07 - April 2017TOTAL VALUE OF YOUR ACCOUNTS (as of 4/30/17)$17,278,128.82
Includes Accrued Interest
CLIENT STATEMENT For the Period April 1-30, 2017
660 - 110179 - 095 -1 - 0
STATEMENT PACKAGE FOR:
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Morgan Stanley Smith Barney LLC. Member SIPC.
Access Your Account s Online: www.morganstanley.com/online
Your Financial Advisor Team
BAGWELL/BRIDGES/TAYLOR
407-849-4700
Your Branch
201 E. PINE ST 11TH FL
ORLANDO, FL 32801
Telephone:407-849-4700 ; Alt. Phone:800-869-0007 ; Fax:407-849-4797
Client Service Center (24 Hours a Day; 7 Days a Week): 800-869-3326
0001875 11 AB 2.767 11 TR 00028 MSADT252 000000
#BWNJGWM
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
C/O RUSSELL CAFFEY
800 SEMINOLE ROAD
ATLANTIC BCH FL 32233-5444
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Consolidated Summary
CLIENT STATEMENT For the Period April 1-30, 2017
This summary may include assets held in either brokerage and/or advisory accounts. Visit http://www.morganstanley.com/ourcommitment to understand the differences between brokerage and
advisory accounts. Refer to individual Account Gain/(Loss) Summary and Expanded Disclosures for additional information. Accounts with no balances, holdings or activity year-to-date are not
displayed on this page. >: Wash sale rules apply to some portion of this total.CONTINUED
Page 2 of 118
OVERVIEW OF YOUR ACCOUNTS (includes accrued interest)
Although only whole dollar amounts are displayed below, both dollars and cents are used to calculate all totals. Manually summing the individual line items may not equal the actual total displayed. Refer to Account Statements for details.
Account Number
Beginning Value
(4/1/17)
Funds
Credited/(Debited)
Security/Currency
Transfers
Rcvd/(Dlvd)Change in Value
Ending Value
(4/30/17)
Income/Dist
This Period/YTD
YTD Realized
Gain/(Loss)
(Total ST/LT)
Unrealized
Gain/(Loss)
(Total ST/LT) Page
TOTAL FOR ALL ACCOUNTS $17,144,766 $(17,874)—$151,236 $17,278,128 $11,627
$80,517
$(18,382)
$66,615
$247,870
$1,075,021
Business Accounts
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
660-110179-095 923,059 ——7 923,066 7
30
—
—
—
—
7
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Sage Advisory - Intermediate Taxab
660-035174-095
Invest Advisory
4,350,886 (5,207)—25,290 4,370,969 2,725
31,712
(37,778)
2,323
>(3,173)
5,093
>
>
11
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
660-035178-095
Invest Advisory
4,470,705 (2,006)—48,472 4,517,171 —
11,228
—
—
68,676
329,939
25
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Pioneer Invest Fundamental Growth
Nickname: Pioneer
660-035191-095
Invest Advisory
988,991 (1,306)—25,589 1,013,274 641
4,368
1,208
262
76,144
27,383
31
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
JP Morgan - Equity Income SMA
660-110029-095
Invest Advisory
2,408,183 (3,182)—4,757 2,409,759 4,073
20,540
994
6,356
35,929
255,297
41
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Boston Partners - Smid Cap Value
660-110134-095
Invest Advisory
1,556,538 (2,522)—(2,867)1,551,148 3,608
9,323
6,456
19,179
33,711
178,611
>
63
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Riverbridge Partners - SMID Growth
660-110145-095
Invest Advisory
1,473,995 (2,388)—24,806 1,496,413 357
2,232
12,558
17,222
9,382
174,552
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Consolidated Summary
CLIENT STATEMENT For the Period April 1-30, 2017
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Page 3 of 118
OVERVIEW OF YOUR ACCOUNTS (includes accrued interest)
Although only whole dollar amounts are displayed below, both dollars and cents are used to calculate all totals. Manually summing the individual line items may not equal the actual total displayed. Refer to Account Statements for details.
Account Number
Beginning Value
(4/1/17)
Funds
Credited/(Debited)
Security/Currency
Transfers
Rcvd/(Dlvd)Change in Value
Ending Value
(4/30/17)
Income/Dist
This Period/YTD
YTD Realized
Gain/(Loss)
(Total ST/LT)
Unrealized
Gain/(Loss)
(Total ST/LT) Page
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Columbia Mgmt - Select LC Grwth
660-110222-095
Invest Advisory
972,405 (1,260)—25,179 996,324 212
1,081
(1,822)
21,270
27,198
104,145
>
>
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Total Business Accounts $17,144,766 $(17,874)—$151,236 $17,278,128 $11,627
$80,517
$(18,382)
$66,615
$247,870
$1,075,021
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CLIENT STATEMENT For the Period April 1-30, 2017
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
Page 4 of 118
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
14
15
16
17
18
19
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s
2016 2017
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $17,144,766.54 $16,453,513.18
Credits ——
Debits (17,874.31)(35,382.65)
Security Transfers ——
Net Credits/Debits/Transfers $(17,874.31)$(35,382.65)
Change in Value 151,236.59 859,998.29
TOTAL ENDING VALUE $17,278,128.82 $17,278,128.82
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
Cash
Equities
Fixed Income & Preferreds
Alternatives
ASSET ALLOCATION (includes accrued interest)
Market Value Percentage
Cash $1,349,731.72 7.81
Equities 10,716,850.34 62.03
Fixed Income & Preferreds 4,162,516.88 24.09
Alternatives 1,049,029.88 6.07
TOTAL VALUE $17,278,128.82 100.00 %
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
Consolidated Summary
CLIENT STATEMENT For the Period April 1-30, 2017
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Page 5 of 118
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $1,374,266.82 $1,271,031.47
Purchases (476,692.48)(2,938,705.41)
Sales and Redemptions 446,965.18 2,963,488.94
Prior Net Unsettled Purch/Sales 9,102.61 N/A
2016 Net Unsettled Purch/Sales N/A 4,599.04
Net Unsettled Purch/Sales 254.87 254.87
Return of Principal 2,336.67 4,182.60
Income and Distributions 11,627.23 80,517.73
Total Investment Related Activity $(6,405.92)$114,337.77
Other Debits (17,874.31)(35,382.65)
Total Cash Related Activity $(17,874.31)$(35,382.65)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $1,349,986.59 $1,349,986.59
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $1,374,266.82 $1,349,986.59
Stocks 7,202,213.93 7,313,518.53
ETFs & CEFs 2,709,783.65 2,746,946.30
Corporate Fixed Income ^2,256,548.28 2,358,603.04
Government Securities^1,889,672.64 1,794,726.64
Mutual Funds 1,703,178.61 1,714,602.59
Net Unsettled Purchases/Sales 9,102.61 (254.87)
Total Assets $17,144,766.54 $17,278,128.82
Total Liabilities (outstanding balance)——
TOTAL VALUE $17,144,766.54 $17,278,128.82
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Standard Disclosures
CLIENT STATEMENT For the Period April 1-30, 2017 Page 6 of 118
The following Disclosures are applicable to the enclosed statement(s).
Expanded Disclosures are attached to your most recent June and
December statement (or your first Statement if you have not received a
statement for those months). The Expanded Disclosures are also
available by selecting Account Documents when you log on to
www.morganstanley.com/online or, call 800-869-3326.
Questions?
Questions regarding your account may be directed to your Financial
Advisor or the Branch Manager of the office where you maintain your
account, using the contact information on the statement cover page, or
the Client Service Center at (800) 869-3326.
Errors and Inquiries
Be sure to review your statement promptly, and immediately address
any concerns regarding entries that you do not understand or believe
were made in error by contacting the Branch Manager of the office
where you maintain your account. Oral communications regarding any
inaccuracy or discrepancy in this statement should be re-confirmed in
writing to further protect your rights, including rights under the
Securities Investor Protection Act (SIPA). Your statement will be
deemed correct unless we receive a written inquiry of a suspected
error. See your account documentation for special rules regarding your
rights and responsibilities with respect to erroneous electronic fund
transfers, including a description of the transfers covered. For concerns
or complaints, contact our Client Relations Department at (866)
227-2256.
Senior Investor Helpline
For concerns or complaints, Senior Investors may contact our Firm by
calling (800) 280-4534.
Availability of Free Credit Balances and Financial Statements
Under the customer protection rules of the SEC [17 CFR
§240.15c3-3], we may use funds comprising free credit balances
carried for customer accounts here, provided that these funds are
payable to customers on demand (i.e., are free of a lien or right of
set-off in our favor or on behalf of some third party to whom you have
given control). A financial statement of this organization is available for
your personal inspection at its offices, or a copy will be mailed to you
upon your written request.
Listed Options
Information with respect to commissions and other charges related to
the execution of options transactions has been included in
confirmations of such transactions previously furnished to you and such
information will be made available to you promptly at your request.
Promptly advise us of any material change in your investment
objectives or financial situation.
Important Information if you are a Margin Customer (not available for
certain retirement accounts)
If you have margin privileges, you may borrow money from us in
exchange for pledging assets in your accounts as collateral for any
outstanding margin loan. The amount you may borrow is based on the
value of the eligible securities in your margin accounts. If a security has
eligible shares, the number of shares pledged as collateral will be
indicated below the position.
Margin Interest Charges
We calculate interest charges on margin loans as follows: (1) multiply
the applicable margin interest rate by the daily close of business net
settled debit balance, and (2) divide by 360 (days). Margin interest
accrues daily throughout the month and is added to your debit balance
at month-end. The month-end interest charge is the sum of the daily
accrued interest calculations for the month. We add the accrued
interest to your debit balance and start a new calculation each time the
applicable interest rate changes and at the close of every statement
month. For interest rate information, log into your Morgan Stanley
account at morganstanley.com/online. Select your account with a
Margin agreement and click Interest Rates for more information.
Information regarding Special Memorandum Account
If you have a Margin Account, this is a combined statement of your
Margin Account and Special Memorandum Account maintained for you
under Section 220.5 of Regulation T issued by the Board of Governors
of the Federal Reserve System. The permanent record of the Special
Memorandum Account as required by Regulation T is available for your
inspection at your request.
Important Information About Auction Rate Securities
For certain Auction Rate Securities there is no or limited liquidity.
Therefore, the price(s) for these Auction Rate Securities are indicated
by N/A (not available). There can be no assurance that a successful
auction will occur or that a secondary market exists or will develop for
a particular security.
Structured Investments Risks and Considerations
Structured Investments (Structured Products) are complex products and
may be subject to special risks. Investors should consider the
concentration risk of owning the related security and their total
exposure to any underlying asset. Structured Investments, which may
appear in various statement product categories and are identified on
the Position Description Details line as “Asset Class: Struct Inv,” may
not perform in a manner consistent with the statement product
category where they appear and therefore may not satisfy portfolio
asset allocation needs for that category. For information on the risks
and conflicts of interest related to Structured Investments generally, log
in to Morgan Stanley Online and go to
www.morganstanley.com/structuredproductsrisksandconflicts.
Security Measures
This statement features several embedded security elements to
safeguard its authenticity. One is a unique security mark-a blue
rectangle printed in heat-sensitive ink on the back of every page. When
exposed to warmth, the blue rectangle will disappear, and then
reappear.
SIPC Protection
We are a member of Securities Investor Protection Corporation (SIPC),
which protects securities of its customers up to $500,000 (including
$250,000 for claims for cash). An explanatory brochure is available
upon request or at www.sipc.org. Losses due to market fluctuation are
not protected by SIPC and assets not held with us may not be covered
by SIPC protection. To obtain information about SIPC, including an
explanatory SIPC brochure, contact SIPC at 1-202-371-8300 or visit
www.sipc.org.
Transaction Dates and Conditions
Upon written request, we will furnish the date and time of a transaction
and the name of the other party to a transaction. We and/or our
affiliates may accept benefits that constitute payment for order flow.
Details regarding these benefits and the source and amount of any
other remuneration received or to be received by us in connection with
any transaction will be furnished upon written request.
Equity Research Ratings Definitions and Global Investment Manager
Analysis Status
Some equity securities may have research ratings from Morgan Stanley
& Co. LLC or Morningstar, Inc. Research ratings are the research
providers’ opinions and not representations or guarantees of
performance. For more information about each research provider's
rating system, see the Research Ratings on your most recent June or
December statement (or your first statement if you have not received a
statement for those months), go to www.morganstanley.com/online or
refer to the research provider’s research report. Research reports
contain more complete information concerning the analyst's views and
you should read the entire research report and not infer its contents
from the rating alone. If your account contains an advisory component
or is an advisory account, a GIMA status will apply.
Credit Ratings from Moody's Investors Service and Standard & Poor's
The credit rating from Moody's Investors Service and Standard & Poor's
may be shown for certain securities. All credit ratings represent the
opinions of the provider and are not representations or guarantees of
performance. Your Financial Advisor will be pleased to provide you with
further information or assistance in interpreting these credit ratings.
Revised 01/2017
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Active Assets Account
660-110179-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $923,059.13 $923,036.35
Credits ——
Debits ——
Security Transfers ——
Net Credits/Debits/Transfers ——
Change in Value 7.58 30.36
TOTAL ENDING VALUE $923,066.71 $923,066.71
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period April 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
500
700
900
1,100
1,300
1,500
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 7 of 118
ASSET ALLOCATION (includes accrued interest)
Cash
Market Value Percentage
Cash $923,066.71 100.00
TOTAL VALUE $923,066.71 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.00
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CLIENT STATEMENT For the Period April 1-30, 2017
Active Assets Account
660-110179-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 8 of 118
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $923,059.13 $923,066.71
Total Assets $923,059.13 $923,066.71
Total Liabilities (outstanding balance)——
TOTAL VALUE $923,059.13 $923,066.71
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $923,059.13 $923,036.35
Income and Distributions 7.58 30.36
Total Investment Related Activity $7.58 $30.36
Total Cash Related Activity ——
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $923,066.71 $923,066.71
INCOME AND DISTRIBUTION SUMMARY
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Interest $7.58 $30.36
Total Taxable Income And Distributions $7.58 $30.36
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $7.58 $30.36
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(4/1/17-4/30/17)
Realized This Year
(1/1/17-4/30/17)
Unrealized
Inception to Date
(as of 4/30/17)
TOTAL GAIN/(LOSS)———
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Active Assets Account
660-110179-095
Investment Objectives †: Capital Appreciation,Income Brokerage Account
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 9 of 118
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY BANK N.A. #$678,064.70 —$68.00 0.010
MORGAN STANLEY PRIVATE BANK NA #245,002.01 —25.00 0.010
BANK DEPOSITS $923,066.71 $93.00
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 100.00%$923,066.71 $93.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $0.00 $923,066.71 $93.00
$0.00
0.01%
TOTAL VALUE (includes accrued interest)100.00%$923,066.71
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
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CLIENT STATEMENT For the Period April 1-30, 2017
Active Assets Account
660-110179-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 10 of 118
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $923,066.71 ——————
TOTAL ALLOCATION OF ASSETS $923,066.71 ——————
ACTIVITY
INVESTMENT RELATED ACTIVITY
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
4/28 Interest Income MORGAN STANLEY BANK N.A.
(Period 04/01-04/30)
$5.57
4/28 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 04/01-04/30)
2.01
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $7.58
TOTAL INTEREST $7.58
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
4/28 Automatic Investment BANK DEPOSIT PROGRAM $5.57
4/28 Automatic Investment BANK DEPOSIT PROGRAM 2.01
NET ACTIVITY FOR PERIOD $7.58
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-035174-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $4,350,886.90 $4,326,962.48
Credits ——
Debits (5,207.27)(10,425.63)
Security Transfers ——
Net Credits/Debits/Transfers $(5,207.27)$(10,425.63)
Change in Value 25,290.11 54,432.89
TOTAL ENDING VALUE $4,370,969.74 $4,370,969.74
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period April 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
4.1
4.2
4.3
4.4
4.5
4.6
($
)
M
i
l
l
i
o
n
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 11 of 118
ASSET ALLOCATION (includes accrued interest)
Cash
Fixed Income & Preferreds
Market Value Percentage
Cash $217,640.06 4.98
Fixed Income & Preferreds 4,153,329.68 95.02
TOTAL VALUE $4,370,969.74 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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Account Summary
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 12 of 118
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $175,416.54 $217,640.06
Corporate Fixed Income^2,256,548.28 2,358,603.04
Government Securities^1,889,672.64 1,794,726.64
Net Unsettled Purchases/Sales 29,249.44 —
Total Assets $4,350,886.90 $4,370,969.74
Total Liabilities (outstanding balance)——
TOTAL VALUE $4,350,886.90 $4,370,969.74
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $175,416.54 $114,965.18
Purchases (314,558.71)(2,348,775.73)
Sales and Redemptions 327,678.14 2,425,981.46
Prior Net Unsettled Purch/Sales 29,249.44 N/A
Return of Principal 2,336.67 4,182.60
Income and Distributions 2,725.25 31,712.18
Total Investment Related Activity $47,430.79 $113,100.51
Other Debits (5,207.27)(10,425.63)
Total Cash Related Activity $(5,207.27)$(10,425.63)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $217,640.06 $217,640.06
INCOME AND DISTRIBUTION SUMMARY
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Interest $2,725.25 $31,712.18
Total Taxable Income And Distributions $2,725.25 $31,712.18
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $2,725.25 $31,712.18
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(4/1/17-4/30/17)
Realized This Year
(1/1/17-4/30/17)
Unrealized
Inception to Date
(as of 4/30/17)
Short-Term Gain $2,811.15 $3,834.75 $10,099.69
Short-Term (Loss)(1,838.45)(41,613.56)(13,272.75)
Total Short-Term $972.70 $(37,778.81)$(3,173.06)
Long-Term Gain —2,323.47 7,606.31
Long-Term (Loss)——(2,513.06)
Total Long-Term —$2,323.47 $5,093.25
TOTAL GAIN/(LOSS)$972.70 $(35,455.34)$1,920.19
Disallowed Loss —$2,259.63
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Summary
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 13 of 118
ADDITIONAL ACCOUNT INFORMATION
Category
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)Category
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Accrued Interest Paid $1,811.95 $11,852.16 Accrued Interest Received 1,412.75 9,009.52
U.S. Treasury Coupon Interest 53.87 6,328.87
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035174-095
Investment Objectives †: Income Investment Advisory Account
Manager:Sage Advisory - Intermediate Taxab
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 14 of 118
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY BANK N.A. #$217,640.05 —$22.00 0.010
MORGAN STANLEY PRIVATE BANK NA #0.01 ——0.010
BANK DEPOSITS $217,640.06 $22.00
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 4.98%$217,640.06 $22.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
CORPORATE FIXED INCOME
CORPORATE BONDS
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
VODAFONE GROUP PLC
Coupon Rate 1.250%; Matures 09/26/2017; CUSIP 92857WAY6
5/13/16 70,000.000 $99.874
$99.874
$99.947 $69,911.80
$69,911.80 $69,962.90 $51.10 ST
$438.00
$82.63
0.62
Int. Semi-Annually Mar/Sep 26; Yield to Maturity 1.380%; Moody BAA1 S&P BBB+; Issued 09/26/12; Asset Class: FI & Pref
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 15 of 118
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
AMERICAN EXPRESS CO
Coupon Rate 1.550%; Matures 05/22/2018; CUSIP 025816BG3
5/12/16
6/23/16
64,000.000
23,000.000
100.281
100.149
100.357
100.200
99.894
99.894
64,179.84
64,095.12
23,082.11
23,045.98
63,932.16
22,975.62
(162.96)
(70.36)
ST
ST
Total 87,000.000 87,261.95
87,141.10 86,907.78 (233.32)ST
1,349.00
591.84
1.55
Int. Semi-Annually May/Nov 22; Yield to Maturity 1.651%; Moody A3 S&P BBB+; Issued 05/22/13; Asset Class: FI & Pref
CVS HEALTH CORP
Coupon Rate 1.900%; Matures 07/20/2018; CUSIP 126650CH1
5/13/16 77,000.000 101.250
100.706
100.238 77,962.50
77,543.43 77,183.26 (360.17)ST
1,463.00
406.38
1.89
Int. Semi-Annually Jan/Jul 20; Yield to Maturity 1.702%; Moody BAA1 S&P BBB+; Issued 07/20/15; Asset Class: FI & Pref
BP CAPITAL MARKETS PLC
Coupon Rate 2.241%; Matures 09/26/2018; CUSIP 05565QCG1
11/16/15 86,000.000 101.376
100.685
100.721 87,183.36
86,588.98 86,620.06 31.08 LT
1,927.00
182.01
2.22
Int. Semi-Annually Mar/Sep 26; Yield to Maturity 1.719%; Moody A2 S&P A-; Issued 09/26/13; Asset Class: FI & Pref
ORACLE CORP
Coupon Rate 2.375%; Matures 01/15/2019; CUSIP 68389XAQ8
4/10/15
3/28/16
15,000.000
68,000.000
103.012
101.391
103.182
101.958
101.339
101.339
15,451.80
15,208.64
70,163.76
69,331.44
15,200.85
68,910.52
(7.79)
(420.92)
LT
LT
Total 83,000.000 85,615.56
84,540.08 84,111.37 (428.71)LT
1,971.00
574.94
2.34
Int. Semi-Annually Jan/Jul 15; Yield to Maturity 1.577%; Moody A1 S&P AA-; Issued 07/16/13; Asset Class: FI & Pref
DOW CHEMCIAL CO
Coupon Rate 8.550%; Matures 05/15/2019; CUSIP 260543BX0
3/2/17 74,000.000 113.834
112.903
112.808 84,237.16
83,547.89 83,477.92 (69.97)ST
6,327.00
2,899.87
7.57
Int. Semi-Annually May/Nov 15; Yield to Maturity 2.107%; Moody BAA2 S&P BBB (*); Issued 05/13/09; Asset Class: FI & Pref
AMGEN INC
Coupon Rate 2.200%; Matures 05/22/2019; CUSIP 031162BU3
11/22/16 86,000.000 100.769
100.640
100.635 86,661.34
86,550.26 86,546.10 (4.16)ST
1,892.00
830.37
2.18
Int. Semi-Annually May/Nov 22; Callable $100.00 on 04/22/19; Yield to Call 1.871%; Moody BAA1 S&P A; Issued 05/22/14; Asset Class: FI & Pref
PRUDENTIAL FINL INC
Coupon Rate 5.375%; Matures 06/21/2020; CUSIP 74432QBM6
1/14/15
11/18/15
8,000.000
69,000.000
114.539
108.655
112.310
108.589
109.757
109.757
9,163.12
8,692.43
77,493.90
74,926.29
8,780.56
75,732.33
88.13
806.04
LT
LT
Total 77,000.000 86,657.02
83,618.72 84,512.89 894.17 LT
4,139.00
1,483.05
4.89
Int. Semi-Annually Jun/Dec 21; Yield to Maturity 2.146%; Moody BAA1 S&P A; Issued 06/21/10; Asset Class: FI & Pref
VERIZON COMMUNICATIONS
Coupon Rate 4.500%; Matures 09/15/2020; CUSIP 92343VBQ6
2/1/17 76,000.000 106.562
106.149
106.723 80,987.12
80,673.24 81,109.48 436.24 ST
3,420.00
427.50
4.21
Int. Semi-Annually Mar/Sep 15; Yield to Maturity 2.413%; Moody BAA1 S&P BBB+; Issued 09/18/13; Asset Class: FI & Pref
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CLIENT STATEMENT For the Period April 1-30, 2017
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660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 16 of 118
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
CONOCOPHILLIPS COMPANY
Coupon Rate 4.200%; Matures 03/15/2021; CUSIP 20826FAS5
1/10/17 80,000.000 106.491
106.045
106.956 85,192.80
84,835.96 85,564.80 728.84 ST
3,360.00
420.00
3.92
Int. Semi-Annually Mar/Sep 15; Callable $100.00 on 02/15/21; Yield to Call 2.274%; Moody BAA2 S&P A-; Issued 03/08/16; Asset Class: FI & Pref
GOLDMAN SACHS GROUP INC
Coupon Rate 5.250%; Matures 07/27/2021; CUSIP 38141GGQ1
11/24/15 83,000.000 111.829
109.041
110.003 92,818.07
90,504.03 91,302.49 798.46 LT
4,358.00
1,125.68
4.77
Int. Semi-Annually Jan/Jul 27; Yield to Maturity 2.735%; Moody A3 S&P BBB+; Issued 07/27/11; Asset Class: FI & Pref
WILLIAMS PARTNERS LP
Coupon Rate 3.350%; Matures 08/15/2022; CUSIP 96950FAJ3
8/10/16 91,000.000 97.255
97.255
100.695 88,502.05
88,502.05 91,632.45 3,130.40 ST
3,049.00
635.10
3.32
Int. Semi-Annually Feb/Aug 15; Callable $100.00 on 05/15/22; Yield to Call 3.199%; Moody BAA3 S&P BBB; Issued 08/14/12; Asset Class: FI & Pref
ABBVIE INC
Coupon Rate 2.900%; Matures 11/06/2022; CUSIP 00287YAL3
7/23/14
11/16/15
4,000.000
82,000.000
97.377
97.377
96.934
96.934
100.423
100.423
3,895.08
3,895.08
79,485.88
79,485.88
4,016.92
82,346.86
121.84
2,860.98
LT
LT
Total 86,000.000 83,380.96
83,380.96 86,363.78 2,982.82 LT
2,494.00
1,205.43
2.88
Int. Semi-Annually May/Nov 06; Yield to Maturity 2.817%; Moody BAA2 S&P A-; Issued 05/06/13; Asset Class: FI & Pref
WELLS FARGO & COMPANY
Coupon Rate 3.069%; Matures 01/24/2023; CUSIP 949746SK8
2/24/17 86,000.000 100.842
100.820
101.146 86,724.12
86,705.22 86,985.56 280.34 ST
2,639.00
703.82
3.03
Int. Semi-Annually Jan/Jul 24; Callable $100.00 on 01/24/22; Yield to Call 2.808%; First Coupon 07/24/17; Moody A2 S&P A; Issued 01/24/17; Asset Class: FI & Pref
JP MORGAN CHASE & CO
Coupon Rate 3.200%; Matures 01/25/2023; CUSIP 46625HJH4
11/10/15
11/16/15
8,000.000
78,000.000
99.660
99.660
100.125
100.102
101.605
101.605
7,972.80
7,972.80
78,097.50
78,079.53
8,128.40
79,251.90
155.60
1,172.37
LT
LT
Total 86,000.000 86,070.30
86,052.33 87,380.30 1,327.97 LT
2,752.00
726.22
3.14
Int. Semi-Annually Jan/Jul 25; Yield to Maturity 2.894%; Moody A3 S&P A-; Issued 01/25/13; Asset Class: FI & Pref
ANHEUSER-BUSCH INBEV FIN
Coupon Rate 3.300%; Matures 02/01/2023; CUSIP 035242AL0
4/5/16 83,000.000 104.564
103.902
102.735 86,788.12
86,238.39 85,270.05 (968.34)LT
2,739.00
677.14
3.21
Int. Semi-Annually Feb/Aug 01; Callable $100.00 on 12/01/22; Yield to Call 2.768%; Moody A3 S&P A-; Issued 01/25/16; Asset Class: FI & Pref
ECOPETROL SA
Coupon Rate 5.875%; Matures 09/18/2023; CUSIP 279158AC3
2/2/17 79,000.000 107.350
107.124
108.220 84,806.50
84,628.32 85,493.80 865.48 ST
4,641.00
541.47
5.42
Int. Semi-Annually Mar/Sep 18; Yield to Maturity 4.384%; Moody BAA3 S&P BBB; Issued 09/18/13; Asset Class: FI & Pref
TOYOTA MOTOR CREDIT CORP
Coupon Rate 2.250%; Matures 10/18/2023; CUSIP 89236TDK8
10/14/16 88,000.000 100.058
100.054
97.620 88,051.04
88,047.42 85,905.60 (2,141.82)ST
1,980.00
65.99
2.30
Int. Semi-Annually Apr/Oct 18; Yield to Maturity 2.653%; Moody AA3 S&P AA-; Issued 10/18/16; Asset Class: FI & Pref
AT&T INC
Coupon Rate 3.400%; Matures 05/15/2025; CUSIP 00206RCN0
4/7/17 88,000.000 97.050
97.050
97.383 85,404.00
85,404.00 85,697.04 293.04 ST
2,992.00
1,371.33
3.49
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 17 of 118
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
Int. Semi-Annually May/Nov 15; Callable $100.00 on 02/15/25; Yield to Maturity 3.780%; Moody BAA1 (-) S&P BBB+ (-); Issued 05/04/15; Asset Class: FI & Pref
HEALTH CARE REIT INC
Coupon Rate 4.000%; Matures 06/01/2025; CUSIP 42217KBF2
5/20/16 83,000.000 102.442
102.225
102.612 85,026.86
84,846.46 85,167.96 321.50 ST
3,320.00
1,374.11
3.89
Int. Semi-Annually Jun/Dec 01; Callable $100.00 on 03/01/25; Yield to Call 3.614%; Moody BAA1 S&P BBB+; Issued 05/26/15; Asset Class: FI & Pref
BANK OF AMERICA CORP
Coupon Rate 4.450%; Matures 03/03/2026; CUSIP 06051GFU8
10/4/16 82,000.000 107.141
106.773
103.452 87,855.62
87,554.16 84,830.64 (2,723.52)ST
3,649.00
577.75
4.30
Int. Semi-Annually Mar/Sep 03; Yield to Maturity 3.982%; Moody BAA3 S&P BBB; Issued 03/03/16; Asset Class: FI & Pref
SABINE PASS LIQUEFACTION
Coupon Rate 5.875%; Matures 06/30/2026; CUSIP 785592AP1
2/28/17 87,000.000 111.762
111.595
111.512 97,232.94
97,087.57 97,015.44 (72.13)ST
5,111.00
1,703.74
5.26
Int. Semi-Annually Jun/Dec 31; Callable $100.00 on 12/31/25; Yield to Call 4.271%; Moody BA1 S&P BBB-; Issued 06/14/16; Asset Class: FI & Pref
CITIGROUP INC
Coupon Rate 3.200%; Matures 10/21/2026; CUSIP 172967KY6
12/24/16 90,000.000 97.371
97.371
96.641 87,633.90
87,633.90 86,976.90 (657.00)ST H
2,880.00
72.00
3.31
Int. Semi-Annually Apr/Oct 21; Callable $100.00 on 07/21/26; Yield to Maturity 3.622%; Moody BAA1 S&P BBB+; Issued 10/21/16; Basis Adjustment Due to Wash Sale: $501.30; Asset Class: FI & Pref
AIR LEASE CORP
Coupon Rate 3.625%; Matures 04/01/2027; CUSIP 00912XAV6
4/11/17
4/13/17
4/17/17
62,000.000
13,000.000
13,000.000
98.882
98.882
99.145
99.145
99.474
99.474
99.242
99.242
99.242
61,306.84
61,306.84
12,888.85
12,888.85
12,931.62
12,931.62
61,530.04
12,901.46
12,901.46
223.20
12.61
(30.16)
ST
ST
ST
Total 88,000.000 87,127.31
87,127.31 87,332.96 205.65 ST
3,190.00
460.77
3.65
Int. Semi-Annually Apr/Oct 01; Callable $100.00 on 01/01/27; Yield to Maturity 3.717%; First Coupon 10/01/17; S&P BBB; Issued 03/08/17; Asset Class: FI & Pref
CORPORATE BONDS 1,996,000.000 $2,059,092.40
$2,048,663.58 $2,053,351.53 $4,637.45
$50.50
LT
ST
$72,080.00
$19,139.14
3.51%
OTHER FIXED INCOME
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
BACCT 2014-A1 A
Coupon Rate 1.373%; Matures 06/15/2021; CUSIP 05522RCQ9
11/13/15
11/17/15
30,000.000
125,000.000
$99.684
$99.684
99.461
99.461
$100.482
100.482
$29,905.08
$29,905.08
124,326.13
124,326.13
$30,144.60
125,602.50
$239.52
1,276.37
LT
LT
Total 155,000.000 154,231.21
154,231.21 155,747.10 1,515.89 LT
2,129.00
76.89
1.36
Interest Paid Monthly Apr 17; Yield to Maturity 1.253%; Floater; Moody AAA S&P AAA; Issued 02/13/14; Asset Class: FI & Pref
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 18 of 118
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
COMET 2016-A6 A
Coupon Rate 1.820%; Matures 09/15/2022; CUSIP 14041NFH9
3/16/17 130,000.000 99.789
99.789
100.146 129,725.83
129,725.83 130,189.80 463.97 ST
2,366.00
98.58
1.81
Interest Paid Monthly Apr 15; Yield to Maturity 1.791%; S&P AAA; Issued 12/08/16; Asset Class: FI & Pref
OTHER FIXED INCOME 285,000.000 $283,957.04
$283,957.04 $285,936.90 $1,515.89
$463.97
LT
ST
$4,495.00
$175.47
1.57%
Percentage
of Holdings Face Value
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
CORPORATE FIXED INCOME 2,281,000.000 $2,343,049.44
$2,332,620.62 $2,339,288.43 $6,153.34
$514.47
LT
ST
$76,575.00
$19,314.61
3.27%
TOTAL CORPORATE FIXED INCOME
(includes accrued interest)
53.96%$2,358,603.04
Watchlist and CreditWatch Indicators: (*) = developing/uncertain (+) = On Watchlist/CreditWatch Upgrade (-) = On Watchlist/CreditWatch Downgrade
GOVERNMENT SECURITIES
TREASURY SECURITIES
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
UNITED STATES TREASURY NOTE
Coupon Rate 0.625%; Matures 11/30/2017; CUSIP 912828UA6
10/20/16 95,000.000 $99.907
$99.907
$99.750 $94,911.27
$94,911.27 $94,762.50 $(148.77)ST
$594.00
$246.30
0.62
Int. Semi-Annually May/Nov 31; Yield to Maturity 1.055%; Moody AAA; Issued 11/30/12; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 0.750%; Matures 02/15/2019; CUSIP 912828P53
2/8/17 49,000.000 99.180
99.180
99.117 48,598.20
48,598.20 48,567.33 (30.87)ST
368.00
75.12
0.75
Int. Semi-Annually Feb/Aug 15; Yield to Maturity 1.250%; Moody AAA; Issued 02/15/16; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 1.250%; Matures 01/31/2020; CUSIP 912828H52
4/12/16
4/12/16
4/19/16
40,000.000
16,000.000
47,000.000
100.396
100.386
100.679
100.661
100.878
100.855
99.559
99.559
99.559
40,158.40
40,154.27
16,108.57
16,105.74
47,412.54
47,401.77
39,823.60
15,929.44
46,792.73
(330.67)
(176.30)
(609.04)
LT
LT
LT
H
H
H
7/4/16 19,000.000 101.290
101.257
99.559 19,245.19
19,238.78 18,916.21 (322.57)ST H
7/19/16 50,000.000 101.094
100.856
99.559 50,547.05
50,427.85 49,779.50 (648.35)ST
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 19 of 118
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
8/30/16 108,000.000 100.836
100.676
99.559 108,903.20
108,729.81 107,523.72 (1,206.09)ST
11/16/16 189,000.000 99.688
99.688
99.559 188,409.94
188,409.94 188,166.51 (243.43)ST
Total 469,000.000 470,784.89
470,468.16 466,931.71 (1,116.01)
(2,420.44)
LT
ST
5,863.00
1,441.33
1.25
Int. Semi-Annually Jan/Jul 31; Yield to Maturity 1.414%; Moody AAA; Issued 01/31/15; Basis Adjustment Due to Wash Sale: $1,758.33; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE-INFLATION INDEXED
Coupon Rate 0.125%; Matures 04/15/2020; CUSIP 912828K33
2/15/17 83,000.000 101.586
105.553
101.177 86,914.42
87,609.22 87,328.42 (280.80)ST
108.00
4.42
0.12
Int. Semi-Annually Apr/Oct 15; Factor 1.03991000; Moody AAA; Issued 04/15/15; Current Face 86,312.530; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 2.125%; Matures 01/31/2021; CUSIP 912828B58
4/18/17 52,000.000 102.082
102.065
101.762 53,082.85
53,073.61 52,916.24 (157.37)ST
1,105.00
271.67
2.08
Int. Semi-Annually Jan/Jul 31; Yield to Maturity 1.639%; Moody AAA; Issued 01/31/14; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 1.500%; Matures 08/15/2026; CUSIP 9128282A7
12/9/16 9,000.000 92.051
92.051
93.516 8,284.61
8,284.60 8,416.44 131.84 ST
135.00
27.59
1.60
Int. Semi-Annually Feb/Aug 15; Yield to Maturity 2.278%; Moody AAA; Issued 08/15/16; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE-INFLATION INDEXED
Coupon Rate 0.375%; Matures 01/15/2027; CUSIP 912828V49
2/9/17 87,000.000 99.907
100.753
100.261 86,853.64
87,654.85 87,937.09 282.24 ST
329.00
95.40
0.37
Int. Semi-Annually Jan/Jul 15; Factor 1.00814000; Issued 01/15/17; Current Face 87,708.180; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 2.250%; Matures 02/15/2027; CUSIP 912828V98
3/22/17
3/23/17
128,000.000
80,000.000
98.653
98.653
98.454
98.454
99.707
99.707
126,275.46
126,275.45
78,762.80
78,762.80
127,624.96
79,765.60
1,349.51
1,002.80
ST
ST
Total 208,000.000 205,038.26
205,038.25 207,390.56 2,352.31 ST
4,680.00
956.68
2.25
Int. Semi-Annually Feb/Aug 15; Yield to Maturity 2.283%; Moody AAA; Issued 02/15/17; Asset Class: FI & Pref
TREASURY SECURITIES 1,052,000.000 $1,054,468.14
$1,055,638.16 $1,054,250.29 $(1,116.01)
$(271.86)
LT
ST
$13,182.00
$3,118.51
1.25%
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 20 of 118
FEDERAL AGENCIES
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
FED NATL MTG ASSN
Coupon Rate 1.750%; Matures 11/26/2019; CUSIP 3135G0ZY2
11/10/15
5/12/16
9/14/16
15,000.000
70,000.000
129,000.000
$100.541
$100.348
102.293
101.675
102.300
101.854
$100.721
100.721
100.721
$15,081.15
$15,052.23
71,605.10
71,172.31
131,967.26
131,391.84
$15,108.15
70,504.70
129,930.09
$55.92
(667.61)
(1,461.75)
LT
ST
ST
Total 214,000.000 218,653.51
217,616.38 215,542.94 55.92
(2,129.36)
LT
ST
3,745.00
1,602.02
1.73
Int. Semi-Annually May/Nov 26; Yield to Maturity 1.463%; Moody AAA S&P AA+; Issued 11/07/14; Asset Class: FI & Pref
INTL BK FOR RECON & DEV
Coupon Rate 1.375%; Matures 05/24/2021; CUSIP 459058FH1
9/16/16 90,000.000 99.936
99.936
98.049 89,942.40
89,942.40 88,244.10 (1,698.30)ST
1,238.00 1.40
Int. Semi-Annually May/Nov 24; Yield to Maturity 1.875%; Moody AAA S&P AAA; Issued 05/24/16; Asset Class: FI & Pref
FHLMC 30 YR GOLD G08749
Coupon Rate 4.000%; Matures 01/01/2047; CUSIP 3128MJZP8
2/9/17 207,000.000 105.410
105.410
105.354 217,498.12
214,916.19 214,801.60 (114.59)ST
8,155.00
656.96
3.79
Interest Paid Monthly Jan 01; Yield to Maturity 3.701%; Factor .98495446; Issued 01/01/17; Current Face 203,885.573; Asset Class: FI & Pref
FEDERAL NATIONAL MTG ASSN POOL MA2896
Coupon Rate 3.500%; Matures 02/01/2047; CUSIP 31418CGE8
2/7/17 212,000.000 102.668
102.668
102.919 217,171.58
215,392.14 215,918.72 526.58 ST
7,343.00
591.50
3.40
Interest Paid Monthly Jan 01; Yield to Maturity 3.344%; Factor .98959818; Issued 01/01/17; Current Face 209,794.814; Asset Class: FI & Pref
FEDERAL AGENCIES 723,000.000 $743,265.61
$737,867.11 $734,507.36 $55.92
$(3,415.67)
LT
ST
$20,481.00
$2,850.48
2.79%
Percentage
of Holdings Face Value
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
GOVERNMENT SECURITIES 1,775,000.000 $1,797,733.75
$1,793,505.27 $1,788,757.65 $(1,060.09)
$(3,687.53)
LT
ST
$33,663.00
$5,968.99
1.88%
TOTAL GOVERNMENT SECURITIES
(includes accrued interest)
41.06%$1,794,726.64
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $4,126,125.89 $4,345,686.14 $5,093.25
$(3,173.06)
LT
ST
$110,260.00
$25,283.60
2.52%
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 21 of 118
TOTAL VALUE (includes accrued interest)100.00%$4,370,969.74
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
H - Wash sale rules apply to this tax lot. The cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale transaction. The aggregate amount of the basis
adjustment is identified in italics under the Security Description.
