08 - May 2017TOTAL VALUE OF YOUR ACCOUNTS (as of 5/31/17)$17,475,907.01
Includes Accrued Interest
CLIENT STATEMENT For the Period May 1-31, 2017
660 - 110179 - 095 -1 - 0
STATEMENT PACKAGE FOR:
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Morgan Stanley Smith Barney LLC. Member SIPC.
Access Your Account s Online: www.morganstanley.com/online
Your Financial Advisor Team
BAGWELL/BRIDGES/TAYLOR
407-849-4700
Your Branch
201 E. PINE ST 11TH FL
ORLANDO, FL 32801
Telephone:407-849-4700 ; Alt. Phone:800-869-0007 ; Fax:407-849-4797
Client Service Center (24 Hours a Day; 7 Days a Week): 800-869-3326
000147 MSADS271 000000
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CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
C/O RUSSELL CAFFEY
800 SEMINOLE ROAD
ATLANTIC BCH FL 32233-5444
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Consolidated Summary
CLIENT STATEMENT For the Period May 1-31, 2017
This summary may include assets held in either brokerage and/or advisory accounts. Visit http://www.morganstanley.com/ourcommitment to understand the differences between brokerage and
advisory accounts. Refer to individual Account Gain/(Loss) Summary and Expanded Disclosures for additional information. Accounts with no balances, holdings or activity year-to-date are not
displayed on this page. >: Wash sale rules apply to some portion of this total.CONTINUED
Page 2 of 126
OVERVIEW OF YOUR ACCOUNTS (includes accrued interest)
Although only whole dollar amounts are displayed below, both dollars and cents are used to calculate all totals. Manually summing the individual line items may not equal the actual total displayed. Refer to Account Statements for details.
Account Number
Beginning Value
(5/1/17)
Funds
Credited/(Debited)
Security/Currency
Transfers
Rcvd/(Dlvd)Change in Value
Ending Value
(5/31/17)
Income/Dist
This Period/YTD
YTD Realized
Gain/(Loss)
(Total ST/LT)
Unrealized
Gain/(Loss)
(Total ST/LT) Page
TOTAL FOR ALL ACCOUNTS $17,278,128 $(113)—$197,891 $17,475,907 $28,286
$108,803
$(15,958)
$63,614
$246,925
$1,249,542
Business Accounts
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
660-110179-095 923,066 (432,000)—5 491,072 5
35
—
—
—
—
7
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Sage Advisory - Intermediate Taxab
660-035174-095
Invest Advisory
4,370,969 ——24,373 4,395,343 11,970
43,682
(37,790)
2,843
10,594
6,613
>
>
11
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
660-035178-095
Invest Advisory
4,517,171 431,893 —56,991 5,006,056 9,352
20,580
—
—
28,161
418,092
25
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Pioneer Invest Fundamental Growth
Nickname: Pioneer
660-035191-095
Invest Advisory
1,013,274 ——21,640 1,034,914 1,064
5,432
1,373
262
96,846
27,092
33
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
JP Morgan - Equity Income SMA
660-110029-095
Invest Advisory
2,409,759 ——18,532 2,428,291 2,853
23,393
994
5,200
30,970
277,091
45
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Boston Partners - Smid Cap Value
660-110134-095
Invest Advisory
1,551,148 ——(13,196)1,537,952 847
10,171
6,548
23,164
15,962
178,239
>
67
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Riverbridge Partners - SMID Growth
660-110145-095
Invest Advisory
1,496,413 ——59,963 1,556,377 358
2,591
12,558
(985)
20,911
240,837
95
Consolidated Summary
CLIENT STATEMENT For the Period May 1-31, 2017
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Page 3 of 126
OVERVIEW OF YOUR ACCOUNTS (includes accrued interest)
Although only whole dollar amounts are displayed below, both dollars and cents are used to calculate all totals. Manually summing the individual line items may not equal the actual total displayed. Refer to Account Statements for details.
Account Number
Beginning Value
(5/1/17)
Funds
Credited/(Debited)
Security/Currency
Transfers
Rcvd/(Dlvd)Change in Value
Ending Value
(5/31/17)
Income/Dist
This Period/YTD
YTD Realized
Gain/(Loss)
(Total ST/LT)
Unrealized
Gain/(Loss)
(Total ST/LT) Page
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Columbia Mgmt - Select LC Grwth
660-110222-095
Invest Advisory
996,324 (7)—29,582 1,025,900 1,834
2,916
356
33,129
43,478
101,575
>
>
113
Total Business Accounts $17,278,128 $(113)—$197,891 $17,475,907 $28,286
$108,803
$(15,958)
$63,614
$246,925
$1,249,542
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Consolidated Summary
CLIENT STATEMENT For the Period May 1-31, 2017
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
Page 4 of 126
MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR MAY
14
15
16
17
18
19
($
)
M
i
l
l
i
o
n
s
2016 2017
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
TOTAL BEGINNING VALUE $17,278,128.82 $16,453,513.18
Credits 432,000.00 432,000.00
Debits (432,113.54)(467,496.19)
Security Transfers ——
Net Credits/Debits/Transfers $(113.54)$(35,496.19)
Change in Value 197,891.73 1,057,890.02
TOTAL ENDING VALUE $17,475,907.01 $17,475,907.01
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
Cash
Equities
Fixed Income & Preferreds
Alternatives
ASSET ALLOCATION (includes accrued interest)
Market Value Percentage
Cash $794,266.80 4.54
Equities 11,319,950.90 64.77
Fixed Income & Preferreds 4,351,104.70 24.90
Alternatives 1,010,584.61 5.78
TOTAL VALUE $17,475,907.01 100.00 %
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
Consolidated Summary
CLIENT STATEMENT For the Period May 1-31, 2017
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Page 5 of 126
CASH FLOW
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
OPENING CASH, BDP, MMFs $1,349,986.59 $1,271,031.47
Purchases (1,231,456.96)(4,170,162.37)
Dividend Reinvestments (9,351.12)(9,351.12)
Sales and Redemptions 655,213.11 3,618,702.05
Prior Net Unsettled Purch/Sales (254.87)N/A
2016 Net Unsettled Purch/Sales N/A 4,599.04
Net Unsettled Purch/Sales (34,169.87)(34,169.87)
Return of Principal 1,957.34 6,139.94
Income and Distributions 28,286.25 108,803.98
Total Investment Related Activity $(589,776.12)$(475,438.35)
Electronic Transfers-Credits 432,000.00 432,000.00
Electronic Transfers-Debits (432,000.00)(432,000.00)
Other Debits (113.54)(35,496.19)
Total Cash Related Activity $(113.54)$(35,496.19)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $760,096.93 $760,096.93
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 4/30/17)
This Period
(as of 5/31/17)
Cash, BDP, MMFs $1,349,986.59 $760,096.93
Stocks 7,313,518.53 7,389,203.58
ETFs & CEFs 2,746,946.30 3,017,123.55
Corporate Fixed Income ^2,358,603.04 2,463,572.68
Government Securities^1,794,726.64 1,878,840.72
Mutual Funds 1,714,602.59 1,932,899.68
Net Unsettled Purchases/Sales (254.87)34,169.87
Total Assets $17,278,128.82 $17,475,907.01
Total Liabilities (outstanding balance)——
TOTAL VALUE $17,278,128.82 $17,475,907.01
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Standard Disclosures
CLIENT STATEMENT For the Period May 1-31, 2017 Page 6 of 126
The following Disclosures are applicable to the enclosed statement(s).
Expanded Disclosures are attached to your most recent June and
December statement (or your first Statement if you have not received a
statement for those months). The Expanded Disclosures are also
available by selecting Account Documents when you log on to
www.morganstanley.com/online or, call 800-869-3326.
