ST
$9,160.00
$0.00
1.68%
TOTAL VALUE (includes accrued interest)100.00%$545,488.28
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
H - Wash sale rules apply to this tax lot. The cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale transaction. The aggregate amount of the basis
adjustment is identified in italics under the Security Description.
R - The cost basis for this tax lot was adjusted due to a reclassification of income.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $14,391.77 ——————
Stocks —$491,373.78 —$36,501.93 ———
ETFs & CEFs ——$3,220.80 ————
TOTAL ALLOCATION OF ASSETS $14,391.77 $491,373.78 $3,220.80 $36,501.93 ———
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 86 of 118
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
4/4 4/7 Sold CUBIC CORP ACTED AS AGENT 34.000 $50.2810 $1,709.51
4/4 4/7 Sold WESCO INTL INC ACTED AS AGENT 21.000 69.2500 1,454.21
4/4 4/7 Sold OLIN CORPORATION ACTED AS AGENT 31.000 32.0821 994.52
4/4 4/7 Bought CARLISLE CO INC ACTED AS AGENT 31.000 104.4441 (3,237.77)
4/4 4/7 Bought ACCO BRANDS CORP ACTED AS AGENT 201.000 13.5064 (2,714.79)
4/5 4/10 Bought MARVELL TECH GROUP LTD ACTED AS AGENT 251.000 15.1290 (3,797.38)
4/6 4/11 Sold SKECHERS U S A INC CL A ACTED AS AGENT 97.000 25.6581 2,488.78
4/6 4/11 Bought NAVIENT CORP COM ACTED AS AGENT 66.000 14.5798 (962.27)
4/10 4/13 Sold VALVOLINE INC COM ACTED AS AGENT 18.000 23.8203 428.76
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(3,636.43)
TOTAL PURCHASES $(10,712.21)
TOTAL SALES AND REDEMPTIONS $7,075.78
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
4/3 Qualified Dividend TEGNA INC COM $10.64
4/4 Qualified Dividend KAR AUCTION SVCS INC 33.28
4/4 Qualified Dividend BROCADE COMMUN SYSTEMS INC 15.29
4/4 Qualified Dividend PULTE GROUP INC 6.48
4/4 Qualified Dividend FIRST CITIZ BANCSHARES A 2.40
4/5 Qualified Dividend GRAPHIC PACKAGING HOLDING CO 27.15
4/5 Qualified Dividend BELDEN INC 0.90
4/6 Qualified Dividend POLYONE CORP 6.75
4/7 Qualified Dividend SCHWEITZER MAUDUIT INT INC 39.48
4/7 Qualified Dividend AIR LEASE CORP CL A 17.70
4/7 Dividend AGNC INVT CORP COM 17.46
4/7 Qualified Dividend WORLD FUEL SERVICES CORP 15.12
4/7 Qualified Dividend CONVERGYS CORPORATION 5.58
4/10 Qualified Dividend STEEL DYNAMICS INC 28.68
4/12 Dividend CYS INVESTMENTS INC 146.75
4/13 Qualified Dividend CURTISS WRIGHT CORP 3.64
4/17 Dividend STARWOOD PROPERTY TRUST INC 90.24
4/17 Qualified Dividend MAIDEN HOLDINGS LTD SHS 82.35
4/17 Dividend ARES COMMERCIAL REAL EST CORP 67.50
4/17 Qualified Dividend COLONY NORTHSTAR INC 63.12
4/17 Qualified Dividend CLUBCORP HLDGS INC 43.03
4/17 Qualified Dividend TELETECH HOLDINGS INC 36.08
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 87 of 118
TAXABLE INCOME AND DISTRIBUTIONS (CONTINUED)
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Dividend BLACKSTONE MTG TRUST INC CL A 32.86
4/17 Qualified Dividend AXIS CAPITAL HOLDINGS LTD 28.50
4/17 Qualified Dividend AMDOCS LIMITED ORD 14.96
4/17 Qualified Dividend PORTLAND GENERAL ELEC CO 11.52
4/17 Qualified Dividend PACKAGING CORP AMER 9.45
4/17 Qualified Dividend GRANITE CONSTR INC 5.59
4/17 Qualified Dividend RAYMOND JAMES FINCL INC 5.06
4/17 Qualified Dividend PACKAGING CORP AMER 1.89
4/19 Qualified Dividend NATIONAL GEN HLDGS CORP 4.64
4/27 Dividend TWO HARBORS INVT CORP COM 187.00
4/27 Dividend MTGE INVT CORP 30.15
4/28 Dividend MFA FINANCIAL INC 106.80
4/28 Dividend ANWORTH MORTGAGE ASSET CORP 24.15
4/28 Qualified Dividend BANKUNITED INC 21.84
4/28 Dividend CHATHAM LODGING TRUST COM 14.74
4/28 Qualified Dividend SYNNEX CORP 9.25
4/28 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 04/01-04/30)
0.12
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $1,268.14
TOTAL QUALIFIED DIVIDENDS $550.37
TOTAL OTHER DIVIDENDS $717.65
TOTAL INTEREST $0.12
CASH RELATED ACTIVITY
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Service Fee 2ND QTR ADVISORY FEE $(887.03)
TOTAL OTHER CREDITS AND DEBITS $(887.03)
TOTAL OTHER DEBITS $(887.03)
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
4/3 Automatic Redemption BANK DEPOSIT PROGRAM $(1,579.08)
4/4 Automatic Investment BANK DEPOSIT PROGRAM 57.45
4/5 Automatic Investment BANK DEPOSIT PROGRAM 1,650.58
4/6 Automatic Investment BANK DEPOSIT PROGRAM 6.75
4/7 Automatic Redemption BANK DEPOSIT PROGRAM (1,698.98)
4/10 Automatic Redemption BANK DEPOSIT PROGRAM (3,768.70)
4/12 Automatic Investment BANK DEPOSIT PROGRAM 1,673.26
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 88 of 118
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY (CONTINUED)
Activity
Date Activity Type Description Credits/(Debits)
4/13 Automatic Investment BANK DEPOSIT PROGRAM 3.64
4/17 Automatic Investment BANK DEPOSIT PROGRAM 920.91
4/18 Automatic Redemption BANK DEPOSIT PROGRAM (887.03)
4/19 Automatic Investment BANK DEPOSIT PROGRAM 4.64
4/27 Automatic Investment BANK DEPOSIT PROGRAM 217.15
4/28 Automatic Investment BANK DEPOSIT PROGRAM 176.78
4/28 Automatic Investment BANK DEPOSIT PROGRAM 0.12
NET ACTIVITY FOR PERIOD $(3,222.51)
TRANSFERS, CORPORATE ACTIONS AND ADDITIONAL ACTIVITY
CORPORATE ACTIONS
Activity
Date Activity Type Description Comments Quantity
4/21 Exchange Delivered Out WESTERN REFINING, INC TENDER (118.000)
4/21 Exchange Received In WEST BAF32 CASH TENDER 118.000
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
CUBIC CORP 11/10/15 04/04/17 34.000 $1,709.51 $1,506.80 $202.71
OLIN CORPORATION 01/08/16 04/04/17 31.000 994.52 527.25 467.27
WESCO INTL INC 11/10/15 04/04/17 21.000 1,454.21 1,026.01 428.20
Long-Term This Period $4,158.24 $3,060.06 $1,098.18
Long-Term Year to Date $37,834.76 $31,093.39 $6,741.37
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
SKECHERS U S A INC CL A 09/23/16 04/06/17 97.000 2,488.78 2,181.18 307.60
VALVOLINE INC COM 01/05/17 04/10/17 18.000 428.76 385.54 43.22
Short-Term This Period $2,917.54 $2,566.72 $350.82
Short-Term Year to Date $12,020.70 $9,667.39 $2,353.31
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110258-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 89 of 118
SHORT-TERM GAIN/(LOSS) (CONTINUED)
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)
Net Realized Gain/(Loss) This Period $7,075.78 $5,626.78 $1,449.00
Net Realized Gain/(Loss) Year to Date $49,855.46 $40,760.78 $9,094.68
Disallowed Loss Based On Wash Sale Year to Date: $366.75
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
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CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110265-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $520,234.00 $480,857.03
Credits ——
Debits (843.06)(1,616.39)
Security Transfers ——
Net Credits/Debits/Transfers $(843.06)$(1,616.39)
Change in Value 8,731.45 48,881.75
TOTAL ENDING VALUE $528,122.39 $528,122.39
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period April 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH POLICE
C/O RUSSELL CAFFEY
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
390
420
450
480
510
540
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 91 of 118
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Market Value Percentage
Cash $12,940.52 2.45
Equities 515,181.87 97.55
TOTAL VALUE $528,122.39 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110265-095
CITY OF ATLANTIC BEACH POLICE
C/O RUSSELL CAFFEY
Page 92 of 118
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $15,044.40 $14,362.57
Stocks 505,189.60 515,181.87
Net Unsettled Purchases/Sales —(1,422.05)
Total Assets $520,234.00 $528,122.39
Total Liabilities (outstanding balance)——
TOTAL VALUE $520,234.00 $528,122.39
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $15,044.40 $8,018.47
Purchases (20,071.30)(30,684.17)
Sales and Redemptions 18,684.46 36,434.26
Net Unsettled Purch/Sales 1,422.05 1,422.05
Income and Distributions 126.02 788.35
Total Investment Related Activity $161.23 $7,960.49
Other Debits (843.06)(1,616.39)
Total Cash Related Activity $(843.06)$(1,616.39)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $14,362.57 $14,362.57
INCOME AND DISTRIBUTION SUMMARY
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Qualified Dividends $125.90 $788.00
Interest 0.12 0.35
Total Taxable Income And Distributions $126.02 $788.35
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $126.02 $788.35
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(4/1/17-4/30/17)
Realized This Year
(1/1/17-4/30/17)
Unrealized
Inception to Date
(as of 4/30/17)
Short-Term Gain $4,419.21 $4,419.21 $10,937.14
Short-Term (Loss)——(7,609.79)
Total Short-Term $4,419.21 $4,419.21 $3,327.35
Long-Term Gain 4,210.79 6,404.32 87,248.55
Long-Term (Loss)—(553.61)(27,727.48)
Total Long-Term $4,210.79 $5,850.71 $59,521.07
TOTAL GAIN/(LOSS)$8,630.00 $10,269.92 $62,848.42
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
ADDITIONAL ACCOUNT INFORMATION
Category
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Foreign Tax Paid —$8.49
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110265-095
Investment Objectives †: Capital Appreciation,Income Investment Advisory Account
Manager:Riverbridge Partners - SMID Growth
CITY OF ATLANTIC BEACH POLICE
C/O RUSSELL CAFFEY
Page 93 of 118
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$14,362.57 —$1.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs $14,362.57 $1.00
NET UNSETTLED PURCHASES/SALES $(1,422.05)
CASH, BDP, AND MMFs (PROJECTED SETTLED BALANCE)2.45%$12,940.52
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
The “Projected Settled Balance” includes accrued interest on deposits and reflects the impact of unsettled purchases/sales.