ALLOCATION OF ASSETS (^includes accrued interest)
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $217,640.06 ——————
Corporate Fixed Income^——$2,358,603.04 ————
Government Securities^——1,794,726.64 ————
TOTAL ALLOCATION OF ASSETS^$217,640.06 —$4,153,329.68 ————
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
4/7 4/12 Sold AT&T INC 3600 *23FB17 ACTED AS AGENT
ACCRUED INTEREST 456.50
83,000.000 $101.3970 $84,616.01
4/7 4/12 Bought AT&T INC 3400 *25MY15 ACTED AS AGENT
ACCRUED INTEREST 1,221.73
88,000.000 97.0500 (86,625.73)
4/11 4/12 Sold US TSY NOTE 2250 27FB15 ACTED AS AGENT
ACCRUED INTEREST 180.99
52,000.000 99.5504 51,947.20
4/11 4/17 Bought AIR LEASE CORP 3625 *27AP01 ACTED AS AGENT
ACCRUED INTEREST 243.48
62,000.000 98.8820 (61,550.32)
4/13 4/17 Sold US TSY NOTE 1500 26AU15 ACTED AS AGENT
ACCRUED INTEREST 32.86
13,000.000 93.5855 12,198.98
4/13 4/19 Bought AIR LEASE CORP 3625 *27AP01 ACTED AS AGENT
ACCRUED INTEREST 53.67
13,000.000 99.1450 (12,942.52)
4/17 4/18 Sold US TSY NOTE 1500 26AU15 ACTED AS AGENT
ACCRUED INTEREST 33.40
13,000.000 93.9059 12,241.17
4/17 4/20 Bought AIR LEASE CORP 3625 *27AP01 ACTED AS AGENT
ACCRUED INTEREST 54.98
13,000.000 99.4740 (12,986.60)
4/18 4/19 Sold US TSY NOTE 1500 26AU15 ACTED AS AGENT
ACCRUED INTEREST 219.28
84,000.000 94.1285 79,287.22
4/18 4/19 Bought US TSY NOTE 2125 21JA31 ACTED AS AGENT
ACCRUED INTEREST 238.09
52,000.000 102.0824 (53,320.94)
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 22 of 118
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS (CONTINUED)
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
4/18 4/21 Sold CITIGROUP INC 2500 19JL29 ACTED AS AGENT
ACCRUED INTEREST 489.72
86,000.000 101.0440 87,387.56
4/18 4/21 Bought CITIGROUP INC 3200 *26OC21 ACTED AS AGENT 90,000.000 96.8140 (87,132.60)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $13,119.43
TOTAL PURCHASES $(314,558.71)
TOTAL SALES AND REDEMPTIONS $327,678.14
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
RETURN OF PRINCIPAL
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Principal Payment FHLMC 30G G08749 4000 47JA01 CUSIP: 3128MJZP8 $1,315.00
4/25 Principal Payment FNMA POOL MA2896 3500 47FB01 CUSIP: 31418CGE8 1,021.67
TOTAL RETURN OF PRINCIPAL $2,336.67
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Interest Income FHLMC 30G G08749 4000 47JA01 CUSIP: 3128MJZP8 $684.00
4/17 Interest Income BACCT 2014-A1 A 1373 *21JNRG CUSIP: 05522RCQ9 183.60
4/17 Interest Income US TSY NOTE TIIN 0125 20AP15 CUSIP: 912828K33 53.87
4/18 Interest Income TOYOTA MOTOR CRED 2250 23OC18 CUSIP: 89236TDK8 990.00
4/18 Interest Income COMET 2016-A6 A 1820 *22SPRG CUSIP: 14041NFH9 197.17
4/25 Interest Income FNMA POOL MA2896 3500 47FB01 CUSIP: 31418CGE8 614.88
4/28 Interest Income MORGAN STANLEY BANK N.A.
(Period 04/01-04/30)
1.72
4/28 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 04/01-04/30)
0.01
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $2,725.25
TOTAL INTEREST $2,725.25
CASH RELATED ACTIVITY
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Service Fee 2ND QTR ADVISORY FEE $(5,207.27)
TOTAL OTHER CREDITS AND DEBITS $(5,207.27)
TOTAL OTHER DEBITS $(5,207.27)
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
4/3 Automatic Investment BANK DEPOSIT PROGRAM $34,289.43
4/5 Automatic Investment BANK DEPOSIT PROGRAM 29,249.44
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 23 of 118
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY (CONTINUED)
Activity
Date Activity Type Description Credits/(Debits)
4/13 Automatic Investment BANK DEPOSIT PROGRAM 49,937.48
4/17 Automatic Redemption BANK DEPOSIT PROGRAM (47,433.96)
4/18 Automatic Redemption BANK DEPOSIT PROGRAM (3,898.18)
4/19 Automatic Investment BANK DEPOSIT PROGRAM 12,438.34
4/20 Automatic Investment BANK DEPOSIT PROGRAM 37.16
4/24 Automatic Investment BANK DEPOSIT PROGRAM 254.96
4/25 Automatic Investment BANK DEPOSIT PROGRAM 1,021.67
4/26 Automatic Investment BANK DEPOSIT PROGRAM 614.88
4/28 Automatic Investment BANK DEPOSIT PROGRAM 1.72
4/28 Automatic Investment BANK DEPOSIT PROGRAM 0.01
NET ACTIVITY FOR PERIOD $76,512.95
REALIZED GAIN/(LOSS) DETAIL
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
AT&T INC 3.600 2-17-23 06/16/16 04/07/17 83,000.000 $84,159.51 $85,899.56 $(1,740.05)
CITIGROUP INC 2 1/2 7-29-19 03/23/17 04/18/17 86,000.000 86,897.84 86,739.02 158.82
CITIGROUP INC 3.200 10-21-26 11/28/16 03/23/17 90,000.000 85,855.50 86,356.80 (501.30)W
Disallowed Loss Based On Wash Sale: $501.30
FHLMC 30G G08749 4.000 1-01-47 02/09/17 04/15/17 1,315.000 1,315.00 1,386.14 (71.14)
FNMA POOL MA2896 3 1/2 2-01-47 02/07/17 04/25/17 1,021.670 1,021.67 1,048.93 (27.26)
US TSY NOTE 1 1/2 8-15-26 12/09/16 04/13/17 13,000.000 12,166.12 11,966.65 199.47
12/09/16 04/17/17 13,000.000 12,207.77 11,966.65 241.12
12/09/16 04/18/17 84,000.000 79,067.94 77,323.01 1,744.93
US TSY NOTE 1 1/4 1-31-20 03/29/16 03/16/17 40,000.000 39,631.12 40,063.74 (432.62)W
04/05/16 03/16/17 47,000.000 46,566.57 47,304.59 (738.02)W
04/05/16 03/23/17 16,000.000 15,884.32 16,103.00 (218.68)W
06/27/16 03/23/17 19,000.000 18,862.63 19,239.48 (376.85)W
06/27/16 03/23/17 11,000.000 10,920.47 11,138.65 (218.18)
Disallowed Loss Based On Wash Sale: $1,758.33
US TSY NOTE 2 1/4 2-15-27 03/22/17 04/11/17 52,000.000 51,766.21 51,299.40 466.81
Short-Term This Period $328,602.06 $327,629.36 $972.70
Short-Term Year to Date $2,241,348.22 $2,279,127.03 $(37,778.81)
Net Realized Gain/(Loss) This Period $328,602.06 $327,629.36 $972.70
Net Realized Gain/(Loss) Year to Date $2,421,154.54 $2,454,763.95 $(35,455.34)
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 24 of 118
Disallowed Loss Based On Wash Sale Year to Date: $2,259.63
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
H, W, > - The wash sale rule applies to this tax lot. For lots noted with an “H,” the cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale
transaction. For lots noted with a “W,” the disallowed loss on covered securities will be reported on Form 1099-B for the current tax year. The aggregate basis adjustment and the disallowed loss amount are
identified in italics under the Security Description. Net Realized Gain/(Loss) for “This Period” and “Year to Date” includes disallowed loss. For lots noted with a “>,” both “H” and “W” apply.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Consulting Group Advisor Active Assets Account
660-035178-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $4,470,705.84 $4,236,016.96
Credits ——
Debits (2,006.31)(3,698.39)
Security Transfers ——
Net Credits/Debits/Transfers $(2,006.31)$(3,698.39)
Change in Value 48,472.33 284,853.29
TOTAL ENDING VALUE $4,517,171.86 $4,517,171.86
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period April 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
2.7
3.1
3.5
3.9
4.3
4.7
($
)
M
i
l
l
i
o
n
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 25 of 118
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Alternatives
Market Value Percentage
Cash $64,810.17 1.43
Equities 3,574,631.23 79.13
Alternatives 877,730.46 19.43
TOTAL VALUE $4,517,171.86 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period April 1-30, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 26 of 118
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $66,815.94 $64,810.17
ETFs & CEFs 2,700,711.29 2,737,759.10
Mutual Funds 1,703,178.61 1,714,602.59
Total Assets $4,470,705.84 $4,517,171.86
Total Liabilities (outstanding balance)——
TOTAL VALUE $4,470,705.84 $4,517,171.86
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $66,815.94 $57,279.95
Income and Distributions 0.54 11,228.61
Total Investment Related Activity $0.54 $11,228.61
Other Debits (2,006.31)(3,698.39)
Total Cash Related Activity $(2,006.31)$(3,698.39)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $64,810.17 $64,810.17
INCOME AND DISTRIBUTION SUMMARY
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Other Dividends —$11,226.69
Interest 0.54 1.92
Total Taxable Income And Distributions $0.54 $11,228.61
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $0.54 $11,228.61
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(4/1/17-4/30/17)
Realized This Year
(1/1/17-4/30/17)
Unrealized
Inception to Date
(as of 4/30/17)
Short-Term Gain ——$68,676.22
Long-Term Gain ——329,939.04
TOTAL GAIN/(LOSS)——$398,615.26
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
Investment Objectives †: Capital Appreciation,Income,Aggressive Income,Speculation Investment Advisory Account
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 27 of 118
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY BANK N.A. #$64,810.17 —$6.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 1.43%$64,810.17 $6.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
EXCHANGE-TRADED & CLOSED-END FUNDS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
VANGUARD INDEX FDS S&P 500 ETF (VOO) 11/10/15
2/12/16
8,262.000
133.000
$190.319
170.880
$218.600
218.600
$1,572,414.75
22,727.09
$1,806,073.20
29,073.80
$233,658.45
6,346.71
LT
LT
Total 8,395.000 1,595,141.84 1,835,147.00 240,005.16 LT 34,671.00 1.88
Next Dividend Payable 06/2017; Asset Class: Equities
VANGUARD TOTAL INTL STOCK ETF (VXUS) 11/10/15
2/12/16
16,987.000
816.000
46.280
40.307
50.700
50.700
786,158.36
32,890.76
861,240.90
41,371.20
75,082.54
8,480.44
LT
LT
Total 17,803.000 819,049.12 902,612.10 83,562.98 LT 24,230.00 2.68
Next Dividend Payable 06/2017; Asset Class: Equities
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CLIENT STATEMENT For the Period April 1-30, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 28 of 118
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
EXCHANGE-TRADED & CLOSED-END FUNDS 60.61%$2,414,190.96 $2,737,759.10 $323,568.14 LT $58,901.00 2.15%
MUTUAL FUNDS
“Total Purchases vs. Market Value” is provided to assist you in comparing your “Total Purchases,” excluding reinvested distributions, with the current value of the mutual fund positions in your account.
“Cumulative Cash Distributions” when shown, may reflect distributions on shares no longer held in the account. It may not reflect all distributions received in cash; due to but not limited to: investments made
prior to addition of this information on statements; securities transfers; timing of recent distributions; and certain adjustments made in your account.
“Net Value Increase/ (Decrease)” reflects the difference between your total purchases, and the sum of the current value of the fund’s shares, and cash distributions shown. This calculation is for informational
purposes only and does not reflect your total unrealized gain or loss nor should it be used for tax purposes. Global Investment Manager Analysis (GIMA) status codes (FL, AL or NL), may be shown for certain
mutual funds and are not guarantees of performance. Refer to “GIMA Status in Investment Advisory Programs” in the June or December statement for a description of these codes.
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
LAZARD INTL STRAT EQ PTF INST (LISIX) 11/10/15
2/12/16
57,921.887
1,868.289
$13.570
11.920
$13.620
13.620
$786,000.00
22,270.00
$788,896.10
25,446.10
$2,896.10
3,176.10
LT
LT
Purchases 59,790.176 808,270.00 814,342.20 6,072.20 LT
Long Term Reinvestments 678.890 8,947.78 9,246.48 298.70 LT
Short Term Reinvestments 975.290 12,044.83 13,283.45 1,238.62 ST
Total 61,444.356 829,262.61 836,872.13 6,370.90
1,238.62
LT
ST
12,227.00 1.46
Total Purchases vs Market Value
Net Value Increase/(Decrease)
808,270.00 836,872.13
28,602.13
GIMA Status: FL; Enrolled In MS Dividend Reinvestment; Capital Gains Reinvest; Asset Class: Equities
TORTOISE MLP & PIPELINE INST (TORIX) 7/15/16 61,846.805 12.990 14.080 803,390.00 870,803.01 67,413.01 ST
Purchases 61,846.805 803,390.00 870,803.01 67,413.01 ST
Short Term Reinvestments 492.006 6,902.85 6,927.44 24.59 ST
Total 62,338.811 810,292.85 877,730.46 67,437.60 ST 16,333.00 1.86
Total Purchases vs Market Value
Net Value Increase/(Decrease)
803,390.00 877,730.46
74,340.46
GIMA Status: AL; Enrolled In MS Dividend Reinvestment; Capital Gains Reinvest; Asset Class: Alt
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 29 of 118
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
MUTUAL FUNDS 37.96%$1,639,555.46 $1,714,602.59 $6,370.90
$68,676.22
LT
ST
$28,560.00 1.67%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $4,053,746.42 $4,517,171.86 $329,939.04
$68,676.22
LT
ST
$87,467.00
$0.00
1.94%
TOTAL VALUE (includes accrued interest)100.00%$4,517,171.86
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $64,810.17 ——————
ETFs & CEFs —$2,737,759.10 —————
Mutual Funds —836,872.13 —$877,730.46 ———
TOTAL ALLOCATION OF ASSETS $64,810.17 $3,574,631.23 —$877,730.46 ———
ACTIVITY
INVESTMENT RELATED ACTIVITY
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
4/28 Interest Income MORGAN STANLEY BANK N.A.
(Period 04/01-04/30)
$0.54
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $0.54
TOTAL INTEREST $0.54
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CLIENT STATEMENT For the Period April 1-30, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 30 of 118
CASH RELATED ACTIVITY
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Service Fee 2ND QTR ADVISORY FEE $(2,006.31)
TOTAL OTHER CREDITS AND DEBITS $(2,006.31)
TOTAL OTHER DEBITS $(2,006.31)
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
4/18 Automatic Redemption BANK DEPOSIT PROGRAM $(2,006.31)
4/28 Automatic Investment BANK DEPOSIT PROGRAM 0.54
NET ACTIVITY FOR PERIOD $(2,005.77)
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-035191-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $988,991.35 $912,436.77
Credits ——
Debits (1,306.82)(2,432.99)
Security Transfers ——
Net Credits/Debits/Transfers $(1,306.82)$(2,432.99)
Change in Value 25,589.51 103,270.26
TOTAL ENDING VALUE $1,013,274.04 $1,013,274.04
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period April 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
0
300
600
900
1,200
1,500
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 31 of 118
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Market Value Percentage
Cash $27,869.19 2.75
Equities 985,404.85 97.25
TOTAL VALUE $1,013,274.04 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 32 of 118
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $40,497.39 $27,869.19
Stocks 960,174.98 985,404.85
Net Unsettled Purchases/Sales (11,681.02)—
Total Assets $988,991.35 $1,013,274.04
Total Liabilities (outstanding balance)——
TOTAL VALUE $988,991.35 $1,013,274.04
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $40,497.39 $20,879.26
Purchases (2,782.90)(71,980.50)
Sales and Redemptions 2,500.68 79,058.72
Prior Net Unsettled Purch/Sales (11,681.02)N/A
2016 Net Unsettled Purch/Sales N/A (2,023.42)
Income and Distributions 641.86 4,368.12
Total Investment Related Activity $(11,321.38)$9,422.92
Other Debits (1,306.82)(2,432.99)
Total Cash Related Activity $(1,306.82)$(2,432.99)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $27,869.19 $27,869.19
INCOME AND DISTRIBUTION SUMMARY
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Qualified Dividends $641.61 $4,367.22
Interest 0.25 0.90
Total Taxable Income And Distributions $641.86 $4,368.12
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $641.86 $4,368.12
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(4/1/17-4/30/17)
Realized This Year
(1/1/17-4/30/17)
Unrealized
Inception to Date
(as of 4/30/17)
Short-Term Gain —$2,880.73 $88,426.61
Short-Term (Loss)(84.72)(1,672.10)(12,281.69)
Total Short-Term $(84.72)$1,208.63 $76,144.92
Long-Term Gain —262.44 32,336.05
Long-Term (Loss)——(4,952.56)
Total Long-Term —$262.44 $27,383.49
TOTAL GAIN/(LOSS)$(84.72)$1,471.07 $103,528.41
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035191-095
Investment Objectives †: Capital Appreciation,Income,Aggressive Income,Speculation Investment Advisory Account
Manager:Pioneer Invest Fundamental Growth
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 33 of 118
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY BANK N.A. #$27,869.19 —$3.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 2.75%$27,869.19 $3.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ADOBE SYSTEMS (ADBE) 1/25/17
2/13/17
124.000
20.000
$113.773
117.802
$133.740
133.740
$14,107.85
2,356.04
$16,583.76
2,674.80
$2,475.91
318.76
ST
ST
Total 144.000 16,463.89 19,258.56 2,794.67 ST ——
Asset Class: Equities
ALLERGAN PLC SHS (AGN) 8/22/16
2/23/17
108.000
22.000
253.850
246.826
243.860
243.860
27,415.80
5,430.18
26,336.88
5,364.92
(1,078.92)
(65.26)
ST
ST
Total 130.000 32,845.98 31,701.80 (1,144.18)ST 364.00 1.14
Next Dividend Payable 06/2017; Asset Class: Equities
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 34 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ALPHABET INC CL C (GOOG) 8/22/16 58.000 771.889 905.960 44,769.55 52,545.68 7,776.13 ST ——
Asset Class: Equities
AMAZON COM INC (AMZN) 12/22/14
9/4/15
12/22/16
19.000
23.000
19.000
306.614
497.298
767.787
924.990
924.990
924.990
5,825.67
11,437.85
14,587.96
17,574.81
21,274.77
17,574.81
11,749.14
9,836.92
2,986.85
LT
LT
ST
Total 61.000 31,851.48 56,424.39 21,586.06
2,986.85
LT
ST
——
Asset Class: Equities
AMPHENOL CORP NEW CL A (APH) 9/16/16
9/20/16
9/27/16
80.000
19.000
41.000
62.739
64.400
64.033
72.310
72.310
72.310
5,019.14
1,223.60
2,625.36
5,784.80
1,373.89
2,964.71
765.66
150.29
339.35
ST
ST
ST
9/29/16 22.000 64.925 72.310 1,428.34 1,590.82 162.48 ST
10/7/16 42.000 64.987 72.310 2,729.47 3,037.02 307.55 ST
3/30/17 17.000 71.896 72.310 1,222.24 1,229.27 7.03 ST
Total 221.000 14,248.15 15,980.51 1,732.36 ST 141.00 0.88
Next Dividend Payable 07/2017; Asset Class: Equities
APPLE INC (AAPL) 8/22/16
11/9/16
11/16/16
439.000
18.000
10.000
108.358
109.850
110.170
143.650
143.650
143.650
47,569.21
1,977.30
1,101.70
63,062.35
2,585.70
1,436.50
15,493.14
608.40
334.80
ST
ST
ST
12/22/16 23.000 116.482 143.650 2,679.08 3,303.95 624.87 ST
Total 490.000 53,327.29 70,388.50 17,061.21 ST 1,117.00 1.58
Next Dividend Payable 05/2017; Asset Class: Equities
BROADCOM LTD SHS (AVGO) 1/25/17
3/30/17
85.000
21.000
200.056
222.574
220.810
220.810
17,004.77
4,674.06
18,768.85
4,637.01
1,764.08
(37.05)
ST
ST
Total 106.000 21,678.83 23,405.86 1,727.03 ST 432.00 1.84
Next Dividend Payable 06/2017; Asset Class: Equities
CABOT OIL & GAS CORP A (COG) 8/22/16
10/26/16
11/22/16
400.000
52.000
67.000
25.735
20.450
23.181
23.240
23.240
23.240
10,294.00
1,063.40
1,553.11
9,296.00
1,208.48
1,557.08
(998.00)
145.08
3.97
ST
ST
ST
Total 519.000 12,910.51 12,061.56 (848.95)ST 42.00 0.34
Next Dividend Payable 05/2017; Asset Class: Equities
CELGENE CORP (CELG) 11/20/14
4/22/15
7/1/15
77.000
139.000
43.000
107.805
115.781
117.677
124.050
124.050
124.050
8,300.99
16,093.55
5,060.11
9,551.85
17,242.95
5,334.15
1,250.86
1,149.40
274.04
LT
LT
LT
8/22/16 36.000 113.952 124.050 4,102.27 4,465.80 363.53 ST
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 35 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 295.000 33,556.92 36,594.75 2,674.30
363.53
LT
ST
——
Asset Class: Equities
COGNIZANT TECH SOLUTIONS CL A (CTSH) 8/22/16
10/7/16
11/16/16
201.000
45.000
18.000
57.515
50.610
55.117
60.230
60.230
60.230
11,560.51
2,277.44
992.11
12,106.23
2,710.35
1,084.14
545.72
432.91
92.03
ST
ST
ST
Total 264.000 14,830.06 15,900.72 1,070.66 ST ——
Asset Class: Equities
COLGATE PALMOLIVE CO (CL) 8/22/16
11/9/16
122.000
22.000
74.535
70.327
72.040
72.040
9,093.33
1,547.20
8,788.88
1,584.88
(304.45)
37.68
ST
ST
Total 144.000 10,640.53 10,373.76 (266.77)ST 230.00 2.21
Next Dividend Payable 05/15/17; Asset Class: Equities
CVS HEALTH CORP COM (CVS) 6/12/15
8/5/15
8/22/16
128.000
86.000
166.000
102.265
110.521
98.070
82.440
82.440
82.440
13,089.95
9,504.77
16,279.62
10,552.32
7,089.84
13,685.04
(2,537.63)
(2,414.93)
(2,594.58)
LT
LT
ST
11/9/16 14.000 75.287 82.440 1,054.02 1,154.16 100.14 ST
12/22/16 21.000 79.677 82.440 1,673.22 1,731.24 58.02 ST
Total 415.000 41,601.58 34,212.60 (4,952.56)
(2,436.42)
LT
ST
830.00 2.42
Next Dividend Payable 05/01/17; Asset Class: Equities
ECOLAB INC (ECL) 8/22/16 125.000 122.120 129.090 15,264.97 16,136.25 871.28 ST 185.00 1.14
Next Dividend Payable 07/2017; Asset Class: Equities
EDWARD LIFESCIENCES CORP (EW) 2/17/16 74.000 85.508 109.670 6,327.56 8,115.58 1,788.02 LT ——
Asset Class: Equities
GILEAD SCIENCE (GILD) 8/22/16 193.000 81.027 68.550 15,638.13 13,230.15 (2,407.98)ST 401.00 3.03
Next Dividend Payable 06/2017; Asset Class: Equities
HERSHEY COMPANY (HSY) 8/22/16 152.000 113.933 108.200 17,317.82 16,446.40 (871.42)ST 376.00 2.28
Next Dividend Payable 06/2017; Asset Class: Equities
HOME DEPOT INC (HD) 8/22/16
11/9/16
266.000
21.000
135.387
124.808
156.100
156.100
36,012.84
2,620.97
41,522.60
3,278.10
5,509.76
657.13
ST
ST
Total 287.000 38,633.81 44,800.70 6,166.89 ST 1,022.00 2.28
Next Dividend Payable 06/2017; Asset Class: Equities
INTERCONTINENTALEXCHANGE GROUP (ICE) 9/10/15
8/22/16
2/13/17
368.000
115.000
13.000
47.147
55.938
59.033
60.200
60.200
60.200
17,349.96
6,432.92
767.43
22,153.60
6,923.00
782.60
4,803.64
490.08
15.17
LT
ST
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 36 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 496.000 24,550.31 29,859.20 4,803.64
505.25
LT
ST
397.00 1.32
Next Dividend Payable 06/2017; Asset Class: Equities
INTL FLAVORS & FRAGRANCES (IFF) 8/22/16 86.000 137.269 138.590 11,805.17 11,918.74 113.57 ST 220.00 1.84
Next Dividend Payable 07/2017; Asset Class: Equities
JOHNSON & JOHNSON (JNJ) 8/22/16
10/26/16
160.000
18.000
119.247
113.967
123.470
123.470
19,079.46
2,051.41
19,755.20
2,222.46
675.74
171.05
ST
ST
Total 178.000 21,130.87 21,977.66 846.79 ST 598.00 2.72
Next Dividend Payable 06/2017; Asset Class: Equities
KIMBERLY CLARK CORP (KMB) 8/22/16
10/7/16
108.000
19.000
127.365
122.442
129.750
129.750
13,755.42
2,326.39
14,013.00
2,465.25
257.58
138.86
ST
ST
Total 127.000 16,081.81 16,478.25 396.44 ST 493.00 2.99
Next Dividend Payable 07/2017; Asset Class: Equities
MARSH & MCLENNAN COS INC (MMC) 2/16/17
2/23/17
3/16/17
128.000
22.000
43.000
72.890
73.048
74.663
74.130
74.130
74.130
9,329.86
1,607.06
3,210.50
9,488.64
1,630.86
3,187.59
158.78
23.80
(22.91)
ST
ST
ST
3/30/17 23.000 74.480 74.130 1,713.04 1,704.99 (8.05)ST
Total 216.000 15,860.46 16,012.08 151.62 ST 294.00 1.83
Next Dividend Payable 05/15/17; Asset Class: Equities
MASCO CORP (MAS) 9/20/16
9/27/16
10/7/16
142.000
143.000
90.000
32.704
34.455
33.961
37.020
37.020
37.020
4,643.95
4,927.05
3,056.51
5,256.84
5,293.86
3,331.80
612.89
366.81
275.29
ST
ST
ST
11/9/16 20.000 30.911 37.020 618.22 740.40 122.18 ST
Total 395.000 13,245.73 14,622.90 1,377.17 ST 158.00 1.08
Next Dividend Payable 05/08/17; Asset Class: Equities
MASTERCARD INC CL A (MA) 8/22/16 400.000 95.827 116.320 38,330.64 46,528.00 8,197.36 ST 352.00 0.75
Next Dividend Payable 05/09/17; Asset Class: Equities
MEDTRONIC PLC SHS (MDT) 8/22/16 265.000 87.457 83.090 23,176.00 22,018.85 (1,157.15)ST 456.00 2.07
Next Dividend Payable 07/2017; Asset Class: Equities
MICROSOFT CORP (MSFT) 8/22/16
3/30/17
4/5/17
795.000
21.000
42.000
57.587
65.899
66.260
68.460
68.460
68.460
45,781.67
1,383.88
2,782.90
54,425.70
1,437.66
2,875.32
8,644.03
53.78
92.42
ST
ST
ST
Total 858.000 49,948.45 58,738.68 8,790.23 ST 1,338.00 2.27
Next Dividend Payable 06/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 37 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
NIKE INC B (NKE) 2/23/15
11/9/16
3/30/17
122.000
21.000
48.000
47.464
50.794
55.996
55.410
55.410
55.410
5,790.55
1,066.68
2,687.80
6,760.02
1,163.61
2,659.68
969.47
96.93
(28.12)
LT
ST
ST
Total 191.000 9,545.03 10,583.31 969.47
68.81
LT
ST
138.00 1.30
Next Dividend Payable 07/2017; Asset Class: Equities
O'REILLY AUTOMOTIVE INC NEW (ORLY) 8/22/16 49.000 287.588 248.150 14,091.83 12,159.35 (1,932.48)ST ——
Asset Class: Equities
PEPSICO INC NC (PEP) 8/22/16 262.000 108.027 113.280 28,302.97 29,679.36 1,376.39 ST 789.00 2.65
Next Dividend Payable 06/2017; Asset Class: Equities
RAYTHEON CO (NEW) (RTN) 8/22/16 176.000 142.893 155.210 25,149.20 27,316.96 2,167.76 ST 561.00 2.05
Next Dividend Payable 05/11/17; Asset Class: Equities
REYNOLDS AMERICAN INC (RAI) 8/22/16
3/10/17
335.000
22.000
50.625
60.680
64.500
64.500
16,959.51
1,334.96
21,607.50
1,419.00
4,647.99
84.04
ST
ST
Total 357.000 18,294.47 23,026.50 4,732.03 ST 728.00 3.16
Next Dividend Payable 07/2017; Asset Class: Equities
ROSS STORES INC (ROST) 8/22/16
10/7/16
194.000
21.000
64.635
64.073
65.000
65.000
12,539.19
1,345.54
12,610.00
1,365.00
70.81
19.46
ST
ST
Total 215.000 13,884.73 13,975.00 90.27 ST 138.00 0.98
Next Dividend Payable 06/2017; Asset Class: Equities
SCHLUMBERGER LTD (SLB) 8/22/16 84.000 81.820 72.590 6,872.88 6,097.56 (775.32)ST 168.00 2.75
Next Dividend Payable 07/2017; Asset Class: Equities
STARBUCKS CORP WASHINGTON (SBUX) 7/6/16
11/16/16
280.000
53.000
56.696
55.418
60.060
60.060
15,874.82
2,937.17
16,816.80
3,183.18
941.98
246.01
ST
ST
Total 333.000 18,811.99 19,999.98 1,187.99 ST 333.00 1.66
Next Dividend Payable 05/2017; Asset Class: Equities
THERMO FISHER SCIENTIFIC (TMO) 8/22/16
10/26/16
192.000
21.000
153.733
146.471
165.330
165.330
29,516.77
3,075.90
31,743.36
3,471.93
2,226.59
396.03
ST
ST
Total 213.000 32,592.67 35,215.29 2,622.62 ST 128.00 0.36
Next Dividend Payable 07/2017; Asset Class: Equities
TIME WARNER INC NEW (TWX) 8/22/16
11/9/16
12/28/16
310.000
26.000
21.000
80.580
87.003
96.353
99.270
99.270
99.270
24,979.80
2,262.07
2,023.42
30,773.70
2,581.02
2,084.67
5,793.90
318.95
61.25
ST
ST
ST
3/10/17 24.000 98.664 99.270 2,367.93 2,382.48 14.55 ST
Total 381.000 31,633.22 37,821.87 6,188.65 ST 613.00 1.62
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 38 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 06/2017; Asset Class: Equities
UNITED TECHNOLOGIES CORP (UTX) 8/22/16
9/29/16
104.000
22.000
108.667
102.166
118.990
118.990
11,301.33
2,247.65
12,374.96
2,617.78
1,073.63
370.13
ST
ST
Total 126.000 13,548.98 14,992.74 1,443.76 ST 333.00 2.22
Next Dividend Payable 06/2017; Asset Class: Equities
VERTEX PHARMACEUTICALS (VRTX) 11/17/14
11/20/14
60.000
12.000
111.274
110.550
118.300
118.300
6,676.44
1,326.60
7,098.00
1,419.60
421.56
93.00
LT
LT
Total 72.000 8,003.04 8,517.60 514.56 LT ——
Asset Class: Equities
WALT DISNEY CO HLDG CO (DIS) 8/22/16 262.000 95.836 115.600 25,108.93 30,287.20 5,178.27 ST 409.00 1.35
Next Dividend Payable 07/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 97.25%$881,876.44 $985,404.85 $27,383.49
$76,144.92
LT
ST
$13,784.00 1.40%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $881,876.44 $1,013,274.04 $27,383.49
$76,144.92
LT
ST
$13,787.00
$0.00
1.36%
TOTAL VALUE (includes accrued interest)100.00%$1,013,274.04
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $27,869.19 ——————
Stocks —$985,404.85 —————
TOTAL ALLOCATION OF ASSETS $27,869.19 $985,404.85 —————
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 39 of 118
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
4/5 4/10 Sold ROSS STORES INC ACTED AS AGENT 40.000 $62.5186 $2,500.68
4/5 4/10 Bought MICROSOFT CORP ACTED AS AGENT 42.000 66.2595 (2,782.90)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(282.22)
TOTAL PURCHASES $(2,782.90)
TOTAL SALES AND REDEMPTIONS $2,500.68
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
4/3 Qualified Dividend REYNOLDS AMERICAN INC $170.85
4/3 Qualified Dividend NIKE INC B 25.74
4/4 Qualified Dividend KIMBERLY CLARK CORP 123.19
4/7 Qualified Dividend INTL FLAVORS & FRAGRANCES 55.04
4/11 Qualified Dividend AMPHENOL CORP NEW CL A 32.64
4/13 Qualified Dividend MEDTRONIC PLC SHS 113.95
4/17 Qualified Dividend ECOLAB INC 46.25
4/17 Qualified Dividend SCHLUMBERGER LTD 42.00
4/17 Qualified Dividend THERMO FISHER SCIENTIFIC 31.95
4/28 Interest Income MORGAN STANLEY BANK N.A.