Questions?
Questions regarding your account may be directed to your Financial
Advisor or the Branch Manager of the office where you maintain your
account, using the contact information on the statement cover page, or
the Client Service Center at (800) 869-3326.
Errors and Inquiries
Be sure to review your statement promptly, and immediately address
any concerns regarding entries that you do not understand or believe
were made in error by contacting the Branch Manager of the office
where you maintain your account. Oral communications regarding any
inaccuracy or discrepancy in this statement should be re-confirmed in
writing to further protect your rights, including rights under the
Securities Investor Protection Act (SIPA). Your statement will be
deemed correct unless we receive a written inquiry of a suspected
error. See your account documentation for special rules regarding your
rights and responsibilities with respect to erroneous electronic fund
transfers, including a description of the transfers covered. For concerns
or complaints, contact our Client Relations Department at (866)
227-2256.
Senior Investor Helpline
For concerns or complaints, Senior Investors may contact our Firm by
calling (800) 280-4534.
Availability of Free Credit Balances and Financial Statements
Under the customer protection rules of the SEC [17 CFR
§240.15c3-3], we may use funds comprising free credit balances
carried for customer accounts here, provided that these funds are
payable to customers on demand (i.e., are free of a lien or right of
set-off in our favor or on behalf of some third party to whom you have
given control). A financial statement of this organization is available for
your personal inspection at its offices, or a copy will be mailed to you
upon your written request.
Listed Options
Information with respect to commissions and other charges related to
the execution of options transactions has been included in
confirmations of such transactions previously furnished to you and such
information will be made available to you promptly at your request.
Promptly advise us of any material change in your investment
objectives or financial situation.
Important Information if you are a Margin Customer (not available for
certain retirement accounts)
If you have margin privileges, you may borrow money from us in
exchange for pledging assets in your accounts as collateral for any
outstanding margin loan. The amount you may borrow is based on the
value of the eligible securities in your margin accounts. If a security has
eligible shares, the number of shares pledged as collateral will be
indicated below the position.
Margin Interest Charges
We calculate interest charges on margin loans as follows: (1) multiply
the applicable margin interest rate by the daily close of business net
settled debit balance, and (2) divide by 360 (days). Margin interest
accrues daily throughout the month and is added to your debit balance
at month-end. The month-end interest charge is the sum of the daily
accrued interest calculations for the month. We add the accrued
interest to your debit balance and start a new calculation each time the
applicable interest rate changes and at the close of every statement
month. For interest rate information, log into your Morgan Stanley
account at morganstanley.com/online. Select your account with a
Margin agreement and click Interest Rates for more information.
Information regarding Special Memorandum Account
If you have a Margin Account, this is a combined statement of your
Margin Account and Special Memorandum Account maintained for you
under Section 220.5 of Regulation T issued by the Board of Governors
of the Federal Reserve System. The permanent record of the Special
Memorandum Account as required by Regulation T is available for your
inspection at your request.
Important Information About Auction Rate Securities
For certain Auction Rate Securities there is no or limited liquidity.
Therefore, the price(s) for these Auction Rate Securities are indicated
by N/A (not available). There can be no assurance that a successful
auction will occur or that a secondary market exists or will develop for
a particular security.
Structured Investments Risks and Considerations
Structured Investments (Structured Products) are complex products and
may be subject to special risks. Investors should consider the
concentration risk of owning the related security and their total
exposure to any underlying asset. Structured Investments, which may
appear in various statement product categories and are identified on
the Position Description Details line as “Asset Class: Struct Inv,” may
not perform in a manner consistent with the statement product
category where they appear and therefore may not satisfy portfolio
asset allocation needs for that category. For information on the risks
and conflicts of interest related to Structured Investments generally, log
in to Morgan Stanley Online and go to
www.morganstanley.com/structuredproductsrisksandconflicts.
Security Measures
This statement features several embedded security elements to
safeguard its authenticity. One is a unique security mark-a blue
rectangle printed in heat-sensitive ink on the back of every page. When
exposed to warmth, the blue rectangle will disappear, and then
reappear.
SIPC Protection
We are a member of Securities Investor Protection Corporation (SIPC),
which protects securities of its customers up to $500,000 (including
$250,000 for claims for cash). An explanatory brochure is available
upon request or at www.sipc.org. Losses due to market fluctuation are
not protected by SIPC and assets not held with us may not be covered
by SIPC protection. To obtain information about SIPC, including an
explanatory SIPC brochure, contact SIPC at 1-202-371-8300 or visit
www.sipc.org.
Transaction Dates and Conditions
Upon written request, we will furnish the date and time of a transaction
and the name of the other party to a transaction. We and/or our
affiliates may accept benefits that constitute payment for order flow.
Details regarding these benefits and the source and amount of any
other remuneration received or to be received by us in connection with
any transaction will be furnished upon written request.
Equity Research Ratings Definitions and Global Investment Manager
Analysis Status
Some equity securities may have research ratings from Morgan Stanley
& Co. LLC or Morningstar, Inc. Research ratings are the research
providers’ opinions and not representations or guarantees of
performance. For more information about each research provider's
rating system, see the Research Ratings on your most recent June or
December statement (or your first statement if you have not received a
statement for those months), go to www.morganstanley.com/online or
refer to the research provider’s research report. Research reports
contain more complete information concerning the analyst's views and
you should read the entire research report and not infer its contents
from the rating alone. If your account contains an advisory component
or is an advisory account, a GIMA status will apply.
Credit Ratings from Moody's Investors Service and Standard & Poor's
The credit rating from Moody's Investors Service and Standard & Poor's
may be shown for certain securities. All credit ratings represent the
opinions of the provider and are not representations or guarantees of
performance. Your Financial Advisor will be pleased to provide you with
further information or assistance in interpreting these credit ratings.
Revised 01/2017
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Active Assets Account
660-110179-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
TOTAL BEGINNING VALUE $923,066.71 $923,036.35
Credits ——
Debits (432,000.00)(432,000.00)
Security Transfers ——
Net Credits/Debits/Transfers $(432,000.00)$(432,000.00)
Change in Value 5.48 35.84
TOTAL ENDING VALUE $491,072.19 $491,072.19
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period May 1-31, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR MAY
0
300
600
900
1,200
1,500
($
)
T
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o
u
s
a
n
d
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This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 7 of 126
ASSET ALLOCATION (includes accrued interest)
Cash
Market Value Percentage
Cash $491,072.19 100.00
TOTAL VALUE $491,072.19 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.00
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Account Summary
CLIENT STATEMENT For the Period May 1-31, 2017
Active Assets Account
660-110179-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 8 of 126
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 4/30/17)
This Period
(as of 5/31/17)
Cash, BDP, MMFs $923,066.71 $491,072.19
Total Assets $923,066.71 $491,072.19
Total Liabilities (outstanding balance)——
TOTAL VALUE $923,066.71 $491,072.19
CASH FLOW
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
OPENING CASH, BDP, MMFs $923,066.71 $923,036.35
Income and Distributions 5.48 35.84
Total Investment Related Activity $5.48 $35.84
Electronic Transfers-Debits (432,000.00)(432,000.00)
Total Cash Related Activity $(432,000.00)$(432,000.00)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $491,072.19 $491,072.19
INCOME AND DISTRIBUTION SUMMARY
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
Interest $5.48 $35.84
Total Taxable Income And Distributions $5.48 $35.84
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $5.48 $35.84
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(5/1/17-5/31/17)
Realized This Year
(1/1/17-5/31/17)
Unrealized
Inception to Date
(as of 5/31/17)
TOTAL GAIN/(LOSS)———
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Active Assets Account
660-110179-095
Investment Objectives †: Capital Appreciation,Income Brokerage Account
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 9 of 126
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY BANK N.A. #$246,070.10 —$25.00 0.010
MORGAN STANLEY PRIVATE BANK NA #245,002.09 —25.00 0.010
BANK DEPOSITS $491,072.19 $50.00
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 100.00%$491,072.19 $50.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $0.00 $491,072.19 $50.00
$0.00
0.01%
TOTAL VALUE (includes accrued interest)100.00%$491,072.19
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
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Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Active Assets Account
660-110179-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 10 of 126
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $491,072.19 ——————
TOTAL ALLOCATION OF ASSETS $491,072.19 ——————
ACTIVITY
INVESTMENT RELATED ACTIVITY
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
5/31 Interest Income MORGAN STANLEY BANK N.A.