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110265-095
CITY OF ATLANTIC BEACH POLICE
C/O RUSSELL CAFFEY
Page 94 of 118
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
2U INC COM (TWOU) 10/20/16
10/21/16
10/25/16
66.000
13.000
51.000
$35.977
35.922
36.056
$45.400
45.400
45.400
$2,374.49
466.98
1,838.87
$2,996.40
590.20
2,315.40
$621.91
123.22
476.53
ST
ST
ST
Total 130.000 4,680.34 5,902.00 1,221.66 ST ——
Asset Class: Equities
ACUITY BRANDS INC (AYI) 11/10/15
2/16/16
2/10/17
40.000
2.000
17.000
210.959
185.555
211.070
176.100
176.100
176.100
8,438.37
371.11
3,588.19
7,044.00
352.20
2,993.70
(1,394.37)
(18.91)
(594.49)
LT
LT
ST
Total 59.000 12,397.67 10,389.90 (1,413.28)
(594.49)
LT
ST
31.00 0.29
Next Dividend Payable 05/01/17; Asset Class: Equities
ANSYS INC (ANSS) 11/10/15
2/16/16
4/18/16
65.000
8.000
9.000
92.230
84.901
89.780
110.160
110.160
110.160
5,994.95
679.21
808.02
7,160.40
881.28
991.44
1,165.45
202.07
183.42
LT
LT
LT
4/26/16 10.000 91.014 110.160 910.14 1,101.60 191.46 LT
4/27/16 10.000 90.984 110.160 909.84 1,101.60 191.76 LT
4/28/16 22.000 90.875 110.160 1,999.25 2,423.52 424.27 LT
Total 124.000 11,301.41 13,659.84 2,358.43 LT ——
Asset Class: Equities
ATHENAHEALTH INC COM (ATHN) 1/12/15
6/10/15
2/16/16
34.000
53.000
10.000
139.590
117.975
127.546
98.010
98.010
98.010
4,746.06
6,252.65
1,275.46
3,332.34
5,194.53
980.10
(1,413.72)
(1,058.12)
(295.36)
LT
LT
LT
6/24/16 17.000 131.236 98.010 2,231.01 1,666.17 (564.84)ST
Total 114.000 14,505.18 11,173.14 (2,767.20)
(564.84)
LT
ST
——
Asset Class: Equities
BEACON ROOFING SUPPLY INC (BECN) 1/12/15 151.000 27.079 49.570 4,088.97 7,485.07 3,396.10 LT ——
Asset Class: Equities
BIO-TECHNE CORP (TECH) 10/17/14
1/12/15
2/16/16
2.000
85.000
6.000
90.889
92.188
87.222
107.080
107.080
107.080
181.78
7,835.98
523.33
214.16
9,101.80
642.48
32.38
1,265.82
119.15
LT
LT
LT
Total 93.000 8,541.09 9,958.44 1,417.35 LT 119.00 1.19
Next Dividend Payable 06/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110265-095
CITY OF ATLANTIC BEACH POLICE
C/O RUSSELL CAFFEY
Page 95 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
CHANNELADVISOR CORP COM (ECOM) 10/17/14
1/12/15
2/16/16
70.000
155.000
26.000
14.385
21.118
11.467
11.800
11.800
11.800
1,006.92
3,273.31
298.14
826.00
1,829.00
306.80
(180.92)
(1,444.31)
8.66
LT
LT
LT
Total 251.000 4,578.37 2,961.80 (1,616.57)LT ——
Asset Class: Equities
CHEMED CORPORATION (CHE) 1/12/15
2/16/16
75.000
6.000
103.282
134.255
201.380
201.380
7,746.13
805.53
15,103.50
1,208.28
7,357.37
402.75
LT
LT
Total 81.000 8,551.66 16,311.78 7,760.12 LT 84.00 0.51
Next Dividend Payable 06/2017; Asset Class: Equities
COGNEX CORP (CGNX) 11/10/15
2/16/16
78.000
15.000
35.920
34.453
85.340
85.340
2,801.72
516.79
6,656.52
1,280.10
3,854.80
763.31
LT
LT
Total 93.000 3,318.51 7,936.62 4,618.11 LT 28.00 0.35
Next Dividend Payable 06/2017; Asset Class: Equities
COSTAR GROUP INC (CSGP) 10/17/14
1/12/15
2/16/16
9.000
70.000
6.000
143.180
178.150
161.607
240.890
240.890
240.890
1,288.62
12,470.47
969.64
2,168.01
16,862.30
1,445.34
879.39
4,391.83
475.70
LT
LT
LT
Total 85.000 14,728.73 20,475.65 5,746.92 LT ——
Asset Class: Equities
DIPLOMAT PHARMACY,INC. (DPLO) 10/18/16
10/19/16
10/21/16
23.000
27.000
38.000
28.397
27.992
28.955
15.600
15.600
15.600
653.14
755.79
1,100.29
358.80
421.20
592.80
(294.34)
(334.59)
(507.49)
ST
ST
ST
10/24/16 115.000 28.853 15.600 3,318.14 1,794.00 (1,524.14)ST
10/25/16 50.000 28.878 15.600 1,443.89 780.00 (663.89)ST
Total 253.000 7,271.25 3,946.80 (3,324.45)ST ——
Asset Class: Equities
DORMAN PRODUCTS, INC (DORM) 7/24/15
7/27/15
7/28/15
18.000
45.000
44.000
48.006
46.556
47.145
83.150
83.150
83.150
864.10
2,095.02
2,074.39
1,496.70
3,741.75
3,658.60
632.60
1,646.73
1,584.21
LT
LT
LT
2/16/16 9.000 42.950 83.150 386.55 748.35 361.80 LT
Total 116.000 5,420.06 9,645.40 4,225.34 LT ——
Asset Class: Equities
ELLIE MAE INC (ELLI) 12/1/16 85.000 79.999 101.760 6,799.94 8,649.60 1,849.66 ST ——
Asset Class: Equities
EXLSERVICE HLDGS INC (EXLS) 12/12/16 155.000 49.917 47.710 7,737.15 7,395.05 (342.10)ST ——
Asset Class: Equities
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110265-095
CITY OF ATLANTIC BEACH POLICE
C/O RUSSELL CAFFEY
Page 96 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
FASTENAL CO (FAST) 11/10/15
2/16/16
320.000
32.000
40.747
43.587
44.680
44.680
13,038.94
1,394.79
14,297.60
1,429.76
1,258.66
34.97
LT
LT
Total 352.000 14,433.73 15,727.36 1,293.63 LT 451.00 2.86
Next Dividend Payable 05/24/17; Asset Class: Equities
FINANCIAL ENGINES (FNGN) 2/6/15
2/9/15
2/18/15
20.000
19.000
45.000
39.889
39.750
39.001
42.500
42.500
42.500
797.77
755.25
1,755.05
850.00
807.50
1,912.50
52.23
52.25
157.45
LT
LT
LT
2/19/15 77.000 39.132 42.500 3,013.19 3,272.50 259.31 LT
2/16/16 13.000 26.236 42.500 341.07 552.50 211.43 LT
Total 174.000 6,662.33 7,395.00 732.67 LT 49.00 0.66
Next Dividend Payable 07/2017; Asset Class: Equities
FIVE BELOW (FIVE) 1/12/15
2/16/16
185.000
82.000
34.907
35.504
49.120
49.120
6,457.85
2,911.33
9,087.20
4,027.84
2,629.35
1,116.51
LT
LT
Total 267.000 9,369.18 13,115.04 3,745.86 LT ——
Asset Class: Equities
GENTEX CORP (GNTX) 1/12/15
2/16/16
286.000
74.000
17.590
14.177
20.650
20.650
5,030.74
1,049.08
5,905.90
1,528.10
875.16
479.02
LT
LT
Total 360.000 6,079.82 7,434.00 1,354.18 LT 130.00 1.74
Next Dividend Payable 07/2017; Asset Class: Equities
GRAND CANYON ED INC COM (LOPE) 1/12/15
7/24/15
7/27/15
86.000
37.000
19.000
44.015
43.786
42.947
75.160
75.160
75.160
3,785.28
1,620.09
816.00
6,463.76
2,780.92
1,428.04
2,678.48
1,160.83
612.04
LT
LT
LT
7/28/15 15.000 42.932 75.160 643.98 1,127.40 483.42 LT
8/3/15 15.000 43.031 75.160 645.47 1,127.40 481.93 LT
8/4/15 55.000 42.905 75.160 2,359.78 4,133.80 1,774.02 LT
2/16/16 24.000 34.275 75.160 822.60 1,803.84 981.24 LT
Total 251.000 10,693.20 18,865.16 8,171.96 LT ——
Asset Class: Equities
HEALTHSTREAM INC (HSTM) 10/24/16
10/24/16
10/25/16
14.000
18.000
22.000
27.565
27.674
27.610
27.790
27.790
27.790
385.91
498.14
607.41
389.06
500.22
611.38
3.15
2.08
3.97
ST
ST
ST
10/28/16 58.000 26.649 27.790 1,545.65 1,611.82 66.17 ST