(Period 04/01-04/30)
0.25
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $641.86
TOTAL QUALIFIED DIVIDENDS $641.61
TOTAL INTEREST $0.25
CASH RELATED ACTIVITY
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Service Fee 2ND QTR ADVISORY FEE $(1,306.82)
TOTAL OTHER CREDITS AND DEBITS $(1,306.82)
TOTAL OTHER DEBITS $(1,306.82)
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
4/3 Automatic Investment BANK DEPOSIT PROGRAM $196.59
4/4 Automatic Redemption BANK DEPOSIT PROGRAM (11,557.83)
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 40 of 118
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY (CONTINUED)
Activity
Date Activity Type Description Credits/(Debits)
4/7 Automatic Investment BANK DEPOSIT PROGRAM 55.04
4/10 Automatic Redemption BANK DEPOSIT PROGRAM (282.22)
4/11 Automatic Investment BANK DEPOSIT PROGRAM 32.64
4/13 Automatic Investment BANK DEPOSIT PROGRAM 113.95
4/17 Automatic Investment BANK DEPOSIT PROGRAM 120.20
4/18 Automatic Redemption BANK DEPOSIT PROGRAM (1,306.82)
4/28 Automatic Investment BANK DEPOSIT PROGRAM 0.25
NET ACTIVITY FOR PERIOD $(12,628.20)
REALIZED GAIN/(LOSS) DETAIL
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
ROSS STORES INC 08/22/16 04/05/17 40.000 $2,500.68 $2,585.40 $(84.72)
Short-Term This Period $2,500.68 $2,585.40 $(84.72)
Short-Term Year to Date $73,494.81 $72,286.18 $1,208.63
Net Realized Gain/(Loss) This Period $2,500.68 $2,585.40 $(84.72)
Net Realized Gain/(Loss) Year to Date $79,058.72 $77,587.65 $1,471.07
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110029-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $2,408,183.41 $2,323,360.96
Credits ——
Debits (3,182.11)(6,729.61)
Security Transfers ——
Net Credits/Debits/Transfers $(3,182.11)$(6,729.61)
Change in Value 4,757.99 93,127.94
TOTAL ENDING VALUE $2,409,759.29 $2,409,759.29
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period April 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
1.6
1.8
2
2.2
2.4
2.6
($
)
M
i
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l
i
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n
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This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 41 of 118
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Alternatives
Market Value Percentage
Cash $22,699.39 0.94
Equities 2,319,666.51 96.26
Alternatives 67,393.39 2.80
TOTAL VALUE $2,409,759.29 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 42 of 118
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $36,365.30 $24,172.05
Stocks 2,375,678.93 2,387,059.90
Net Unsettled Purchases/Sales (3,860.82)(1,472.66)
Total Assets $2,408,183.41 $2,409,759.29
Total Liabilities (outstanding balance)——
TOTAL VALUE $2,408,183.41 $2,409,759.29
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $36,365.30 $45,267.52
Purchases (30,798.66)(109,443.30)
Sales and Redemptions 20,102.35 73,064.50
Prior Net Unsettled Purch/Sales (3,860.82)N/A
Net Unsettled Purch/Sales 1,472.66 1,472.66
Income and Distributions 4,073.33 20,540.28
Total Investment Related Activity $(9,011.14)$(14,365.86)
Other Debits (3,182.11)(6,729.61)
Total Cash Related Activity $(3,182.11)$(6,729.61)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $24,172.05 $24,172.05
INCOME AND DISTRIBUTION SUMMARY
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Qualified Dividends $3,826.00 $19,697.46
Other Dividends 247.09 841.75
Interest 0.24 1.07
Total Taxable Income And Distributions $4,073.33 $20,540.28
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $4,073.33 $20,540.28
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(4/1/17-4/30/17)
Realized This Year
(1/1/17-4/30/17)
Unrealized
Inception to Date
(as of 4/30/17)
Short-Term Gain —$1,107.43 $46,716.86
Short-Term (Loss)—(112.68)(10,786.97)
Total Short-Term —$994.75 $35,929.89
Long-Term Gain 4,626.03 7,857.04 290,025.01
Long-Term (Loss)—(1,500.16)(34,727.83)
Total Long-Term $4,626.03 $6,356.88 $255,297.18
TOTAL GAIN/(LOSS)$4,626.03 $7,351.63 $291,227.07
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110029-095
Investment Objectives †: Capital Appreciation,Income Investment Advisory Account
Manager:JP Morgan - Equity Income SMA
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 43 of 118
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
CASH $4,983.19
MORGAN STANLEY PRIVATE BANK NA #19,188.86 —2.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs $24,172.05 $2.00
NET UNSETTLED PURCHASES/SALES $(1,472.66)
CASH, BDP, AND MMFs (PROJECTED SETTLED BALANCE)0.94%$22,699.39
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
The “Projected Settled Balance” includes accrued interest on deposits and reflects the impact of unsettled purchases/sales.
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 44 of 118
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
3M COMPANY (MMM) 11/9/15
2/16/16
94.000
16.000
$157.130
155.644
$195.830
195.830
$14,770.22
2,490.31
$18,408.02
3,133.28
$3,637.80
642.97
LT
LT
Total 110.000 17,260.53 21,541.30 4,280.77 LT 517.00 2.40
Next Dividend Payable 06/2017; Asset Class: Equities
ABBOTT LABORATORIES (ABT) 10/22/14
2/16/16
5/2/16
317.000
36.000
66.000
41.922
37.969
38.969
43.640
43.640
43.640
13,289.21
1,366.87
2,571.97
13,833.88
1,571.04
2,880.24
544.67
204.17
308.27
LT
LT
ST
Total 419.000 17,228.05 18,285.16 748.84
308.27
LT
ST
444.00 2.42
Next Dividend Payable 05/15/17; Asset Class: Equities
ABBVIE INC COM (ABBV) 4/6/15 59.000 57.769 65.940 3,408.37 3,890.46 482.09 LT 151.00 3.88
Next Dividend Payable 05/15/17; Asset Class: Equities
ACCENTURE PLC IRELAND CL A (ACN) 11/9/15 102.000 104.660 121.300 10,675.32 12,372.60 1,697.28 LT 247.00 1.99
Next Dividend Payable 05/15/17; Asset Class: Equities
ALEXANDRIA REAL ESTATE EQ INC (ARE) 11/9/15 53.000 86.271 112.510 4,572.37 5,963.03 1,390.66 LT R 176.00 2.95
Next Dividend Payable 07/2017; Asset Class: Alt
ALTRIA GROUP INC (MO) 11/9/15
2/16/16
382.000
78.000
56.930
60.300
71.780
71.780
21,747.45
4,703.40
27,419.96
5,598.84
5,672.51
895.44
LT
LT
Total 460.000 26,450.85 33,018.80 6,567.95 LT 1,122.00 3.39
Next Dividend Payable 07/2017; Asset Class: Equities
AMERIPRISE FINCL INC (AMP) 11/17/15 80.000 113.969 127.850 9,117.49 10,228.00 1,110.51 LT 266.00 2.60
Next Dividend Payable 05/2017; Asset Class: Equities
ANALOG DEVICES INC (ADI) 11/9/15
3/2/17
278.000
96.000
60.769
83.547
76.200
76.200
16,893.70
8,020.49
21,183.60
7,315.20
4,289.90
(705.29)
LT
ST
Total 374.000 24,914.19 28,498.80 4,289.90
(705.29)
LT
ST
673.00 2.36
Next Dividend Payable 06/2017; Asset Class: Equities
APPLE INC (AAPL) 11/9/15
2/16/16
327.000
66.000
120.243
96.317
143.650
143.650
39,319.36
6,356.94
46,973.55
9,480.90
7,654.19
3,123.96
LT
LT
Total 393.000 45,676.30 56,454.45 10,778.15 LT 896.00 1.58
Next Dividend Payable 05/2017; Asset Class: Equities
ARTHUR J GALLAGHER (AJG) 11/9/15
2/16/16
233.000
27.000
43.483
38.947
55.810
55.810
10,131.61
1,051.57
13,003.73
1,506.87
2,872.12
455.30
LT
LT
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 45 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 260.000 11,183.18 14,510.60 3,327.42 LT 406.00 2.79
Next Dividend Payable 06/2017; Asset Class: Equities
AUTOMATIC DATA PROCESSING INC (ADP) 11/9/15
2/16/16
150.000
14.000
86.393
83.874
104.490
104.490
12,958.94
1,174.23
15,673.50
1,462.86
2,714.56
288.63
LT
LT
Total 164.000 14,133.17 17,136.36 3,003.19 LT 374.00 2.18
Next Dividend Payable 07/2017; Asset Class: Equities
AVALONBAY COMM INC (AVB) 11/9/15
2/16/16
5/10/16
78.000
11.000
16.000
169.190
164.841
192.079
189.840
189.840
189.840
13,196.82
1,813.25
3,073.27
14,807.52
2,088.24
3,037.44
1,610.70
274.99
(35.83)
LT
LT
ST
Total 105.000 18,083.34 19,933.20 1,885.69
(35.83)
LT
ST
596.00 2.98
Next Dividend Payable 07/2017; Asset Class: Alt
BANK OF AMERICA CORP (BAC) 7/27/16
8/15/16
8/30/16
1,540.000
451.000
273.000
14.631
15.010
15.935
23.340
23.340
23.340
22,532.05
6,769.51
4,350.34
35,943.60
10,526.34
6,371.82
13,411.55
3,756.83
2,021.48
ST
ST
ST
11/4/16 671.000 16.695 23.340 11,202.35 15,661.14 4,458.79 ST
12/1/16 133.000 21.847 23.340 2,905.68 3,104.22 198.54 ST
Total 3,068.000 47,759.93 71,607.12 23,847.19 ST 920.00 1.28
Next Dividend Payable 06/2017; Asset Class: Equities
BB & T CORP (BBT) 10/22/14
1/6/15
12/2/15
77.000
451.000
49.000
36.349
36.810
38.459
43.180
43.180
43.180
2,798.86
16,601.17
1,884.48
3,324.86
19,474.18
2,115.82
526.00
2,873.01
231.34
LT
LT
LT
2/16/16 39.000 32.787 43.180 1,278.71 1,684.02 405.31 LT
12/9/16 126.000 46.725 43.180 5,887.34 5,440.68 (446.66)ST
Total 742.000 28,450.56 32,039.56 4,035.66
(446.66)
LT
ST
890.00 2.77
Next Dividend Payable 06/2017; Asset Class: Equities
BECTON DICKINSON & CO (BDX) 11/9/15
2/16/16
4/22/16
86.000
17.000
22.000
152.187
142.173
159.086
186.970
186.970
186.970
13,088.06
2,416.94
3,499.89
16,079.42
3,178.49
4,113.34
2,991.36
761.55
613.45
LT
LT
LT
Total 125.000 19,004.89 23,371.25 4,366.36 LT 365.00 1.56
Next Dividend Payable 06/2017; Asset Class: Equities
BEST BUY CO (BBY) 11/9/15
3/13/17
244.000
43.000
35.315
44.807
51.810
51.810
8,616.98
1,926.72
12,641.64
2,227.83
4,024.66
301.11
LT
ST
Total 287.000 10,543.70 14,869.47 4,024.66
301.11
LT
ST
390.00 2.62
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 46 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 07/2017; Asset Class: Equities
BLACKROCK INC (BLK) 11/9/15
12/15/15
2/16/16
93.000
14.000
7.000
349.118
325.244
314.557
384.570
384.570
384.570
32,468.00
4,553.42
2,201.90
35,765.01
5,383.98
2,691.99
3,297.01
830.56
490.09
LT
LT
LT
4/22/16 11.000 368.615 384.570 4,054.77 4,230.27 175.50 LT
Total 125.000 43,278.09 48,071.25 4,793.16 LT 1,250.00 2.60
Next Dividend Payable 06/2017; Asset Class: Equities
BOSTON PROPERTIES INC (BXP) 2/16/16
3/11/16
25.000
47.000
109.950
120.097
126.600
126.600
2,748.74
5,644.58
3,165.00
5,950.20
416.26
305.62
LT
LT
Total 72.000 8,393.32 9,115.20 721.88 LT 216.00 2.36
Next Dividend Payable 07/2017; Asset Class: Alt
BRISTOL MYERS SQUIBB CO (BMY) 11/9/15
2/16/16
334.000
30.000
64.769
62.057
56.050
56.050
21,632.71
1,861.72
18,720.70
1,681.50
(2,912.01)
(180.22)
LT
LT
Total 364.000 23,494.43 20,402.20 (3,092.23)LT 568.00 2.78
Next Dividend Payable 05/01/17; Asset Class: Equities
CAPITAL ONE FINANCIAL CORP (COF) 1/16/15
7/28/15
2/23/16
89.000
66.000
79.000
76.305
78.973
65.879
80.380
80.380
80.380
6,791.15
5,212.20
5,204.43
7,153.82
5,305.08
6,350.02
362.67
92.88
1,145.59
LT
LT
LT
12/9/16 51.000 89.799 80.380 4,579.73 4,099.38 (480.35)ST
Total 285.000 21,787.51 22,908.30 1,601.14
(480.35)
LT
ST
456.00 1.99
Next Dividend Payable 05/2017; Asset Class: Equities
CHEVRON CORP (CVX) 11/9/15
2/16/16
4/13/16
262.000
97.000
44.000
92.422
84.320
97.547
106.700
106.700
106.700
24,214.49
8,179.04
4,292.05
27,955.40
10,349.90
4,694.80
3,740.91
2,170.86
402.75
LT
LT
LT
4/22/16 17.000 102.160 106.700 1,736.72 1,813.90 77.18 LT
11/1/16 57.000 106.339 106.700 6,061.33 6,081.90 20.57 ST
1/3/17 28.000 117.528 106.700 3,290.78 2,987.60 (303.18)ST
2/14/17 47.000 111.900 106.700 5,259.30 5,014.90 (244.40)ST
2/28/17 45.000 111.981 106.700 5,039.14 4,801.50 (237.64)ST
Total 597.000 58,072.85 63,699.90 6,391.70
(764.65)
LT
ST
2,579.00 4.04
Next Dividend Payable 06/2017; Asset Class: Equities
CHUBB LTD (CB) 11/9/15
2/16/16
124.000
15.000
112.204
115.673
137.250
137.250
13,913.31
1,735.10
17,019.00
2,058.75
3,105.69
323.65
LT
LT
Total 139.000 15,648.41 19,077.75 3,429.34 LT 384.00 2.01
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 47 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 07/2017; Asset Class: Equities
CINCINNATI FINANCIAL OHIO (CINF) 11/9/15
2/16/16
121.000
19.000
60.074
61.982
72.090
72.090
7,268.97
1,177.66
8,722.89
1,369.71
1,453.92
192.05
LT
LT
Total 140.000 8,446.63 10,092.60 1,645.97 LT 280.00 2.77
Next Dividend Payable 07/2017; Asset Class: Equities
CINEMARK HOLDINGS INC. (CNK) 11/9/15
3/13/17
229.000
31.000
36.954
43.954
43.200
43.200
8,462.40
1,362.56
9,892.80
1,339.20
1,430.40
(23.36)
LT
ST
Total 260.000 9,824.96 11,232.00 1,430.40
(23.36)
LT
ST
302.00 2.68
Next Dividend Payable 06/2017; Asset Class: Equities
CME GROUP INC (CME) 11/9/15 390.000 97.152 116.190 37,889.12 45,314.10 7,424.98 LT 1,030.00 2.27
Next Dividend Payable 06/2017; Asset Class: Equities
CMS ENERGY CP (CMS) 11/9/15
2/16/16
362.000
70.000
34.269
38.860
45.400
45.400
12,405.34
2,720.23
16,434.80
3,178.00
4,029.46
457.77
LT
LT
Total 432.000 15,125.57 19,612.80 4,487.23 LT 575.00 2.93
Next Dividend Payable 05/2017; Asset Class: Equities
COCA COLA CO (KO) 4/24/15 275.000 40.958 43.150 11,263.37 11,866.25 602.88 LT 407.00 3.42
Next Dividend Payable 07/2017; Asset Class: Equities
COMCAST CORP (NEW) CLASS A (CMCSA) 11/9/15
12/2/15
2/16/16
360.000
106.000
50.000
30.639
30.300
28.734
39.190
39.190
39.190
11,030.13
3,211.76
1,436.68
14,108.40
4,154.14
1,959.50
3,078.27
942.38
522.82
LT
LT
LT
Total 516.000 15,678.57 20,222.04 4,543.47 LT 325.00 1.60
Next Dividend Payable 07/2017; Asset Class: Equities
CONOCOPHILLIPS (COP) 11/9/15
4/26/16
5/10/16
458.000
6.000
73.000
54.731
47.398
42.162
47.910
47.910
47.910
25,066.57
284.39
3,077.81
21,942.78
287.46
3,497.43
(3,123.79)
3.07
419.62
LT
LT
ST
6/7/16 100.000 47.428 47.910 4,742.83 4,791.00 48.17 ST
6/22/16 95.000 44.080 47.910 4,187.58 4,551.45 363.87 ST
11/2/16 102.000 43.105 47.910 4,396.71 4,886.82 490.11 ST
11/9/16 75.000 45.773 47.910 3,432.97 3,593.25 160.28 ST
11/18/16 160.000 44.940 47.910 7,190.40 7,665.60 475.20 ST
Total 1,069.000 52,379.26 51,215.79 (3,120.72)
1,957.25
LT
ST
1,133.00 2.21
Next Dividend Payable 06/2017; Asset Class: Equities
CULLEN FROST BANKERS INC (CFR) 11/17/15 140.000 69.508 94.390 9,731.12 13,214.60 3,483.48 LT 302.00 2.28
Next Dividend Payable 06/2017; Asset Class: Equities
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 48 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
DISCOVER FINCL SVCS (DFS) 11/9/15
12/2/15
4/25/16
65.000
33.000
103.000
56.990
56.050
56.680
62.590
62.590
62.590
3,704.35
1,849.65
5,838.03
4,068.35
2,065.47
6,446.77
364.00
215.82
608.74
LT
LT
LT
12/9/16 70.000 72.040 62.590 5,042.80 4,381.30 (661.50)ST
Total 271.000 16,434.83 16,961.89 1,188.56
(661.50)
LT
ST
325.00 1.91
Next Dividend Payable 05/2017; Asset Class: Equities
DOVER CORP (DOV) 9/29/16
11/1/16
11/10/16
80.000
49.000
31.000
71.701
66.690
71.550
78.880
78.880
78.880
5,736.06
3,267.81
2,218.05
6,310.40
3,865.12
2,445.28
574.34
597.31
227.23
ST
ST
ST
11/18/16 32.000 70.000 78.880 2,240.00 2,524.16 284.16 ST
2/2/17 35.000 77.571 78.880 2,714.99 2,760.80 45.81 ST
Total 227.000 16,176.91 17,905.76 1,728.85 ST 400.00 2.23
Next Dividend Payable 06/2017; Asset Class: Equities
DR PEPPER SNAPPLE GROUP INC (DPS) 11/9/15
2/16/16
3/31/17
169.000
27.000
48.000
85.736
91.919
97.943
91.650
91.650
91.650
14,489.33
2,481.81
4,701.25
15,488.85
2,474.55
4,399.20
999.52
(7.26)
(302.05)
LT
LT
ST
Total 244.000 21,672.39 22,362.60 992.26
(302.05)
LT
ST
566.00 2.53
Next Dividend Payable 07/2017; Asset Class: Equities
DTE ENERGY COMPANY (DTE) 11/9/15 40.000 79.210 104.590 3,168.40 4,183.60 1,015.20 LT 132.00 3.15
Next Dividend Payable 07/2017; Asset Class: Equities
DU PONT EI DE NEMOURS & CO (DD) 11/9/15
12/2/15
2/16/16
137.000
43.000
20.000
66.550
67.279
58.788
79.750
79.750
79.750
9,117.35
2,892.98
1,175.76
10,925.75
3,429.25
1,595.00
1,808.40
536.27
419.24
LT
LT
LT
Total 200.000 13,186.09 15,950.00 2,763.91 LT 304.00 1.90
Next Dividend Payable 06/2017; Asset Class: Equities
EDISON INTERNATIONAL (EIX) 11/9/15
2/16/16
234.000
45.000
59.158
61.827
79.970
79.970
13,843.07
2,782.22
18,712.98
3,598.65
4,869.91
816.43
LT
LT
Total 279.000 16,625.29 22,311.63 5,686.34 LT 605.00 2.71
Next Dividend Payable 07/2017; Asset Class: Equities
ELI LILLY & CO (LLY) 11/9/15
12/2/15
2/16/16
145.000
27.000
20.000
79.241
84.716
73.052
82.060
82.060
82.060
11,490.02
2,287.33
1,461.04
11,898.70
2,215.62
1,641.20
408.68
(71.71)
180.16
LT
LT
LT
5/17/16 34.000 76.509 82.060 2,601.30 2,790.04 188.74 ST
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 49 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 226.000 17,839.69 18,545.56 517.13
188.74
LT
ST
470.00 2.53
Next Dividend Payable 06/2017; Asset Class: Equities
EXXON MOBIL CORP (XOM) 11/9/15
2/16/16
513.000
84.000
82.058
81.082
81.650
81.650
42,095.71
6,810.88
41,886.45
6,858.60
(209.26)
47.72
LT
LT
Total 597.000 48,906.59 48,745.05 (161.54)LT 1,839.00 3.77
Next Dividend Payable 06/2017; Asset Class: Equities
FIDELITY NATL INFORMATION SE (FIS) 11/9/15
2/16/16
221.000
28.000
66.206
58.557
84.190
84.190
14,631.55
1,639.60
18,605.99
2,357.32
3,974.44
717.72
LT
LT
Total 249.000 16,271.15 20,963.31 4,692.16 LT 289.00 1.37
Next Dividend Payable 06/2017; Asset Class: Equities
GENERAL ELECTRIC CO (GE) 4/11/17
4/25/17
414.000
220.000
30.027
29.485
28.990
28.990
12,431.30
6,486.70
12,001.86
6,377.80
(429.44)
(108.90)
ST
ST
Total 634.000 18,918.00 18,379.66 (538.34)ST 609.00 3.31
Next Dividend Payable 07/2017; Asset Class: Equities
GENL DYNAMICS CORP (GD) 12/15/15
2/16/16
5/2/16
27.000
60.000
19.000
138.700
131.015
142.396
193.790
193.790
193.790
3,744.90
7,860.90
2,705.52
5,232.33
11,627.40
3,682.01
1,487.43
3,766.50
976.49
LT
LT
ST
7/1/16 32.000 141.083 193.790 4,514.66 6,201.28 1,686.62 ST
9/16/16 30.000 151.111 193.790 4,533.32 5,813.70 1,280.38 ST
11/18/16 13.000 166.955 193.790 2,170.41 2,519.27 348.86 ST
Total 181.000 25,529.71 35,075.99 5,253.93
4,292.35
LT
ST
608.00 1.73
Next Dividend Payable 05/05/17; Asset Class: Equities
GENUINE PARTS CO (GPC) 11/9/15
2/16/16
5/2/16
154.000
15.000
34.000
88.604
90.635
96.439
92.020
92.020
92.020
13,645.09
1,359.52
3,278.93
14,171.08
1,380.30
3,128.68
525.99
20.78
(150.25)
LT
LT
ST
11/1/16 25.000 88.972 92.020 2,224.29 2,300.50 76.21 ST
11/18/16 25.000 94.179 92.020 2,354.47 2,300.50 (53.97)ST
11/30/16 26.000 96.832 92.020 2,517.62 2,392.52 (125.10)ST
Total 279.000 25,379.92 25,673.58 546.77
(253.11)
LT
ST
753.00 2.93
Next Dividend Payable 07/2017; Asset Class: Equities
GILEAD SCIENCE (GILD) 2/16/16
5/17/16
7/20/16
69.000
26.000
41.000
90.730
83.513
86.953
68.550
68.550
68.550
6,260.40
2,171.35
3,565.07
4,729.95
1,782.30
2,810.55
(1,530.45)
(389.05)
(754.52)
LT
ST
ST
00
1
8
7
5
M
S
A
D
T
2
5
2
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 50 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 136.000 11,996.82 9,322.80 (1,530.45)
(1,143.57)
LT
ST
283.00 3.03
Next Dividend Payable 06/2017; Asset Class: Equities
HARTFORD FIN SERS GRP INC (HIG) 11/9/15
2/16/16
1/3/17
635.000
78.000
67.000
46.785
41.159
47.738
48.360
48.360
48.360
29,708.16
3,210.39
3,198.45
30,708.60
3,772.08
3,240.12
1,000.44
561.69
41.67
LT
LT
ST
Total 780.000 36,117.00 37,720.80 1,562.13
41.67
LT
ST
718.00 1.90
Next Dividend Payable 07/2017; Asset Class: Equities
HCP INCORPORATED (HCP) 11/9/15
12/2/15
8/3/16
87.000
55.000
174.000
28.611
31.271
35.512
31.350
31.350
31.350
2,489.18
1,719.92
6,179.01
2,727.45
1,724.25
5,454.90
238.27
4.33
(724.11)
LT
LT
ST
R
R
R
Total 316.000 10,388.11 9,906.60 242.60
(724.11)
LT
ST
468.00 4.72
Next Dividend Payable 06/2017; Asset Class: Alt
HOME DEPOT INC (HD) 11/9/15
2/16/16
5/2/16
212.000
18.000
22.000
124.061
119.501
135.500
156.100
156.100
156.100
26,301.00
2,151.01
2,981.01
33,093.20
2,809.80
3,434.20
6,792.20
658.79
453.19
LT
LT
ST
12/13/16 38.000 136.217 156.100 5,176.25 5,931.80 755.55 ST
Total 290.000 36,609.27 45,269.00 7,450.99
1,208.74
LT
ST
1,032.00 2.27
Next Dividend Payable 06/2017; Asset Class: Equities
HONEYWELL INTERNATIONAL INC (HON) 11/9/15
2/16/16
4/22/16
142.000
22.000
30.000
101.819
104.144