(Period 05/01-05/31)
$3.39
5/31 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 05/01-05/31)
2.09
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $5.48
TOTAL INTEREST $5.48
CASH RELATED ACTIVITY
ELECTRONIC TRANSFERS
Check disbursements from branch offices are displayed as Electronic Transfers.
Activity Date Activity Type Description Comments Credits/(Debits)
5/12 Cash Transfer - Debit FUNDS TRANSFERRED CONFIRMATION # 70603381
TO 660-035178
$(432,000.00)
TOTAL ELECTRONIC TRANSFERS $(432,000.00)
TOTAL ELECTRONIC TRANSFERS-DEBITS $(432,000.00)
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
5/12 Automatic Redemption BANK DEPOSIT PROGRAM $(432,000.00)
5/31 Automatic Investment BANK DEPOSIT PROGRAM 3.39
5/31 Automatic Investment BANK DEPOSIT PROGRAM 2.09
NET ACTIVITY FOR PERIOD $(431,994.52)
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-035174-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
TOTAL BEGINNING VALUE $4,370,969.74 $4,326,962.48
Credits ——
Debits —(10,425.63)
Security Transfers ——
Net Credits/Debits/Transfers —$(10,425.63)
Change in Value 24,373.36 78,806.25
TOTAL ENDING VALUE $4,395,343.10 $4,395,343.10
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period May 1-31, 2017
Account Summary
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR MAY
4.1
4.2
4.3
4.4
4.5
4.6
($
)
M
i
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This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 11 of 126
ASSET ALLOCATION (includes accrued interest)
Cash
Fixed Income & Preferreds
Market Value Percentage
Cash $52,929.70 1.20
Fixed Income & Preferreds 4,342,413.40 98.80
TOTAL VALUE $4,395,343.10 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 12 of 126
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 4/30/17)
This Period
(as of 5/31/17)
Cash, BDP, MMFs $217,640.06 $52,929.70
Corporate Fixed Income^2,358,603.04 2,463,572.68
Government Securities^1,794,726.64 1,878,840.72
Total Assets $4,370,969.74 $4,395,343.10
Total Liabilities (outstanding balance)——
TOTAL VALUE $4,370,969.74 $4,395,343.10
CASH FLOW
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
OPENING CASH, BDP, MMFs $217,640.06 $114,965.18
Purchases (670,324.97)(3,019,100.70)
Sales and Redemptions 491,686.55 2,917,668.01
Return of Principal 1,957.34 6,139.94
Income and Distributions 11,970.72 43,682.90
Total Investment Related Activity $(164,710.36)$(51,609.85)
Other Debits —(10,425.63)
Total Cash Related Activity —$(10,425.63)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $52,929.70 $52,929.70
INCOME AND DISTRIBUTION SUMMARY
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
Interest $11,970.72 $43,682.90
Total Taxable Income And Distributions $11,970.72 $43,682.90
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $11,970.72 $43,682.90
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(5/1/17-5/31/17)
Realized This Year
(1/1/17-5/31/17)
Unrealized
Inception to Date
(as of 5/31/17)
Short-Term Gain $621.44 $4,456.19 $19,687.86
Short-Term (Loss)(633.02)(42,246.58)(9,093.80)
Total Short-Term $(11.58)$(37,790.39)$10,594.06
Long-Term Gain 853.67 3,177.14 9,269.66
Long-Term (Loss)(333.28)(333.28)(2,656.53)
Total Long-Term $520.39 $2,843.86 $6,613.13
TOTAL GAIN/(LOSS)$508.81 $(34,946.53)$17,207.19
Disallowed Loss —$2,259.63
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Summary
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 13 of 126
ADDITIONAL ACCOUNT INFORMATION
Category
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)Category
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
Accrued Interest Paid $3,394.10 $15,246.26 Accrued Interest Received 2,832.92 11,842.44
U.S. Treasury Coupon Interest 296.88 6,625.75
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035174-095
Investment Objectives †: Income Investment Advisory Account
Manager:Sage Advisory - Intermediate Taxab
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 14 of 126
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY BANK N.A. #$52,929.68 —$5.00 0.010
MORGAN STANLEY PRIVATE BANK NA #0.02 ——0.010
BANK DEPOSITS $52,929.70 $5.00
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 1.20%$52,929.70 $5.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
CORPORATE FIXED INCOME
CORPORATE BONDS
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
VODAFONE GROUP PLC
Coupon Rate 1.250%; Matures 09/26/2017; CUSIP 92857WAY6
5/13/16 70,000.000 $99.874
$99.874
$99.951 $69,911.80
$69,911.80 $69,965.70 $53.90 LT
$438.00
$157.98
0.62
Int. Semi-Annually Mar/Sep 26; Yield to Maturity 1.401%; Moody BAA1 S&P BBB+; Issued 09/26/12; Asset Class: FI & Pref
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
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CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 15 of 126
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
AMERICAN EXPRESS CO
Coupon Rate 1.550%; Matures 05/22/2018; CUSIP 025816BG3
5/12/16
6/23/16
64,000.000
23,000.000
100.281
100.137
100.357
100.184
99.952
99.952
64,179.84
64,087.44
23,082.11
23,042.27
63,969.28
22,988.96
(118.16)
(53.31)
LT
ST
Total 87,000.000 87,261.95
87,129.71 86,958.24 (118.16)
(53.31)
LT
ST
1,349.00
33.71
1.55
Int. Semi-Annually May/Nov 22; Yield to Maturity 1.600%; Moody A3 S&P BBB+; Issued 05/22/13; Asset Class: FI & Pref
CVS HEALTH CORP