11/2/16 80.000 26.308 27.790 2,104.60 2,223.20 118.60 ST
11/3/16 76.000 24.029 27.790 1,826.22 2,112.04 285.82 ST
Total 268.000 6,967.93 7,447.72 479.79 ST ——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110265-095
CITY OF ATLANTIC BEACH POLICE
C/O RUSSELL CAFFEY
Page 97 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
HEICO CORP NEW (HEI) 5/15/15
5/19/15
6/3/15
32.000
49.000
48.000
45.473
46.082
47.399
71.070
71.070
71.070
1,455.12
2,258.01
2,275.17
2,274.24
3,482.43
3,411.36
819.12
1,224.42
1,136.19
LT
LT
LT
2/16/16 13.000 44.965 71.070 584.55 923.91 339.36 LT
6/22/16 6.000 54.030 71.070 324.18 426.42 102.24 ST
6/24/16 11.000 52.311 71.070 575.42 781.77 206.35 ST
6/29/16 9.000 57.687 71.070 519.18 639.63 120.45 ST
7/12/16 39.000 47.668 71.070 1,859.04 2,771.73 912.69 ST
Total 207.000 9,850.67 14,711.49 3,519.09
1,341.73
LT
ST
30.00 0.20
Next Dividend Payable 07/2017; Asset Class: Equities
HENRY SCHEIN INC (HSIC) 12/11/15
12/14/15
2/16/16
16.000
23.000
3.000
153.070
153.270
161.677
173.800
173.800
173.800
2,449.12
3,525.20
485.03
2,780.80
3,997.40
521.40
331.68
472.20
36.37
LT
LT
LT
Total 42.000 6,459.35 7,299.60 840.25 LT ——
Asset Class: Equities
HLTH CARE SVC GRP (HCSG) 1/12/15
6/18/15
6/19/15
141.000
24.000
117.000
30.447
33.005
33.170
45.910
45.910
45.910
4,293.04
792.12
3,880.88
6,473.31
1,101.84
5,371.47
2,180.27
309.72
1,490.59
LT
LT
LT
6/23/15 47.000 33.452 45.910 1,572.24 2,157.77 585.53 LT
2/16/16 30.000 34.847 45.910 1,045.41 1,377.30 331.89 LT
Total 359.000 11,583.69 16,481.69 4,898.00 LT 269.00 1.63
Next Dividend Payable 06/2017; Asset Class: Equities
IHS MARKIT LTD (INFO) 7/13/16 286.000 32.880 43.400 9,403.68 12,412.40 3,008.72 ST ——
Asset Class: Equities
INNERWORKINGS INC (INWK) 10/17/14
1/12/15
11/10/15
155.000
375.000
90.000
8.375
7.023
8.089
10.590
10.590
10.590
1,298.05
2,633.78
728.00
1,641.45
3,971.25
953.10
343.40
1,337.47
225.10
LT
LT
LT
2/16/16 56.000 6.581 10.590 368.54 593.04 224.50 LT
Total 676.000 5,028.37 7,158.84 2,130.47 LT ——
Asset Class: Equities
INOVALON HLDGS INC COM CL A (INOV) 2/17/16
2/17/16
2/19/16
7.000
14.000
20.000
18.647
18.781
19.538
12.250
12.250
12.250
130.53
262.93
390.75
85.75
171.50
245.00
(44.78)
(91.43)
(145.75)
LT
LT
LT
2/22/16 117.000 19.547 12.250 2,287.03 1,433.25 (853.78)LT
2/25/16 45.000 17.654 12.250 794.42 551.25 (243.17)LT
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110265-095
CITY OF ATLANTIC BEACH POLICE
C/O RUSSELL CAFFEY
Page 98 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
2/26/16 61.000 16.423 12.250 1,001.83 747.25 (254.58)LT
3/2/16 18.000 17.375 12.250 312.75 220.50 (92.25)LT
3/4/16 41.000 17.944 12.250 735.70 502.25 (233.45)LT
3/7/16 22.000 17.976 12.250 395.47 269.50 (125.97)LT
Total 345.000 6,311.41 4,226.25 (2,085.16)LT ——
Asset Class: Equities
INTL FLAVORS & FRAGRANCES (IFF) 11/10/15
2/16/16
55.000
3.000
114.785
106.800
138.590
138.590
6,313.18
320.40
7,622.45
415.77
1,309.27
95.37
LT
LT
Total 58.000 6,633.58 8,038.22 1,404.64 LT 148.00 1.84
Next Dividend Payable 07/2017; Asset Class: Equities
LKQ CORPORATION (LKQ) 11/10/15
2/16/16
299.000
46.000
30.035
25.600
31.240
31.240
8,980.38
1,177.60
9,340.76
1,437.04
360.38
259.44
LT
LT
Total 345.000 10,157.98 10,777.80 619.82 LT ——
Asset Class: Equities
MAXIMUS INC (MMS) 1/12/15
2/16/16
125.000
14.000
53.796
47.779
60.990
60.990
6,724.44
668.90
7,623.75
853.86
899.31
184.96
LT
LT
Total 139.000 7,393.34 8,477.61 1,084.27 LT 25.00 0.29
Next Dividend Payable 05/2017; Asset Class: Equities
MEDNAX INC (MD) 10/17/14
1/12/15
2/16/16
5.000
135.000
15.000
52.792
65.537
64.892
60.360
60.360
60.360
263.96
8,847.54
973.38
301.80
8,148.60
905.40
37.84
(698.94)
(67.98)
LT
LT
LT
Total 155.000 10,084.88 9,355.80 (729.08)LT ——
Asset Class: Equities
MIDDLEBY CORP DEL (MIDD) 11/10/15
2/16/16
75.000
6.000
118.080
84.142
136.130
136.130
8,856.00
504.85
10,209.75
816.78
1,353.75
311.93
LT
LT
Total 81.000 9,360.85 11,026.53 1,665.68 LT ——
Asset Class: Equities
NATL INSTRUMS CP (NATI) 1/12/15
2/16/16
6/24/16
364.000
34.000
82.000
30.205
27.905
27.325
34.910
34.910
34.910
10,994.80
948.76
2,240.61
12,707.24
1,186.94
2,862.62
1,712.44
238.18
622.01
LT
LT
ST
6/27/16 13.000 26.030 34.910 338.39 453.83 115.44 ST
6/29/16 38.000 26.365 34.910 1,001.88 1,326.58 324.70 ST
7/13/16 27.000 28.782 34.910 777.11 942.57 165.46 ST
Total 558.000 16,301.55 19,479.78 1,950.62
1,227.61
LT
ST
469.00 2.40
Next Dividend Payable 06/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110265-095
CITY OF ATLANTIC BEACH POLICE
C/O RUSSELL CAFFEY
Page 99 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
NEOGEN CP (NEOG) 1/12/15
2/16/16
65.000
14.000
48.280
48.364
62.330
62.330
3,138.20
677.09
4,051.45
872.62
913.25
195.53
LT
LT
Total 79.000 3,815.29 4,924.07 1,108.78 LT ——
Asset Class: Equities
NOVADAQ TECH INC (NVDQ) 10/18/16
10/19/16
10/20/16
42.000
56.000
24.000
10.576
10.597
10.480
6.960
6.960
6.960
444.18
593.42
251.53
292.32
389.76
167.04
(151.86)
(203.66)
(84.49)
ST
ST
ST
10/26/16 134.000 10.638 6.960 1,425.48 932.64 (492.84)ST
10/27/16 19.000 10.589 6.960 201.20 132.24 (68.96)ST
10/28/16 17.000 10.619 6.960 180.53 118.32 (62.21)ST
10/31/16 31.000 11.066 6.960 343.06 215.76 (127.30)ST
11/1/16 129.000 11.256 6.960 1,452.00 897.84 (554.16)ST
Total 452.000 4,891.40 3,145.92 (1,745.48)ST ——
Asset Class: Equities
PATTERSON COMPANIES INC (PDCO) 11/10/15
2/16/16
155.000
15.000
48.017
43.505
44.490
44.490
7,442.62
652.57
6,895.95
667.35
(546.67)
14.78
LT
LT
Total 170.000 8,095.19 7,563.30 (531.89)LT 177.00 2.34
Next Dividend Payable 07/2017; Asset Class: Equities
PRA GROUP INC (PRAA) 1/12/15
11/30/15
12/1/15
181.000
11.000
18.000
56.302
41.315
40.399
32.200
32.200
32.200
10,190.72
454.47
727.18
5,828.20
354.20
579.60
(4,362.52)
(100.27)
(147.58)
LT
LT
LT
12/2/15 14.000 39.699 32.200 555.78 450.80 (104.98)LT
12/3/15 7.000 39.320 32.200 275.24 225.40 (49.84)LT
12/7/15 4.000 38.740 32.200 154.96 128.80 (26.16)LT
12/8/15 5.000 38.584 32.200 192.92 161.00 (31.92)LT
12/9/15 16.000 38.640 32.200 618.24 515.20 (103.04)LT
2/16/16 18.000 27.189 32.200 489.40 579.60 90.20 LT