112.641
131.140
131.140
131.140
14,458.23
2,291.17
3,379.23
18,621.88
2,885.08
3,934.20
4,163.65
593.91
554.97
LT
LT
LT
9/16/16 26.000 113.462 131.140 2,950.00 3,409.64 459.64 ST
10/5/16 18.000 115.189 131.140 2,073.41 2,360.52 287.11 ST
11/1/16 20.000 109.239 131.140 2,184.78 2,622.80 438.02 ST
11/10/16 21.000 113.500 131.140 2,383.50 2,753.94 370.44 ST
Total 279.000 29,720.32 36,588.06 5,312.53
1,555.21
LT
ST
742.00 2.02
Next Dividend Payable 06/2017; Asset Class: Equities
ILL TOOL WORKS INC (ITW) 11/9/15
2/16/16
232.000
32.000
91.119
93.097
138.090
138.090
21,139.61
2,979.10
32,036.88
4,418.88
10,897.27
1,439.78
LT
LT
Total 264.000 24,118.71 36,455.76 12,337.05 LT 686.00 1.88
Next Dividend Payable 07/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 51 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
INTL FLAVORS & FRAGRANCES (IFF) 2/16/16
6/30/16
34.000
17.000
107.500
124.169
138.590
138.590
3,655.00
2,110.88
4,712.06
2,356.03
1,057.06
245.15
LT
ST
Total 51.000 5,765.88 7,068.09 1,057.06
245.15
LT
ST
131.00 1.85
Next Dividend Payable 07/2017; Asset Class: Equities
JOHNSON & JOHNSON (JNJ) 11/9/15
2/16/16
1/3/17
428.000
52.000
26.000
100.780
102.294
115.840
123.470
123.470
123.470
43,134.05
5,319.31
3,011.84
52,845.16
6,420.44
3,210.22
9,711.11
1,101.13
198.38
LT
LT
ST
Total 506.000 51,465.20 62,475.82 10,812.24
198.38
LT
ST
1,700.00 2.72
Next Dividend Payable 06/2017; Asset Class: Equities
KIMBERLY CLARK CORP (KMB) 11/9/15
11/16/15
12/2/15
63.000
47.000
27.000
117.761
119.094
119.967
129.750
129.750
129.750
7,418.97
5,597.40
3,239.11
8,174.25
6,098.25
3,503.25
755.28
500.85
264.14
LT
LT
LT
2/16/16 16.000 128.298 129.750 2,052.77 2,076.00 23.23 LT
5/2/16 14.000 125.899 129.750 1,762.58 1,816.50 53.92 ST
Total 167.000 20,070.83 21,668.25 1,543.50
53.92
LT
ST
648.00 2.99
Next Dividend Payable 07/2017; Asset Class: Equities
KLA TENCOR CORP (KLAC) 11/9/15
2/16/16
214.000
25.000
66.847
65.048
98.220
98.220
14,305.28
1,626.19
21,019.08
2,455.50
6,713.80
829.31
LT
LT
Total 239.000 15,931.47 23,474.58 7,543.11 LT 516.00 2.19
Next Dividend Payable 06/2017; Asset Class: Equities
KRAFT HEINZ CO (KHC) 11/9/15
11/4/16
2/14/17
60.000
53.000
53.000
68.627
83.562
90.140
90.390
90.390
90.390
4,117.64
4,428.79
4,777.42
5,423.40
4,790.67
4,790.67
1,305.76
361.88
13.25
LT
ST
ST
R
R
3/31/17 43.000 90.912 90.390 3,909.22 3,886.77 (22.45)ST
Total 209.000 17,233.07 18,891.51 1,305.76
352.68
LT
ST
502.00 2.65
Next Dividend Payable 06/2017; Asset Class: Equities
L BRANDS INC COM (LB) 11/9/15
2/16/16
4/28/16
186.000
22.000
77.000
93.679
82.768
79.153
52.810
52.810
52.810
17,424.26
1,820.90
6,094.76
9,822.66
1,161.82
4,066.37
(7,601.60)
(659.08)
(2,028.39)
LT
LT
LT
11/1/16 34.000 65.864 52.810 2,239.39 1,795.54 (443.85)ST
Total 319.000 27,579.31 16,846.39 (10,289.07)
(443.85)
LT
ST
766.00 4.54
00
1
8
7
5
M
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A
D
T
2
5
2
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 52 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 06/2017; Asset Class: Equities
M&T BANK CORP (MTB) 2/18/16 126.000 105.995 155.410 13,355.42 19,581.66 6,226.24 LT 378.00 1.93
Next Dividend Payable 06/2017; Asset Class: Equities
MC DONALDS CORP (MCD) 4/26/17 53.000 140.734 139.930 7,458.91 7,416.29 (42.62)ST 199.00 2.68
Next Dividend Payable 06/2017; Asset Class: Equities
MERCK & CO INC NEW COM (MRK) 11/9/15
2/16/16
639.000
66.000
54.145
49.967
62.330
62.330
34,598.40
3,297.84
39,828.87
4,113.78
5,230.47
815.94
LT
LT
Total 705.000 37,896.24 43,942.65 6,046.41 LT 1,325.00 3.01
Next Dividend Payable 07/2017; Asset Class: Equities
METLIFE INCORPORATED (MET) 3/26/15
12/2/15
2/16/16
420.000
42.000
36.000
50.812
50.830
38.167
51.810
51.810
51.810
21,341.17
2,134.86
1,374.01
21,760.20
2,176.02
1,865.16
419.03
41.16
491.15
LT
LT
LT
4/26/16 149.000 46.574 51.810 6,939.56 7,719.69 780.13 LT
8/3/16 160.000 43.474 51.810 6,955.86 8,289.60 1,333.74 ST
Total 807.000 38,745.46 41,810.67 1,731.47
1,333.74
LT
ST
1,291.00 3.08
Next Dividend Payable 06/2017; Asset Class: Equities
MICROSOFT CORP (MSFT) 11/9/15
2/16/16
3/11/16
452.000
48.000
129.000
53.859
50.847
52.916
68.460
68.460
68.460
24,344.36
2,440.67
6,826.14
30,943.92
3,286.08
8,831.34
6,599.56
845.41
2,005.20
LT
LT
LT
4/22/16 78.000 51.277 68.460 3,999.62 5,339.88 1,340.26 LT
Total 707.000 37,610.79 48,401.22 10,790.43 LT 1,103.00 2.27
Next Dividend Payable 06/2017; Asset Class: Equities
MOLSON COORS BREWING CO CL B (TAP) 2/16/16
3/11/16
6/9/16
56.000
56.000
41.000
85.084
91.748
102.969
95.890
95.890
95.890
4,764.73
5,137.89
4,221.72
5,369.84
5,369.84
3,931.49
605.11
231.95
(290.23)
LT
LT
ST
Total 153.000 14,124.34 14,671.17 837.06
(290.23)
LT
ST
251.00 1.71
Next Dividend Payable 06/2017; Asset Class: Equities
MONDELEZ INTL INC COM (MDLZ) 11/9/15
12/2/15
2/16/16
336.000
78.000
26.000
43.587
43.576
38.477
45.030
45.030
45.030
14,645.27
3,398.89
1,000.41
15,130.08
3,512.34
1,170.78
484.81
113.45
170.37
LT
LT
LT
R
R
R
5/2/16 62.000 43.590 45.030 2,702.61 2,791.86 89.25 ST R
Total 502.000 21,747.18 22,605.06 768.63
89.25
LT
ST
382.00 1.68
Next Dividend Payable 07/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 53 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
NEXTERA ENERGY INC (NEE) 11/9/15
2/16/16
90.000
53.000
98.693
111.972
133.560
133.560
8,882.37
5,934.49
12,020.40
7,078.68
3,138.03
1,144.19
LT
LT
Total 143.000 14,816.86 19,099.08 4,282.22 LT 562.00 2.94
Next Dividend Payable 06/2017; Asset Class: Equities
NISOURCE INC (NI) 11/9/15
2/16/16
498.000
71.000
18.870
21.180
24.250
24.250
9,397.26
1,503.78
12,076.50
1,721.75
2,679.24
217.97
LT
LT
Total 569.000 10,901.04 13,798.25 2,897.21 LT 398.00 2.88
Next Dividend Payable 05/19/17; Asset Class: Equities
NORFOLK SOUTHERN CORP (NSC) 9/28/15
11/16/15
43.000
107.000
75.028
87.720
117.490
117.490
3,226.20
9,386.04
5,052.07
12,571.43
1,825.87
3,185.39
LT
LT
Total 150.000 12,612.24 17,623.50 5,011.26 LT 366.00 2.07
Next Dividend Payable 06/2017; Asset Class: Equities
NORTHERN TRUST CORP (NTRS) 11/9/15
2/16/16
242.000
21.000
73.857
58.690
90.000
90.000
17,873.37
1,232.49
21,780.00
1,890.00
3,906.63
657.51
LT
LT
Total 263.000 19,105.86 23,670.00 4,564.14 LT 400.00 1.68
Next Dividend Payable 07/2017; Asset Class: Equities
OCCIDENTAL PETROLEUM CORP DE (OXY) 11/9/15
11/16/15
2/16/16
438.000
73.000
60.000
75.174
74.307
67.715
61.540
61.540
61.540
32,926.40
5,424.38
4,062.89
26,954.52
4,492.42
3,692.40
(5,971.88)
(931.96)
(370.49)
LT
LT
LT
5/2/16 38.000 76.220 61.540 2,896.37 2,338.52 (557.85)ST
11/18/16 39.000 68.690 61.540 2,678.91 2,400.06 (278.85)ST
2/2/17 43.000 68.830 61.540 2,959.69 2,646.22 (313.47)ST
Total 691.000 50,948.64 42,524.14 (7,274.33)
(1,150.17)
LT
ST
2,101.00 4.94
Next Dividend Payable 07/2017; Asset Class: Equities
PEPSICO INC NC (PEP) 2/16/16
3/11/16
1/23/17
60.000
62.000
36.000
98.470
101.232
103.767
113.280
113.280
113.280
5,908.20
6,276.38
3,735.61
6,796.80
7,023.36
4,078.08
888.60
746.98
342.47
LT
LT
ST
Total 158.000 15,920.19 17,898.24 1,635.58
342.47
LT
ST
476.00 2.65
Next Dividend Payable 06/2017; Asset Class: Equities
PFIZER INC (PFE) 11/27/15
2/16/16
4/22/16
1,076.000
145.000
91.000
32.760
29.655
33.359
33.920
33.920
33.920
35,249.76
4,300.02
3,035.67
36,497.92
4,918.40
3,086.72
1,248.16
618.38
51.05
LT
LT
LT
Total 1,312.000 42,585.45 44,503.04 1,917.59 LT 1,679.00 3.77
Next Dividend Payable 06/2017; Asset Class: Equities
00
1
8
7
5
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5
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Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 54 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
PHILIP MORRIS INTL INC (PM) 11/9/15
2/16/16
114.000
24.000
85.028
89.898
110.840
110.840
9,693.23
2,157.54
12,635.76
2,660.16
2,942.53
502.62
LT
LT
Total 138.000 11,850.77 15,295.92 3,445.15 LT 574.00 3.75
Next Dividend Payable 07/2017; Asset Class: Equities
PNC FINL SVCS GP (PNC) 11/9/15
2/16/16
1/3/17
417.000
34.000
52.000
94.170
84.041
117.692
119.750
119.750
119.750
39,268.89
2,857.39
6,119.97
49,935.75
4,071.50
6,227.00
10,666.86
1,214.11
107.03
LT
LT
ST
Total 503.000 48,246.25 60,234.25 11,880.97
107.03
LT
ST
1,107.00 1.83
Next Dividend Payable 05/05/17; Asset Class: Equities
PPG INDUSTRIES INC (PPG) 11/9/15
12/2/15
2/16/16
101.000
27.000
41.000
101.538
105.605
93.488
109.840
109.840
109.840
10,255.36
2,851.34
3,833.01
11,093.84
2,965.68
4,503.44
838.48
114.34
670.43
LT
LT
LT
8/2/16 29.000 103.710 109.840 3,007.58 3,185.36 177.78 ST
Total 198.000 19,947.29 21,748.32 1,623.25
177.78
LT
ST
317.00 1.45
Next Dividend Payable 06/2017; Asset Class: Equities
PRAXAIR INC (PX) 11/18/15
12/2/15
2/16/16
40.000
15.000
11.000
114.306
110.562
104.072
124.980
124.980
124.980
4,572.26
1,658.43
1,144.79
4,999.20
1,874.70
1,374.78
426.94
216.27
229.99
LT
LT
LT
5/2/16 25.000 118.124 124.980 2,953.11 3,124.50 171.39 ST
7/1/16 40.000 113.226 124.980 4,529.05 4,999.20 470.15 ST
Total 131.000 14,857.64 16,372.38 873.20
641.54
LT
ST
413.00 2.52
Next Dividend Payable 06/2017; Asset Class: Equities
PROCTER & GAMBLE (PG) 11/9/15
2/16/16
44.000
30.000
75.300
81.277
87.330
87.330
3,313.20
2,438.32
3,842.52
2,619.90
529.32
181.58
LT
LT
Total 74.000 5,751.52 6,462.42 710.90 LT 204.00 3.15
Next Dividend Payable 05/15/17; Asset Class: Equities
PROGRESSIVE CORP OHIO (PGR) 11/9/15
3/13/17
210.000
23.000
31.398
39.600
39.720
39.720
6,593.64
910.80
8,341.20
913.56
1,747.56
2.76
LT
ST
Total 233.000 7,504.44 9,254.76 1,747.56
2.76
LT
ST
159.00 1.71
Next Dividend Payable 02/2018; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 55 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
PRUDENTIAL FINANCIAL INC (PRU) 11/9/15
2/16/16
6/30/16
181.000
16.000
43.000
85.905
63.569
69.758
107.030
107.030
107.030
15,548.82
1,017.10
2,999.60
19,372.43
1,712.48
4,602.29
3,823.61
695.38
1,602.69
LT
LT
ST
Total 240.000 19,565.52 25,687.20 4,518.99
1,602.69
LT
ST
720.00 2.80
Next Dividend Payable 06/2017; Asset Class: Equities
QUALCOMM INC (QCOM) 9/8/15
1/23/17
201.000
96.000
55.087
55.558
53.740
53.740
11,072.43
5,333.54
10,801.74
5,159.04
(270.69)
(174.50)
LT
ST
Total 297.000 16,405.97 15,960.78 (270.69)
(174.50)
LT
ST
677.00 4.24
Next Dividend Payable 06/2017; Asset Class: Equities
R P M INC (RPM) 11/9/15
12/2/15
4/19/17
119.000
39.000
87.000
45.561
47.277
50.825
52.560
52.560
52.560
5,421.74
1,843.82
4,421.75
6,254.64
2,049.84
4,572.72
832.90
206.02
150.97
LT
LT
ST
Total 245.000 11,687.31 12,877.20 1,038.92
150.97
LT
ST
294.00 2.28
Next Dividend Payable 07/2017; Asset Class: Equities
REPUBLIC SERVICES INC (RSG) 11/9/15
2/16/16
4/26/16
297.000
30.000
119.000
43.578
45.157
45.927
62.990
62.990
62.990
12,942.81
1,354.71
5,465.28
18,708.03
1,889.70
7,495.81
5,765.22
534.99
2,030.53
LT
LT
LT
9/16/16 44.000 50.060 62.990 2,202.62 2,771.56 568.94 ST
10/5/16 46.000 50.082 62.990 2,303.78 2,897.54 593.76 ST
Total 536.000 24,269.20 33,762.64 8,330.74
1,162.70
LT
ST
686.00 2.03
Next Dividend Payable 07/2017; Asset Class: Equities
REYNOLDS AMERICAN INC (RAI) 4/28/16
8/3/16
12/1/16
84.000
87.000
2.000
49.186
49.204
53.787
64.500
64.500
64.500
4,131.65
4,280.74
107.57
5,418.00
5,611.50
129.00
1,286.35
1,330.76
21.43
LT
ST
ST
Total 173.000 8,519.96 11,158.50 1,286.35
1,352.19
LT
ST
353.00 3.16
Next Dividend Payable 07/2017; Asset Class: Equities
S&P GLOBAL INC COM (SPGI) 11/9/15
2/16/16
36.000
11.000
96.094
87.584
134.190
134.190
3,459.38
963.42
4,830.84
1,476.09
1,371.46
512.67
LT
LT
Total 47.000 4,422.80 6,306.93 1,884.13 LT 77.00 1.22
Next Dividend Payable 06/2017; Asset Class: Equities
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CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 56 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
SCHLUMBERGER LTD (SLB) 11/9/15
12/22/15
5/10/16
94.000
57.000
60.000
78.020
69.491
73.758
72.590
72.590
72.590
7,333.88
3,960.96
4,425.46
6,823.46
4,137.63
4,355.40
(510.42)
176.67
(70.06)
LT
LT
ST
8/30/16 38.000 81.296 72.590 3,089.24 2,758.42 (330.82)ST
11/7/16 85.000 79.150 72.590 6,727.75 6,170.15 (557.60)ST
Total 334.000 25,537.29 24,245.06 (333.75)
(958.48)
LT
ST
668.00 2.75
Next Dividend Payable 07/2017; Asset Class: Equities
SIMON PPTY GROUP INC (SPG) 11/9/15
2/16/16
5/13/16
103.000
13.000
20.000
190.056
185.824
196.291
165.260
165.260
165.260
19,575.76
2,415.71
3,925.81
17,021.78
2,148.38
3,305.20
(2,553.98)
(267.33)
(620.61)
LT
LT
ST
Total 136.000 25,917.28 22,475.36 (2,821.31)
(620.61)
LT
ST
925.00 4.11
Next Dividend Payable 05/2017; Asset Class: Alt
SNAP-ON INC (SNA) 11/9/15 30.000 169.053 167.530 5,071.58 5,025.90 (45.68)LT 85.00 1.69
Next Dividend Payable 06/2017; Asset Class: Equities
STANLEY BLACK & DECKER INC (SWK) 2/16/16
2/23/16
11/1/16
59.000
35.000
18.000
92.966
93.440
113.557
136.150
136.150
136.150
5,485.00
3,270.40
2,044.03
8,032.85
4,765.25
2,450.70
2,547.85
1,494.85
406.67
LT
LT
ST
Total 112.000 10,799.43 15,248.80 4,042.70
406.67
LT
ST
260.00 1.70
Next Dividend Payable 06/2017; Asset Class: Equities
T ROWE PRICE GROUP INC (TROW) 11/17/15 306.000 75.381 70.890 23,066.68 21,692.34 (1,374.34)LT 698.00 3.21
Next Dividend Payable 06/2017; Asset Class: Equities
TEXAS INSTRUMENTS (TXN) 11/9/15
2/16/16
5/2/16
394.000
34.000
49.000
57.029
52.670
57.720
79.180
79.180
79.180
22,469.47
1,790.78
2,828.28
31,196.92
2,692.12
3,879.82
8,727.45
901.34
1,051.54
LT
LT
ST
Total 477.000 27,088.53 37,768.86 9,628.79
1,051.54
LT
ST
954.00 2.52
Next Dividend Payable 05/15/17; Asset Class: Equities
TIFFANY & COMPANY NEW (TIF) 11/9/15 113.000 79.957 91.650 9,035.18 10,356.45 1,321.27 LT 203.00 1.96
Next Dividend Payable 07/2017; Asset Class: Equities
TIME WARNER INC NEW (TWX) 11/9/15 161.000 68.505 99.270 11,029.30 15,982.47 4,953.17 LT 259.00 1.62
Next Dividend Payable 06/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 57 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
TRAVELERS COMPANIES INC COM (TRV) 11/9/15
12/2/15
2/16/16
304.000
25.000
34.000
112.610
114.880
107.191
121.660
121.660
121.660
34,233.41
2,872.00
3,644.51
36,984.64
3,041.50
4,136.44
2,751.23
169.50
491.93
LT
LT
LT
Total 363.000 40,749.92 44,162.58 3,412.66 LT 1,045.00 2.36
Next Dividend Payable 06/2017; Asset Class: Equities
U S BANCORP COM NEW (USB) 11/9/15
2/16/16
1/3/17
451.000
39.000
80.000
43.112
40.427
51.265
51.280
51.280
51.280
19,443.69
1,576.65
4,101.18
23,127.28
1,999.92
4,102.40
3,683.59
423.27
1.22
LT
LT
ST
Total 570.000 25,121.52 29,229.60 4,106.86
1.22
LT
ST
638.00 2.18
Next Dividend Payable 07/2017; Asset Class: Equities
UNION PACIFIC CORP (UNP) 11/9/15
11/18/16
12/1/16
152.000
23.000
35.000
86.780
99.917
103.535
111.960
111.960
111.960
13,190.56
2,298.10
3,623.71
17,017.92
2,575.08
3,918.60
3,827.36
276.98
294.89
LT
ST
ST
3/1/17 28.000 110.375 111.960 3,090.50 3,134.88 44.38 ST
Total 238.000 22,202.87 26,646.48 3,827.36
616.25
LT
ST
576.00 2.16
Next Dividend Payable 06/2017; Asset Class: Equities
V F CORPORATION (VFC) 11/9/15
2/16/16
5/2/16
109.000
83.000
51.000
67.261
60.010
63.687
54.630
54.630
54.630
7,331.46
4,980.83
3,248.04
5,954.67
4,534.29
2,786.13
(1,376.79)
(446.54)
(461.91)
LT
LT
ST
Total 243.000 15,560.33 13,275.09 (1,823.33)
(461.91)
LT
ST
408.00 3.07
Next Dividend Payable 06/2017; Asset Class: Equities
VALERO ENERGY CP DELA NEW (VLO) 2/16/16
6/6/16
8/3/16
98.000
37.000
80.000
56.700
54.480
54.554
64.610
64.610
64.610
5,556.60
2,015.76
4,364.31
6,331.78
2,390.57
5,168.80
775.18
374.81
804.49
LT
ST
ST
11/30/16 40.000 62.110 64.610 2,484.38 2,584.40 100.02 ST
2/2/17 38.000 65.630 64.610 2,493.94 2,455.18 (38.76)ST
Total 293.000 16,914.99 18,930.73 775.18
1,240.56
LT
ST
820.00 4.33
Next Dividend Payable 06/2017; Asset Class: Equities
VALIDUS HOLDINGS LTD COM (VR) 11/9/15 100.000 45.163 55.280 4,516.26 5,528.00 1,011.74 LT 152.00 2.74
Next Dividend Payable 06/2017; Asset Class: Equities
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CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 58 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
VERIZON COMMUNICATIONS (VZ) 10/22/14
1/7/15
2/16/16
109.000
451.000
67.000
48.511
46.194
50.117
45.910
45.910
45.910
5,287.72
20,833.31
3,357.85
5,004.19
20,705.41
3,075.97
(283.53)
(127.90)
(281.88)
LT
LT
LT
5/2/16 55.000 51.210 45.910 2,816.55 2,525.05 (291.50)ST
2/2/17 56.000 47.987 45.910 2,687.25 2,570.96 (116.29)ST
Total 738.000 34,982.68 33,881.58 (693.31)
(407.79)
LT
ST
1,705.00 5.03
Next Dividend Payable 05/01/17; Asset Class: Equities
WELLS FARGO & CO NEW (WFC) 11/9/15
2/16/16
4/22/16
1,082.000
155.000
61.000
55.310
48.336
50.555
53.840
53.840
53.840
59,845.53
7,492.02
3,083.87
58,254.88
8,345.20
3,284.24
(1,590.65)
853.18
200.37
LT
LT
LT
Total 1,298.000 70,421.42 69,884.32 (537.10)LT 1,973.00 2.82
Next Dividend Payable 06/2017; Asset Class: Equities
WESTROCK CO COM (WRK) 11/9/15 90.000 46.464 53.560 4,181.76 4,820.40 638.64 LT 144.00 2.98
Next Dividend Payable 05/2017; Asset Class: Equities
WYNDHAM WORLDWIDE CORP (WYN) 11/9/15
12/2/15
82.000
26.000
80.528
76.296
95.310
95.310
6,603.26
1,983.69
7,815.42
2,478.06
1,212.16
494.37
LT
LT
Total 108.000 8,586.95 10,293.48 1,706.53 LT 251.00 2.43
Next Dividend Payable 06/2017; Asset Class: Equities
XCEL ENERGY INC (XEL) 11/9/15
2/16/16
436.000
62.000
34.903
38.607
45.050
45.050
15,217.53
2,393.63
19,641.80
2,793.10
4,424.27
399.47
LT
LT
Total 498.000 17,611.16 22,434.90 4,823.74 LT 717.00 3.19
Next Dividend Payable 07/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 99.06%$2,095,832.83 $2,387,059.90 $255,297.18
$35,929.89
LT
ST
$62,305.00 2.61%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $2,095,832.83 $2,409,759.29 $255,297.18
$35,929.89
LT
ST
$62,307.00
$0.00
2.59%
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 59 of 118
TOTAL VALUE (includes accrued interest)100.00%$2,409,759.29
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
R - The cost basis for this tax lot was adjusted due to a reclassification of income.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $22,699.39 ——————
Stocks —$2,319,666.51 —$67,393.39 ———
TOTAL ALLOCATION OF ASSETS $22,699.39 $2,319,666.51 —$67,393.39 ———
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
4/5 4/10 Sold WYNDHAM WORLDWIDE CORP ACTED AS AGENT 31.000 $85.3636 $2,646.21
4/11 4/17 Bought GENERAL ELECTRIC CO ACTED AS AGENT 414.000 30.0273 (12,431.30)
4/19 4/24 Bought R P M INC ACTED AS AGENT 87.000 50.8247 (4,421.75)
4/25 4/28 Sold HONEYWELL INTERNATIONAL INC ACTED AS AGENT 89.000 128.8781 11,469.89
4/25 4/28 Bought GENERAL ELECTRIC CO ACTED AS AGENT 220.000 29.4850 (6,486.70)
4/26 5/1 Sold ILL TOOL WORKS INC ACTED AS AGENT 43.000 139.2183 5,986.25
4/26 5/1 Bought MC DONALDS CORP ACTED AS AGENT 53.000 140.7341 (7,458.91)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(10,696.31)
TOTAL PURCHASES $(30,798.66)
TOTAL SALES AND REDEMPTIONS $20,102.35
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
UNSETTLED PURCHASES/SALES ACTIVITY
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price
Pending
Credits/(Debits)
4/26 5/1 Sold ILL TOOL WORKS INC UNSETTLED SALE 43.000 $139.2183 $5,986.25
4/26 5/1 Bought MC DONALDS CORP UNSETTLED PURCHASE 53.000 140.7341 (7,458.91)
NET UNSETTLED PURCHASES/SALES $(1,472.66)
This section displays transactions that have not settled during this statement period. The Holdings section includes positions purchased and omits positions sold or sold short as of the trade-date. The unit/share
price for unsettled fixed income new issues in the Holdings section may be approximate in advance of active market pricing or pricing from third party pricing services.