Coupon Rate 1.900%; Matures 07/20/2018; CUSIP 126650CH1
5/13/16 77,000.000 101.250
100.656
100.270 77,962.50
77,505.36 77,207.90 (297.46)LT
1,463.00
532.36
1.89
Int. Semi-Annually Jan/Jul 20; Yield to Maturity 1.658%; Moody BAA1 S&P BBB+; Issued 07/20/15; Asset Class: FI & Pref
BP CAPITAL MARKETS PLC
Coupon Rate 2.241%; Matures 09/26/2018; CUSIP 05565QCG1
11/16/15 86,000.000 101.376
100.643
100.677 87,183.36
86,553.16 86,582.22 29.06 LT
1,927.00
347.97
2.22
Int. Semi-Annually Mar/Sep 26; Yield to Maturity 1.719%; Moody A2 S&P A-; Issued 09/26/13; Asset Class: FI & Pref
DOW CHEMCIAL CO
Coupon Rate 8.550%; Matures 05/15/2019; CUSIP 260543BX0
3/2/17 74,000.000 113.834
112.367
112.802 84,237.16
83,151.35 83,473.48 322.13 ST
6,327.00
281.19
7.57
Int. Semi-Annually May/Nov 15; Yield to Maturity 1.853%; Moody BAA2 S&P BBB (*); Issued 05/13/09; Asset Class: FI & Pref
AMGEN INC
Coupon Rate 2.200%; Matures 05/22/2019; CUSIP 031162BU3
11/22/16 86,000.000 100.769
100.614
100.700 86,661.34
86,527.68 86,602.00 74.32 ST
1,892.00
47.30
2.18
Int. Semi-Annually May/Nov 22; Callable $100.00 on 04/22/19; Yield to Call 1.821%; Moody BAA1 S&P A; Issued 05/22/14; Asset Class: FI & Pref
VERIZON COMMUNICATIONS
Coupon Rate 4.500%; Matures 09/15/2020; CUSIP 92343VBQ6
2/1/17 76,000.000 106.562
105.998
107.194 80,987.12
80,558.62 81,467.44 908.82 ST
3,420.00
721.99
4.19
Int. Semi-Annually Mar/Sep 15; Yield to Maturity 2.219%; Moody BAA1 S&P BBB+; Issued 09/18/13; Asset Class: FI & Pref
HP ENTERPRISE CO
Coupon Rate 3.600%; Matures 10/15/2020; CUSIP 42824CAG4
5/23/17 84,000.000 103.995
103.976
103.998 87,355.80
87,339.84 87,358.32 18.48 ST
3,024.00
386.40
3.46
Int. Semi-Annually Apr/Oct 15; Callable $100.00 on 09/15/20; Yield to Call 2.329%; Moody BAA2 S&P BBB; Issued 10/15/16; Asset Class: FI & Pref
CONOCOPHILLIPS COMPANY
Coupon Rate 4.200%; Matures 03/15/2021; CUSIP 20826FAS5
1/10/17 80,000.000 106.491
105.917
106.949 85,192.80
84,733.27 85,559.20 825.93 ST
3,360.00
709.33
3.92
Int. Semi-Annually Mar/Sep 15; Callable $100.00 on 02/15/21; Yield to Call 2.235%; Moody BAA2 S&P A-; Issued 03/08/16; Asset Class: FI & Pref
CAPITAL ONE FINANCIAL CO
Coupon Rate 4.750%; Matures 07/15/2021; CUSIP 14040HAY1
5/1/17 80,000.000 107.824
107.686
108.212 86,259.20
86,149.03 86,569.60 420.57 ST
3,800.00
1,435.55
4.38
Int. Semi-Annually Jan/Jul 15; Yield to Maturity 2.634%; Moody BAA1 S&P BBB; Issued 07/19/11; Asset Class: FI & Pref
GOLDMAN SACHS GROUP INC
Coupon Rate 5.250%; Matures 07/27/2021; CUSIP 38141GGQ1
11/24/15 83,000.000 111.829
108.869
110.373 92,818.07
90,360.91 91,609.59 1,248.68 LT
4,358.00
1,500.91
4.75
Int. Semi-Annually Jan/Jul 27; Yield to Maturity 2.600%; Moody A3 S&P BBB+; Issued 07/27/11; Asset Class: FI & Pref
WILLIAMS PARTNERS LP
Coupon Rate 3.350%; Matures 08/15/2022; CUSIP 96950FAJ3
8/10/16 91,000.000 97.255
97.255
101.509 88,502.05
88,502.05 92,373.19 3,871.14 ST
3,049.00
897.61
3.30
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 16 of 126
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
Int. Semi-Annually Feb/Aug 15; Callable $100.00 on 05/15/22; Yield to Call 3.020%; Moody BAA3 S&P BBB; Issued 08/14/12; Asset Class: FI & Pref
ABBVIE INC
Coupon Rate 2.900%; Matures 11/06/2022; CUSIP 00287YAL3
7/23/14
11/16/15
4,000.000
82,000.000
97.377
97.377
96.934
96.934
101.074
101.074
3,895.08
3,895.08
79,485.88
79,485.88
4,042.96
82,880.68
147.88
3,394.80
LT
LT
Total 86,000.000 83,380.96
83,380.96 86,923.64 3,542.68 LT
2,494.00
173.19
2.86
Int. Semi-Annually May/Nov 06; Yield to Maturity 2.686%; Moody BAA2 S&P A-; Issued 05/06/13; Asset Class: FI & Pref
WELLS FARGO & COMPANY
Coupon Rate 3.069%; Matures 01/24/2023; CUSIP 949746SK8
2/24/17 86,000.000 100.842
100.809
101.620 86,724.12
86,695.45 87,393.20 697.75 ST
2,639.00
931.10
3.01
Int. Semi-Annually Jan/Jul 24; Callable $100.00 on 01/24/22; Yield to Call 2.695%; First Coupon 07/24/17; Moody A2 S&P A; Issued 01/24/17; Asset Class: FI & Pref
JP MORGAN CHASE & CO
Coupon Rate 3.200%; Matures 01/25/2023; CUSIP 46625HJH4
11/10/15
11/16/15
8,000.000
78,000.000
99.660
99.660
100.125
100.101
102.030
102.030
7,972.80
7,972.80
78,097.50
78,078.44
8,162.40
79,583.40
189.60
1,504.96
LT
LT
Total 86,000.000 86,070.30
86,051.24 87,745.80 1,694.56 LT
2,752.00
963.20
3.13
Int. Semi-Annually Jan/Jul 25; Yield to Maturity 2.808%; Moody A3 S&P A-; Issued 01/25/13; Asset Class: FI & Pref
ANHEUSER-BUSCH INBEV FIN
Coupon Rate 3.300%; Matures 02/01/2023; CUSIP 035242AL0
4/5/16 83,000.000 104.564
103.847
103.060 86,788.12
86,193.35 85,539.80 (653.55)LT
2,739.00
912.99
3.20
Int. Semi-Annually Feb/Aug 01; Callable $100.00 on 12/01/22; Yield to Call 2.698%; Moody A3 S&P A-; Issued 01/25/16; Asset Class: FI & Pref
ECOPETROL SA
Coupon Rate 5.875%; Matures 09/18/2023; CUSIP 279158AC3
2/2/17 79,000.000 107.350
107.041
109.390 84,806.50
84,562.39 86,418.10 1,855.71 ST
4,641.00
941.14
5.37
Int. Semi-Annually Mar/Sep 18; Yield to Maturity 4.163%; Moody BAA3 S&P BBB; Issued 09/18/13; Asset Class: FI & Pref
TOYOTA MOTOR CREDIT CORP
Coupon Rate 2.250%; Matures 10/18/2023; CUSIP 89236TDK8
10/14/16 88,000.000 100.058
100.053
97.838 88,051.04
88,046.83 86,097.44 (1,949.39)ST
1,980.00
236.49
2.29
Int. Semi-Annually Apr/Oct 18; Yield to Maturity 2.620%; Moody AA3 S&P AA-; Issued 10/18/16; Asset Class: FI & Pref
AT&T INC