12/12/16 62.000 38.067 32.200 2,360.17 1,996.40 (363.77)ST
Total 336.000 16,019.08 10,819.20 (4,836.11)
(363.77)
LT
ST
——
Asset Class: Equities
PROS HLDG INC (PRO) 8/4/15
8/5/15
8/5/15
16.000
13.000
9.000
21.317
21.585
21.606
24.650
24.650
24.650
341.07
280.61
194.45
394.40
320.45
221.85
53.33
39.84
27.40
LT
LT
LT
8/6/15 34.000 21.580 24.650 733.72 838.10 104.38 LT
8/6/15 23.000 21.630 24.650 497.49 566.95 69.46 LT
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110265-095
CITY OF ATLANTIC BEACH POLICE
C/O RUSSELL CAFFEY
Page 100 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
8/11/15 35.000 21.055 24.650 736.94 862.75 125.81 LT
8/13/15 17.000 20.457 24.650 347.77 419.05 71.28 LT
8/20/15 27.000 20.601 24.650 556.23 665.55 109.32 LT
8/24/15 21.000 20.572 24.650 432.01 517.65 85.64 LT
8/27/15 16.000 21.069 24.650 337.11 394.40 57.29 LT
2/16/16 21.000 10.597 24.650 222.54 517.65 295.11 LT
10/21/16 24.000 21.884 24.650 525.21 591.60 66.39 ST
10/24/16 45.000 22.306 24.650 1,003.75 1,109.25 105.50 ST
10/25/16 22.000 22.142 24.650 487.12 542.30 55.18 ST
10/26/16 29.000 22.200 24.650 643.80 714.85 71.05 ST
Total 352.000 7,339.82 8,676.80 1,038.86
298.12
LT
ST
——
Asset Class: Equities
PROTO LABS (PRLB) 1/12/15
7/27/15
7/28/15
105.000
34.000
9.000
62.130
75.326
72.988
58.000
58.000
58.000
6,523.65
2,561.07
656.89
6,090.00
1,972.00
522.00
(433.65)
(589.07)
(134.89)
LT
LT
LT
8/4/15 12.000 73.076 58.000 876.91 696.00 (180.91)LT
2/16/16 14.000 60.511 58.000 847.15 812.00 (35.15)LT
Total 174.000 11,465.67 10,092.00 (1,373.67)LT ——
Asset Class: Equities
RITCHIE BROTHERS AUCTIONEERS (RBA) 1/12/15
2/16/16
299.000
34.000
26.037
23.097
32.760
32.760
7,785.09
785.29
9,795.24
1,113.84
2,010.15
328.55
LT
LT
Total 333.000 8,570.38 10,909.08 2,338.70 LT 226.00 2.07
Next Dividend Payable 06/2017; Asset Class: Equities
ROLLINS INC (ROL) 1/12/15
2/16/16
275.000
26.000
21.661
26.904
38.830
38.830
5,956.84
699.50
10,678.25
1,009.58
4,721.41
310.08
LT
LT
Total 301.000 6,656.34 11,687.83 5,031.49 LT 138.00 1.18
Next Dividend Payable 06/2017; Asset Class: Equities
SNAP-ON INC (SNA) 2/1/17 39.000 180.120 167.530 7,024.68 6,533.67 (491.01)ST 111.00 1.69
Next Dividend Payable 06/2017; Asset Class: Equities
STERICYCLE INC (SRCL) 11/10/15
2/16/16
95.000
9.000
124.590
109.066
85.340
85.340
11,836.06
981.59
8,107.30
768.06
(3,728.76)
(213.53)
LT
LT
Total 104.000 12,817.65 8,875.36 (3,942.29)LT ——
Asset Class: Equities
STRATASYS LTD SHS (SSYS) 7/30/15 124.000 32.272 24.760 4,001.69 3,070.24 (931.45)LT ——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110265-095
CITY OF ATLANTIC BEACH POLICE
C/O RUSSELL CAFFEY
Page 101 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ULTIMATE SOFTWARE GP INC (ULTI) 1/12/15
2/16/16
95.000
9.000
144.503
160.030
202.670
202.670
13,727.80
1,440.27
19,253.65
1,824.03
5,525.85
383.76
LT
LT
Total 104.000 15,168.07 21,077.68 5,909.61 LT ——
Asset Class: Equities
UNITED NATURAL FOODS INC (UNFI) 1/12/15
2/16/16
9/19/16
153.000
17.000
12.000
76.818
35.134
39.319
41.530
41.530
41.530
11,753.13
597.28
471.83
6,354.09
706.01
498.36
(5,399.04)
108.73
26.53
LT
LT
ST
9/20/16 16.000 38.844 41.530 621.50 664.48 42.98 ST
10/4/16 9.000 40.076 41.530 360.68 373.77 13.09 ST
10/7/16 11.000 40.341 41.530 443.75 456.83 13.08 ST
10/11/16 9.000 40.982 41.530 368.84 373.77 4.93 ST
10/12/16 48.000 42.658 41.530 2,047.58 1,993.44 (54.14)ST
Total 275.000 16,664.59 11,420.75 (5,290.31)
46.47
LT
ST
——
Asset Class: Equities
VEEVA SYS INC CL A (VEEV) 12/11/15
12/14/15
12/15/15
56.000
44.000
66.000
26.336
26.653
27.216
53.620
53.620
53.620
1,474.84
1,172.71
1,796.26
3,002.72
2,359.28
3,538.92
1,527.88
1,186.57
1,742.66
LT
LT
LT
12/16/15 59.000 28.085 53.620 1,657.01 3,163.58 1,506.57 LT
2/16/16 26.000 21.617 53.620 562.04 1,394.12 832.08 LT
Total 251.000 6,662.86 13,458.62 6,795.76 LT ——
Asset Class: Equities
VERINT SYSTEMS INC (VRNT) 1/12/15
7/23/15
7/24/15
30.000
11.000
20.000
55.792
59.972
59.421
39.300
39.300
39.300
1,673.77
659.69
1,188.42
1,179.00
432.30
786.00
(494.77)
(227.39)
(402.42)
LT
LT
LT
7/27/15 14.000 58.101 39.300 813.42 550.20 (263.22)LT
7/30/15 6.000 57.997 39.300 347.98 235.80 (112.18)LT
7/31/15 17.000 57.850 39.300 983.45 668.10 (315.35)LT
8/5/15 7.000 58.576 39.300 410.03 275.10 (134.93)LT
2/16/16 11.000 30.966 39.300 340.63 432.30 91.67 LT
6/24/16 90.000 33.800 39.300 3,042.00 3,537.00 495.00 ST
Total 206.000 9,459.39 8,095.80 (1,858.59)
495.00
LT
ST
——
Asset Class: Equities
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Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110265-095
CITY OF ATLANTIC BEACH POLICE
C/O RUSSELL CAFFEY
Page 102 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
VERISK ANALYTICS INC COM (VRSK) 11/10/15
2/16/16
4/27/17
130.000
13.000
49.000
70.890
68.167
83.174
82.810
82.810
82.810
9,215.70
886.17
4,075.54
10,765.30
1,076.53
4,057.69
1,549.60
190.36
(17.85)
LT
LT
ST
Total 192.000 14,177.41 15,899.52 1,739.96
(17.85)
LT
ST
——
Asset Class: Equities
WABCO HLDGS INC (WBC) 10/18/16
10/19/16
10/20/16
34.000
9.000
22.000
107.013
105.956
100.922
118.870
118.870
118.870
3,638.43
953.60
2,220.28
4,041.58
1,069.83
2,615.14
403.15
116.23
394.86
ST
ST
ST
Total 65.000 6,812.31 7,726.55 914.24 ST ——
Asset Class: Equities
WAGEWORKS INC COM (WAGE) 4/27/17 103.000 74.853 73.800 7,709.83 7,601.40 (108.43)ST ——
Asset Class: Equities
WEST PHARMACEUTICAL SVCS INC (WST) 4/27/17 90.000 92.066 92.030 8,285.93 8,282.70 (3.23)ST 47.00 0.56
Next Dividend Payable 05/03/17; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 97.55%$452,333.45 $515,181.87 $59,521.07
$3,327.35
LT
ST
$2,532.00 0.49%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $452,333.45 $528,122.39 $59,521.07
$3,327.35
LT
ST
$2,533.00
$0.00
0.48%
TOTAL VALUE (includes accrued interest)100.00%$528,122.39
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110265-095
CITY OF ATLANTIC BEACH POLICE
C/O RUSSELL CAFFEY
Page 103 of 118
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $12,940.52 ——————
Stocks —$515,181.87 —————
TOTAL ALLOCATION OF ASSETS $12,940.52 $515,181.87 —————
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