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CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 60 of 118
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
4/3 Qualified Dividend GENUINE PARTS CO $188.33
4/3 Qualified Dividend HARTFORD FIN SERS GRP INC 179.40
4/3 Qualified Dividend COCA COLA CO 101.75
4/3 Qualified Dividend NORTHERN TRUST CORP 99.94
4/3 Qualified Dividend AUTOMATIC DATA PROCESSING INC 93.48
4/3 Qualified Dividend REYNOLDS AMERICAN INC 88.23
4/4 Qualified Dividend KIMBERLY CLARK CORP 179.45
4/5 Qualified Dividend DR PEPPER SNAPPLE GROUP INC 113.68
4/7 Qualified Dividend MERCK & CO INC NEW COM 331.35
4/7 Qualified Dividend INTL FLAVORS & FRAGRANCES 32.64
4/10 Qualified Dividend ALTRIA GROUP INC 300.73
4/10 Qualified Dividend TIFFANY & COMPANY NEW 50.85
4/11 Qualified Dividend ILL TOOL WORKS INC 199.55
4/11 Qualified Dividend PHILIP MORRIS INTL INC 143.52
4/12 Qualified Dividend BEST BUY CO 97.58
4/13 Qualified Dividend MONDELEZ INTL INC COM 95.38
4/17 Qualified Dividend OCCIDENTAL PETROLEUM CORP DE 525.16
4/17 Qualified Dividend REPUBLIC SERVICES INC 171.52
4/17 Qualified Dividend SCHLUMBERGER LTD 167.00
4/17 Qualified Dividend U S BANCORP COM NEW 159.60
4/17 Dividend AVALONBAY COMM INC 149.10
4/17 Qualified Dividend CINCINNATI FINANCIAL OHIO 70.00
4/17 Dividend ALEXANDRIA REAL ESTATE EQ INC 43.99
4/17 Qualified Dividend DTE ENERGY COMPANY 33.00
4/20 Qualified Dividend XCEL ENERGY INC 179.28
4/21 Qualified Dividend CHUBB LTD 95.91
4/26 Qualified Dividend COMCAST CORP (NEW) CLASS A 81.27
4/28 Dividend BOSTON PROPERTIES INC 54.00
4/28 Qualified Dividend R P M INC 47.40
4/28 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 04/01-04/30)
0.24
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $4,073.33
TOTAL QUALIFIED DIVIDENDS $3,826.00
TOTAL OTHER DIVIDENDS $247.09
TOTAL INTEREST $0.24
CASH RELATED ACTIVITY
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Service Fee 2ND QTR ADVISORY FEE $(3,182.11)
TOTAL OTHER CREDITS AND DEBITS $(3,182.11)
TOTAL OTHER DEBITS $(3,182.11)
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 61 of 118
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
4/3 Automatic Investment BANK DEPOSIT PROGRAM $751.13
4/4 Automatic Investment BANK DEPOSIT PROGRAM 179.45
4/5 Automatic Redemption BANK DEPOSIT PROGRAM (3,747.14)
4/7 Automatic Investment BANK DEPOSIT PROGRAM 363.99
4/10 Automatic Investment BANK DEPOSIT PROGRAM 351.58
4/11 Automatic Investment BANK DEPOSIT PROGRAM 2,989.28
4/12 Automatic Investment BANK DEPOSIT PROGRAM 97.58
4/13 Automatic Investment BANK DEPOSIT PROGRAM 95.38
4/17 Automatic Redemption BANK DEPOSIT PROGRAM (11,111.93)
4/18 Automatic Redemption BANK DEPOSIT PROGRAM (3,182.11)
4/20 Automatic Investment BANK DEPOSIT PROGRAM 179.28
4/21 Automatic Investment BANK DEPOSIT PROGRAM 62.34
4/24 Automatic Redemption BANK DEPOSIT PROGRAM (4,388.18)
4/26 Automatic Investment BANK DEPOSIT PROGRAM 81.27
4/28 Automatic Investment BANK DEPOSIT PROGRAM 101.40
4/28 Automatic Investment BANK DEPOSIT PROGRAM 0.24
NET ACTIVITY FOR PERIOD $(17,176.44)
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
HONEYWELL INTERNATIONAL INC 11/09/15 04/25/17 89.000 $11,469.89 $9,061.85 $2,408.04
ILL TOOL WORKS INC 11/09/15 04/26/17 43.000 5,986.25 3,918.12 2,068.13
WYNDHAM WORLDWIDE CORP 11/09/15 04/05/17 31.000 2,646.21 2,496.35 149.86
Long-Term This Period $20,102.35 $15,476.32 $4,626.03
Long-Term Year to Date $60,404.33 $54,047.45 $6,356.88
Net Realized Gain/(Loss) This Period $20,102.35 $15,476.32 $4,626.03
Net Realized Gain/(Loss) Year to Date $73,064.50 $65,712.87 $7,351.63
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
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Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 62 of 118
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Tax Information Related To Your International Securities Holdings
You may be eligible to benefit from a reduction of the amount of foreign taxes you pay on dividends on international securities in your account. These taxes are withheld by foreign tax authorities. Contact your Financial
Advisor to determine qualification eligibility and requirements.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110134-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $1,556,538.99 $1,526,578.62
Credits ——
Debits (2,522.44)(4,948.83)
Security Transfers ——
Net Credits/Debits/Transfers $(2,522.44)$(4,948.83)
Change in Value (2,867.69)29,519.07
TOTAL ENDING VALUE $1,551,148.86 $1,551,148.86
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period April 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
700
900
1,100
1,300
1,500
1,700
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 63 of 118
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Fixed Income & Preferreds
Alternatives
Market Value Percentage
Cash $41,278.00 2.66
Equities 1,396,777.63 90.05
Fixed Income & Preferreds 9,187.20 0.59
Alternatives 103,906.03 6.70
TOTAL VALUE $1,551,148.86 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 64 of 118
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $50,856.41 $41,278.00
Stocks 1,496,755.31 1,500,683.66
ETFs & CEFs 9,072.36 9,187.20
Net Unsettled Purchases/Sales (145.09)—
Total Assets $1,556,538.99 $1,551,148.86
Total Liabilities (outstanding balance)——
TOTAL VALUE $1,556,538.99 $1,551,148.86
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $50,856.41 $83,290.74
Purchases (30,503.07)(188,371.40)
Sales and Redemptions 19,983.52 141,983.71
Prior Net Unsettled Purch/Sales (145.09)N/A
Income and Distributions 3,608.67 9,323.78
Total Investment Related Activity $(7,055.97)$(37,063.91)
Other Debits (2,522.44)(4,948.83)
Total Cash Related Activity $(2,522.44)$(4,948.83)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $41,278.00 $41,278.00
INCOME AND DISTRIBUTION SUMMARY
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Qualified Dividends $1,566.23 $5,106.54
Other Dividends 2,042.09 4,215.50
Interest 0.35 1.74
Total Taxable Income And Distributions $3,608.67 $9,323.78
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $3,608.67 $9,323.78
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(4/1/17-4/30/17)
Realized This Year
(1/1/17-4/30/17)
Unrealized
Inception to Date
(as of 4/30/17)
Short-Term Gain $998.43 $6,456.64 $51,042.67
Short-Term (Loss)——(17,331.29)
Total Short-Term $998.43 $6,456.64 $33,711.38
Long-Term Gain 3,095.90 23,015.45 235,267.09
Long-Term (Loss)—(3,835.48)(56,656.03)
Total Long-Term $3,095.90 $19,179.97 $178,611.06
TOTAL GAIN/(LOSS)$4,094.33 $25,636.61 $212,322.44
Disallowed Loss —$833.52
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
Investment Objectives †: Capital Appreciation,Income Investment Advisory Account
Manager:Boston Partners - Smid Cap Value
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 65 of 118
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$41,278.00 —$4.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 2.66%$41,278.00 $4.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ABM INDUSTRIES INCORPORATED (ABM) 11/10/15
2/22/16
98.000
41.000
$28.575
31.774
$43.190
43.190
$2,800.36
1,302.75
$4,232.62
1,770.79
$1,432.26
468.04
LT
LT
Total 139.000 4,103.11 6,003.41 1,900.30 LT 95.00 1.58
Next Dividend Payable 05/01/17; Asset Class: Equities
ACCO BRANDS CORP (ACCO) 4/4/17 573.000 13.506 14.250 7,739.17 8,165.25 426.08 ST ——
Asset Class: Equities
AECOM (ACM) 11/10/15
2/22/16
110.000
126.000
30.858
26.720
34.210
34.210
3,394.33
3,366.72
3,763.10
4,310.46
368.77
943.74
LT
LT
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Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 66 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 236.000 6,761.05 8,073.56 1,312.51 LT ——
Asset Class: Equities
AEGION CORP COM (AEGN) 11/10/15 168.000 21.384 22.820 3,592.50 3,833.76 241.26 LT ——
Asset Class: Equities
AES CORP (AES) 11/10/15
2/22/16
569.000
68.000
9.664
9.446
11.310
11.310
5,498.87
642.33
6,435.39
769.08
936.52
126.75
LT
LT
R
R
Total 637.000 6,141.20 7,204.47 1,063.27 LT 306.00 4.24
Next Dividend Payable 05/15/17; Asset Class: Equities
AGNC INVT CORP COM (AGNC) 11/10/15
2/22/16
3/13/17
213.000
28.000
37.000
17.420
17.718
19.260
21.070
21.070
21.070
3,710.40
496.10
712.62
4,487.91
589.96
779.59
777.51
93.86
66.97
LT
LT
ST
R
R
Total 278.000 4,919.12 5,857.46 871.37
66.97
LT
ST
600.00 10.24
Next Dividend Payable 05/08/17; Asset Class: Alt
AIR LEASE CORP CL A (AL) 10/28/15
10/28/15
11/6/15
24.000
65.000
92.000
33.674
33.454
34.982
38.140
38.140
38.140
808.18
2,174.50
3,218.35
915.36
2,479.10
3,508.88
107.18
304.60
290.53
LT
LT
LT
2/22/16 249.000 28.390 38.140 7,069.11 9,496.86 2,427.75 LT
6/24/16 216.000 26.235 38.140 5,666.80 8,238.24 2,571.44 ST
7/21/16 1.000 29.740 38.140 29.74 38.14 8.40 ST
1/11/17 24.000 35.980 38.140 863.52 915.36 51.84 ST
Total 671.000 19,830.20 25,591.94 3,130.06
2,631.68
LT
ST
201.00 0.78
Next Dividend Payable 07/2017; Asset Class: Equities
ALLY FINANCIAL INC (ALLY) 12/4/15
2/22/16
400.000
38.000
19.907
17.487
19.800
19.800
7,962.96
664.51
7,920.00
752.40
(42.96)
87.89
LT
LT
Total 438.000 8,627.47 8,672.40 44.93 LT 140.00 1.61
Next Dividend Payable 05/15/17; Asset Class: Equities
AMDOCS LIMITED ORD (DOX) 11/10/15
2/22/16
174.000
20.000
60.001
58.927
61.240
61.240
10,440.26
1,178.54
10,655.76
1,224.80
215.50
46.26
LT
LT
Total 194.000 11,618.80 11,880.56 261.76 LT 171.00 1.43
Next Dividend Payable 07/2017; Asset Class: Equities
ANWORTH MORTGAGE ASSET CORP (ANH) 11/10/15 457.000 4.700 5.860 2,147.90 2,678.02 530.12 LT 274.00 10.23
Next Dividend Payable 07/2017; Asset Class: Alt
ARES COMMERCIAL REAL EST CORP (ACRE) 11/10/15
2/22/16
635.000
76.000
12.639
9.709
13.830
13.830
8,025.64
737.85
8,782.05
1,051.08
756.41
313.23
LT
LT
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 67 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 711.000 8,763.49 9,833.13 1,069.64 LT 768.00 7.81
Next Dividend Payable 07/2017; Asset Class: Alt
ARROW ELECTRONICS (ARW) 11/10/15
2/22/16
7/21/16
281.000
31.000
18.000
58.614
57.181
65.955
70.500
70.500
70.500
16,470.42
1,772.62
1,187.19
19,810.50
2,185.50
1,269.00
3,340.08
412.88
81.81
LT
LT
ST
Total 330.000 19,430.23 23,265.00 3,752.96
81.81
LT
ST
——
Asset Class: Equities
ASSURANT INC (AIZ) 11/10/15
2/22/16
41.000
5.000
84.225
70.632
96.240
96.240
3,453.24
353.16
3,945.84
481.20
492.60
128.04
LT
LT
Total 46.000 3,806.40 4,427.04 620.64 LT 98.00 2.21
Next Dividend Payable 06/2017; Asset Class: Equities
ASSURED GUARANTY LTD (AGO) 11/10/15
2/22/16
1/11/17
246.000
30.000
34.000
28.557
24.197
39.330
38.130
38.130
38.130
7,025.02
725.92
1,337.22
9,379.98
1,143.90
1,296.42
2,354.96
417.98
(40.80)
LT
LT
ST
Total 310.000 9,088.16 11,820.30 2,772.94
(40.80)
LT
ST
177.00 1.49
Next Dividend Payable 06/2017; Asset Class: Equities
ATHENE HOLDING LTD CLASS A (ATH) 3/29/17 93.000 49.679 53.310 4,620.12 4,957.83 337.71 ST ——
Asset Class: Equities
AVNET INC (AVT) 11/10/15
2/22/16
1/11/17
321.000
35.000
30.000
45.701
41.647
46.840
38.690
38.690
38.690
14,669.96
1,457.66
1,405.21
12,419.49
1,354.15
1,160.70
(2,250.47)
(103.51)
(244.51)
LT
LT
ST
Total 386.000 17,532.83 14,934.34 (2,353.98)
(244.51)
LT
ST
278.00 1.86
Next Dividend Payable 06/2017; Asset Class: Equities
AXIS CAPITAL HOLDINGS LTD (AXS) 11/10/15
2/22/16
186.000
28.000
55.520
53.607
65.900
65.900
10,326.72
1,500.99
12,257.40
1,845.20
1,930.68
344.21
LT
LT
Total 214.000 11,827.71 14,102.60 2,274.89 LT 325.00 2.30
Next Dividend Payable 07/2017; Asset Class: Equities
BANKUNITED INC (BKU) 3/28/17 297.000 36.271 35.290 10,772.46 10,481.13 (291.33)ST 249.00 2.37
Next Dividend Payable 07/2017; Asset Class: Equities
BELDEN INC (BDC) 11/10/15 49.000 63.248 69.700 3,099.15 3,415.30 316.15 LT 10.00 0.29
Next Dividend Payable 07/2017; Asset Class: Equities
BERRY GLOBAL GROUP INC (BERY) 2/22/16 363.000 30.150 50.000 10,944.45 18,150.00 7,205.55 LT ——
Asset Class: Equities
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Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 68 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
BLACKSTONE MTG TRUST INC CL A (BXMT) 9/21/16
3/13/17
138.000
15.000
29.515
30.107
30.880
30.880
4,073.01
451.60
4,261.44
463.20
188.43
11.60
ST
ST
Total 153.000 4,524.61 4,724.64 200.03 ST 379.00 8.02
Next Dividend Payable 07/2017; Asset Class: Alt
BMC STK HLDGS INC (BMCH) 11/10/15
2/22/16
5/20/16
379.000
44.000
96.000
17.137
14.715
18.057
23.300
23.300
23.300
6,495.07
647.44
1,733.44
8,830.70
1,025.20
2,236.80
2,335.63
377.76
503.36
LT
LT
ST
Total 519.000 8,875.95 12,092.70 2,713.39
503.36
LT
ST
——
Asset Class: Equities
BOOZ ALLEN HAMILTON HLDG CL-A (BAH) 11/10/15
2/22/16
114.000
18.000
29.155
27.187
35.930
35.930
3,323.68
489.37
4,096.02
646.74
772.34
157.37
LT
LT
Total 132.000 3,813.05 4,742.76 929.71 LT 90.00 1.89
Next Dividend Payable 05/2017; Asset Class: Equities
BRISTOW GROUP INC (BRS) 11/10/15
11/10/15
12/1/15
8.000
50.000
263.000
30.350
30.736
30.967
13.370
13.370
13.370
242.80
1,536.78
8,144.24
106.96
668.50
3,516.31
(135.84)
(868.28)
(4,627.93)
LT
LT
LT
H
2/22/16 13.000 15.377 13.370 199.90 173.81 (26.09)LT
Total 334.000 10,123.72 4,465.58 (5,658.14)LT 94.00 2.10
Next Dividend Payable 06/2017; Basis Adjustment Due to Wash Sale: $833.52; Asset Class: Equities
BROCADE COMMUN SYSTEMS INC (BRCD) 11/10/15
2/22/16
716.000
75.000
10.728
9.810
12.570
12.570
7,681.53
735.75
9,000.12
942.75
1,318.59
207.00
LT
LT
Total 791.000 8,417.28 9,942.87 1,525.59 LT 174.00 1.74
Next Dividend Payable 07/2017; Asset Class: Equities
BROOKS-AUTOMATION INC (BRKS) 11/10/15
2/22/16
317.000
45.000
11.258
9.310
25.260
25.260
3,568.85
418.95
8,007.42
1,136.70
4,438.57
717.75
LT
LT
Total 362.000 3,987.80 9,144.12 5,156.32 LT 145.00 1.58
Next Dividend Payable 06/2017; Asset Class: Equities
BRUNSWICK CORP (BC) 10/28/16 94.000 43.116 56.750 4,052.89 5,334.50 1,281.61 ST 62.00 1.16
Next Dividend Payable 06/2017; Asset Class: Equities
CABOT CORP (CBT) 11/10/15 81.000 41.164 60.190 3,334.26 4,875.39 1,541.13 LT 97.00 1.98
Next Dividend Payable 06/2017; Asset Class: Equities
CARLISLE CO INC (CSL) 4/4/17 88.000 104.444 101.390 9,191.08 8,922.32 (268.76)ST 123.00 1.37
Next Dividend Payable 06/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 69 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
CDW CORPORATION (CDW) 11/10/15
2/22/16
1/11/17
261.000
32.000
24.000
42.590
38.900
53.042
59.090
59.090
59.090
11,115.99
1,244.80
1,273.00
15,422.49
1,890.88
1,418.16
4,306.50
646.08
145.16
LT
LT
ST
Total 317.000 13,633.79 18,731.53 4,952.58
145.16
LT
ST
203.00 1.08
Next Dividend Payable 06/2017; Asset Class: Equities
CHATHAM LODGING TRUST COM (CLDT) 11/10/15
2/22/16
342.000
38.000
22.452
20.813
19.360
19.360
7,678.47
790.91
6,621.12
735.68
(1,057.35)
(55.23)
LT
LT
R
R
Total 380.000 8,469.38 7,356.80 (1,112.58)LT 502.00 6.82
Next Dividend Payable 05/26/17; Asset Class: Alt
CHEMED CORPORATION (CHE) 11/10/15
2/22/16
1/11/17
96.000
11.000
8.000
153.059
128.620
163.136
201.380
201.380
201.380
14,693.62
1,414.82
1,305.09
19,332.48
2,215.18
1,611.04
4,638.86
800.36
305.95
LT
LT
ST
Total 115.000 17,413.53 23,158.70 5,439.22
305.95
LT
ST
120.00 0.51
Next Dividend Payable 06/2017; Asset Class: Equities
CLUBCORP HLDGS INC (MYCC) 12/7/15
2/22/16
9/2/16
330.000
36.000
575.000
17.476
10.797
15.044
13.450
13.450
13.450
5,767.01
388.70
8,650.30
4,438.50
484.20
7,733.75
(1,328.51)
95.50
(916.55)
LT
LT
ST
Total 941.000 14,806.01 12,656.45 (1,233.01)
(916.55)
LT
ST
489.00 3.86
Next Dividend Payable 07/2017; Asset Class: Equities
COHERENT INC (COHR) 11/10/15
2/22/16
1/11/17
89.000
9.000
11.000
63.180
83.541
142.927
215.600
215.600
215.600
5,623.01
751.87
1,572.20
19,188.40
1,940.40
2,371.60
13,565.39
1,188.53
799.40
LT
LT
ST
Total 109.000 7,947.08 23,500.40 14,753.92
799.40
LT
ST
——
Asset Class: Equities
COLONY NORTHSTAR INC (CLNS) 11/10/15
2/22/16
4/29/16
593.000
69.000
88.000
14.552
11.156
11.967
13.070
13.070
13.070
8,629.29
769.73
1,053.10
7,750.51
901.83
1,150.16
(878.78)
132.10
97.06
LT
LT
LT
Total 750.000 10,452.12 9,802.50 (649.62)LT 720.00 7.34
Next Dividend Payable 07/2017; Asset Class: Alt
COLUMBIA BANKING SYSTEMS INC (COLB) 11/10/15
2/22/16
86.000
11.000
35.365
28.650
39.510
39.510
3,041.43
315.15
3,397.86
434.61
356.43
119.46
LT
LT
Total 97.000 3,356.58 3,832.47 475.89 LT 85.00 2.21
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 70 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 05/2017; Asset Class: Equities
COMMSCOPE HOLDING COMPANY INC (COMM) 9/16/16
11/11/16
223.000
94.000
30.384
33.030
42.040
42.040
6,775.63
3,104.85
9,374.92
3,951.76
2,599.29
846.91
ST
ST
Total 317.000 9,880.48 13,326.68 3,446.20 ST ——
Asset Class: Equities
CONVERGYS CORPORATION (CVG) 11/10/15
2/22/16
158.000
19.000
25.777
24.877
22.510
22.510
4,072.69
472.67
3,556.58
427.69
(516.11)
(44.98)
LT
LT
Total 177.000 4,545.36 3,984.27 (561.09)LT 64.00 1.60
Next Dividend Payable 07/2017; Asset Class: Equities
CROWN HLDGS INC (HOLDING CO) (CCK) 11/10/15
2/22/16
4/29/16
41.000
27.000
6.000
51.933
45.775
53.030
56.090
56.090
56.090
2,129.27
1,235.93
318.18
2,299.69
1,514.43
336.54
170.42
278.50
18.36
LT
LT
LT
Total 74.000 3,683.38 4,150.66 467.28 LT ——
Asset Class: Equities
CURTISS WRIGHT CORP (CW) 11/10/15
2/22/16
24.000
56.000
68.210
66.786
93.460
93.460
1,637.04
3,740.02
2,243.04
5,233.76
606.00
1,493.74
LT
LT
Total 80.000 5,377.06 7,476.80 2,099.74 LT 42.00 0.56
Next Dividend Payable 07/2017; Asset Class: Equities
CYS INVESTMENTS INC (CYS) 11/10/15
2/22/16
1,495.000
175.000
7.222
7.411
8.530
8.530
10,797.50
1,296.91
12,752.35
1,492.75
1,954.85
195.84
LT
LT
R
R
Total 1,670.000 12,094.41 14,245.10 2,150.69 LT 1,670.00 11.72
Next Dividend Payable 07/2017; Asset Class: Alt
DIAMONDBACK ENERGY INC (FANG) 5/8/15
5/8/15
5/12/15
21.000
4.000
14.000
75.998
76.406
78.721
99.840
99.840
99.840
1,595.96
305.63
1,102.10
2,096.64
399.36
1,397.76
500.68
93.73
295.66
LT
LT
LT
5/12/15 23.000 79.474 99.840 1,827.90 2,296.32 468.42 LT
5/12/15 23.000 79.459 99.840 1,827.56 2,296.32 468.76 LT
12/2/15 67.000 76.425 99.840 5,120.49 6,689.28 1,568.79 LT
2/22/16 18.000 73.410 99.840 1,321.38 1,797.12 475.74 LT
1/11/17 13.000 103.078 99.840 1,340.01 1,297.92 (42.09)ST
Total 183.000 14,441.03 18,270.72 3,871.78
(42.09)
LT
ST
——
Asset Class: Equities
DICKS SPORTING GOODS INC (DKS) 3/7/17 99.000 47.810 50.550 4,733.19 5,004.45 271.26 ST 67.00 1.33
Next Dividend Payable 06/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 71 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
DRILL-QUIP INC (DRQ) 12/15/15
2/22/16
54.000
7.000
59.994
52.246
51.550
51.550
3,239.70
365.72
2,783.70
360.85
(456.00)
(4.87)
LT
LT
Total 61.000 3,605.42 3,144.55 (460.87)LT ——
Asset Class: Equities
E*TRADE FINANCIAL CORP NEW COM (ETFC) 10/19/16
2/9/17
143.000
205.000
28.624
35.880
34.550
34.550
4,093.20
7,355.40
4,940.65
7,082.75
847.45
(272.65)
ST
ST
Total 348.000 11,448.60 12,023.40 574.80 ST ——
Asset Class: Equities
EAST WEST BANCORP (EWBC) 2/22/16
9/21/16
175.000
123.000
29.860
35.957
54.270
54.270
5,225.50
4,422.71
9,497.25
6,675.21
4,271.75
2,252.50
LT
ST
Total 298.000 9,648.21 16,172.46 4,271.75
2,252.50
LT
ST
238.00 1.47
Next Dividend Payable 05/15/17; Asset Class: Equities
ENERSYS (ENS) 11/10/15
2/22/16
3/14/17
91.000
16.000
46.000
64.216
47.821
75.543
83.110
83.110
83.110
5,843.67
765.14
3,474.98
7,563.01
1,329.76
3,823.06
1,719.34
564.62
348.08
LT
LT
ST
Total 153.000 10,083.79 12,715.83 2,283.96
348.08
LT
ST
107.00 0.84
Next Dividend Payable 06/2017; Asset Class: Equities
ENVISION HEALTHCARE CORP (EVHC) 11/10/15
2/22/16
96.000
11.000
84.892
70.585
56.030
56.030
8,149.66
776.43
5,378.88
616.33
(2,770.78)
(160.10)
LT
LT
Total 107.000 8,926.09 5,995.21 (2,930.88)LT ——
Asset Class: Equities
ESSENT GROUP LTD COM (ESNT) 11/10/15
2/22/16
4/29/16
283.000
25.000
45.000
24.534
19.405
20.019
37.010
37.010
37.010
6,943.01
485.13
900.87
10,473.83
925.25
1,665.45
3,530.82
440.12
764.58
LT
LT
LT
Total 353.000 8,329.01 13,064.53 4,735.52 LT ——
Asset Class: Equities
EXPRESS INC (EXPR) 11/10/15 358.000 19.098 8.630 6,837.16 3,089.54 (3,747.62)LT ——
Asset Class: Equities
EXTRACTION OIL & GAS LLC (XOG) 1/11/17 81.000 18.990 15.650 1,538.19 1,267.65 (270.54)ST ——
Asset Class: Equities
FCB FINL HLDGS INC CL A (FCB) 9/23/16
9/26/16
106.000
43.000
39.299
38.331
47.250
47.250
4,165.70
1,648.23
5,008.50
2,031.75
842.80
383.52
ST
ST
Total 149.000 5,813.93 7,040.25 1,226.32 ST ——
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 72 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Asset Class: Equities
FERRO CORP (FOE) 6/17/16 265.000 14.505 17.920 3,843.77 4,748.80 905.03 ST ——
Asset Class: Equities
FERROGLOBE PLC SHS (GSM) 11/10/15
2/22/16
192.000
5.000
11.070
7.558
9.650
9.650
2,125.44
37.79
1,852.80
48.25
(272.64)
10.46
LT
LT
Total 197.000 2,163.23 1,901.05 (262.18)LT 63.00 3.31
Asset Class: Equities
FIDELITY NATIONAL FINANCIAL IN (FNF) 11/10/15 124.000 34.750 40.950 4,309.00 5,077.80 768.80 LT 124.00 2.44
Next Dividend Payable 06/2017; Asset Class: Equities
FIDELITY NATIONAL FINL INC (FNFV) 11/10/15
2/22/16
95.000
7.000
11.150
9.910
13.700
13.700
1,059.25
69.37
1,301.50
95.90
242.25
26.53
LT
LT
Total 102.000 1,128.62 1,397.40 268.78 LT ——
Asset Class: Equities
FINISH LINE INC CL A (FINL) 11/10/15
2/22/16
362.000
37.000
18.426
18.677
15.810
15.810
6,670.25
691.06
5,723.22
584.97
(947.03)
(106.09)
LT
LT
Total 399.000 7,361.31 6,308.19 (1,053.12)LT 176.00 2.79
Next Dividend Payable 06/2017; Asset Class: Equities
FIRST AMERICAN FINL CORP (FAF) 11/10/15
2/22/16
7.000
152.000
38.095
37.350
43.410
43.410
266.67
5,677.20
303.87
6,598.32
37.20
921.12
LT
LT
Total 159.000 5,943.87 6,902.19 958.32 LT 216.00 3.12
Next Dividend Payable 06/2017; Asset Class: Equities
FIRST CITIZ BANCSHARES A (FCNCA) 11/10/15
2/22/16
1/11/17
17.000
2.000
4.000
262.660
239.715
358.000
348.060
348.060
348.060
4,465.22
479.43
1,432.00
5,917.02
696.12
1,392.24
1,451.80
216.69
(39.76)
LT
LT
ST
Total 23.000 6,376.65 8,005.38 1,668.49
(39.76)
LT
ST
28.00 0.34
Next Dividend Payable 07/2017; Asset Class: Equities
FIRST MIDW BNCP DELA (FMBI) 3/28/17 199.000 23.156 22.710 4,608.12 4,519.29 (88.83)ST 72.00 1.59
Next Dividend Payable 07/2017; Asset Class: Equities
FIRST SOLAR, INC. (FSLR) 9/15/16
3/13/17
115.000
14.000
35.184
32.490
29.550
29.550
4,046.11
454.86
3,398.25
413.70
(647.86)
(41.16)
ST
ST
Total 129.000 4,500.97 3,811.95 (689.02)ST ——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 73 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
FIRSTCASH INC (FCFS) 11/10/15
2/22/16
3/7/17
181.000
21.000
86.000
39.054
40.991
43.800
51.950
51.950
51.950
7,068.85
860.82
3,766.80
9,402.95
1,090.95
4,467.70
2,334.10
230.13
700.90
LT
LT
ST
3/30/17 35.000 47.874 51.950 1,675.60 1,818.25 142.65 ST
Total 323.000 13,372.07 16,779.85 2,564.23
843.55
LT
ST
245.00 1.46
Next Dividend Payable 05/2017; Asset Class: Equities
FLEXTRONICS INTL LTD (FLEX) 11/10/15
2/22/16
1/11/17
807.000
91.000
95.000
11.547
10.700
14.576
15.460
15.460
15.460
9,318.59
973.70
1,384.73
12,476.22
1,406.86
1,468.70
3,157.63
433.16
83.97
LT
LT
ST
Total 993.000 11,677.02 15,351.78 3,590.79
83.97
LT
ST
——
Asset Class: Equities
FTD COS INC COM (FTD) 11/10/15
2/22/16
171.000
24.000
25.097
24.156
20.000
20.000
4,291.59
579.75
3,420.00
480.00
(871.59)
(99.75)
LT
LT
Total 195.000 4,871.34 3,900.00 (971.34)LT ——
Asset Class: Equities
FTI CONSULTING INC (FCN) 11/10/15
2/22/16
90.000
11.000
36.200
34.572
34.590
34.590
3,258.00
380.29
3,113.10
380.49
(144.90)
0.20
LT
LT
Total 101.000 3,638.29 3,493.59 (144.70)LT ——
Asset Class: Equities
GRANITE CONSTR INC (GVA) 11/10/15
2/22/16
102.000
20.000
38.008
39.125
52.710
52.710
3,876.85
782.49
5,376.42
1,054.20
1,499.57
271.71
LT
LT
Total 122.000 4,659.34 6,430.62 1,771.28 LT 63.00 0.97
Next Dividend Payable 07/2017; Asset Class: Equities
GRAPHIC PACKAGING HOLDING CO (GPK) 11/10/15
2/22/16
677.000
353.000
13.672
11.535
13.580
13.580
9,256.15
4,071.86
9,193.66
4,793.74
(62.49)
721.88
LT
LT
Total 1,030.000 13,328.01 13,987.40 659.39 LT 309.00 2.20
Next Dividend Payable 07/2017; Asset Class: Equities
GROUP I AUTOMOTIVE INC (GPI) 11/10/15
2/22/16
59.000
7.000
85.275
53.011
68.950
68.950
5,031.25
371.08
4,068.05
482.65
(963.20)
111.57
LT
LT
Total 66.000 5,402.33 4,550.70 (851.63)LT 63.00 1.38
Next Dividend Payable 06/2017; Asset Class: Equities
GULFPORT ENERGY CORP NEW (GPOR) 9/30/16 247.000 27.976 15.880 6,910.00 3,922.36 (2,987.64)ST ——