Coupon Rate 3.400%; Matures 05/15/2025; CUSIP 00206RCN0
4/7/17 88,000.000 97.050
97.050
98.365 85,404.00
85,404.00 86,561.20 1,157.20 ST
2,992.00
132.97
3.45
Int. Semi-Annually May/Nov 15; Callable $100.00 on 02/15/25; Yield to Maturity 3.638%; Moody BAA1 (-) S&P BBB+ (-); Issued 05/04/15; Asset Class: FI & Pref
HEALTH CARE REIT INC
Coupon Rate 4.000%; Matures 06/01/2025; CUSIP 42217KBF2
5/20/16 83,000.000 102.442
102.205
103.600 85,026.86
84,830.19 85,988.00 1,157.81 LT
3,320.00
1,660.00
3.86
Int. Semi-Annually Jun/Dec 01; Callable $100.00 on 03/01/25; Yield to Call 3.466%; Moody BAA1 S&P BBB+; Issued 05/26/15; Asset Class: FI & Pref
BOSTON PROPERTIES LP
Coupon Rate 3.650%; Matures 02/01/2026; CUSIP 10112RAX2
5/1/17 87,000.000 100.595
100.590
102.112 87,517.65
87,513.68 88,837.44 1,323.76 ST
3,176.00
1,058.49
3.57
Int. Semi-Annually Feb/Aug 01; Callable $100.00 on 11/03/25; Yield to Call 3.360%; Moody BAA2 S&P A-; Issued 01/20/16; Asset Class: FI & Pref
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 17 of 126
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
BANK OF AMERICA CORP
Coupon Rate 4.450%; Matures 03/03/2026; CUSIP 06051GFU8
10/4/16
5/18/17
82,000.000
2,000.000
107.141
106.717
104.587
104.576
104.514
104.514
87,855.62
87,507.88
2,091.74
2,091.52
85,701.48
2,090.28
(1,806.40)
(1.24)
ST
ST
Total 84,000.000 89,947.36
89,599.40 87,791.76 (1,807.64)ST
3,738.00
913.73
4.25
Int. Semi-Annually Mar/Sep 03; Yield to Maturity 3.837%; Moody BAA3 S&P BBB; Issued 03/03/16; Asset Class: FI & Pref
SABINE PASS LIQUEFACTION LLC
Coupon Rate 5.875%; Matures 06/30/2026; CUSIP 785592AV8
2/28/17 87,000.000 111.762
111.508
112.826 97,232.94
97,012.38 98,158.62 1,146.24 ST
5,111.00
2,129.68
5.20
Int. Semi-Annually Jun/Dec 30; Callable $100.00 on 12/31/25; Yield to Call 4.087%; First Coupon 06/30/17; Moody BAA3 S&P BBB-; Issued 12/31/16; Asset Class: FI & Pref
CITIGROUP INC
Coupon Rate 3.200%; Matures 10/21/2026; CUSIP 172967KY6
12/24/16 90,000.000 97.371
97.371
97.186 87,633.90
87,633.90 87,467.40 (166.50)ST H
2,880.00
319.99
3.29
Int. Semi-Annually Apr/Oct 21; Callable $100.00 on 07/21/26; Yield to Maturity 3.555%; Moody BAA1 S&P BBB+; Issued 10/21/16; Basis Adjustment Due to Wash Sale: $501.30; Asset Class: FI & Pref
AIR LEASE CORP
Coupon Rate 3.625%; Matures 04/01/2027; CUSIP 00912XAV6
4/11/17
4/13/17
4/17/17
62,000.000
13,000.000
13,000.000
98.882
98.882
99.145
99.145
99.474
99.474
100.530
100.530
100.530
61,306.84
61,306.84
12,888.85
12,888.85
12,931.62
12,931.62
62,328.60
13,068.90
13,068.90
1,021.76
180.05
137.28
ST
ST
ST
Total 88,000.000 87,127.31
87,127.31 88,466.40 1,339.09 ST
3,190.00
735.47
3.60
Int. Semi-Annually Apr/Oct 01; Callable $100.00 on 01/01/27; Yield to Call 3.559%; First Coupon 10/01/17; S&P BBB; Issued 03/08/17; Asset Class: FI & Pref
CORPORATE BONDS 2,089,000.000 $2,150,044.21
$2,142,473.86 $2,159,115.68 $6,657.52
$9,984.30
LT
ST
$76,059.00
$18,160.74
3.52%
OTHER FIXED INCOME
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
BACCT 2014-A1 A
Coupon Rate 1.369%; Matures 06/15/2021; CUSIP 05522RCQ9
11/13/15
11/17/15
30,000.000
125,000.000
$99.684
$99.684
99.461
99.461
$100.456
100.456
$29,905.08
$29,905.08
124,326.13
124,326.13
$30,136.80
125,570.00
$231.72
1,243.87
LT
LT
Total 155,000.000 154,231.21
154,231.21 155,706.80 1,475.59 LT
2,122.00
94.31
1.36
Interest Paid Monthly May 15; Yield to Maturity 1.253%; Floater; Moody AAA S&P AAA; Issued 02/13/14; Asset Class: FI & Pref
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 18 of 126
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
COMET 2016-A6 A
Coupon Rate 1.820%; Matures 09/15/2022; CUSIP 14041NFH9
3/16/17 130,000.000 99.789
99.789
100.300 129,725.83
129,725.83 130,390.00 664.17 ST
2,366.00
105.15
1.81
Interest Paid Monthly May 15; Yield to Maturity 1.760%; S&P AAA; Issued 12/08/16; Asset Class: FI & Pref
OTHER FIXED INCOME 285,000.000 $283,957.04
$283,957.04 $286,096.80 $1,475.59
$664.17
LT
ST
$4,488.00
$199.46
1.57%
Percentage
of Holdings Face Value
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
CORPORATE FIXED INCOME 2,374,000.000 $2,434,001.25
$2,426,430.90 $2,445,212.48 $8,133.11
$10,648.47
LT
ST
$80,547.00
$18,360.20
3.29%
TOTAL CORPORATE FIXED INCOME
(includes accrued interest)
56.05%$2,463,572.68
Watchlist and CreditWatch Indicators: (*) = developing/uncertain (+) = On Watchlist/CreditWatch Upgrade (-) = On Watchlist/CreditWatch Downgrade
GOVERNMENT SECURITIES
TREASURY SECURITIES
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
UNITED STATES TREASURY NOTE
Coupon Rate 0.625%; Matures 11/30/2017; CUSIP 912828UA6
10/20/16 95,000.000 $99.907
$99.907
$99.750 $94,911.27
$94,911.27 $94,762.50 $(148.77)ST
$297.00 0.31
Int. Semi-Annually May/Nov 31; Yield to Maturity 1.129%; Moody AAA; Issued 11/30/12; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 0.750%; Matures 02/15/2019; CUSIP 912828P53
2/8/17 49,000.000 99.180
99.180
99.156 48,598.20
48,598.20 48,586.44 (11.76)ST
368.00
106.59
0.75
Int. Semi-Annually Feb/Aug 15; Yield to Maturity 1.251%; Moody AAA; Issued 02/15/16; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 1.250%; Matures 01/31/2020; CUSIP 912828H52
4/12/16
4/12/16
4/19/16
40,000.000
16,000.000
47,000.000
100.396
100.374
100.679
100.641
100.878
100.829
99.648
99.648
99.648
40,158.40
40,149.53