4/25 4/18 Security Sold HEICO CORP NEW CASH IN LIEU FRACTIONAL SHARE $35.21
4/27 5/2 Sold ZELTIQ AESTHETICS INC COM ACTED AS AGENT 160.000 $56.4850 9,037.40
4/27 5/2 Sold COGNEX CORP ACTED AS AGENT 62.000 85.4528 5,297.95
4/27 5/2 Sold NEOGEN CP ACTED AS AGENT 45.000 63.7904 2,870.50
4/27 5/2 Bought WEST PHARMACEUTICAL SVCS INC ACTED AS AGENT 90.000 92.0659 (8,285.93)
4/27 5/2 Bought WAGEWORKS INC COM ACTED AS AGENT 103.000 74.8527 (7,709.83)
4/27 5/2 Bought VERISK ANALYTICS INC COM ACTED AS AGENT 49.000 83.1742 (4,075.54)
4/28 5/3 Sold NEOGEN CP ACTED AS AGENT 23.000 62.7581 1,443.40
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(1,386.84)
TOTAL PURCHASES $(20,071.30)
TOTAL SALES AND REDEMPTIONS $18,684.46
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
UNSETTLED PURCHASES/SALES ACTIVITY
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price
Pending
Credits/(Debits)
4/27 5/2 Sold COGNEX CORP UNSETTLED SALE 62.000 $85.4528 $5,297.95
4/27 5/2 Sold NEOGEN CP UNSETTLED SALE 45.000 63.7904 2,870.50
4/27 5/2 Sold ZELTIQ AESTHETICS INC COM UNSETTLED SALE 160.000 56.4850 9,037.40
4/27 5/2 Bought VERISK ANALYTICS INC COM UNSETTLED PURCHASE 49.000 83.1742 (4,075.54)
4/27 5/2 Bought WAGEWORKS INC COM UNSETTLED PURCHASE 103.000 74.8527 (7,709.83)
4/27 5/2 Bought WEST PHARMACEUTICAL SVCS INC UNSETTLED PURCHASE 90.000 92.0659 (8,285.93)
4/28 5/3 Sold NEOGEN CP UNSETTLED SALE 23.000 62.7581 1,443.40
NET UNSETTLED PURCHASES/SALES $(1,422.05)
This section displays transactions that have not settled during this statement period. The Holdings section includes positions purchased and omits positions sold or sold short as of the trade-date. The unit/share
price for unsettled fixed income new issues in the Holdings section may be approximate in advance of active market pricing or pricing from third party pricing services.
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110265-095
CITY OF ATLANTIC BEACH POLICE
C/O RUSSELL CAFFEY
Page 104 of 118
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
4/5 Qualified Dividend FINANCIAL ENGINES $12.18
4/7 Qualified Dividend INTL FLAVORS & FRAGRANCES 37.12
4/19 Qualified Dividend GENTEX CORP 32.40
4/28 Qualified Dividend PATTERSON COMPANIES INC 44.20
4/28 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 04/01-04/30)
0.12
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $126.02
TOTAL QUALIFIED DIVIDENDS $125.90
TOTAL INTEREST $0.12
CASH RELATED ACTIVITY
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Service Fee 2ND QTR ADVISORY FEE $(843.06)
TOTAL OTHER CREDITS AND DEBITS $(843.06)
TOTAL OTHER DEBITS $(843.06)
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
4/5 Automatic Investment BANK DEPOSIT PROGRAM $12.18
4/7 Automatic Investment BANK DEPOSIT PROGRAM 37.12
4/18 Automatic Redemption BANK DEPOSIT PROGRAM (843.06)
4/19 Automatic Investment BANK DEPOSIT PROGRAM 32.40
4/26 Automatic Investment BANK DEPOSIT PROGRAM 35.21
4/28 Automatic Investment BANK DEPOSIT PROGRAM 44.20
4/28 Automatic Investment BANK DEPOSIT PROGRAM 0.12
NET ACTIVITY FOR PERIOD $(681.83)
TRANSFERS, CORPORATE ACTIONS AND ADDITIONAL ACTIVITY
CORPORATE ACTIONS
Activity
Date Activity Type Description Comments Quantity
4/24 Stock Dividend HEICO CORP NEW 41.000
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110265-095
CITY OF ATLANTIC BEACH POLICE
C/O RUSSELL CAFFEY
Page 105 of 118
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
COGNEX CORP 11/10/15 04/27/17 62.000 $5,297.95 $2,227.01 $3,070.94
HEICO CORP NEW 05/19/15 04/18/17 0.500 35.21 22.81 12.40
NEOGEN CP 10/17/14 04/27/17 13.000 829.26 531.05 298.21
01/12/15 04/27/17 32.000 2,041.24 1,544.96 496.28
01/12/15 04/28/17 23.000 1,443.40 1,110.44 332.96
Long-Term This Period $9,647.06 $5,436.27 $4,210.79
Long-Term Year to Date $27,396.86 $21,546.15 $5,850.71
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
ZELTIQ AESTHETICS INC COM 06/24/16 04/27/17 46.000 2,598.25 1,222.07 1,376.18
06/27/16 04/27/17 30.000 1,694.51 774.91 919.60
07/11/16 04/27/17 23.000 1,299.13 687.44 611.69
07/13/16 04/27/17 33.000 1,863.96 1,033.11 830.85
07/14/16 04/27/17 28.000 1,581.55 900.66 680.89
Short-Term This Period $9,037.40 $4,618.19 $4,419.21
Short-Term Year to Date $9,037.40 $4,618.19 $4,419.21
Net Realized Gain/(Loss) This Period $18,684.46 $10,054.46 $8,630.00
Net Realized Gain/(Loss) Year to Date $36,434.26 $26,164.34 $10,269.92
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
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Page 106 of 118
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110290-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $535,176.70 $463,790.60
Credits ——
Debits (693.82)(1,412.99)
Security Transfers ——
Net Credits/Debits/Transfers $(693.82)$(1,412.99)
Change in Value 13,848.29 85,953.56
TOTAL ENDING VALUE $548,331.17 $548,331.17
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period April 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
300
500
700
900
1,100
1,300
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 107 of 118
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Market Value Percentage
Cash $10,314.64 1.88
Equities 538,016.53 98.12
TOTAL VALUE $548,331.17 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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Account Summary
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110290-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 108 of 118
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $21,523.65 $7,362.19
Stocks 516,026.21 538,016.53
Net Unsettled Purchases/Sales (2,373.16)2,952.45
Total Assets $535,176.70 $548,331.17
Total Liabilities (outstanding balance)——
TOTAL VALUE $535,176.70 $548,331.17
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $21,523.65 $2,650.53
Purchases (21,195.66)(71,785.13)
Sales and Redemptions 12,936.25 77,017.20
Prior Net Unsettled Purch/Sales (2,373.16)N/A
2016 Net Unsettled Purch/Sales N/A 3,249.42
Net Unsettled Purch/Sales (2,952.45)(2,952.45)
Income and Distributions 117.38 595.61
Total Investment Related Activity $(13,467.64)$6,124.65