Asset Class: Equities
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 74 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
HANMI FINANCIAL CORP NEW (HAFC) 8/29/16
9/21/16
159.000
47.000
26.158
26.286
29.050
29.050
4,159.20
1,235.44
4,618.95
1,365.35
459.75
129.91
ST
ST
Total 206.000 5,394.64 5,984.30 589.66 ST 157.00 2.62
Next Dividend Payable 05/2017; Asset Class: Equities
HANOVER INSURANCE GROUP INC (THG) 11/10/15
2/22/16
3/14/17
51.000
7.000
112.000
85.732
83.996
90.750
88.270
88.270
88.270
4,372.34
587.97
10,163.97
4,501.77
617.89
9,886.24
129.43
29.92
(277.73)
LT
LT
ST
Total 170.000 15,124.28 15,005.90 159.35
(277.73)
LT
ST
340.00 2.26
Next Dividend Payable 06/2017; Asset Class: Equities
HEIDRICK & STRUGGLES INTL INC (HSII) 11/10/15
2/22/16
3/13/17
174.000
27.000
22.000
28.869
22.853
24.685
21.500
21.500
21.500
5,023.26
617.04
543.07
3,741.00
580.50
473.00
(1,282.26)
(36.54)
(70.07)
LT
LT
ST
Total 223.000 6,183.37 4,794.50 (1,318.80)
(70.07)
LT
ST
116.00 2.41
Next Dividend Payable 05/2017; Asset Class: Equities
HILLENBRAND INC (HI) 11/10/15 128.000 30.455 36.900 3,898.19 4,723.20 825.01 LT 105.00 2.22
Next Dividend Payable 06/2017; Asset Class: Equities
HUNTINGTON INGALLS INDUSTRIES (HII) 11/10/15
2/22/16
7/21/16
18.000
11.000
8.000
127.644
134.625
168.720
200.890
200.890
200.890
2,297.59
1,480.87
1,349.76
3,616.02
2,209.79
1,607.12
1,318.43
728.92
257.36
LT
LT
ST
Total 37.000 5,128.22 7,432.93 2,047.35
257.36
LT
ST
89.00 1.19
Next Dividend Payable 06/2017; Asset Class: Equities
IAC INTERACTIVECORP COM (IAC) 11/10/15
2/22/16
85.000
76.000
65.260
45.430
83.010
83.010
5,547.10
3,452.68
7,055.85
6,308.76
1,508.75
2,856.08
LT
LT
Total 161.000 8,999.78 13,364.61 4,364.83 LT ——
Asset Class: Equities
ICON PLC (ICLR) 11/10/15
2/22/16
6/24/16
28.000
23.000
110.000
69.835
69.313
67.399
84.490
84.490
84.490
1,955.37
1,594.21
7,413.84
2,365.72
1,943.27
9,293.90
410.35
349.06
1,880.06
LT
LT
ST
Total 161.000 10,963.42 13,602.89 759.41
1,880.06
LT
ST
——
Asset Class: Equities
INFINITY PPTY & CASUALTY (IPCC) 11/10/15
2/22/16
39.000
5.000
81.726
80.672
99.250
99.250
3,187.33
403.36
3,870.75
496.25
683.42
92.89
LT
LT
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 75 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 44.000 3,590.69 4,367.00 776.31 LT 102.00 2.33
Next Dividend Payable 06/2017; Asset Class: Equities
INSIGHT ENTERPRISES INC (NSIT) 11/10/15 103.000 26.693 42.100 2,749.39 4,336.30 1,586.91 LT ——
Asset Class: Equities
INTEGRA LIFESCIENCES CRP NEW (IART) 11/10/15
2/22/16
70.000
32.000
31.902
29.200
45.970
45.970
2,233.13
934.39
3,217.90
1,471.04
984.77
536.65
LT
LT
Total 102.000 3,167.52 4,688.94 1,521.42 LT ——
Asset Class: Equities
INVESTORS BANCORP INC NEW (ISBC) 11/10/15
2/22/16
449.000
47.000
12.750
11.640
13.850
13.850
5,724.75
547.08
6,218.65
650.95
493.90
103.87
LT
LT
Total 496.000 6,271.83 6,869.60 597.77 LT 159.00 2.31
Next Dividend Payable 05/2017; Asset Class: Equities
JACOBS ENGINEERING GROUP INC (JEC) 5/5/16 82.000 45.879 54.920 3,762.04 4,503.44 741.40 ST 49.00 1.08
Next Dividend Payable 06/2017; Asset Class: Equities
JAGGED PEAK ENERGY INC COM (JAG) 1/30/17 761.000 14.441 11.140 10,989.75 8,477.54 (2,512.21)ST ——
Asset Class: Equities
JELD WEN HLD INC (JELD) 3/30/17 52.000 32.845 33.030 1,707.93 1,717.56 9.63 ST ——
Asset Class: Equities
JONES LANG LASALLE INC (JLL) 10/28/16
11/28/16
41.000
33.000
97.778
100.016
114.860
114.860
4,008.91
3,300.52
4,709.26
3,790.38
700.35
489.86
ST
ST
Total 74.000 7,309.43 8,499.64 1,190.21 ST 49.00 0.57
Next Dividend Payable 06/2017; Asset Class: Equities
KAR AUCTION SVCS INC (KAR) 10/19/15
11/5/15
11/5/15
39.000
34.000
41.000
37.613
37.415
37.934
43.620
43.620
43.620
1,466.89
1,272.10
1,555.30
1,701.18
1,483.08
1,788.42
234.29
210.98
233.12
LT
LT
LT
11/5/15 73.000 37.757 43.620 2,756.29 3,184.26 427.97 LT
11/6/15 79.000 37.690 43.620 2,977.54 3,445.98 468.44 LT
2/22/16 29.000 34.827 43.620 1,009.99 1,264.98 254.99 LT
Total 295.000 11,038.11 12,867.90 1,829.79 LT 378.00 2.93
Next Dividend Payable 07/2017; Asset Class: Equities
KOSMOS ENERGY LTD (KOS) 11/10/15
1/27/17
531.000
1,190.000
7.627
6.360
6.010
6.010
4,050.10
7,568.40
3,191.31
7,151.90
(858.79)
(416.50)
LT
ST
Total 1,721.000 11,618.50 10,343.21 (858.79)
(416.50)
LT
ST
——
Asset Class: Equities
00
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 76 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
LCI INDS (LCII) 11/10/15
2/22/16
7/21/16
203.000
31.000
17.000
58.887
60.481
89.891
101.150
101.150
101.150
11,953.96
1,874.90
1,528.14
20,533.45
3,135.65
1,719.55
8,579.49
1,260.75
191.41
LT
LT
ST
Total 251.000 15,357.00 25,388.65 9,840.24
191.41
LT
ST
502.00 1.97
Next Dividend Payable 06/2017; Asset Class: Equities
LEUCADIA NAT CP (LUK) 12/15/15
12/18/15
2/22/16
193.000
275.000
53.000
16.888
16.476
15.047
25.390
25.390
25.390
3,259.36
4,530.90
797.50
4,900.27
6,982.25
1,345.67
1,640.91
2,451.35
548.17
LT
LT
LT
1/11/17 59.000 23.660 25.390 1,395.94 1,498.01 102.07 ST
Total 580.000 9,983.70 14,726.20 4,640.43
102.07
LT
ST
145.00 0.98
Next Dividend Payable 06/2017; Asset Class: Equities
LIFEPOINT HEALTH INC (LPNT) 11/10/15
2/22/16
78.000
6.000
71.569
64.258
62.150
62.150
5,582.35
385.55
4,847.70
372.90
(734.65)
(12.65)
LT
LT
Total 84.000 5,967.90 5,220.60 (747.30)LT ——
Asset Class: Equities
LIONS GATE ENTMNT CORP CL B (LGF'B) 12/12/16 146.000 26.100 23.850 3,810.60 3,482.10 (328.50)ST ——
Asset Class: Equities
LITHIA MOTORS INC A (LAD) 9/2/16
9/15/16
117.000
30.000
84.514
91.404
95.550
95.550
9,888.11
2,742.12
11,179.35
2,866.50
1,291.24
124.38
ST
ST
Total 147.000 12,630.23 14,045.85 1,415.62 ST 159.00 1.13
Next Dividend Payable 06/2017; Asset Class: Equities
LIVE NATION ENTERTAINMENT INC (LYV) 11/10/15
2/22/16
123.000
25.000
26.585
20.585
32.160
32.160
3,269.89
514.63
3,955.68
804.00
685.79
289.37
LT
LT
Total 148.000 3,784.52 4,759.68 975.16 LT ——
Asset Class: Equities
MAIDEN HOLDINGS LTD SHS (MHLD) 11/10/15
2/22/16
1/11/17
1,172.000
128.000
63.000
15.200
13.629
17.975
12.350
12.350
12.350
17,814.05
1,744.46
1,132.43
14,474.20
1,580.80
778.05
(3,339.85)
(163.66)
(354.38)
LT
LT
ST
3/14/17 200.000 14.860 12.350 2,971.98 2,470.00 (501.98)ST
Total 1,563.000 23,662.92 19,303.05 (3,503.51)
(856.36)
LT
ST
938.00 4.85
Next Dividend Payable 07/2017; Asset Class: Equities
MANPOWERGROUP INC COM (MAN) 11/10/15
2/22/16
39.000
9.000
91.140
78.036
100.980
100.980
3,554.46
702.32
3,938.22
908.82
383.76
206.50
LT
LT
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 77 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 48.000 4,256.78 4,847.04 590.26 LT 83.00 1.71
Next Dividend Payable 06/2017; Asset Class: Equities
MARVELL TECH GROUP LTD (MRVL) 4/5/17 715.000 15.129 15.020 10,817.24 10,739.30 (77.94)ST 172.00 1.60
Next Dividend Payable 07/2017; Asset Class: Equities
MAXIMUS INC (MMS) 11/10/15
2/22/16
56.000
12.000
69.103
47.970
60.990
60.990
3,869.77
575.64
3,415.44
731.88
(454.33)
156.24
LT
LT
Total 68.000 4,445.41 4,147.32 (298.09)LT 12.00 0.28
Next Dividend Payable 05/2017; Asset Class: Equities
MFA FINANCIAL INC (MFA) 11/10/15
2/22/16
1,352.000
168.000
6.827
6.690
8.310
8.310
9,230.51
1,123.92
11,235.12
1,396.08
2,004.61
272.16
LT
LT
Total 1,520.000 10,354.43 12,631.20 2,276.77 LT 1,216.00 9.62
Next Dividend Payable 07/2017; Asset Class: Alt
MINERALS TECHNOLOGY INC (MTX) 11/10/15
2/22/16
112.000
87.000
60.920
49.749
78.700
78.700
6,823.08
4,328.12
8,814.40
6,846.90
1,991.32
2,518.78
LT
LT
Total 199.000 11,151.20 15,661.30 4,510.10 LT 40.00 0.25
Next Dividend Payable 06/2017; Asset Class: Equities
MTGE INVT CORP (MTGE) 11/10/15
2/22/16
166.000
23.000
14.885
13.437
18.000
18.000
2,470.99
309.06
2,988.00
414.00
517.01
104.94
LT
LT
Total 189.000 2,780.05 3,402.00 621.95 LT 340.00 9.99
Next Dividend Payable 07/2017; Asset Class: Alt
NATIONAL GEN HLDGS CORP (NGHC) 3/17/17 330.000 23.494 22.740 7,752.86 7,504.20 (248.66)ST 53.00 0.70
Next Dividend Payable 07/2017; Asset Class: Equities
NATIONSTAR MORTGAGE HLDGS INC (NSM) 11/10/15
2/22/16
268.000
35.000
14.068
9.757
16.110
16.110
3,770.27
341.50
4,317.48
563.85
547.21
222.35
LT
LT
Total 303.000 4,111.77 4,881.33 769.56 LT ——
Asset Class: Equities
NAVIENT CORP COM (NAVI) 11/10/15
12/2/15
2/22/16
459.000
220.000
550.000
12.687
11.920
10.349
15.200
15.200
15.200
5,823.24
2,622.44
5,691.79
6,976.80
3,344.00
8,360.00
1,153.56
721.56
2,668.21
LT
LT
LT
4/6/17 189.000 14.580 15.200 2,755.58 2,872.80 117.22 ST
Total 1,418.000 16,893.05 21,553.60 4,543.33
117.22
LT
ST
908.00 4.21
Next Dividend Payable 06/2017; Asset Class: Equities
NAVIGANT CONSULTING INC (NCI) 11/10/15
2/22/16
329.000
65.000
17.378
14.864
23.970
23.970
5,717.46
966.19
7,886.13
1,558.05
2,168.67
591.86
LT
LT
00
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 78 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 394.000 6,683.65 9,444.18 2,760.53 LT ——
Asset Class: Equities
NELNET INC CL A (NNI) 6/24/16 196.000 32.477 45.010 6,365.45 8,821.96 2,456.51 ST 110.00 1.24
Next Dividend Payable 06/2017; Asset Class: Equities
NU SKIN ENTERPRISE INC A (NUS) 11/10/15
2/22/16
7/21/16
158.000
20.000
25.000
36.000
28.557
51.140
55.230
55.230
55.230
5,688.00
571.14
1,278.50
8,726.34
1,104.60
1,380.75
3,038.34
533.46
102.25
LT
LT
ST
Total 203.000 7,537.64 11,211.69 3,571.80
102.25
LT
ST
292.00 2.60
Next Dividend Payable 06/2017; Asset Class: Equities
OFFICE DEPOT (ODP) 5/11/16 1,031.000 3.708 4.970 3,823.36 5,124.07 1,300.71 ST 103.00 2.01
Next Dividend Payable 06/2017; Asset Class: Equities
OLIN CORPORATION (OLN) 1/8/16
2/22/16
219.000
22.000
17.008
15.450
32.130
32.130
3,724.78
339.90
7,036.47
706.86
3,311.69
366.96
LT
LT
Total 241.000 4,064.68 7,743.33 3,678.65 LT 193.00 2.49
Next Dividend Payable 06/2017; Asset Class: Equities
ON ASSIGNMENT INC (ASGN) 11/2/16 115.000 34.531 51.770 3,971.07 5,953.55 1,982.48 ST ——
Asset Class: Equities
ON SEMICONDUCTOR CORP (ON) 11/10/15
2/22/16
6/24/16
1,056.000
79.000
439.000
11.259
7.960
9.016
14.180
14.180
14.180
11,889.82
628.84
3,957.85
14,974.08
1,120.22
6,225.02
3,084.26
491.38
2,267.17
LT
LT
ST
1/11/17 99.000 13.475 14.180 1,334.03 1,403.82 69.79 ST
Total 1,673.000 17,810.54 23,723.14 3,575.64
2,336.96
LT
ST
——
Asset Class: Equities
OWENS & MINOR INC NEW (OMI) 11/10/15
2/22/16
4/29/16
79.000
10.000
12.000
36.650
39.534
36.365
34.650
34.650
34.650
2,895.35
395.34
436.38
2,737.35
346.50
415.80
(158.00)
(48.84)
(20.58)
LT
LT
LT
Total 101.000 3,727.07 3,499.65 (227.42)LT 104.00 2.97
Next Dividend Payable 06/2017; Asset Class: Equities
PACKAGING CORP AMER (PKG) 11/10/15 43.000 65.900 98.780 2,833.70 4,247.54 1,413.84 LT 108.00 2.54
Next Dividend Payable 07/2017; Asset Class: Equities
PAREXEL INTL CORP (PRXL) 11/10/15
2/22/16
4/1/16
22.000
8.000
149.000
67.433
58.290
63.999
63.830
63.830
63.830
1,483.53
466.32
9,535.88
1,404.26
510.64
9,510.67
(79.27)
44.32
(25.21)
LT
LT
LT
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 79 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 179.000 11,485.73 11,425.57 (60.16)LT ——
Asset Class: Equities
PARSLEY ENERGY INC CL A (PE) 11/10/15
12/2/15
2/22/16
455.000
210.000
86.000
18.615
18.978
17.020
29.790
29.790
29.790
8,469.82
3,985.38
1,463.72
13,554.45
6,255.90
2,561.94
5,084.63
2,270.52
1,098.22
LT
LT
LT
7/21/16 45.000 28.034 29.790 1,261.53 1,340.55 79.02 ST
Total 796.000 15,180.45 23,712.84 8,453.37
79.02
LT
ST
——
Asset Class: Equities
PHARMERICA CORP COM (PMC) 8/22/16 187.000 22.371 23.600 4,183.41 4,413.20 229.79 ST ——
Asset Class: Equities
POLYONE CORP (POL) 3/7/17 143.000 32.840 39.210 4,696.06 5,607.03 910.97 ST 77.00 1.37
Next Dividend Payable 07/2017; Asset Class: Equities
PORTLAND GENERAL ELEC CO (POR) 3/15/17 105.000 44.611 45.340 4,684.12 4,760.70 76.58 ST 143.00 3.00
Next Dividend Payable 07/2017; Asset Class: Equities
PRA GROUP INC (PRAA) 5/10/16 152.000 24.958 32.200 3,793.57 4,894.40 1,100.83 ST ——
Asset Class: Equities
PULTE GROUP INC (PHM) 2/22/16 203.000 17.160 22.670 3,483.48 4,602.01 1,118.53 LT 73.00 1.58
Next Dividend Payable 07/2017; Asset Class: Equities
QEP RESOURCES INC (QEP) 11/10/15
2/22/16
9/21/16
265.000
17.000
432.000
15.870
11.207
17.569
11.810
11.810
11.810
4,205.55
190.52
7,589.81
3,129.65
200.77
5,101.92
(1,075.90)
10.25
(2,487.89)
LT
LT
ST
Total 714.000 11,985.88 8,432.34 (1,065.65)
(2,487.89)
LT
ST
——
Asset Class: Equities
RADIAN GROUP INC (RDN) 11/10/15
2/22/16
657.000
69.000
14.417
10.987
16.880
16.880
9,472.23
758.09
11,090.16
1,164.72
1,617.93
406.63
LT
LT
Total 726.000 10,230.32 12,254.88 2,024.56 LT 7.00 0.05
Next Dividend Payable 06/2017; Asset Class: Equities
RAYMOND JAMES FINCL INC (RJF) 5/18/15
5/18/15
2/22/16
25.000
22.000
18.000
57.963
58.692
44.145
74.520
74.520
74.520
1,449.08
1,291.22
794.61
1,863.00
1,639.44
1,341.36
413.92
348.22
546.75
LT
LT
LT
Total 65.000 3,534.91 4,843.80 1,308.89 LT 57.00 1.17
Next Dividend Payable 07/2017; Asset Class: Equities
REALOGY HOLDINGS CORP (RLGY) 11/10/15 108.000 42.320 30.550 4,570.56 3,299.40 (1,271.16)LT 39.00 1.18
00
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 80 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 06/2017; Asset Class: Equities
REINSURANCE GROUP OF AMERICA (RGA) 11/10/15
2/22/16
101.000
13.000
91.490
90.646
125.040
125.040
9,240.49
1,178.40
12,629.04
1,625.52
3,388.55
447.12
LT
LT
Total 114.000 10,418.89 14,254.56 3,835.67 LT 187.00 1.31
Next Dividend Payable 06/2017; Asset Class: Equities
RICE ENERGY INC (RICE) 11/10/15
2/22/16
8/9/16
293.000
5.000
255.000
15.930
9.168
24.681
21.290
21.290
21.290
4,667.49
45.84
6,293.55
6,237.97
106.45
5,428.95
1,570.48
60.61
(864.60)
LT
LT
ST
Total 553.000 11,006.88 11,773.37 1,631.09
(864.60)
LT
ST
——
Asset Class: Equities
RPX CORPORATION COM (RPXC) 11/10/15
2/22/16
588.000
67.000
14.051
9.797
12.840
12.840
8,261.75
656.41
7,549.92
860.28
(711.83)
203.87
LT
LT
Total 655.000 8,918.16 8,410.20 (507.96)LT ——
Asset Class: Equities
RSP PERMIAN INC (RSPP) 11/10/15
2/22/16
148.000
11.000
28.170
21.260
38.050
38.050
4,169.16
233.86
5,631.40
418.55
1,462.24
184.69
LT
LT
Total 159.000 4,403.02 6,049.95 1,646.93 LT ——
Asset Class: Equities
SCHOLASTIC CP (SCHL) 5/20/16 100.000 37.305 43.230 3,730.48 4,323.00 592.52 ST 60.00 1.38
Next Dividend Payable 06/15/17; Asset Class: Equities
SCHWEITZER MAUDUIT INT INC (SWM) 11/10/15
12/14/15
2/22/16
133.000
58.000
76.000
39.744
40.264
33.260
43.050
43.050
43.050
5,286.01
2,335.30
2,527.76
5,725.65
2,496.90
3,271.80
439.64
161.60
744.04
LT
LT
LT
Total 267.000 10,149.07 11,494.35 1,345.28 LT 449.00 3.90
Next Dividend Payable 07/2017; Asset Class: Equities
SCRIPPS NETWORKS INTERAC CL A (SNI) 6/24/16 107.000 60.301 74.720 6,452.20 7,995.04 1,542.84 ST 128.00 1.60
Next Dividend Payable 06/2017; Asset Class: Equities
SELECT MEDICAL HLDGS CP (SEM) 11/10/15
2/22/16
346.000
30.000
12.154
8.575
13.750
13.750
4,205.15
257.25
4,757.50
412.50
552.35
155.25
LT
LT
Total 376.000 4,462.40 5,170.00 707.60 LT ——
Asset Class: Equities
SERVICE CORP INTL (SCI) 11/10/15
2/22/16
3/13/17
155.000
17.000
24.000
26.470
23.507
30.800
32.220
32.220
32.220
4,102.91
399.62
739.20
4,994.10
547.74
773.28
891.19
148.12
34.08
LT
LT
ST
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 81 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 196.000 5,241.73 6,315.12 1,039.31
34.08
LT
ST
102.00 1.61
Next Dividend Payable 06/2017; Asset Class: Equities
SKECHERS U S A INC CL A (SKX) 9/23/16
10/21/16
35.000
263.000
22.486
19.100
25.250
25.250
787.02
5,023.17
883.75
6,640.75
96.73
1,617.58
ST
ST
Total 298.000 5,810.19 7,524.50 1,714.31 ST ——
Asset Class: Equities
SLM CORPORATION (SLM) 11/10/15
2/22/16
3/13/17
679.000
55.000
131.000
6.880
6.030
11.895
12.540
12.540
12.540
4,671.52
331.64
1,558.25
8,514.66
689.70
1,642.74
3,843.14
358.06
84.49
LT
LT
ST
Total 865.000 6,561.41 10,847.10 4,201.20
84.49
LT
ST
——
Asset Class: Equities
STARWOOD PROPERTY TRUST INC (STWD) 5/13/16
12/6/16
307.000
227.000
20.352
22.140
22.690
22.690
6,248.19
5,025.78
6,965.83
5,150.63
717.64
124.85
ST
ST
Total 534.000 11,273.97 12,116.46 842.49 ST 1,025.00 8.45
Next Dividend Payable 07/2017; Asset Class: Alt
STEEL DYNAMICS INC (STLD) 12/4/15
2/22/16
7/21/16
165.000
303.000
57.000
17.152
18.343
25.931
36.140
36.140
36.140
2,830.10
5,557.81
1,478.08
5,963.10
10,950.42
2,059.98
3,133.00
5,392.61
581.90
LT
LT
ST
Total 525.000 9,865.99 18,973.50 8,525.61
581.90
LT
ST
326.00 1.71
Next Dividend Payable 07/2017; Asset Class: Equities
STEVEN MADDEN LTD (SHOO) 11/10/15
12/1/15
2/22/16
175.000
79.000
33.000
33.730
31.893
34.675
38.050
38.050
38.050
5,902.75
2,519.55
1,144.26
6,658.75
3,005.95
1,255.65
756.00
486.40
111.39
LT
LT
LT
Total 287.000 9,566.56 10,920.35 1,353.79 LT ——
Asset Class: Equities
STIFEL FINANCIAL CORPORATION (SF) 5/10/16
7/21/16
9/21/16
259.000
39.000
48.000
34.359
33.566
38.865
48.870
48.870
48.870
8,898.98
1,309.07
1,865.53
12,657.33
1,905.93
2,345.76
3,758.35
596.86
480.23
ST
ST
ST
Total 346.000 12,073.58 16,909.02 4,835.44 ST ——
Asset Class: Equities
SUNCOKE ENERGY INC COM (SXC) 3/23/17 526.000 9.018 9.170 4,743.26 4,823.42 80.16 ST ——
Asset Class: Equities
00
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 82 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
SVB FNCL GRP (SIVB) 2/22/16
9/21/16
56.000
35.000
87.486
107.563
175.940
175.940
4,899.22
3,764.72
9,852.64
6,157.90
4,953.42
2,393.18
LT
ST
Total 91.000 8,663.94 16,010.54 4,953.42
2,393.18
LT
ST
——
Asset Class: Equities
SYKES ENTERPRISES INC (SYKE) 11/10/15
2/22/16
171.000
22.000
31.328
29.862
29.810
29.810
5,357.16
656.96
5,097.51
655.82
(259.65)
(1.14)
LT
LT
Total 193.000 6,014.12 5,753.33 (260.79)LT ——
Asset Class: Equities
SYNNEX CORP (SNX) 11/10/15
2/22/16
90.000
14.000
94.740
93.850
108.430
108.430
8,526.60
1,313.90
9,758.70
1,518.02
1,232.10
204.12
LT
LT
Total 104.000 9,840.50 11,276.72 1,436.22 LT 104.00 0.92
Next Dividend Payable 07/2017; Asset Class: Equities
TAILORED BRANDS INC COM (TLRD) 5/1/15
5/5/15
5/5/15
12.000
34.000
33.000
57.477
57.753
58.419
12.330
12.330
12.330
689.73
1,963.60
1,927.83
147.96
419.22
406.89
(541.77)
(1,544.38)
(1,520.94)
LT
LT
LT
5/8/15 26.000 58.570 12.330 1,522.82 320.58 (1,202.24)LT
5/8/15 37.000 58.472 12.330 2,163.45 456.21 (1,707.24)LT
5/15/15 25.000 57.665 12.330 1,441.62 308.25 (1,133.37)LT
6/25/15 72.000 65.516 12.330 4,717.17 887.76 (3,829.41)LT
8/19/15 15.000 57.403 12.330 861.05 184.95 (676.10)LT
8/20/15 16.000 57.071 12.330 913.14 197.28 (715.86)LT
11/10/15 351.000 21.802 12.330 7,652.64 4,327.83 (3,324.81)LT
2/22/16 54.000 14.390 12.330 777.05 665.82 (111.23)LT
4/29/16 48.000 17.427 12.330 836.49 591.84 (244.65)LT
Total 723.000 25,466.59 8,914.59 (16,552.00)LT 521.00 5.84
Next Dividend Payable 06/2017; Asset Class: Equities
TEGNA INC COM (TGNA) 11/10/15
2/22/16
196.000
20.000
27.408
24.667
25.480
25.480
5,371.91
493.34
4,994.08
509.60
(377.83)
16.26
LT
LT
Total 216.000 5,865.25 5,503.68 (361.57)LT 121.00 2.19
Next Dividend Payable 07/2017; Asset Class: Equities
TELETECH HOLDINGS INC (TTEC) 11/10/15
2/22/16
434.000
32.000
28.833
27.209
31.250
31.250
12,513.70
870.68
13,562.50
1,000.00
1,048.80
129.32
LT
LT
Total 466.000 13,384.38 14,562.50 1,178.12 LT 196.00 1.34
Next Dividend Payable 10/2017; Asset Class: Equities
TEMPUR-PEDIC INT'L INC (TPX) 10/17/16 79.000 51.869 46.950 4,097.68 3,709.05 (388.63)ST ——
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 83 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Asset Class: Equities
TERADYNE INC (TER) 11/10/15
2/22/16
1/11/17
311.000
40.000
50.000
20.100
18.840
26.100
35.270
35.270
35.270
6,251.10
753.60
1,305.00
10,968.97
1,410.80
1,763.50
4,717.87
657.20
458.50
LT
LT
ST
Total 401.000 8,309.70 14,143.27 5,375.07
458.50
LT
ST
112.00 0.79
Next Dividend Payable 06/2017; Asset Class: Equities
TESORO PETROLEUM CP (TSO) 3/15/17 92.000 84.498 79.710 7,773.84 7,333.32 (440.52)ST 202.00 2.75
Next Dividend Payable 06/2017; Asset Class: Equities
TETRA TECH INC (TTEK) 11/10/15
2/22/16
220.000
19.000
26.620
27.523
43.950
43.950
5,856.40
522.94
9,669.00
835.05
3,812.60
312.11
LT
LT
Total 239.000 6,379.34 10,504.05 4,124.71 LT 86.00 0.81
Next Dividend Payable 06/2017; Asset Class: Equities
TORCHMARK CORP (TMK) 11/10/15
2/22/16
46.000
14.000
59.604
52.397
76.710
76.710
2,741.77
733.56
3,528.66
1,073.94
786.89
340.38
LT
LT
Total 60.000 3,475.33 4,602.60 1,127.27 LT 36.00 0.78
Next Dividend Payable 05/01/17; Asset Class: Equities
TUTOR PERINI CORP COM (TPC) 11/10/15
2/22/16
140.000
5.000
15.976
13.078
30.850
30.850
2,236.68
65.39
4,319.00
154.25
2,082.32
88.86
LT
LT
Total 145.000 2,302.07 4,473.25 2,171.18 LT ——
Asset Class: Equities
TWO HARBORS INVT CORP COM (TWO) 11/10/15
2/22/16
1/31/17
1,295.000
168.000
665.000
8.350
7.625
8.600
9.990
9.990
9.990
10,813.25
1,281.00
5,719.00
12,937.05
1,678.32
6,643.35
2,123.80
397.32
924.35
LT
LT
ST
Total 2,128.000 17,813.25 21,258.72 2,521.12
924.35
LT
ST
2,128.00 10.01
Next Dividend Payable 07/2017; Asset Class: Alt
UNIVERSAL CP VA (UVV) 11/10/15
2/22/16
6/24/16
53.000
15.000
99.000
55.266
55.003
55.052
73.450
73.450
73.450
2,929.08
825.05
5,450.13
3,892.85
1,101.75
7,271.55
963.77
276.70
1,821.42
LT
LT
ST
Total 167.000 9,204.26 12,266.15 1,240.47
1,821.42
LT
ST
361.00 2.94
Next Dividend Payable 05/08/17; Asset Class: Equities
VALIDUS HOLDINGS LTD COM (VR) 11/10/15
2/22/16
7/21/16
207.000
46.000
20.000
45.200
45.134
48.890
55.280
55.280
55.280
9,356.40
2,076.18
977.80
11,442.96
2,542.88
1,105.60
2,086.56
466.70
127.80
LT
LT
ST
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 84 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 273.000 12,410.38 15,091.44 2,553.26
127.80
LT
ST
415.00 2.74
Next Dividend Payable 06/2017; Asset Class: Equities
VALVOLINE INC COM (VVV) 1/5/17 463.000 21.419 22.250 9,917.00 10,301.75 384.75 ST 91.00 0.88
Next Dividend Payable 06/2017; Asset Class: Equities
WALKER & DUNLOP INC (WD) 11/10/15
2/22/16
4/29/16
454.000
41.000
89.000
28.519
22.994
21.869
44.850
44.850
44.850
12,947.58
942.77
1,946.34
20,361.90
1,838.85
3,991.65
7,414.32
896.08
2,045.31
LT
LT
LT
Total 584.000 15,836.69 26,192.40 10,355.71 LT ——
Asset Class: Equities
WESCO INTL INC (WCC) 11/10/15
12/4/15
2/22/16
34.000
73.000
161.000
48.858
47.886
43.870
60.950
60.950
60.950
1,661.16
3,495.66
7,063.07
2,072.30
4,449.35
9,812.95
411.14
953.69
2,749.88
LT
LT
LT
Total 268.000 12,219.89 16,334.60 4,114.71 LT ——
Asset Class: Equities
WEST BAF32 CASH 11/10/15
2/22/16
3/13/17
274.000
18.000
43.000
46.310
26.927
35.647
34.500
34.500
34.500
12,688.94
484.68
1,532.82
9,453.00
621.00
1,483.50
(3,235.94)
136.32
(49.32)
LT
LT
ST
Total 335.000 14,706.44 11,557.50 (3,099.62)
(49.32)
LT
ST
509.00 4.40
Next Dividend Payable 05/2017; Asset Class: Equities
WILDHORSE RESOURCE DEV CORP (WRD) 12/15/16 554.000 14.809 10.910 8,204.02 6,044.14 (2,159.88)ST ——
Asset Class: Equities
WORLD FUEL SERVICES CORP (INT) 11/10/15
2/22/16
3/13/17
356.000
39.000
112.000
45.402
46.089
36.645
36.830
36.830
36.830
16,163.22
1,797.48
4,104.24
13,111.48
1,436.37
4,124.96
(3,051.74)
(361.11)
20.72
LT
LT
ST
3/14/17 209.000 36.766 36.830 7,684.05 7,697.47 13.42 ST
Total 716.000 29,748.99 26,370.28 (3,412.85)
34.14
LT
ST
172.00 0.65
Next Dividend Payable 07/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 96.75%$1,289,457.75 $1,500,683.66 $178,029.97
$33,195.94
LT
ST
$25,271.00 1.68%
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 85 of 118
EXCHANGE-TRADED & CLOSED-END FUNDS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ARES CAPITAL CORP (ARCC) 11/10/15
2/22/16
9/21/16
227.000
27.000
268.000
$15.610
12.807
15.677
$17.600
17.600
17.600
$3,543.52
345.79
4,201.36
$3,995.20
475.20
4,716.80
$451.68
129.41
515.44
LT
LT
ST
Total 522.000 8,090.67 9,187.20 581.09
515.44
LT
ST
793.00 8.63
Next Dividend Payable 06/2017; Asset Class: FI & Pref
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
EXCHANGE-TRADED & CLOSED-END FUNDS 0.59%$8,090.67 $9,187.20 $581.09
515.44
LT
ST
$793.00 8.63%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $1,297,548.42 $1,551,148.86 $178,611.06
$33,711.38
LT
ST
$26,068.00
$0.00
1.68%
TOTAL VALUE (includes accrued interest)100.00%$1,551,148.86
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
H - Wash sale rules apply to this tax lot. The cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale transaction. The aggregate amount of the basis
adjustment is identified in italics under the Security Description.