16,108.57
16,102.48
47,412.54
47,389.40
39,859.20
15,943.68
46,834.56
(290.33)
(158.80)
(554.84)
LT
LT
LT
H
H
H
7/4/16 19,000.000 101.290
101.218
99.648 19,245.19
19,231.42 18,933.12 (298.30)ST H
7/19/16 19,000.000 101.094
100.917
99.648 19,207.88
19,174.24 18,933.12 (241.12)ST
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 19 of 126
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
8/30/16 108,000.000 100.836
100.655
99.648 108,903.20
108,707.40 107,619.84 (1,087.56)ST
11/16/16 189,000.000 99.688
99.688
99.648 188,409.94
188,409.94 188,334.72 (75.22)ST
Total 438,000.000 439,445.72
439,164.41 436,458.24 (1,003.97)
(1,702.20)
LT
ST
5,475.00
1,814.91
1.25
Int. Semi-Annually Jan/Jul 31; Yield to Maturity 1.385%; Moody AAA; Issued 01/31/15; Basis Adjustment Due to Wash Sale: $1,758.33; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE-INFLATION INDEXED
Coupon Rate 0.125%; Matures 04/15/2020; CUSIP 912828K33
2/15/17 83,000.000 101.586
105.594
100.896 86,914.42
87,642.84 87,181.35 (461.49)ST
108.00
13.57
0.12
Int. Semi-Annually Apr/Oct 15; Factor 1.04105000; Moody AAA; Issued 04/15/15; Current Face 86,407.150; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 1.375%; Matures 08/31/2020; CUSIP 912828L32
5/5/17 119,000.000 99.274
99.274
99.590 118,135.82
118,135.82 118,512.10 376.28 ST
1,636.00
415.76
1.38
Int. Semi-Annually Feb/Aug 29; Yield to Maturity 1.505%; Moody AAA; Issued 08/31/15; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 2.125%; Matures 01/31/2021; CUSIP 912828B58
4/18/17 52,000.000 102.082
102.019
101.922 53,082.85
53,049.73 52,999.44 (50.29)ST
1,105.00
366.29
2.08
Int. Semi-Annually Jan/Jul 31; Yield to Maturity 1.583%; Moody AAA; Issued 01/31/14; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 1.750%; Matures 03/31/2022; CUSIP 912828J76
5/5/17 238,000.000 99.352
99.352
99.973 236,457.52
236,457.52 237,935.74 1,478.22 ST
4,165.00
694.16
1.75
Int. Semi-Annually Mar/Sep 30; Yield to Maturity 1.756%; Moody AAA; Issued 03/31/15; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE-INFLATION INDEXED
Coupon Rate 0.375%; Matures 01/15/2027; CUSIP 912828V49
2/9/17 87,000.000 99.907
100.835
99.959 86,853.64
87,726.16 87,768.75 42.59 ST
329.00
123.70
0.37
Int. Semi-Annually Jan/Jul 15; Factor 1.00925000; Moody AAA; Issued 01/15/17; Current Face 87,804.750; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 2.250%; Matures 02/15/2027; CUSIP 912828V98
3/22/17
3/23/17
5/30/17
61,000.000
80,000.000
49,000.000
98.653
98.653
98.454
98.454
100.231
100.231
100.371
100.371
100.371
60,178.15
60,178.14
78,762.80
78,762.80
49,113.14
49,113.11
61,226.31
80,296.80
49,181.79
1,048.17
1,534.00
68.68
ST
ST
ST
Total 190,000.000 188,054.09
188,054.05 190,704.90 2,650.85 ST
4,275.00
1,239.98
2.24
Int. Semi-Annually Feb/Aug 15; Yield to Maturity 2.207%; Moody AAA; Issued 02/15/17; Asset Class: FI & Pref
TREASURY SECURITIES 1,351,000.000 $1,352,453.53
$1,353,740.00 $1,354,909.46 $(1,003.97)
$2,173.43
LT
ST
$17,758.00
$4,774.96
1.31%
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
2
0
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 20 of 126
FEDERAL AGENCIES
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
FED NATL MTG ASSN
Coupon Rate 1.750%; Matures 11/26/2019; CUSIP 3135G0ZY2
11/10/15
5/12/16
9/14/16
15,000.000
70,000.000
129,000.000
$100.541
$100.337
102.293
101.619
102.300
101.793
$100.786
100.786
100.786
$15,081.15
$15,050.52
71,605.10
71,133.59
131,967.26
131,312.79
$15,117.90
70,550.20
130,013.94
$67.38
(583.39)
(1,298.85)
LT
LT
ST
Total 214,000.000 218,653.51
217,496.90 215,682.04 (516.01)
(1,298.85)
LT
ST
3,745.00
52.01
1.73
Int. Semi-Annually May/Nov 26; Yield to Maturity 1.427%; Moody AAA S&P AA+; Issued 11/07/14; Asset Class: FI & Pref
INTL BK FOR RECON & DEV
Coupon Rate 1.375%; Matures 05/24/2021; CUSIP 459058FH1
9/16/16 90,000.000 99.936
99.936
98.332 89,942.40
89,942.40 88,498.80 (1,443.60)ST
1,238.00 1.39
Int. Semi-Annually May/Nov 24; Yield to Maturity 1.811%; Moody AAA S&P AAA; Issued 05/24/16; Asset Class: FI & Pref
FHLMC 30 YR GOLD G08749
Coupon Rate 4.000%; Matures 01/01/2047; CUSIP 3128MJZP8
2/9/17 207,000.000 105.410
105.410
105.664 217,498.12
213,732.97 214,247.58 514.61 ST
8,111.00
675.87
3.78
Interest Paid Monthly Jan 01; Yield to Maturity 3.684%; Factor .97953181; Issued 01/01/17; Current Face 202,763.085; Asset Class: FI & Pref
FEDERAL AGENCIES 511,000.000 $526,094.03
$521,172.27 $518,428.42 $(516.01)
$(2,227.84)
LT
ST
$13,094.00
$727.88
2.53%
Percentage
of Holdings Face Value
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
GOVERNMENT SECURITIES 1,862,000.000 $1,878,547.56
$1,874,912.27 $1,873,337.88 $(1,519.98)
$(54.41)
LT
ST
$30,852.00
$5,502.84
1.65%
TOTAL GOVERNMENT SECURITIES
(includes accrued interest)
42.75%$1,878,840.72
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 21 of 126
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $4,301,343.17 $4,371,480.06 $6,613.13
$10,594.06
LT
ST
$111,404.00
$23,863.04
2.53%
TOTAL VALUE (includes accrued interest)100.00%$4,395,343.10
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
H - Wash sale rules apply to this tax lot. The cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale transaction. The aggregate amount of the basis
adjustment is identified in italics under the Security Description.