Other Debits (693.82)(1,412.99)
Total Cash Related Activity $(693.82)$(1,412.99)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $7,362.19 $7,362.19
INCOME AND DISTRIBUTION SUMMARY
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Qualified Dividends $117.26 $595.23
Interest 0.12 0.38
Total Taxable Income And Distributions $117.38 $595.61
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $117.38 $595.61
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(4/1/17-4/30/17)
Realized This Year
(1/1/17-4/30/17)
Unrealized
Inception to Date
(as of 4/30/17)
Short-Term Gain —$976.81 $20,379.05
Short-Term (Loss)(1,902.02)(1,902.02)(6,458.57)
Total Short-Term $(1,902.02)$(925.21)$13,920.48
Long-Term Gain 1,493.65 12,448.25 72,246.07
Long-Term (Loss)(462.77)(1,185.16)(10,077.25)
Total Long-Term $1,030.88 $11,263.09 $62,168.82
TOTAL GAIN/(LOSS)$(871.14)$10,337.88 $76,089.30
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110290-095
Investment Objectives †: Capital Appreciation,Income Investment Advisory Account
Manager:Columbia Mgmt - Select LC Grwth
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 109 of 118
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$7,362.19 —$1.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs $7,362.19 $1.00
NET UNSETTLED PURCHASES/SALES $2,952.45
CASH, BDP, AND MMFs (PROJECTED SETTLED BALANCE)1.88%$10,314.64
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
The “Projected Settled Balance” includes accrued interest on deposits and reflects the impact of unsettled purchases/sales.
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ACTIVISION BLIZZARD INC (ATVI) 6/20/16
9/6/16
314.000
46.000
$38.833
43.500
$52.250
52.250
$12,193.66
2,001.02
$16,406.50
2,403.50
$4,212.84
402.48
ST
ST
Total 360.000 14,194.68 18,810.00 4,615.32 ST 108.00 0.57
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110290-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 110 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 05/10/17; Asset Class: Equities
ACUITY BRANDS INC (AYI) 8/10/15
2/17/16
1/30/17
28.000
10.000
11.000
209.686
191.398
200.785
176.100
176.100
176.100
5,871.19
1,913.98
2,208.63
4,930.80
1,761.00
1,937.10
(940.39)
(152.98)
(271.53)
LT
LT
ST
3/21/17 6.000 206.038 176.100 1,236.23 1,056.60 (179.63)ST
Total 55.000 11,230.03 9,685.50 (1,093.37)
(451.16)
LT
ST
29.00 0.29
Next Dividend Payable 05/01/17; Asset Class: Equities
ADOBE SYSTEMS (ADBE) 9/8/15 131.000 78.832 133.740 10,326.95 17,519.94 7,192.99 LT ——
Asset Class: Equities
ALEXION PHARM INC (ALXN) 5/6/15
6/12/15
9/24/15
24.000
52.000
25.000
152.351
172.310
155.894
127.780
127.780
127.780
3,656.43
8,960.11
3,897.35
3,066.72
6,644.56
3,194.50
(589.71)
(2,315.55)
(702.85)
LT
LT
LT
9/30/15 3.000 153.343 127.780 460.03 383.34 (76.69)LT
2/17/16 13.000 145.471 127.780 1,891.12 1,661.14 (229.98)LT
4/3/17 1.000 119.580 127.780 119.58 127.78 8.20 ST
Total 118.000 18,984.62 15,078.04 (3,914.78)
8.20
LT
ST
——
Asset Class: Equities
ALIBABA GROUP HLDG LTD (BABA) 10/9/15
12/22/15
2/17/16
17.000
12.000
37.000
68.419
84.737
66.600
115.500
115.500
115.500
1,163.12
1,016.84
2,464.20
1,963.50
1,386.00
4,273.50
800.38
369.16
1,809.30
LT
LT
LT
2/19/16 127.000 67.274 115.500 8,543.86 14,668.50 6,124.64 LT
Total 193.000 13,188.02 22,291.50 9,103.48 LT ——
Asset Class: Equities
AMAZON COM INC (AMZN) 9/4/15
2/17/16
4/4/16
11.000
6.000
9.000
497.298
528.230
592.553
924.990
924.990
924.990
5,470.28
3,169.38
5,332.98
10,174.89
5,549.94
8,324.91
4,704.61
2,380.56
2,991.93
LT
LT
LT
Total 26.000 13,972.64 24,049.74 10,077.10 LT ——
Asset Class: Equities
BRISTOL MYERS SQUIBB CO (BMY) 3/4/15
3/12/15
9/30/15
192.000
47.000
55.000
65.449
66.500
59.285
56.050
56.050
56.050
12,566.19
3,125.52
3,260.70
10,761.60
2,634.35
3,082.75
(1,804.59)
(491.17)
(177.95)
LT
LT
LT
8/9/16 43.000 61.938 56.050 2,663.34 2,410.15 (253.19)ST
9/7/16 36.000 56.806 56.050 2,045.03 2,017.80 (27.23)ST
4/3/17 3.000 54.173 56.050 162.52 168.15 5.63 ST
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110290-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 111 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 376.000 23,823.30 21,074.80 (2,473.71)
(274.79)
LT
ST
587.00 2.78
Next Dividend Payable 05/01/17; Asset Class: Equities
CELGENE CORP (CELG) 7/1/15
8/24/15
9/30/15
33.000
79.000
1.000
117.677
116.533
107.650
124.050
124.050
124.050
3,883.34
9,206.11
107.65
4,093.65
9,799.95
124.05
210.31
593.84
16.40
LT
LT
LT
2/17/16 30.000 105.400 124.050 3,162.00 3,721.50 559.50 LT
11/11/16 16.000 119.493 124.050 1,911.88 1,984.80 72.92 ST
4/3/17 3.000 124.573 124.050 373.72 372.15 (1.57)ST
Total 162.000 18,644.70 20,096.10 1,380.05
71.35
LT
ST
——
Asset Class: Equities
CHARLES SCHWAB NEW (SCHW) 6/20/16
7/11/16
7/13/16
15.000
227.000
93.000
28.908
25.901
26.306
38.850
38.850
38.850
433.63
5,879.55
2,446.43
582.75
8,818.95
3,613.05
149.12
2,939.40
1,166.62
ST
ST
ST
3/30/17 58.000 40.917 38.850 2,373.16 2,253.30 (119.86)ST
Total 393.000 11,132.77 15,268.05 4,135.28 ST 126.00 0.82
Next Dividend Payable 05/2017; Asset Class: Equities
COGNEX CORP (CGNX) 4/6/17 63.000 84.746 85.340 5,339.00 5,376.42 37.42 ST 19.00 0.35
Next Dividend Payable 06/2017; Asset Class: Equities
COSTCO WHOLESALE CORP NEW (COST) 11/11/16
3/6/17
3/17/17
66.000
10.000
8.000
148.564
166.708
167.945
177.520
177.520
177.520
9,805.25
1,667.08
1,343.56
11,716.32
1,775.20
1,420.16
1,911.07
108.12
76.60
ST
ST
ST
Total 84.000 12,815.89 14,911.68 2,095.79 ST 168.00 1.12
Next Dividend Payable 05/2017; Asset Class: Equities
DEXCOM INC (DXCM) 9/17/15
10/16/15
2/17/16
1.000
80.000
23.000
102.215
83.509
61.568
77.960
77.960
77.960
102.22
6,680.72
1,416.07
77.96
6,236.80
1,793.08
(24.26)
(443.92)
377.01
LT
LT
LT
11/11/16 32.000 65.813 77.960 2,106.02 2,494.72 388.70 ST
Total 136.000 10,305.03 10,602.56 (91.17)
388.70
LT
ST
——
Asset Class: Equities
DOMINOS PIZZA INC (DPZ) 2/23/17
3/21/17
4/3/17
57.000
8.000
1.000
184.263
184.936
186.150
181.390
181.390
181.390
10,502.99
1,479.49
186.15
10,339.23
1,451.12
181.39
(163.76)
(28.37)
(4.76)
ST
ST
ST
Total 66.000 12,168.63 11,971.74 (196.89)ST 121.00 1.01