R - The cost basis for this tax lot was adjusted due to a reclassification of income.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $41,278.00 ——————
Stocks —$1,396,777.63 —$103,906.03 ———
ETFs & CEFs ——$9,187.20 ————
TOTAL ALLOCATION OF ASSETS $41,278.00 $1,396,777.63 $9,187.20 $103,906.03 ———
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 86 of 118
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
4/4 4/7 Sold CUBIC CORP ACTED AS AGENT 95.000 $50.2810 $4,776.59
4/4 4/7 Sold WESCO INTL INC ACTED AS AGENT 59.000 69.2500 4,085.66
4/4 4/7 Sold OLIN CORPORATION ACTED AS AGENT 88.000 32.0821 2,823.15
4/4 4/7 Bought CARLISLE CO INC ACTED AS AGENT 88.000 104.4441 (9,191.08)
4/4 4/7 Bought ACCO BRANDS CORP ACTED AS AGENT 573.000 13.5064 (7,739.17)
4/5 4/10 Bought MARVELL TECH GROUP LTD ACTED AS AGENT 715.000 15.1290 (10,817.24)
4/6 4/11 Sold SKECHERS U S A INC CL A ACTED AS AGENT 277.000 25.6581 7,107.13
4/6 4/11 Bought NAVIENT CORP COM ACTED AS AGENT 189.000 14.5798 (2,755.58)
4/10 4/13 Sold VALVOLINE INC COM ACTED AS AGENT 50.000 23.8203 1,190.99
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(10,519.55)
TOTAL PURCHASES $(30,503.07)
TOTAL SALES AND REDEMPTIONS $19,983.52
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
4/3 Qualified Dividend TEGNA INC COM $30.24
4/4 Qualified Dividend KAR AUCTION SVCS INC 94.40
4/4 Qualified Dividend BROCADE COMMUN SYSTEMS INC 43.51
4/4 Qualified Dividend PULTE GROUP INC 18.27
4/4 Qualified Dividend FIRST CITIZ BANCSHARES A 6.90
4/5 Qualified Dividend GRAPHIC PACKAGING HOLDING CO 77.25
4/5 Qualified Dividend BELDEN INC 2.45
4/6 Qualified Dividend POLYONE CORP 19.31
4/7 Qualified Dividend SCHWEITZER MAUDUIT INT INC 112.14
4/7 Qualified Dividend AIR LEASE CORP CL A 50.33
4/7 Dividend AGNC INVT CORP COM 50.04
4/7 Qualified Dividend WORLD FUEL SERVICES CORP 42.96
4/7 Qualified Dividend CONVERGYS CORPORATION 15.93
4/10 Qualified Dividend STEEL DYNAMICS INC 81.38
4/12 Dividend CYS INVESTMENTS INC 417.50
4/13 Qualified Dividend CURTISS WRIGHT CORP 10.40
4/17 Dividend STARWOOD PROPERTY TRUST INC 256.32
4/17 Qualified Dividend MAIDEN HOLDINGS LTD SHS 234.45
4/17 Dividend ARES COMMERCIAL REAL EST CORP 191.97
4/17 Qualified Dividend COLONY NORTHSTAR INC 180.00
4/17 Qualified Dividend CLUBCORP HLDGS INC 122.33
4/17 Qualified Dividend TELETECH HOLDINGS INC 102.52
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 87 of 118
TAXABLE INCOME AND DISTRIBUTIONS (CONTINUED)
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Dividend BLACKSTONE MTG TRUST INC CL A 94.86
4/17 Qualified Dividend AXIS CAPITAL HOLDINGS LTD 81.32
4/17 Qualified Dividend AMDOCS LIMITED ORD 42.68
4/17 Qualified Dividend PORTLAND GENERAL ELEC CO 33.60
4/17 Qualified Dividend PACKAGING CORP AMER 27.09
4/17 Qualified Dividend GRANITE CONSTR INC 15.86
4/17 Qualified Dividend RAYMOND JAMES FINCL INC 14.30
4/17 Qualified Dividend PACKAGING CORP AMER 5.04
4/19 Qualified Dividend NATIONAL GEN HLDGS CORP 13.20
4/27 Dividend TWO HARBORS INVT CORP COM 532.00
4/27 Dividend MTGE INVT CORP 85.05
4/28 Dividend MFA FINANCIAL INC 304.00
4/28 Dividend ANWORTH MORTGAGE ASSET CORP 68.55
4/28 Qualified Dividend BANKUNITED INC 62.37
4/28 Dividend CHATHAM LODGING TRUST COM 41.80
4/28 Qualified Dividend SYNNEX CORP 26.00
4/28 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 04/01-04/30)
0.35
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $3,608.67
TOTAL QUALIFIED DIVIDENDS $1,566.23
TOTAL OTHER DIVIDENDS $2,042.09
TOTAL INTEREST $0.35
CASH RELATED ACTIVITY
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Service Fee 2ND QTR ADVISORY FEE $(2,522.44)
TOTAL OTHER CREDITS AND DEBITS $(2,522.44)
TOTAL OTHER DEBITS $(2,522.44)
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
4/3 Automatic Redemption BANK DEPOSIT PROGRAM $(4,589.88)
4/4 Automatic Investment BANK DEPOSIT PROGRAM 163.08
4/5 Automatic Investment BANK DEPOSIT PROGRAM 4,554.73
4/6 Automatic Investment BANK DEPOSIT PROGRAM 19.31
4/7 Automatic Redemption BANK DEPOSIT PROGRAM (4,973.45)
4/10 Automatic Redemption BANK DEPOSIT PROGRAM (10,735.86)
4/12 Automatic Investment BANK DEPOSIT PROGRAM 4,769.05
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 88 of 118
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY (CONTINUED)
Activity
Date Activity Type Description Credits/(Debits)
4/13 Automatic Investment BANK DEPOSIT PROGRAM 10.40
4/17 Automatic Investment BANK DEPOSIT PROGRAM 2,593.33
4/18 Automatic Redemption BANK DEPOSIT PROGRAM (2,522.44)
4/19 Automatic Investment BANK DEPOSIT PROGRAM 13.20
4/27 Automatic Investment BANK DEPOSIT PROGRAM 617.05
4/28 Automatic Investment BANK DEPOSIT PROGRAM 502.72
4/28 Automatic Investment BANK DEPOSIT PROGRAM 0.35
NET ACTIVITY FOR PERIOD $(9,578.41)
TRANSFERS, CORPORATE ACTIONS AND ADDITIONAL ACTIVITY
CORPORATE ACTIONS
Activity
Date Activity Type Description Comments Quantity
4/21 Exchange Delivered Out WESTERN REFINING, INC TENDER (335.000)
4/21 Exchange Received In WEST BAF32 CASH TENDER 335.000
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
CUBIC CORP 11/10/15 04/04/17 95.000 $4,776.59 $4,210.19 $566.40
OLIN CORPORATION 01/08/16 04/04/17 88.000 2,823.15 1,496.71 1,326.44
WESCO INTL INC 11/10/15 04/04/17 59.000 4,085.66 2,882.60 1,203.06
Long-Term This Period $11,685.40 $8,589.50 $3,095.90
Long-Term Year to Date $108,266.97 $89,087.00 $19,179.97
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
SKECHERS U S A INC CL A 09/23/16 04/06/17 277.000 7,107.13 6,228.74 878.39
VALVOLINE INC COM 01/05/17 04/10/17 50.000 1,190.99 1,070.95 120.04
Short-Term This Period $8,298.12 $7,299.69 $998.43
Short-Term Year to Date $33,716.74 $27,260.10 $6,456.64
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 89 of 118
SHORT-TERM GAIN/(LOSS) (CONTINUED)
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)
Net Realized Gain/(Loss) This Period $19,983.52 $15,889.19 $4,094.33
Net Realized Gain/(Loss) Year to Date $141,983.71 $116,347.10 $25,636.61
Disallowed Loss Based On Wash Sale Year to Date: $833.52
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
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CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110145-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $1,473,995.55 $1,362,287.35
Credits ——
Debits (2,388.69)(4,579.59)
Security Transfers ——
Net Credits/Debits/Transfers $(2,388.69)$(4,579.59)
Change in Value 24,806.87 138,705.97
TOTAL ENDING VALUE $1,496,413.73 $1,496,413.73
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period April 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
1.1
1.2
1.3
1.4
1.5
1.6
($
)
M
i
l
l
i
o
n
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 91 of 118
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Market Value Percentage
Cash $34,757.14 2.32
Equities 1,461,656.59 97.68
TOTAL VALUE $1,496,413.73 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 92 of 118
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $40,968.84 $38,990.04
Stocks 1,433,026.71 1,461,656.59
Net Unsettled Purchases/Sales —(4,232.90)
Total Assets $1,473,995.55 $1,496,413.73
Total Liabilities (outstanding balance)——
TOTAL VALUE $1,473,995.55 $1,496,413.73
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $40,968.84 $21,613.68
Purchases (57,237.17)(87,889.73)
Sales and Redemptions 53,057.09 103,379.92
Net Unsettled Purch/Sales 4,232.90 4,232.90
Income and Distributions 357.07 2,232.86
Total Investment Related Activity $409.89 $21,955.95
Other Debits (2,388.69)(4,579.59)
Total Cash Related Activity $(2,388.69)$(4,579.59)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $38,990.04 $38,990.04
INCOME AND DISTRIBUTION SUMMARY
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Qualified Dividends $356.73 $2,231.91
Interest 0.34 0.95
Total Taxable Income And Distributions $357.07 $2,232.86
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $357.07 $2,232.86
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(4/1/17-4/30/17)
Realized This Year
(1/1/17-4/30/17)
Unrealized
Inception to Date
(as of 4/30/17)
Short-Term Gain $12,558.23 $12,558.23 $31,026.34
Short-Term (Loss)——(21,643.92)
Total Short-Term $12,558.23 $12,558.23 $9,382.42
Long-Term Gain 12,709.42 18,753.20 249,526.75
Long-Term (Loss)—(1,530.33)(74,974.23)
Total Long-Term $12,709.42 $17,222.87 $174,552.52
TOTAL GAIN/(LOSS)$25,267.65 $29,781.10 $183,934.94
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
ADDITIONAL ACCOUNT INFORMATION
Category
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Foreign Tax Paid —$24.02
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110145-095
Investment Objectives †: Capital Appreciation,Income Investment Advisory Account
Manager:Riverbridge Partners - SMID Growth
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 93 of 118
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$38,990.04 —$4.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs $38,990.04 $4.00
NET UNSETTLED PURCHASES/SALES $(4,232.90)
CASH, BDP, AND MMFs (PROJECTED SETTLED BALANCE)2.32%$34,757.14
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
The “Projected Settled Balance” includes accrued interest on deposits and reflects the impact of unsettled purchases/sales.
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660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 94 of 118
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
2U INC COM (TWOU) 10/20/16
10/21/16
10/25/16
187.000
35.000
147.000
$35.977
35.922
36.056
$45.400
45.400
45.400
$6,727.72
1,257.26
5,300.28
$8,489.80
1,589.00
6,673.80
$1,762.08
331.74
1,373.52
ST
ST
ST
Total 369.000 13,285.26 16,752.60 3,467.34 ST ——
Asset Class: Equities
ACUITY BRANDS INC (AYI) 11/10/15
2/16/16
2/10/17
105.000
15.000
48.000
210.959
185.555
211.070
176.100
176.100
176.100
22,150.73
2,783.33
10,131.36
18,490.50
2,641.50
8,452.80
(3,660.23)
(141.83)
(1,678.56)
LT
LT
ST
Total 168.000 35,065.42 29,584.80 (3,802.06)
(1,678.56)
LT
ST
87.00 0.29
Next Dividend Payable 05/01/17; Asset Class: Equities
ANSYS INC (ANSS) 11/10/15
2/16/16
4/18/16
185.000
25.000
24.000
92.230
84.902
89.780
110.160
110.160
110.160
17,062.55
2,122.54
2,154.71
20,379.60
2,754.00
2,643.84
3,317.05
631.46
489.13
LT
LT
LT
4/26/16 26.000 91.013 110.160 2,366.35 2,864.16 497.81 LT
4/27/16 28.000 90.984 110.160 2,547.55 3,084.48 536.93 LT
4/28/16 64.000 90.875 110.160 5,816.00 7,050.24 1,234.24 LT
Total 352.000 32,069.70 38,776.32 6,706.62 LT ——
Asset Class: Equities
ATHENAHEALTH INC COM (ATHN) 1/12/15
6/10/15
2/16/16
138.000
105.000
30.000
139.590
117.975
127.546
98.010
98.010
98.010
19,263.41
12,387.33
3,826.38
13,525.38
10,291.05
2,940.30
(5,738.03)
(2,096.28)
(886.08)
LT
LT
LT
6/24/16 50.000 131.236 98.010 6,561.80 4,900.50 (1,661.30)ST
Total 323.000 42,038.92 31,657.23 (8,720.39)
(1,661.30)
LT
ST
——
Asset Class: Equities
BEACON ROOFING SUPPLY INC (BECN) 1/12/15
11/10/15
390.000
35.000
27.079
37.520
49.570
49.570
10,560.93
1,313.20
19,332.30
1,734.95
8,771.37
421.75
LT
LT
Total 425.000 11,874.13 21,067.25 9,193.12 LT ——
Asset Class: Equities
BIO-TECHNE CORP (TECH) 10/17/14
1/12/15
2/16/16
74.000
165.000
25.000
90.930
92.188
87.221
107.080
107.080
107.080
6,728.81
15,211.02
2,180.53
7,923.92
17,668.20
2,677.00
1,195.11
2,457.18
496.47
LT
LT
LT
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 95 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 264.000 24,120.36 28,269.12 4,148.76 LT 338.00 1.19
Next Dividend Payable 06/2017; Asset Class: Equities
CHANNELADVISOR CORP COM (ECOM) 10/17/14
1/12/15
11/10/15
130.000
295.000
205.000
14.374
21.118
13.530
11.800
11.800
11.800
1,868.66
6,229.84
2,773.69
1,534.00
3,481.00
2,419.00
(334.66)
(2,748.84)
(354.69)
LT
LT
LT
2/16/16 80.000 11.467 11.800 917.35 944.00 26.65 LT
Total 710.000 11,789.54 8,378.00 (3,411.54)LT ——
Asset Class: Equities
CHEMED CORPORATION (CHE) 10/17/14
1/12/15
2/16/16
55.000
150.000
25.000
99.105
103.282
134.254
201.380
201.380
201.380
5,450.78
15,492.26
3,356.36
11,075.90
30,207.00
5,034.50
5,625.12
14,714.74
1,678.14
LT
LT
LT
Total 230.000 24,299.40 46,317.40 22,018.00 LT 239.00 0.51
Next Dividend Payable 06/2017; Asset Class: Equities
COGNEX CORP (CGNX) 11/10/15
2/16/16
208.000
55.000
35.920
34.453
85.340
85.340
7,471.26
1,894.89
17,750.72
4,693.70
10,279.46
2,798.81
LT
LT
Total 263.000 9,366.15 22,444.42 13,078.27 LT 79.00 0.35
Next Dividend Payable 06/2017; Asset Class: Equities
COSTAR GROUP INC (CSGP) 10/17/14
1/12/15
11/10/15
55.000
125.000
35.000
143.180
178.150
202.297
240.890
240.890
240.890
7,874.90
22,268.69
7,080.41
13,248.95
30,111.25
8,431.15
5,374.05
7,842.56
1,350.74
LT
LT
LT
2/16/16 25.000 161.606 240.890 4,040.15 6,022.25 1,982.10 LT
Total 240.000 41,264.15 57,813.60 16,549.45 LT ——
Asset Class: Equities
DIPLOMAT PHARMACY,INC. (DPLO) 10/18/16
10/19/16
10/21/16
64.000
75.000
108.000
28.397
27.992
28.955
15.600
15.600
15.600
1,817.43
2,099.41
3,127.14
998.40
1,170.00
1,684.80
(819.03)
(929.41)
(1,442.34)
ST
ST
ST
10/24/16 326.000 28.853 15.600 9,406.21 5,085.60 (4,320.61)ST
10/25/16 145.000 28.878 15.600 4,187.27 2,262.00 (1,925.27)ST
Total 718.000 20,637.46 11,200.80 (9,436.66)ST ——
Asset Class: Equities
DORMAN PRODUCTS, INC (DORM) 1/12/15
7/24/15
7/27/15
26.000
96.000
85.000
47.285
48.006
46.556
83.150
83.150
83.150
1,229.40
4,608.54
3,957.27
2,161.90
7,982.40
7,067.75
932.50
3,373.86
3,110.48
LT
LT
LT
7/28/15 84.000 47.145 83.150 3,960.21 6,984.60 3,024.39 LT
2/16/16 35.000 42.951 83.150 1,503.27 2,910.25 1,406.98 LT
Total 326.000 15,258.69 27,106.90 11,848.21 LT ——
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CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 96 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Asset Class: Equities
ELLIE MAE INC (ELLI) 12/1/16 241.000 79.999 101.760 19,279.83 24,524.16 5,244.33 ST ——
Asset Class: Equities
EXLSERVICE HLDGS INC (EXLS) 12/12/16 440.000 49.917 47.710 21,963.52 20,992.40 (971.12)ST ——
Asset Class: Equities
FASTENAL CO (FAST) 11/10/15
2/16/16
875.000
120.000
40.747
43.587
44.680
44.680
35,653.36
5,230.45
39,095.00
5,361.60
3,441.64
131.15
LT
LT
Total 995.000 40,883.81 44,456.60 3,572.79 LT 1,274.00 2.86
Next Dividend Payable 05/24/17; Asset Class: Equities
FINANCIAL ENGINES (FNGN) 1/12/15
2/6/15
2/9/15
132.000
43.000
34.000
35.312
39.889
39.750
42.500
42.500
42.500
4,661.21
1,715.21
1,351.50
5,610.00
1,827.50
1,445.00
948.79
112.29
93.50
LT
LT
LT
2/18/15 84.000 39.001 42.500 3,276.08 3,570.00 293.92 LT
2/19/15 144.000 39.132 42.500 5,635.05 6,120.00 484.95 LT
2/16/16 55.000 26.237 42.500 1,443.01 2,337.50 894.49 LT
Total 492.000 18,082.06 20,910.00 2,827.94 LT 138.00 0.65
Next Dividend Payable 07/2017; Asset Class: Equities
FIVE BELOW (FIVE) 10/17/14
1/12/15
2/16/16
130.000
385.000
240.000
38.896
34.907
35.504
49.120
49.120
49.120
5,056.44
13,439.31
8,520.96
6,385.60
18,911.20
11,788.80
1,329.16
5,471.89
3,267.84
LT
LT
LT
Total 755.000 27,016.71 37,085.60 10,068.89 LT ——
Asset Class: Equities
GENTEX CORP (GNTX) 1/12/15
11/10/15
2/16/16
221.000
505.000
295.000
17.590
16.452
14.177
20.650
20.650
20.650
3,887.39
8,308.31
4,182.16
4,563.65
10,428.25
6,091.75
676.26
2,119.94
1,909.59
LT
LT
LT
Total 1,021.000 16,377.86 21,083.65 4,705.79 LT 368.00 1.74
Next Dividend Payable 07/2017; Asset Class: Equities
GRAND CANYON ED INC COM (LOPE) 1/12/15
7/24/15
7/27/15
362.000
71.000
36.000
44.015
43.786
42.947
75.160
75.160
75.160
15,933.39
3,108.81
1,546.10
27,207.92
5,336.36
2,705.76
11,274.53
2,227.55
1,159.66
LT
LT
LT
7/28/15 27.000 42.932 75.160 1,159.16 2,029.32 870.16 LT
8/3/15 28.000 43.031 75.160 1,204.88 2,104.48 899.60 LT
8/4/15 107.000 42.905 75.160 4,590.85 8,042.12 3,451.27 LT
2/16/16 80.000 34.275 75.160 2,742.00 6,012.80 3,270.80 LT
Total 711.000 30,285.19 53,438.76 23,153.57 LT ——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 97 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
HEALTHSTREAM INC (HSTM) 10/24/16
10/24/16
10/25/16
38.000
49.000
63.000
27.565
27.675
27.610
27.790
27.790
27.790
1,047.47
1,356.06
1,739.41
1,056.02
1,361.71
1,750.77
8.55
5.65
11.36
ST
ST
ST
10/28/16 165.000 26.649 27.790 4,397.12 4,585.35 188.23 ST
11/2/16 227.000 26.307 27.790 5,971.80 6,308.33 336.53 ST
11/3/16 217.000 24.029 27.790 5,214.34 6,030.43 816.09 ST
Total 759.000 19,726.20 21,092.61 1,366.41 ST ——
Asset Class: Equities
HEICO CORP NEW (HEI) 4/17/15
4/30/15
5/15/15
18.000
96.000
68.000
49.311
44.938
45.267
71.070
71.070
71.070
887.60
4,314.09
3,078.15
1,279.26
6,822.72
4,832.76
391.66
2,508.63
1,754.61
LT
LT
LT
5/19/15 92.000 45.864 71.070 4,219.51 6,538.44 2,318.93 LT
6/3/15 92.000 46.924 71.070 4,317.00 6,538.44 2,221.44 LT
2/16/16 43.000 43.254 71.070 1,859.92 3,056.01 1,196.09 LT
6/22/16 16.000 52.679 71.070 842.86 1,137.12 294.26 ST
6/24/16 32.000 51.947 71.070 1,662.31 2,274.24 611.93 ST
6/29/16 26.000 52.418 71.070 1,362.86 1,847.82 484.96 ST
7/12/16 110.000 50.943 71.070 5,603.68 7,817.70 2,214.02 ST
Total 593.000 28,147.98 42,144.51 10,391.36
3,605.17
LT
ST
85.00 0.20
Next Dividend Payable 07/2017; Asset Class: Equities
HENRY SCHEIN INC (HSIC) 12/11/15
12/14/15
2/16/16
42.000
65.000
15.000
153.070
153.270
161.677
173.800
173.800
173.800
6,428.95
9,962.53
2,425.15
7,299.60
11,297.00
2,607.00
870.65
1,334.47
181.85
LT
LT
LT
Total 122.000 18,816.63 21,203.60 2,386.97 LT ——
Asset Class: Equities
HLTH CARE SVC GRP (HCSG) 10/17/14
1/12/15
6/18/15
99.000
450.000
46.000
27.294
30.447
33.005
45.910
45.910
45.910
2,702.07
13,701.20
1,518.22
4,545.09
20,659.50
2,111.86
1,843.02
6,958.30
593.64
LT
LT
LT
6/19/15 220.000 33.170 45.910 7,297.38 10,100.20 2,802.82 LT
6/23/15 89.000 33.452 45.910 2,977.23 4,085.99 1,108.76 LT
2/16/16 115.000 34.847 45.910 4,007.42 5,279.65 1,272.23 LT
Total 1,019.000 32,203.52 46,782.29 14,578.77 LT 764.00 1.63
Next Dividend Payable 06/2017; Asset Class: Equities
IHS MARKIT LTD (INFO) 7/13/16 809.000 32.880 43.400 26,599.92 35,110.60 8,510.68 ST ——
Asset Class: Equities
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660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 98 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
INNERWORKINGS INC (INWK) 10/17/14
1/12/15
11/10/15
300.000
700.000
675.000
8.376
7.023
8.089
10.590
10.590
10.590
2,512.77
4,916.38
5,460.01
3,177.00
7,413.00
7,148.25
664.23
2,496.62
1,688.24
LT
LT
LT
2/16/16 240.000 6.581 10.590 1,579.44 2,541.60 962.16 LT
Total 1,915.000 14,468.60 20,279.85 5,811.25 LT ——
Asset Class: Equities
INOVALON HLDGS INC COM CL A (INOV) 2/17/16
2/17/16
2/19/16
20.000
40.000
57.000
18.647
18.781
19.538
12.250
12.250
12.250
372.94
751.22
1,113.64
245.00
490.00
698.25
(127.94)
(261.22)
(415.39)
LT
LT
LT
2/22/16 331.000 19.547 12.250 6,470.16 4,054.75 (2,415.41)LT
2/25/16 125.000 17.654 12.250 2,206.73 1,531.25 (675.48)LT
2/26/16 172.000 16.423 12.250 2,824.84 2,107.00 (717.84)LT
3/2/16 51.000 17.375 12.250 886.12 624.75 (261.37)LT
3/4/16 115.000 17.944 12.250 2,063.55 1,408.75 (654.80)LT
3/7/16 64.000 17.976 12.250 1,150.44 784.00 (366.44)LT
Total 975.000 17,839.64 11,943.75 (5,895.89)LT ——
Asset Class: Equities
INTL FLAVORS & FRAGRANCES (IFF) 11/10/15
2/16/16
145.000
20.000
114.785
106.799
138.590
138.590
16,643.83
2,135.98
20,095.55
2,771.80
3,451.72
635.82
LT
LT
Total 165.000 18,779.81 22,867.35 4,087.54 LT 422.00 1.84
Next Dividend Payable 07/2017; Asset Class: Equities
LKQ CORPORATION (LKQ) 11/10/15
2/16/16
786.000
190.000
30.035
25.600
31.240
31.240
23,607.27
4,864.00
24,554.64
5,935.60
947.37
1,071.60
LT
LT
Total 976.000 28,471.27 30,490.24 2,018.97 LT ——
Asset Class: Equities
MAXIMUS INC (MMS) 1/12/15
2/16/16
350.000
45.000
53.795
47.779
60.990
60.990
18,828.42
2,150.05
21,346.50
2,744.55
2,518.08
594.50
LT
LT
Total 395.000 20,978.47 24,091.05 3,112.58 LT 71.00 0.29
Next Dividend Payable 05/2017; Asset Class: Equities
MEDNAX INC (MD) 10/17/14
1/12/15
2/16/16
115.000
260.000
65.000
52.792
65.537
64.892
60.360
60.360
60.360
6,071.05
17,039.70
4,217.96
6,941.40
15,693.60
3,923.40
870.35
(1,346.10)
(294.56)
LT
LT
LT
Total 440.000 27,328.71 26,558.40 (770.31)LT ——
Asset Class: Equities
MIDDLEBY CORP DEL (MIDD) 11/10/15
2/16/16
205.000
25.000
118.080
84.142
136.130
136.130
24,206.40
2,103.54
27,906.65
3,403.25
3,700.25
1,299.71
LT
LT
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 99 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 230.000 26,309.94 31,309.90 4,999.96 LT ——
Asset Class: Equities
NATL INSTRUMS CP (NATI) 10/17/14
1/12/15
2/16/16
232.000
750.000
145.000
28.580
30.206
27.905
34.910
34.910
34.910
6,630.56
22,654.13
4,046.17
8,099.12
26,182.50
5,061.95
1,468.56
3,528.37
1,015.78
LT
LT
LT
6/24/16 229.000 27.325 34.910 6,257.31 7,994.39 1,737.08 ST
6/27/16 37.000 26.030 34.910 963.11 1,291.67 328.56 ST
6/29/16 106.000 26.365 34.910 2,794.72 3,700.46 905.74 ST
7/13/16 78.000 28.782 34.910 2,245.00 2,722.98 477.98 ST
Total 1,577.000 45,591.00 55,053.07 6,012.71
3,449.36
LT
ST
1,325.00 2.40
Next Dividend Payable 06/2017; Asset Class: Equities
NEOGEN CP (NEOG) 1/12/15
2/16/16
177.000
45.000
48.280
48.364
62.330
62.330
8,545.56
2,176.37
11,032.41
2,804.85
2,486.85
628.48
LT
LT
Total 222.000 10,721.93 13,837.26 3,115.33 LT ——
Asset Class: Equities
NOVADAQ TECH INC (NVDQ) 10/18/16
10/19/16
10/20/16
118.000
158.000
67.000
10.576
10.597
10.480
6.960
6.960
6.960
1,247.93
1,674.29
702.19
821.28
1,099.68
466.32
(426.65)
(574.61)
(235.87)
ST
ST
ST
10/26/16 381.000 10.638 6.960 4,053.04 2,651.76 (1,401.28)ST
10/27/16 53.000 10.590 6.960 561.25 368.88 (192.37)ST
10/28/16 47.000 10.620 6.960 499.12 327.12 (172.00)ST
10/31/16 87.000 11.066 6.960 962.77 605.52 (357.25)ST
11/1/16 369.000 11.256 6.960 4,153.39 2,568.24 (1,585.15)ST
Total 1,280.000 13,853.98 8,908.80 (4,945.18)ST ——
Asset Class: Equities
PATTERSON COMPANIES INC (PDCO) 11/10/15
2/16/16
425.000
55.000
48.017
43.504
44.490
44.490
20,407.18
2,392.74
18,908.25
2,446.95
(1,498.93)
54.21
LT
LT
Total 480.000 22,799.92 21,355.20 (1,444.72)LT 499.00 2.33
Next Dividend Payable 07/2017; Asset Class: Equities
PRA GROUP INC (PRAA) 10/17/14
1/12/15
11/30/15
130.000
365.000
31.000
59.093
56.302
41.316
32.200
32.200
32.200
7,682.13
20,550.34
1,280.79
4,186.00
11,753.00
998.20
(3,496.13)
(8,797.34)
(282.59)
LT
LT
LT
12/1/15 49.000 40.399 32.200 1,979.55 1,577.80 (401.75)LT
12/2/15 38.000 39.699 32.200 1,508.55 1,223.60 (284.95)LT
12/3/15 19.000 39.319 32.200 747.07 611.80 (135.27)LT
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CLIENT STATEMENT For the Period April 1-30, 2017
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660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 100 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
12/7/15 11.000 38.739 32.200 426.13 354.20 (71.93)LT
12/8/15 13.000 38.584 32.200 501.59 418.60 (82.99)LT
12/9/15 44.000 38.640 32.200 1,700.16 1,416.80 (283.36)LT
2/16/16 75.000 27.189 32.200 2,039.17 2,415.00 375.83 LT
12/12/16 177.000 38.067 32.200 6,737.91 5,699.40 (1,038.51)ST
Total 952.000 45,153.39 30,654.40 (13,460.48)
(1,038.51)
LT
ST
——
Asset Class: Equities
PROS HLDG INC (PRO) 7/23/15
7/24/15
7/30/15
45.000
96.000
43.000
20.610
20.738
21.394
24.650
24.650
24.650
927.45
1,990.85
919.95
1,109.25
2,366.40
1,059.95
181.80
375.55
140.00
LT
LT
LT
8/4/15 34.000 21.316 24.650 724.76 838.10 113.34 LT
8/5/15 25.000 21.586 24.650 539.64 616.25 76.61 LT
8/5/15 17.000 21.605 24.650 367.29 419.05 51.76 LT
8/6/15 63.000 21.580 24.650 1,359.54 1,552.95 193.41 LT
8/6/15 43.000 21.630 24.650 930.09 1,059.95 129.86 LT
8/11/15 66.000 21.055 24.650 1,389.65 1,626.90 237.25 LT
8/13/15 31.000 20.457 24.650 634.16 764.15 129.99 LT
8/20/15 49.000 20.601 24.650 1,009.45 1,207.85 198.40 LT
8/24/15 39.000 20.572 24.650 802.30 961.35 159.05 LT
8/27/15 31.000 21.069 24.650 653.15 764.15 111.00 LT
2/16/16 75.000 10.597 24.650 794.79 1,848.75 1,053.96 LT
10/21/16 66.000 21.884 24.650 1,444.32 1,626.90 182.58 ST
10/24/16 129.000 22.306 24.650 2,877.42 3,179.85 302.43 ST
10/25/16 62.000 22.142 24.650 1,372.79 1,528.30 155.51 ST
10/26/16 84.000 22.200 24.650 1,864.80 2,070.60 205.80 ST
Total 998.000 20,602.40 24,600.70 3,151.98
846.32
LT
ST
——
Asset Class: Equities
PROTO LABS (PRLB) 10/17/14
12/11/14
1/12/15
15.000
65.000
260.000
69.327
67.204
62.130
58.000
58.000
58.000
1,039.91
4,368.29
16,153.80
870.00
3,770.00
15,080.00
(169.91)
(598.29)
(1,073.80)
LT
LT
LT
7/27/15 62.000 75.326 58.000 4,670.19 3,596.00 (1,074.19)LT
7/28/15 16.000 72.988 58.000 1,167.81 928.00 (239.81)LT
8/4/15 22.000 73.075 58.000 1,607.66 1,276.00 (331.66)LT
2/16/16 55.000 60.511 58.000 3,328.08 3,190.00 (138.08)LT
Total 495.000 32,335.74 28,710.00 (3,625.74)LT ——
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 101 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Asset Class: Equities
RITCHIE BROTHERS AUCTIONEERS (RBA) 1/12/15
2/16/16
797.000
145.000
26.037
23.097
32.760
32.760
20,751.57
3,349.05
26,109.72
4,750.20
5,358.15
1,401.15
LT
LT
Total 942.000 24,100.62 30,859.92 6,759.30 LT 641.00 2.07
Next Dividend Payable 06/2017; Asset Class: Equities
ROLLINS INC (ROL) 1/12/15
11/10/15
2/16/16
619.000
135.000
100.000
21.687
26.306
26.904
38.830
38.830
38.830
13,424.43
3,551.26
2,690.37
24,035.77
5,242.05
3,883.00
10,611.34
1,690.79
1,192.63
LT
LT
LT
Total 854.000 19,666.06 33,160.82 13,494.76 LT 393.00 1.18
Next Dividend Payable 06/2017; Asset Class: Equities
SNAP-ON INC (SNA) 2/1/17 110.000 180.120 167.530 19,813.20 18,428.30 (1,384.90)ST 312.00 1.69
Next Dividend Payable 06/2017; Asset Class: Equities
STERICYCLE INC (SRCL) 11/10/15
2/16/16
260.000
35.000
124.590
109.065
85.340
85.340
32,393.43
3,817.28
22,188.40
2,986.90
(10,205.03)
(830.38)
LT
LT
Total 295.000 36,210.71 25,175.30 (11,035.41)LT ——
Asset Class: Equities
STRATASYS LTD SHS (SSYS) 7/30/15
3/13/17
337.000
37.000
32.272
19.135
24.760
24.760
10,875.57
708.00
8,344.12
916.12
(2,531.45)
208.12
LT
ST
Total 374.000 11,583.57 9,260.24 (2,531.45)
208.12
LT
ST
——
Asset Class: Equities
ULTIMATE SOFTWARE GP INC (ULTI) 10/17/14
1/12/15
11/10/15
35.000
200.000
25.000
135.170
144.503
203.630
202.670
202.670
202.670
4,730.95
28,900.64
5,090.75
7,093.45
40,534.00
5,066.75
2,362.50
11,633.36
(24.00)
LT
LT
LT
2/16/16 35.000 160.030 202.670 5,601.05 7,093.45 1,492.40 LT
Total 295.000 44,323.39 59,787.65 15,464.26 LT ——
Asset Class: Equities
UNITED NATURAL FOODS INC (UNFI) 10/17/14
1/12/15
2/16/16
107.000
320.000
55.000
64.360
76.818
35.134
41.530
41.530
41.530
6,886.47
24,581.70
1,932.39
4,443.71
13,289.60
2,284.15
(2,442.76)
(11,292.10)
351.76
LT
LT
LT
9/19/16 34.000 39.319 41.530 1,336.86 1,412.02 75.16 ST
9/20/16 45.000 38.844 41.530 1,747.98 1,868.85 120.87 ST
10/4/16 26.000 40.075 41.530 1,041.95 1,079.78 37.83 ST
10/7/16 30.000 40.341 41.530 1,210.22 1,245.90 35.68 ST
10/11/16 24.000 40.982 41.530 983.57 996.72 13.15 ST
10/12/16 141.000 42.658 41.530 6,014.76 5,855.73 (159.03)ST
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CLIENT STATEMENT For the Period April 1-30, 2017
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660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 102 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 782.000 45,735.90 32,476.46 (13,383.10)
123.66
LT
ST
——
Asset Class: Equities
VEEVA SYS INC CL A (VEEV) 12/11/15
12/14/15
12/15/15
156.000
120.000
183.000
26.336
26.653
27.216
53.620
53.620
53.620
4,108.49
3,198.30
4,980.53
8,364.72
6,434.40
9,812.46
4,256.23
3,236.10
4,831.93
LT
LT
LT
12/16/15 166.000 28.085 53.620 4,662.09 8,900.92 4,238.83 LT
2/16/16 85.000 21.617 53.620 1,837.45 4,557.70 2,720.25 LT