ALLOCATION OF ASSETS (^includes accrued interest)
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $52,929.70 ——————
Corporate Fixed Income^——$2,463,572.68 ————
Government Securities^——1,878,840.72 ————
TOTAL ALLOCATION OF ASSETS^$52,929.70 —$4,342,413.40 ————
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
5/1 5/2 Sold US TSY NOTE 2250 27FB15 ACTED AS AGENT
ACCRUED INTEREST 307.04
65,000.000 $99.3980 $64,915.74
5/1 5/2 Sold US TSY NOTE 1250 20JA31 ACTED AS AGENT
ACCRUED INTEREST 97.41
31,000.000 99.5544 30,959.27
5/1 5/2 Sold US TSY NOTE 1500 26AU15 ACTED AS AGENT
ACCRUED INTEREST 28.34
9,000.000 93.2574 8,421.51
5/1 5/4 Sold PRUDENTIAL FINL 5375 20JN21 ACTED AS AGENT
ACCRUED INTEREST 1,529.04
77,000.000 109.6720 85,976.48
5/1 5/4 Bought BOSTON PROPERTIE 3650 *26FB01 ACTED AS AGENT
ACCRUED INTEREST 820.34
87,000.000 100.5950 (88,337.99)
5/1 5/4 Bought CAPITAL ONE FINL 4750 21JL15 ACTED AS AGENT
ACCRUED INTEREST 1,150.56
80,000.000 107.8240 (87,409.76)
5/5 5/8 Sold FNMA POOL MA2896 3500 47FB01 ACTED AS AGENT
ACCRUED INTEREST 142.21
212,000.000 102.5977 214,530.32
00
0
1
4
7
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A
D
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2
7
1
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1
0
0
2
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Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 22 of 126
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS (CONTINUED)
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
5/5 5/8 Bought US TSY NOTE 1750 22MH31 ACTED AS AGENT
ACCRUED INTEREST 432.43
238,000.000 99.3519 (236,889.95)
5/5 5/8 Bought US TSY NOTE 1375 20AU31 ACTED AS AGENT
ACCRUED INTEREST 306.80
119,000.000 99.2738 (118,442.62)
5/18 5/19 Sold US TSY NOTE 2250 27FB15 ACTED AS AGENT
ACCRUED INTEREST 11.56
2,000.000 100.0738 2,013.04
5/18 5/23 Bought BANK OF AMERICA C 4450 26MH03 ACTED AS AGENT
ACCRUED INTEREST 19.78
2,000.000 104.5870 (2,111.52)
5/23 5/26 Sold ORACLE CORP 2375 19JA15 ACTED AS AGENT
ACCRUED INTEREST 717.32
83,000.000 101.3890 84,870.19
5/23 5/26 Bought HP ENTERPRISE CO 3600 *20OC15 ACTED AS AGENT
ACCRUED INTEREST 344.40
84,000.000 103.9950 (87,700.20)
5/30 5/31 Bought US TSY NOTE 2250 27FB15 ACTED AS AGENT
ACCRUED INTEREST 319.79
49,000.000 100.2309 (49,432.93)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(178,638.42)
TOTAL PURCHASES $(670,324.97)
TOTAL SALES AND REDEMPTIONS $491,686.55
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
RETURN OF PRINCIPAL
Activity Date Activity Type Description Comments Credits/(Debits)
5/15 Return of Principal FHLMC 30G G08749 4000 47JA01 CUSIP: 3128MJZP8 $1,122.48
5/25 Return of Principal FNMA POOL MA2896 3500 47FB01 CUSIP: 31418CGE8 834.86
TOTAL RETURN OF PRINCIPAL $1,957.34
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
5/8 Interest Income ABBVIE INC 2900 22NV06 CUSIP: 00287YAL3 $1,247.00
5/15 Interest Income DOW CHEMICAL CO 8550 19MY15 CUSIP: 260543BX0 3,163.50
5/15 Interest Income AT&T INC 3400 *25MY15 CUSIP: 00206RCN0 1,496.00
5/15 Interest Income FHLMC 30G G08749 4000 47JA01 CUSIP: 3128MJZP8 679.61
5/15 Interest Income COMET 2016-A6 A 1820 *22SPRG CUSIP: 14041NFH9 197.17
5/15 Interest Income BACCT 2014-A1 A 1369 *21JNRG CUSIP: 05522RCQ9 165.63
5/22 Interest Income AMGEN INC 2200 *19MY22 CUSIP: 031162BU3 946.00
5/22 Interest Income AMERICAN EXPRESS 1550 18MY22 CUSIP: 025816BG3 674.25
5/25 Interest Income-Adj INT BK REC & DEV 1375 21MY24
INTEREST PAYMENT
CUSIP: 459058FH1 619.20
5/25 Interest Income FNMA POOL MA2896 3500 47FB01 CUSIP: 31418CGE8 611.89
5/26 Interest Income FNMA 1750 19NV26 CUSIP: 3135G0ZY2 1,872.50
5/31 Interest Income US TSY NOTE 0625 17NV30 CUSIP: 912828UA6 296.88
5/31 Interest Income MORGAN STANLEY BANK N.A.
(Period 05/01-05/31)
1.07
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 23 of 126
TAXABLE INCOME AND DISTRIBUTIONS (CONTINUED)
Activity Date Activity Type Description Comments Credits/(Debits)
5/31 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 05/03-05/31)
0.02
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $11,970.72
TOTAL INTEREST $11,970.72
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
5/3 Automatic Investment BANK DEPOSIT PROGRAM $104,296.52
5/4 Automatic Redemption BANK DEPOSIT PROGRAM (89,771.27)
5/8 Automatic Redemption BANK DEPOSIT PROGRAM (139,555.25)
5/15 Automatic Investment BANK DEPOSIT PROGRAM 6,144.78
5/16 Automatic Investment BANK DEPOSIT PROGRAM 679.61
5/22 Automatic Investment BANK DEPOSIT PROGRAM 2,959.04
5/23 Automatic Redemption BANK DEPOSIT PROGRAM (1,437.27)
5/25 Automatic Investment BANK DEPOSIT PROGRAM 834.86
5/26 Automatic Investment BANK DEPOSIT PROGRAM 273.58
5/31 Automatic Investment BANK DEPOSIT PROGRAM 1.07
5/31 Automatic Investment BANK DEPOSIT PROGRAM 0.02
5/31 Automatic Redemption BANK DEPOSIT PROGRAM (49,136.05)
NET ACTIVITY FOR PERIOD $(164,710.36)
TRANSFERS, CORPORATE ACTIONS AND ADDITIONAL ACTIVITY
CORPORATE ACTIONS
Activity
Date Activity Type Description Comments Quantity
5/9 Exchange Delivered Out SABINE PASS LIQUE 5875 *26JN30 TENDER (87,000.000)
5/9 Exchange Received In SAB DF89U EXCH 5875 26JN30 TENDER 87,000.000
5/11 Exchange Delivered Out SAB DF89U EXCH 5875 26JN30 EXCHANGE (87,000.000)
5/11 Exchange Received In SABINE PASS LIQUE 5875 *26JN30 EXCHANGE 87,000.000
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
ORACLE CORP 2 3/8 1-15-19 04/10/15 05/23/17 15,000.000 $15,208.35 $15,200.26 $8.09
03/28/16 05/23/17 68,000.000 68,944.52 69,277.80 (333.28)
PRUDENTIAL FINL 5 3/8 6-21-20 01/14/15 05/01/17 8,000.000 8,773.76 8,690.66 83.10
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
2
2
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 24 of 126
LONG-TERM GAIN/(LOSS) (CONTINUED)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
11/18/15 05/01/17 69,000.000 75,673.68 74,911.20 762.48
Long-Term This Period $168,600.31 $168,079.92 $520.39
Long-Term Year to Date $346,560.70 $343,716.84 $2,843.86
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
FHLMC 30G G08749 4.000 1-01-47 02/09/17 05/15/17 1,122.480 1,122.48 1,183.21 (60.73)
FNMA POOL MA2896 3 1/2 2-01-47 02/07/17 05/05/17 212,000.000 214,388.11 214,534.99 (146.88)
02/07/17 05/25/17 834.860 834.86 857.13 (22.27)
US TSY NOTE 1 1/2 8-15-26 12/09/16 05/01/17 9,000.000 8,393.17 8,284.61 108.56
US TSY NOTE 1 1/4 1-31-20 07/19/16 05/01/17 31,000.000 30,861.86 31,265.00 (403.14)
US TSY NOTE 2 1/4 2-15-27 03/22/17 05/01/17 65,000.000 64,608.70 64,124.25 484.45
03/22/17 05/18/17 2,000.000 2,001.48 1,973.05 28.43
Short-Term This Period $322,210.66 $322,222.24 $(11.58)
Short-Term Year to Date $2,563,558.88 $2,601,349.27 $(37,790.39)
Net Realized Gain/(Loss) This Period $490,810.97 $490,302.16 $508.81
Net Realized Gain/(Loss) Year to Date $2,911,965.51 $2,945,066.11 $(34,946.53)
Disallowed Loss Based On Wash Sale Year to Date: $2,259.63
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Consulting Group Advisor Active Assets Account
660-035178-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
TOTAL BEGINNING VALUE $4,517,171.86 $4,236,016.96
Credits 432,000.00 432,000.00
Debits (106.52)(3,804.91)
Security Transfers ——
Net Credits/Debits/Transfers $431,893.48 $428,195.09
Change in Value 56,991.22 341,844.51
TOTAL ENDING VALUE $5,006,056.56 $5,006,056.56
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period May 1-31, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR MAY