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110290-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 112 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 06/2017; Asset Class: Equities
EDWARD LIFESCIENCES CORP (EW) 2/17/16
4/6/16
10/26/16
13.000
89.000
19.000
85.508
106.918
95.692
109.670
109.670
109.670
1,111.60
9,515.71
1,818.14
1,425.71
9,760.63
2,083.73
314.11
244.92
265.59
LT
LT
ST
11/11/16 9.000 91.676 109.670 825.08 987.03 161.95 ST
3/2/17 30.000 93.403 109.670 2,802.09 3,290.10 488.01 ST
Total 160.000 16,072.62 17,547.20 559.03
915.55
LT
ST
——
Asset Class: Equities
FACEBOOK INC CL-A (FB) 8/31/15 154.000 90.658 150.250 13,961.30 23,138.50 9,177.20 LT ——
Asset Class: Equities
ILLUMINA INC (ILMN) 9/4/15
1/4/16
2/17/16
55.000
22.000
23.000
193.160
182.650
153.700
184.860
184.860
184.860
10,623.80
4,018.31
3,535.10
10,167.30
4,066.92
4,251.78
(456.50)
48.61
716.68
LT
LT
LT
11/11/16 8.000 139.419 184.860 1,115.35 1,478.88 363.53 ST
Total 108.000 19,292.56 19,964.88 308.79
363.53
LT
ST
——
Asset Class: Equities
INTERCEPT PHARMACEUTICALS INC (ICPT) 12/21/15
2/17/16
6/3/16
14.000
19.000
28.000
162.031
121.380
171.365
112.350
112.350
112.350
2,268.43
2,306.22
4,798.23
1,572.90
2,134.65
3,145.80
(695.53)
(171.57)
(1,652.43)
LT
LT
ST
7/7/16 31.000 142.335 112.350 4,412.39 3,482.85 (929.54)ST
11/11/16 15.000 110.273 112.350 1,654.09 1,685.25 31.16 ST
3/24/17 9.000 116.969 112.350 1,052.72 1,011.15 (41.57)ST
Total 116.000 16,492.08 13,032.60 (867.10)
(2,592.38)
LT
ST
——
Asset Class: Equities
INTERCONTINENTALEXCHANGE GROUP (ICE) 9/10/15
2/17/16
5/3/16
108.000
55.000
50.000
47.147
48.439
48.132
60.200
60.200
60.200
5,091.84
2,664.12
2,406.60
6,501.60
3,311.00
3,010.00
1,409.76
646.88
603.40
LT
LT
ST
3/20/17 44.000 61.314 60.200 2,697.80 2,648.80 (49.00)ST
Total 257.000 12,860.36 15,471.40 2,056.64
554.40
LT
ST
206.00 1.33
Next Dividend Payable 06/2017; Asset Class: Equities
MERCADOLIBRE INC (MELI) 9/3/15
2/17/16
19.000
29.000
112.215
97.848
228.910
228.910
2,132.09
2,837.60
4,349.29
6,638.39
2,217.20
3,800.79
LT
LT
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110290-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 113 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 48.000 4,969.69 10,987.68 6,017.99 LT 29.00 0.26
Next Dividend Payable 07/2017; Asset Class: Equities
MONSTER BEVERAGE CORP NEW COM (MNST) 6/16/15
2/17/16
3/10/16
129.000
75.000
129.000
44.209
41.897
43.928
45.380
45.380
45.380
5,702.92
3,142.26
5,666.67
5,854.02
3,403.50
5,854.02
151.10
261.24
187.35
LT
LT
LT
Total 333.000 14,511.85 15,111.54 599.69 LT ——
Asset Class: Equities
NIKE INC B (NKE) 3/12/15
2/17/16
4/4/16
62.000
55.000
92.000
48.391
57.310
59.859
55.410
55.410
55.410
3,000.24
3,152.05
5,507.07
3,435.42
3,047.55
5,097.72
435.18
(104.50)
(409.35)
LT
LT
LT
5/23/16 121.000 56.358 55.410 6,819.26 6,704.61 (114.65)ST
9/28/16 35.000 53.542 55.410 1,873.96 1,939.35 65.39 ST
4/3/17 1.000 55.440 55.410 55.44 55.41 (0.03)ST
Total 366.000 20,408.02 20,280.06 (78.67)
(49.29)
LT
ST
264.00 1.30
Next Dividend Payable 07/2017; Asset Class: Equities
NVIDIA CORPORATION (NVDA) 12/1/16
12/28/16
1/26/17
10.000
43.000
38.000
89.363
110.225
108.762
104.300
104.300
104.300
893.63
4,739.68
4,132.96
1,043.00
4,484.90
3,963.40
149.37
(254.78)
(169.56)
ST
ST
ST
2/24/17 27.000 98.826 104.300 2,668.31 2,816.10 147.79 ST
3/17/17 24.000 104.826 104.300 2,515.82 2,503.20 (12.62)ST
4/12/17 16.000 98.366 104.300 1,573.86 1,668.80 94.94 ST
Total 158.000 16,524.26 16,479.40 (44.86)ST 88.00 0.53
Next Dividend Payable 06/2017; Asset Class: Equities
PIONEER NATURAL RESOURCES CO (PXD) 4/10/17 55.000 192.255 172.990 10,574.03 9,514.45 (1,059.58)ST 4.00 0.04
Next Dividend Payable 10/2017; Asset Class: Equities
PRICELINE GRP INC COM NEW (PCLN) 12/19/14
2/17/16
11.000
1.000
1,107.075
1,230.860
1,846.820
1,846.820
12,177.82
1,230.86
20,315.02
1,846.82
8,137.20
615.96
LT
LT
Total 12.000 13,408.68 22,161.84 8,753.16 LT ——
Asset Class: Equities
SALESFORCE.COM,INC. (CRM) 2/17/16
9/21/16
10/6/16
141.000
48.000
32.000
63.147
73.208
71.171
86.120
86.120
86.120
8,903.77
3,513.96
2,277.46
12,142.92
4,133.76
2,755.84
3,239.15
619.80
478.38
LT
ST
ST
Total 221.000 14,695.19 19,032.52 3,239.15
1,098.18
LT
ST
——
Asset Class: Equities
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660-110290-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 114 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
SERVICENOW INC (NOW) 9/8/15
2/17/16
2/19/16
10.000
40.000
46.000
71.898
54.230
54.741
94.480
94.480
94.480
718.98
2,169.20
2,518.09
944.80
3,779.20
4,346.08
225.82
1,610.00
1,827.99
LT
LT
LT
6/8/16 96.000 77.332 94.480 7,423.83 9,070.08 1,646.25 ST
Total 192.000 12,830.10 18,140.16 3,663.81
1,646.25
LT
ST
——
Asset Class: Equities
SHIRE PLC ADR (SHPG) 9/6/16
9/21/16
4/3/17
40.000
15.000
1.000
194.309
204.637
173.820
176.960
176.960
176.960
7,772.36
3,069.55
173.82
7,078.40
2,654.40
176.96
(693.96)
(415.15)
3.14
ST
ST
ST
Total 56.000 11,015.73 9,909.76 (1,105.97)ST 51.00 0.51
Asset Class: Equities
SPLUNK INC (SPLK) 8/28/15
12/31/15
2/17/16
106.000
102.000
73.000
62.398
59.379
34.070
64.310
64.310
64.310
6,614.17
6,056.62
2,487.11
6,816.86
6,559.62
4,694.63
202.69
503.00
2,207.52
LT
LT
LT
Total 281.000 15,157.90 18,071.11 2,913.21 LT ——
Asset Class: Equities
STARBUCKS CORP WASHINGTON (SBUX) 7/6/16
7/6/16
7/28/16
163.000
80.000
2.000
56.696
59.209
57.240
60.060
60.060
60.060
9,241.42
4,736.75
114.48
9,789.78
4,804.80
120.12
548.36
68.05
5.64
ST
ST
ST
H
H
9/6/16 42.000 56.035 60.060 2,353.49 2,522.52 169.03 ST
10/11/16 52.000 52.862 60.060 2,748.80 3,123.12 374.32 ST
Total 339.000 19,194.94 20,360.34 1,165.40 ST 339.00 1.66
Next Dividend Payable 05/2017; Basis Adjustment Due to Wash Sale: $98.98; Asset Class: Equities
ULTA BEAUTY INC (ULTA) 11/23/16
1/31/17
4/4/17
20.000
13.000
9.000
262.419
268.025
283.196
281.440
281.440
281.440
5,248.37
3,484.33
2,548.76
5,628.80
3,658.72
2,532.96
380.43
174.39
(15.80)
ST
ST
ST
Total 42.000 11,281.46 11,820.48 539.02 ST ——
Asset Class: Equities
UNITEDHEALTH GP INC (UNH) 3/20/17
3/22/17