Total 710.000 18,786.86 38,070.20 19,283.34 LT ——
Asset Class: Equities
VERINT SYSTEMS INC (VRNT) 1/12/15
7/23/15
7/24/15
150.000
20.000
37.000
55.792
59.972
59.421
39.300
39.300
39.300
8,368.86
1,199.43
2,198.57
5,895.00
786.00
1,454.10
(2,473.86)
(413.43)
(744.47)
LT
LT
LT
7/27/15 25.000 58.101 39.300 1,452.53 982.50 (470.03)LT
7/30/15 12.000 57.998 39.300 695.97 471.60 (224.37)LT
7/31/15 31.000 57.850 39.300 1,793.35 1,218.30 (575.05)LT
8/5/15 15.000 58.575 39.300 878.63 589.50 (289.13)LT
2/16/16 40.000 30.967 39.300 1,238.67 1,572.00 333.33 LT
6/24/16 260.000 33.800 39.300 8,788.00 10,218.00 1,430.00 ST
Total 590.000 26,614.01 23,187.00 (4,857.01)
1,430.00
LT
ST
——
Asset Class: Equities
VERISK ANALYTICS INC COM (VRSK) 11/10/15
2/16/16
4/27/17
360.000
45.000
140.000
70.890
68.167
83.174
82.810
82.810
82.810
25,520.40
3,067.52
11,644.39
29,811.60
3,726.45
11,593.40
4,291.20
658.93
(50.99)
LT
LT
ST
Total 545.000 40,232.31 45,131.45 4,950.13
(50.99)
LT
ST
——
Asset Class: Equities
WABCO HLDGS INC (WBC) 10/18/16
10/19/16
10/20/16
95.000
25.000
65.000
107.013
105.956
100.922
118.870
118.870
118.870
10,166.21
2,648.90
6,559.92
11,292.65
2,971.75
7,726.55
1,126.44
322.85
1,166.63
ST
ST
ST
Total 185.000 19,375.03 21,990.95 2,615.92 ST ——
Asset Class: Equities
WAGEWORKS INC COM (WAGE) 4/27/17 293.000 74.853 73.800 21,931.84 21,623.40 (308.44)ST ——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 103 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
WEST PHARMACEUTICAL SVCS INC (WST) 4/27/17 257.000 92.066 92.030 23,660.94 23,651.71 (9.23)ST 134.00 0.56
Next Dividend Payable 05/03/17; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 97.68%$1,277,721.65 $1,461,656.59 $174,552.52
$9,382.42
LT
ST
$7,169.00 0.49%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $1,277,721.65 $1,496,413.73 $174,552.52
$9,382.42
LT
ST
$7,173.00
$0.00
0.48%
TOTAL VALUE (includes accrued interest)100.00%$1,496,413.73
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $34,757.14 ——————
Stocks —$1,461,656.59 —————
TOTAL ALLOCATION OF ASSETS $34,757.14 $1,461,656.59 —————
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
4/25 4/18 Security Sold HEICO CORP NEW CASH IN LIEU FRACTIONAL SHARE $52.82
4/27 5/2 Sold ZELTIQ AESTHETICS INC COM ACTED AS AGENT 455.000 $56.4850 25,700.11
4/27 5/2 Sold COGNEX CORP ACTED AS AGENT 177.000 85.4528 15,124.82
4/27 5/2 Sold NEOGEN CP ACTED AS AGENT 126.000 63.7904 8,037.41
4/27 5/2 Bought WEST PHARMACEUTICAL SVCS INC ACTED AS AGENT 257.000 92.0659 (23,660.94)
4/27 5/2 Bought WAGEWORKS INC COM ACTED AS AGENT 293.000 74.8527 (21,931.84)
4/27 5/2 Bought VERISK ANALYTICS INC COM ACTED AS AGENT 140.000 83.1742 (11,644.39)
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 104 of 118
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS (CONTINUED)
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
4/28 5/3 Sold NEOGEN CP ACTED AS AGENT 66.000 62.7581 4,141.93
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(4,180.08)
TOTAL PURCHASES $(57,237.17)
TOTAL SALES AND REDEMPTIONS $53,057.09
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
UNSETTLED PURCHASES/SALES ACTIVITY
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price
Pending
Credits/(Debits)
4/27 5/2 Sold COGNEX CORP UNSETTLED SALE 177.000 $85.4528 $15,124.82
4/27 5/2 Sold NEOGEN CP UNSETTLED SALE 126.000 63.7904 8,037.41
4/27 5/2 Sold ZELTIQ AESTHETICS INC COM UNSETTLED SALE 455.000 56.4850 25,700.11
4/27 5/2 Bought VERISK ANALYTICS INC COM UNSETTLED PURCHASE 140.000 83.1742 (11,644.39)
4/27 5/2 Bought WAGEWORKS INC COM UNSETTLED PURCHASE 293.000 74.8527 (21,931.84)
4/27 5/2 Bought WEST PHARMACEUTICAL SVCS INC UNSETTLED PURCHASE 257.000 92.0659 (23,660.94)
4/28 5/3 Sold NEOGEN CP UNSETTLED SALE 66.000 62.7581 4,141.93
NET UNSETTLED PURCHASES/SALES $(4,232.90)
This section displays transactions that have not settled during this statement period. The Holdings section includes positions purchased and omits positions sold or sold short as of the trade-date. The unit/share
price for unsettled fixed income new issues in the Holdings section may be approximate in advance of active market pricing or pricing from third party pricing services.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
4/5 Qualified Dividend FINANCIAL ENGINES $34.44
4/7 Qualified Dividend INTL FLAVORS & FRAGRANCES 105.60
4/19 Qualified Dividend GENTEX CORP 91.89
4/28 Qualified Dividend PATTERSON COMPANIES INC 124.80
4/28 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 04/01-04/30)
0.34
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $357.07
TOTAL QUALIFIED DIVIDENDS $356.73
TOTAL INTEREST $0.34
CASH RELATED ACTIVITY
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Service Fee 2ND QTR ADVISORY FEE $(2,388.69)
TOTAL OTHER CREDITS AND DEBITS $(2,388.69)
TOTAL OTHER DEBITS $(2,388.69)
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 105 of 118
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
4/5 Automatic Investment BANK DEPOSIT PROGRAM $34.44
4/7 Automatic Investment BANK DEPOSIT PROGRAM 105.60
4/18 Automatic Redemption BANK DEPOSIT PROGRAM (2,388.69)
4/19 Automatic Investment BANK DEPOSIT PROGRAM 91.89
4/26 Automatic Investment BANK DEPOSIT PROGRAM 52.82
4/28 Automatic Investment BANK DEPOSIT PROGRAM 124.80
4/28 Automatic Investment BANK DEPOSIT PROGRAM 0.34
NET ACTIVITY FOR PERIOD $(1,978.80)
TRANSFERS, CORPORATE ACTIONS AND ADDITIONAL ACTIVITY
CORPORATE ACTIONS
Activity
Date Activity Type Description Comments Quantity
4/24 Stock Dividend HEICO CORP NEW 118.000
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
COGNEX CORP 11/10/15 04/27/17 177.000 $15,124.82 $6,357.75 $8,767.07
NEOGEN CP 10/17/14 04/27/17 126.000 8,037.41 5,147.10 2,890.31
10/17/14 04/28/17 13.000 815.83 531.05 284.78
01/12/15 04/28/17 53.000 3,326.10 2,558.84 767.26
Long-Term This Period $27,304.16 $14,594.74 $12,709.42
Long-Term Year to Date $77,626.99 $60,404.12 $17,222.87
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
HEICO CORP NEW 07/12/16 04/18/17 0.750 52.82 39.84 12.98
ZELTIQ AESTHETICS INC COM 06/24/16 04/27/17 129.000 7,286.40 3,427.10 3,859.30
06/27/16 04/27/17 83.000 4,688.15 2,143.91 2,544.24
07/11/16 04/27/17 67.000 3,784.41 2,002.55 1,781.86
07/13/16 04/27/17 93.000 5,252.99 2,911.50 2,341.49
07/14/16 04/27/17 83.000 4,688.16 2,669.80 2,018.36
Short-Term This Period $25,752.93 $13,194.70 $12,558.23
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CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 106 of 118
SHORT-TERM GAIN/(LOSS) (CONTINUED)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
Short-Term Year to Date $25,752.93 $13,194.70 $12,558.23
Net Realized Gain/(Loss) This Period $53,057.09 $27,789.44 $25,267.65
Net Realized Gain/(Loss) Year to Date $103,379.92 $73,598.82 $29,781.10
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110222-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
TOTAL BEGINNING VALUE $972,405.37 $842,833.69
Credits ——
Debits (1,260.67)(2,567.61)
Security Transfers ——
Net Credits/Debits/Transfers $(1,260.67)$(2,567.61)
Change in Value 25,179.89 156,058.51
TOTAL ENDING VALUE $996,324.59 $996,324.59
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period April 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
APR MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR
0.3
0.7
1.1
1.5
1.9
2.3
($
)
M
i
l
l
i
o
n
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 107 of 118
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Market Value Percentage
Cash $17,611.06 1.77
Equities 978,713.53 98.23
TOTAL VALUE $996,324.59 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 108 of 118
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 3/31/17)
This Period
(as of 4/30/17)
Cash, BDP, MMFs $40,287.27 $12,160.37
Stocks 936,578.00 978,713.53
Net Unsettled Purchases/Sales (4,459.90)5,450.69
Total Assets $972,405.37 $996,324.59
Total Liabilities (outstanding balance)——
TOTAL VALUE $972,405.37 $996,324.59
CASH FLOW
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
OPENING CASH, BDP, MMFs $40,287.27 $4,698.79
Purchases (40,811.97)(132,244.75)
Sales and Redemptions 23,643.40 140,020.63
Prior Net Unsettled Purch/Sales (4,459.90)N/A
2016 Net Unsettled Purch/Sales N/A 6,622.46
Net Unsettled Purch/Sales (5,450.69)(5,450.69)
Income and Distributions 212.93 1,081.54
Total Investment Related Activity $(26,866.23)$10,029.19
Other Debits (1,260.67)(2,567.61)
Total Cash Related Activity $(1,260.67)$(2,567.61)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $12,160.37 $12,160.37
INCOME AND DISTRIBUTION SUMMARY
This Period
(4/1/17-4/30/17)
This Year
(1/1/17-4/30/17)
Qualified Dividends $212.73 $1,080.85
Interest 0.20 0.69
Total Taxable Income And Distributions $212.93 $1,081.54
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $212.93 $1,081.54
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(4/1/17-4/30/17)
Realized This Year
(1/1/17-4/30/17)
Unrealized
Inception to Date
(as of 4/30/17)
Short-Term Gain —$1,808.78 $37,325.12
Short-Term (Loss)(3,631.12)(3,631.12)(10,126.57)
Total Short-Term $(3,631.12)$(1,822.34)$27,198.55
Long-Term Gain 2,757.52 23,044.48 131,038.76
Long-Term (Loss)(732.73)(1,774.32)(26,893.32)
Total Long-Term $2,024.79 $21,270.16 $104,145.44
TOTAL GAIN/(LOSS)$(1,606.33)$19,447.82 $131,343.99
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110222-095
Investment Objectives †: Capital Appreciation,Income Investment Advisory Account
Manager:Columbia Mgmt - Select LC Grwth
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 109 of 118
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$12,160.37 —$1.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs $12,160.37 $1.00
NET UNSETTLED PURCHASES/SALES $5,450.69
CASH, BDP, AND MMFs (PROJECTED SETTLED BALANCE)1.77%$17,611.06
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
The “Projected Settled Balance” includes accrued interest on deposits and reflects the impact of unsettled purchases/sales.
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ACTIVISION BLIZZARD INC (ATVI) 6/20/16
9/6/16
567.000
86.000
$38.833
43.500
$52.250
52.250
$22,018.48
3,741.04
$29,625.75
4,493.50
$7,607.27
752.46
ST
ST
Total 653.000 25,759.52 34,119.25 8,359.73 ST 196.00 0.57
00
1
8
7
5
M
S
A
D
T
2
5
2
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 110 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 05/10/17; Asset Class: Equities
ACUITY BRANDS INC (AYI) 8/10/15
2/17/16
1/30/17
49.000
19.000
21.000
209.685
191.398
200.784
176.100
176.100
176.100
10,274.59
3,636.57
4,216.47
8,628.90
3,345.90
3,698.10
(1,645.69)
(290.67)
(518.37)
LT
LT
ST
3/21/17 11.000 206.038 176.100 2,266.42 1,937.10 (329.32)ST
Total 100.000 20,394.05 17,610.00 (1,936.36)
(847.69)
LT
ST
52.00 0.29
Next Dividend Payable 05/01/17; Asset Class: Equities
ADOBE SYSTEMS (ADBE) 9/8/15
2/17/16
215.000
22.000
78.832
80.362
133.740
133.740
16,948.82
1,767.96
28,754.10
2,942.28
11,805.28
1,174.32
LT
LT
Total 237.000 18,716.78 31,696.38 12,979.60 LT ——
Asset Class: Equities
ALEXION PHARM INC (ALXN) 5/6/15
6/12/15
9/24/15
33.000
98.000
47.000
152.351
172.310
155.894
127.780
127.780
127.780
5,027.59
16,886.37
7,327.01
4,216.74
12,522.44
6,005.66
(810.85)
(4,363.93)
(1,321.35)
LT
LT
LT
9/30/15 5.000 153.342 127.780 766.71 638.90 (127.81)LT
2/17/16 28.000 145.470 127.780 4,073.17 3,577.84 (495.33)LT
4/3/17 4.000 119.583 127.780 478.33 511.12 32.79 ST
Total 215.000 34,559.18 27,472.70 (7,119.27)
32.79
LT
ST
——
Asset Class: Equities
ALIBABA GROUP HLDG LTD (BABA) 10/9/15
12/22/15
2/17/16
11.000
25.000
74.000
68.419
84.736
66.600
115.500
115.500
115.500
752.61
2,118.41
4,928.40
1,270.50
2,887.50
8,547.00
517.89
769.09
3,618.60
LT
LT
LT
2/19/16 241.000 67.274 115.500 16,213.15 27,835.50 11,622.35 LT
Total 351.000 24,012.57 40,540.50 16,527.93 LT ——
Asset Class: Equities
AMAZON COM INC (AMZN) 9/4/15
2/17/16
4/4/16
16.000
11.000
19.000
497.298
528.230
592.554
924.990
924.990
924.990
7,956.77
5,810.53
11,258.52
14,799.84
10,174.89
17,574.81
6,843.07
4,364.36
6,316.29
LT
LT
LT
4/6/17 2.000 903.855 924.990 1,807.71 1,849.98 42.27 ST
Total 48.000 26,833.53 44,399.52 17,523.72
42.27
LT
ST
——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 111 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
BRISTOL MYERS SQUIBB CO (BMY) 3/4/15
3/4/15
3/12/15
279.000
30.000
89.000
65.449
68.409
66.500
56.050
56.050
56.050
18,260.25
2,052.26
5,918.54
15,637.95
1,681.50
4,988.45
(2,622.30)
(370.76)
(930.09)
LT
LT
LT
H
9/30/15 104.000 59.285 56.050 6,165.69 5,829.20 (336.49)LT
8/9/16 45.000 61.938 56.050 2,787.22 2,522.25 (264.97)ST
8/15/16 64.000 60.549 56.050 3,875.14 3,587.20 (287.94)ST
9/7/16 66.000 56.806 56.050 3,749.22 3,699.30 (49.92)ST
4/3/17 7.000 54.173 56.050 379.21 392.35 13.14 ST
Total 684.000 43,187.53 38,338.20 (4,259.64)
(589.69)
LT
ST
1,067.00 2.78
Next Dividend Payable 05/01/17; Basis Adjustment Due to Wash Sale: $194.11; Asset Class: Equities
CELGENE CORP (CELG) 7/1/15
8/24/15
2/17/16
53.000
150.000
57.000
117.677
116.533
105.400
124.050
124.050
124.050
6,236.87
17,479.97
6,007.79
6,574.65
18,607.50
7,070.85
337.78
1,127.53
1,063.06
LT
LT
LT
11/11/16 30.000 119.493 124.050 3,584.78 3,721.50 136.72 ST
4/3/17 4.000 124.573 124.050 498.29 496.20 (2.09)ST
Total 294.000 33,807.70 36,470.70 2,528.37
134.63
LT
ST
——
Asset Class: Equities
CHARLES SCHWAB NEW (SCHW) 6/20/16
7/11/16
7/13/16
308.000
122.000
176.000
27.750
25.901
26.306
38.850
38.850
38.850
8,547.07
3,159.93
4,629.80
11,965.80
4,739.70
6,837.60
3,418.73
1,579.77
2,207.80
ST
ST
ST
H
3/30/17 109.000 40.917 38.850 4,459.90 4,234.65 (225.25)ST
Total 715.000 20,796.70 27,777.75 6,981.05 ST 229.00 0.82
Next Dividend Payable 05/2017; Basis Adjustment Due to Wash Sale: $569.53; Asset Class: Equities
COGNEX CORP (CGNX) 4/6/17 114.000 84.746 85.340 9,661.06 9,728.76 67.70 ST 34.00 0.34
Next Dividend Payable 06/2017; Asset Class: Equities
COSTCO WHOLESALE CORP NEW (COST) 11/11/16
3/6/17
3/17/17
119.000
18.000
15.000
148.564
166.708
167.945
177.520
177.520
177.520
17,679.16
3,000.75
2,519.18
21,124.88
3,195.36
2,662.80
3,445.72
194.61
143.62
ST
ST
ST
4/3/17 1.000 166.630 177.520 166.63 177.52 10.89 ST
Total 153.000 23,365.72 27,160.56 3,794.84 ST 306.00 1.12
Next Dividend Payable 05/2017; Asset Class: Equities
DEXCOM INC (DXCM) 10/16/15
2/17/16
11/11/16
137.000
51.000
58.000
83.509
61.568
65.813
77.960
77.960
77.960
11,440.73
3,139.99
3,817.15
10,680.52
3,975.96
4,521.68
(760.21)
835.97
704.53
LT
LT
ST
00
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Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 112 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
4/3/17 1.000 83.240 77.960 83.24 77.96 (5.28)ST
Total 247.000 18,481.11 19,256.12 75.76
699.25
LT
ST
——
Asset Class: Equities
DOMINOS PIZZA INC (DPZ) 2/23/17
3/21/17
104.000
15.000
184.263
184.937
181.390
181.390
19,163.35
2,774.05
18,864.56
2,720.85
(298.79)
(53.20)
ST
ST
Total 119.000 21,937.40 21,585.41 (351.99)ST 219.00 1.01
Next Dividend Payable 06/2017; Asset Class: Equities
EDWARD LIFESCIENCES CORP (EW) 2/17/16
4/6/16
10/26/16
16.000
169.000
34.000
85.508
106.918
95.691
109.670
109.670
109.670
1,368.12
18,069.16
3,253.51
1,754.72
18,534.23
3,728.78
386.60
465.07
475.27
LT
LT
ST
11/11/16 17.000 91.676 109.670 1,558.49 1,864.39 305.90 ST
3/2/17 55.000 93.403 109.670 5,137.17 6,031.85 894.68 ST
4/3/17 1.000 94.380 109.670 94.38 109.67 15.29 ST
Total 292.000 29,480.83 32,023.64 851.67
1,691.14
LT
ST
——
Asset Class: Equities
FACEBOOK INC CL-A (FB) 8/31/15 279.000 90.658 150.250 25,293.53 41,919.75 16,626.22 LT ——
Asset Class: Equities
ILLUMINA INC (ILMN) 9/4/15
1/4/16
2/17/16
100.000
34.000
47.000
193.160
182.651
153.700
184.860
184.860
184.860
19,316.00
6,210.12
7,223.90
18,486.00
6,285.24
8,688.42
(830.00)
75.12
1,464.52
LT
LT
LT
11/11/16 15.000 139.419 184.860 2,091.28 2,772.90 681.62 ST
4/3/17 1.000 170.280 184.860 170.28 184.86 14.58 ST
Total 197.000 35,011.58 36,417.42 709.64
696.20
LT
ST
——
Asset Class: Equities
INTERCEPT PHARMACEUTICALS INC (ICPT) 6/19/15
8/26/15
12/21/15
59.000
1.000
32.000
256.817
173.500
162.030
112.350
112.350
112.350
15,152.19
173.50
5,184.98
6,628.65
112.35
3,595.20
(8,523.54)
(61.15)
(1,589.78)
LT
LT
LT
H
H
2/17/16 38.000 121.380 112.350 4,612.44 4,269.30 (343.14)LT
6/3/16 52.000 171.365 112.350 8,910.99 5,842.20 (3,068.79)ST
11/11/16 27.000 110.272 112.350 2,977.35 3,033.45 56.10 ST
4/3/17 3.000 113.173 112.350 339.52 337.05 (2.47)ST
Total 212.000 37,350.97 23,818.20 (10,517.61)
(3,015.16)
LT
ST
——
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 113 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Basis Adjustment Due to Wash Sale: $6,785.57; Asset Class: Equities
INTERCONTINENTALEXCHANGE GROUP (ICE) 9/10/15
2/17/16
5/3/16
177.000
115.000
95.000
47.147
48.439
48.132
60.200
60.200
60.200
8,344.96
5,570.44
4,572.55
10,655.40
6,923.00
5,719.00
2,310.44
1,352.56
1,146.45
LT
LT
ST
3/20/17 80.000 61.314 60.200 4,905.10 4,816.00 (89.10)ST
Total 467.000 23,393.05 28,113.40 3,663.00
1,057.35
LT
ST
374.00 1.33
Next Dividend Payable 06/2017; Asset Class: Equities
MERCADOLIBRE INC (MELI) 9/3/15
2/17/16
28.000
59.000
112.215
97.848
228.910
228.910
3,142.03
5,773.06
6,409.48
13,505.69
3,267.45
7,732.63
LT
LT
Total 87.000 8,915.09 19,915.17 11,000.08 LT 52.00 0.26
Next Dividend Payable 07/2017; Asset Class: Equities
MONSTER BEVERAGE CORP NEW COM (MNST) 6/16/15
2/17/16
3/10/16
207.000
156.000
237.000
44.209
41.897
43.928
45.380
45.380
45.380
9,151.19
6,535.91
10,410.86
9,393.66
7,079.28
10,755.06
242.47
543.37
344.20
LT
LT
LT
4/3/17 1.000 45.620 45.380 45.62 45.38 (0.24)ST
Total 601.000 26,143.58 27,273.38 1,130.04
(0.24)
LT
ST
——
Asset Class: Equities
NIKE INC B (NKE) 3/12/15
2/17/16
4/4/16
83.000
109.000
174.000
48.391
57.310
59.859
55.410
55.410
55.410
4,016.45
6,246.79
10,415.55
4,599.03
6,039.69
9,641.34
582.58
(207.10)
(774.21)
LT
LT
LT
5/23/16 229.000 56.358 55.410 12,905.87 12,688.89 (216.98)ST
9/28/16 66.000 53.542 55.410 3,533.76 3,657.06 123.30 ST
4/3/17 4.000 55.435 55.410 221.74 221.64 (0.10)ST
Total 665.000 37,340.16 36,847.65 (398.73)
(93.78)
LT
ST
479.00 1.29
Next Dividend Payable 07/2017; Asset Class: Equities
NVIDIA CORPORATION (NVDA) 12/1/16
12/28/16
1/26/17
26.000
67.000
72.000
89.363
109.862
108.762
104.300
104.300
104.300
2,323.44
7,360.75
7,830.88
2,711.80
6,988.10
7,509.60
388.36
(372.65)
(321.28)
ST
ST
ST
2/24/17 49.000 98.826 104.300 4,842.48 5,110.70 268.22 ST
3/17/17 45.000 104.826 104.300 4,717.16 4,693.50 (23.66)ST
4/12/17 29.000 98.367 104.300 2,852.63 3,024.70 172.07 ST
Total 288.000 29,927.34 30,038.40 111.06 ST 161.00 0.53
Next Dividend Payable 06/2017; Asset Class: Equities
00
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Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 114 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
PIONEER NATURAL RESOURCES CO (PXD) 4/10/17 101.000 192.255 172.990 19,417.77 17,471.99 (1,945.78)ST 8.00 0.04
Next Dividend Payable 10/2017; Asset Class: Equities
PRICELINE GRP INC COM NEW (PCLN) 12/19/14
2/17/16
20.000
2.000
1,107.075
1,230.860
1,846.820
1,846.820
22,141.50
2,461.72
36,936.40
3,693.64
14,794.90
1,231.92
LT
LT
Total 22.000 24,603.22 40,630.04 16,026.82 LT ——
Asset Class: Equities
SALESFORCE.COM,INC. (CRM) 2/17/16
9/21/16
10/6/16
256.000
87.000
58.000
63.147
73.208
71.171
86.120
86.120
86.120
16,165.71
6,369.06
4,127.89
22,046.72
7,492.44
4,994.96
5,881.01
1,123.38
867.07
LT
ST
ST
Total 401.000 26,662.66 34,534.12 5,881.01
1,990.45
LT
ST
——
Asset Class: Equities
SERVICENOW INC (NOW) 2/17/16
2/19/16
6/8/16
78.000
87.000
183.000
54.230
54.741
77.332
94.480
94.480
94.480
4,229.94
4,762.48
14,151.68
7,369.44
8,219.76
17,289.84
3,139.50
3,457.28
3,138.16
LT
LT
ST
Total 348.000 23,144.10 32,879.04 6,596.78
3,138.16
LT
ST
——
Asset Class: Equities
SHIRE PLC ADR (SHPG) 9/6/16
9/21/16
4/3/17
72.000
28.000
2.000
194.309
204.636
173.815
176.960
176.960
176.960
13,990.24
5,729.82
347.63
12,741.12
4,954.88
353.92
(1,249.12)
(774.94)
6.29
ST
ST
ST
Total 102.000 20,067.69 18,049.92 (2,017.77)ST 93.00 0.51
Asset Class: Equities
SPLUNK INC (SPLK) 8/28/15
12/31/15
2/17/16
174.000
191.000
145.000
62.398
59.379
34.070
64.310
64.310
64.310
10,857.22
11,341.31
4,940.15
11,189.94
12,283.21
9,324.95
332.72
941.90
4,384.80
LT
LT
LT
Total 510.000 27,138.68 32,798.10 5,659.42 LT ——
Asset Class: Equities
STARBUCKS CORP WASHINGTON (SBUX) 7/6/16
7/25/16
9/6/16
315.000
125.000
81.000
56.696
58.002
56.035
60.060
60.060
60.060
17,859.18
7,250.29
4,538.87
18,918.90
7,507.50
4,864.86
1,059.72
257.21
325.99
ST
ST
ST
10/11/16 95.000 52.862 60.060 5,021.85 5,705.70 683.85 ST
Total 616.000 34,670.19 36,996.96 2,326.77 ST 616.00 1.66
Next Dividend Payable 05/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 115 of 118
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ULTA BEAUTY INC (ULTA) 11/23/16
1/31/17
4/4/17
37.000
24.000
15.000
262.418
268.025
283.195
281.440
281.440
281.440
9,709.48
6,432.60
4,247.93
10,413.28
6,754.56
4,221.60
703.80
321.96
(26.33)
ST
ST
ST
Total 76.000 20,390.01 21,389.44 999.43 ST ——
Asset Class: Equities
UNITEDHEALTH GP INC (UNH) 3/20/17
3/22/17
57.000
57.000
169.058
167.210
174.880
174.880
9,636.29
9,530.98
9,968.16
9,968.16
331.87
437.18
ST
ST
Total 114.000 19,167.27 19,936.32 769.05 ST 285.00 1.42
Next Dividend Payable 06/2017; Asset Class: Equities
VERTEX PHARMACEUTICALS (VRTX) 3/12/15
8/26/15
9/24/15
78.000
23.000
66.000
123.046
123.464
109.640
118.300
118.300
118.300
9,597.55
2,839.67
7,236.25
9,227.40
2,720.90
7,807.80
(370.15)
(118.77)
571.55
LT
LT
LT
9/29/15 5.000 100.484 118.300 502.42 591.50 89.08 LT
2/17/16 70.000 86.611 118.300 6,062.78 8,281.00 2,218.22 LT
2/19/16 33.000 87.377 118.300 2,883.45 3,903.90 1,020.45 LT
5/4/16 85.000 81.020 118.300 6,886.72 10,055.50 3,168.78 ST
Total 360.000 36,008.84 42,588.00 3,410.38
3,168.78
LT
ST
——
Asset Class: Equities
VISA INC CL A (V) 6/26/15 317.000 68.549 91.220 21,730.13 28,916.74 7,186.61 LT 209.00 0.72
Next Dividend Payable 06/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 98.23%$847,369.54 $978,713.53 $104,145.44
$27,198.55
LT
ST
$4,380.00 0.45%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $847,369.54 $996,324.59 $104,145.44
$27,198.55
LT
ST
$4,381.00
$0.00
0.44%
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Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 116 of 118
TOTAL VALUE (includes accrued interest)100.00%$996,324.59
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
H - Wash sale rules apply to this tax lot. The cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale transaction. The aggregate amount of the basis
adjustment is identified in italics under the Security Description.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $17,611.06 ——————
Stocks —$978,713.53 —————
TOTAL ALLOCATION OF ASSETS $17,611.06 $978,713.53 —————
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
4/3 4/6 Sold PALO ALTO NETWORKS INC ACTED AS AGENT 164.000 $110.9336 $18,192.71
4/3 4/6 Bought CELGENE CORP ACTED AS AGENT 4.000 124.5718 (498.29)
4/3 4/6 Bought ALEXION PHARM INC ACTED AS AGENT 4.000 119.5835 (478.33)
4/3 4/6 Bought BRISTOL MYERS SQUIBB CO ACTED AS AGENT 7.000 54.1729 (379.21)
4/3 4/6 Bought SHIRE PLC ADR ACTED AS AGENT 2.000 173.8158 (347.63)
4/3 4/6 Bought INTERCEPT PHARMACEUTICALS INC ACTED AS AGENT 3.000 113.1740 (339.52)
4/3 4/6 Bought NIKE INC B ACTED AS AGENT 4.000 55.4350 (221.74)
4/3 4/6 Bought ILLUMINA INC ACTED AS AGENT 1.000 170.2751 (170.28)
4/3 4/6 Bought COSTCO WHOLESALE CORP NEW ACTED AS AGENT 1.000 166.6302 (166.63)
4/3 4/6 Bought EDWARD LIFESCIENCES CORP ACTED AS AGENT 1.000 94.3763 (94.38)
4/3 4/6 Bought DEXCOM INC ACTED AS AGENT 1.000 83.2390 (83.24)
4/3 4/6 Bought MONSTER BEVERAGE CORP NEW COM ACTED AS AGENT 1.000 45.6168 (45.62)
4/4 4/7 Bought ULTA BEAUTY INC ACTED AS AGENT 15.000 283.1955 (4,247.93)
4/6 4/11 Bought COGNEX CORP ACTED AS AGENT 114.000 84.7461 (9,661.06)
4/6 4/11 Bought AMAZON COM INC ACTED AS AGENT 2.000 903.8561 (1,807.71)
4/10 4/13 Bought PIONEER NATURAL RESOURCES CO ACTED AS AGENT 101.000 192.2551 (19,417.77)
4/12 4/18 Bought NVIDIA CORPORATION ACTED AS AGENT 29.000 98.3664 (2,852.63)
4/26 5/1 Sold MERCADOLIBRE INC ACTED AS AGENT 24.000 227.1171 5,450.69
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(17,168.57)
TOTAL PURCHASES $(40,811.97)
Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 117 of 118
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS (CONTINUED)
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
TOTAL SALES AND REDEMPTIONS $23,643.40
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
UNSETTLED PURCHASES/SALES ACTIVITY
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price
Pending
Credits/(Debits)
4/26 5/1 Sold MERCADOLIBRE INC UNSETTLED SALE 24.000 $227.1171 $5,450.69
NET UNSETTLED PURCHASES/SALES $5,450.69
This section displays transactions that have not settled during this statement period. The Holdings section includes positions purchased and omits positions sold or sold short as of the trade-date. The unit/share
price for unsettled fixed income new issues in the Holdings section may be approximate in advance of active market pricing or pricing from third party pricing services.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
4/3 Qualified Dividend NIKE INC B $118.98
4/17 Qualified Dividend MERCADOLIBRE INC 16.65
4/25 Qualified Dividend SHIRE PLC ADR 77.10
4/28 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 04/01-04/30)
0.20
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $212.93
TOTAL QUALIFIED DIVIDENDS $212.73
TOTAL INTEREST $0.20
CASH RELATED ACTIVITY
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
4/17 Service Fee 2ND QTR ADVISORY FEE $(1,260.67)
TOTAL OTHER CREDITS AND DEBITS $(1,260.67)
TOTAL OTHER DEBITS $(1,260.67)
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
4/3 Automatic Investment BANK DEPOSIT PROGRAM $118.98
4/4 Automatic Redemption BANK DEPOSIT PROGRAM (4,459.90)
4/7 Automatic Investment BANK DEPOSIT PROGRAM 11,119.91
4/11 Automatic Redemption BANK DEPOSIT PROGRAM (11,468.77)
4/13 Automatic Redemption BANK DEPOSIT PROGRAM (19,417.77)
4/17 Automatic Investment BANK DEPOSIT PROGRAM 16.65
4/18 Automatic Redemption BANK DEPOSIT PROGRAM (4,113.30)
4/25 Automatic Investment BANK DEPOSIT PROGRAM 77.10
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Account Detail
CLIENT STATEMENT For the Period April 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 118 of 118
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY (CONTINUED)
Activity
Date Activity Type Description Credits/(Debits)
4/28 Automatic Investment BANK DEPOSIT PROGRAM 0.20
NET ACTIVITY FOR PERIOD $(28,126.90)
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
MERCADOLIBRE INC 09/03/15 04/26/17 24.000 $5,450.69 $2,693.17 $2,757.52
PALO ALTO NETWORKS INC 02/17/16 04/03/17 38.000 4,215.38 4,948.11 (732.73)
Long-Term This Period $9,666.07 $7,641.28 $2,024.79
Long-Term Year to Date $92,365.92 $71,095.76 $21,270.16
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
PALO ALTO NETWORKS INC 06/03/16 04/03/17 126.000 13,977.33 17,608.45 (3,631.12)
Short-Term This Period $13,977.33 $17,608.45 $(3,631.12)
Short-Term Year to Date $47,654.71 $49,477.05 $(1,822.34)
Net Realized Gain/(Loss) This Period $23,643.40 $25,249.73 $(1,606.33)
Net Realized Gain/(Loss) Year to Date $140,020.63 $120,572.81 $19,447.82
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.