31.000
31.000
169.058
167.210
174.880
174.880
5,240.79
5,183.51
5,421.28
5,421.28
180.49
237.77
ST
ST
Total 62.000 10,424.30 10,842.56 418.26 ST 155.00 1.42
Next Dividend Payable 06/2017; Asset Class: Equities
VERTEX PHARMACEUTICALS (VRTX) 12/18/14
3/12/15
8/26/15
5.000
48.000
12.000
113.803
123.046
123.464
118.300
118.300
118.300
569.01
5,906.19
1,481.57
591.50
5,678.40
1,419.60
22.49
(227.79)
(61.97)
LT
LT
LT
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110290-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 115 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
9/24/15 35.000 109.640 118.300 3,837.41 4,140.50 303.09 LT
9/29/15 3.000 100.483 118.300 301.45 354.90 53.45 LT
2/17/16 34.000 86.611 118.300 2,944.78 4,022.20 1,077.42 LT
2/19/16 18.000 87.377 118.300 1,572.79 2,129.40 556.61 LT
5/4/16 44.000 81.020 118.300 3,564.89 5,205.20 1,640.31 ST
Total 199.000 20,178.09 23,541.70 1,723.30
1,640.31
LT
ST
——
Asset Class: Equities
VISA INC CL A (V) 6/26/15
4/3/17
173.000
1.000
68.549
88.780
91.220
91.220
11,859.03
88.78
15,781.06
91.22
3,922.03
2.44
LT
ST
Total 174.000 11,947.81 15,872.28 3,922.03
2.44
LT
ST
115.00 0.72
Next Dividend Payable 06/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 98.12%$461,927.23 $538,016.53 $62,168.82
$13,920.48
LT
ST
$2,409.00 0.45%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $461,927.23 $548,331.17 $62,168.82
$13,920.48
LT
ST
$2,410.00
$0.00
0.44%
TOTAL VALUE (includes accrued interest)100.00%$548,331.17
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
H - Wash sale rules apply to this tax lot. The cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale transaction. The aggregate amount of the basis
adjustment is identified in italics under the Security Description.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $10,314.64 ——————
Stocks —$538,016.53 —————
TOTAL ALLOCATION OF ASSETS $10,314.64 $538,016.53 —————
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110290-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 116 of 118
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
4/3 4/6 Sold PALO ALTO NETWORKS INC ACTED AS AGENT 90.000 $110.9336 $9,983.80
4/3 4/6 Bought CELGENE CORP ACTED AS AGENT 3.000 124.5718 (373.72)
4/3 4/6 Bought DOMINOS PIZZA INC ACTED AS AGENT 1.000 186.1500 (186.15)
4/3 4/6 Bought SHIRE PLC ADR ACTED AS AGENT 1.000 173.8158 (173.82)
4/3 4/6 Bought BRISTOL MYERS SQUIBB CO ACTED AS AGENT 3.000 54.1729 (162.52)
4/3 4/6 Bought ALEXION PHARM INC ACTED AS AGENT 1.000 119.5835 (119.58)
4/3 4/6 Bought VISA INC CL A ACTED AS AGENT 1.000 88.7750 (88.78)
4/3 4/6 Bought NIKE INC B ACTED AS AGENT 1.000 55.4350 (55.44)
4/4 4/7 Bought ULTA BEAUTY INC ACTED AS AGENT 9.000 283.1955 (2,548.76)
4/6 4/11 Bought COGNEX CORP ACTED AS AGENT 63.000 84.7461 (5,339.00)
4/10 4/13 Bought PIONEER NATURAL RESOURCES CO ACTED AS AGENT 55.000 192.2551 (10,574.03)
4/12 4/18 Bought NVIDIA CORPORATION ACTED AS AGENT 16.000 98.3664 (1,573.86)
4/26 5/1 Sold MERCADOLIBRE INC ACTED AS AGENT 13.000 227.1171 2,952.45
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(8,259.41)
TOTAL PURCHASES $(21,195.66)
TOTAL SALES AND REDEMPTIONS $12,936.25
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
UNSETTLED PURCHASES/SALES ACTIVITY
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price
Pending
Credits/(Debits)
4/26 5/1 Sold MERCADOLIBRE INC UNSETTLED SALE 13.000 $227.1171 $2,952.45
NET UNSETTLED PURCHASES/SALES $2,952.45
This section displays transactions that have not settled during this statement period. The Holdings section includes positions purchased and omits positions sold or sold short as of the trade-date. The unit/share
price for unsettled fixed income new issues in the Holdings section may be approximate in advance of active market pricing or pricing from third party pricing services.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
4/3 Qualified Dividend NIKE INC B $65.70
4/17 Qualified Dividend MERCADOLIBRE INC 9.15
4/25 Qualified Dividend SHIRE PLC ADR 42.41
4/28 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 04/01-04/30)
0.12
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $117.38
TOTAL QUALIFIED DIVIDENDS $117.26
TOTAL INTEREST $0.12
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110290-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 117 of 118
CASH RELATED ACTIVITY
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Service Fee 2ND QTR ADVISORY FEE $(693.82)
TOTAL OTHER CREDITS AND DEBITS $(693.82)
TOTAL OTHER DEBITS $(693.82)
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
4/3 Automatic Investment BANK DEPOSIT PROGRAM $65.70
4/4 Automatic Redemption BANK DEPOSIT PROGRAM (2,373.16)
4/7 Automatic Investment BANK DEPOSIT PROGRAM 6,275.03
4/11 Automatic Redemption BANK DEPOSIT PROGRAM (5,339.00)
4/13 Automatic Redemption BANK DEPOSIT PROGRAM (10,574.03)
4/17 Automatic Investment BANK DEPOSIT PROGRAM 9.15
4/18 Automatic Redemption BANK DEPOSIT PROGRAM (2,267.68)
4/25 Automatic Investment BANK DEPOSIT PROGRAM 42.41
4/28 Automatic Investment BANK DEPOSIT PROGRAM 0.12
NET ACTIVITY FOR PERIOD $(14,161.46)
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
MERCADOLIBRE INC 09/03/15 04/26/17 13.000 $2,952.45 $1,458.80 $1,493.65
PALO ALTO NETWORKS INC 02/17/16 04/03/17 24.000 2,662.35 3,125.12 (462.77)
Long-Term This Period $5,614.80 $4,583.92 $1,030.88
Long-Term Year to Date $51,250.96 $39,987.87 $11,263.09
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
PALO ALTO NETWORKS INC 06/03/16 04/03/17 66.000 7,321.45 9,223.47 (1,902.02)
Short-Term This Period $7,321.45 $9,223.47 $(1,902.02)
Short-Term Year to Date $25,766.24 $26,691.45 $(925.21)
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660-110290-095
CITY OF ATLANTIC BEACH POLICE
OFFICERS RETIREMENT SYSTEM
Page 118 of 118
SHORT-TERM GAIN/(LOSS) (CONTINUED)
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)
Net Realized Gain/(Loss) This Period $12,936.25 $13,807.39 $(871.14)
Net Realized Gain/(Loss) Year to Date $77,017.20 $66,679.32 $10,337.88
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.