2.7
3.2
3.7
4.2
4.7
5.2
($
)
M
i
l
l
i
o
n
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 25 of 126
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Alternatives
Market Value Percentage
Cash $64,724.63 1.29
Equities 4,100,640.06 81.91
Alternatives 840,691.87 16.79
TOTAL VALUE $5,006,056.56 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period May 1-31, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 26 of 126
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 4/30/17)
This Period
(as of 5/31/17)
Cash, BDP, MMFs $64,810.17 $64,724.63
ETFs & CEFs 2,737,759.10 3,008,432.25
Mutual Funds 1,714,602.59 1,932,899.68
Total Assets $4,517,171.86 $5,006,056.56
Total Liabilities (outstanding balance)——
TOTAL VALUE $4,517,171.86 $5,006,056.56
CASH FLOW
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
OPENING CASH, BDP, MMFs $64,810.17 $57,279.95
Purchases (431,980.18)(431,980.18)
Dividend Reinvestments (9,351.12)(9,351.12)
Income and Distributions 9,352.28 20,580.89
Total Investment Related Activity $(431,979.02)$(420,750.41)
Electronic Transfers-Credits 432,000.00 432,000.00
Other Debits (106.52)(3,804.91)
Total Cash Related Activity $431,893.48 $428,195.09
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $64,724.63 $64,724.63
INCOME AND DISTRIBUTION SUMMARY
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
Other Dividends $9,351.12 $20,577.81
Interest 1.16 3.08
Total Taxable Income And Distributions $9,352.28 $20,580.89
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $9,352.28 $20,580.89
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(5/1/17-5/31/17)
Realized This Year
(1/1/17-5/31/17)
Unrealized
Inception to Date
(as of 5/31/17)
Short-Term Gain ——$28,759.75
Short-Term (Loss)——(598.48)
Total Short-Term ——$28,161.27
Long-Term Gain ——418,092.94
TOTAL GAIN/(LOSS)——$446,254.21
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
Investment Objectives †: Capital Appreciation,Income,Aggressive Income,Speculation Investment Advisory Account
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 27 of 126
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY BANK N.A. #$64,724.29 —$6.00 0.010
MORGAN STANLEY PRIVATE BANK NA #0.34 ——0.010
BANK DEPOSITS $64,724.63 $6.00
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 1.29%$64,724.63 $6.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
EXCHANGE-TRADED & CLOSED-END FUNDS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
VANGUARD INDEX FDS S&P 500 ETF (VOO) 11/10/15
2/12/16
8,262.000
133.000
$190.319
170.880
$221.670
221.670
$1,572,414.75
22,727.09
$1,831,437.54
29,482.11
$259,022.79
6,755.02
LT
LT
Total 8,395.000 1,595,141.84 1,860,919.65 265,777.81 LT 34,671.00 1.86
Next Dividend Payable 06/2017; Asset Class: Equities
VANGUARD TOTAL INTL STOCK ETF (VXUS) 11/10/15
2/12/16
5/12/17
16,987.000
816.000
4,180.000
46.280
40.307
51.670
52.200
52.200
52.200
786,158.36
32,890.76
215,980.18
886,721.40
42,595.20
218,196.00
100,563.04
9,704.44
2,215.82
LT
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ST
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CLIENT STATEMENT For the Period May 1-31, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 28 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 21,983.000 1,035,029.30 1,147,512.60 110,267.48
2,215.82
LT
ST
29,919.00 2.60
Next Dividend Payable 06/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
EXCHANGE-TRADED & CLOSED-END FUNDS 60.10%$2,630,171.14 $3,008,432.25 $376,045.29
2,215.82
LT
ST
$64,590.00 2.15%
MUTUAL FUNDS
“Total Purchases vs. Market Value” is provided to assist you in comparing your “Total Purchases,” excluding reinvested distributions, with the current value of the mutual fund positions in your account.
“Cumulative Cash Distributions” when shown, may reflect distributions on shares no longer held in the account. It may not reflect all distributions received in cash; due to but not limited to: investments made
prior to addition of this information on statements; securities transfers; timing of recent distributions; and certain adjustments made in your account.
“Net Value Increase/ (Decrease)” reflects the difference between your total purchases, and the sum of the current value of the fund’s shares, and cash distributions shown. This calculation is for informational
purposes only and does not reflect your total unrealized gain or loss nor should it be used for tax purposes. Global Investment Manager Analysis (GIMA) status codes (FL, AL or NL), may be shown for certain
mutual funds and are not guarantees of performance. Refer to “GIMA Status in Investment Advisory Programs” in the June or December statement for a description of these codes.
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
LAZARD INTL STRAT EQ PTF INST (LISIX) 11/10/15
2/12/16
5/12/17
57,921.887
1,868.289
15,417.559
$13.570
11.920
14.010
$14.210
14.210
14.210
$786,000.00
22,270.00
216,000.00
$823,070.01
26,548.39
219,083.51
$37,070.01
4,278.39
3,083.51
LT
LT
ST
Purchases 75,207.735 1,024,270.00 1,068,701.91 41,348.40
3,083.51
LT
ST
Long Term Reinvestments 678.890 8,947.78 9,647.03 699.25 LT
Short Term Reinvestments 975.290 12,044.83 13,858.87 1,814.04 ST
Total 76,861.915 1,045,262.61 1,092,207.81 42,047.65
4,897.55
LT
ST
15,296.00 1.40
Total Purchases vs Market Value
Net Value Increase/(Decrease)
1,024,270.00 1,092,207.81
67,937.81
GIMA Status: FL; Enrolled In MS Dividend Reinvestment; Capital Gains Reinvest; Asset Class: Equities
TORTOISE MLP & PIPELINE INST (TORIX) 7/15/16 61,846.805 12.990 13.340 803,390.00 825,036.38 21,646.38 ST
Purchases 61,846.805 803,390.00 825,036.38 21,646.38 ST
Short Term Reinvestments 1,173.575 16,253.97 15,655.49 (598.48)ST
Total 63,020.380 819,643.97 840,691.87 21,047.90 ST 16,511.00 1.96
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 29 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total Purchases vs Market Value
Net Value Increase/(Decrease)
803,390.00 840,691.87
37,301.87
GIMA Status: AL; Enrolled In MS Dividend Reinvestment; Capital Gains Reinvest; Asset Class: Alt
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
MUTUAL FUNDS 38.61%$1,864,906.58 $1,932,899.68 $42,047.65
$25,945.45
LT
ST
$31,807.00 1.65%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $4,495,077.72 $5,006,056.56 $418,092.94
$28,161.27
LT
ST
$96,403.00
$0.00
1.93%
TOTAL VALUE (includes accrued interest)100.00%$5,006,056.56
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $64,724.63 ——————
ETFs & CEFs —$3,008,432.25 —————
Mutual Funds —1,092,207.81 —$840,691.87 ———
TOTAL ALLOCATION OF ASSETS $64,724.63 $4,100,640.06 —$840,691.87 ———
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
5/12 5/17 Bought LAZARD INTL STRAT EQ PTF INST 15,417.559 $14.0100 $(216,000.00)
5/12 5/17 Bought VANGUARD TOTAL INTL STOCK ETF ACTED AS AGENT 4,180.000 51.6699 (215,980.18)
5/26 Dividend Reinvestment TORTOISE MLP & PIPELINE INST REINVESTMENT a/o 05/25/17 681.569 13.7200 (9,351.12)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(441,331.30)
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CLIENT STATEMENT For the Period May 1-31, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 30 of 126
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS (CONTINUED)
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
TOTAL PURCHASES $(431,980.18)
TOTAL DIVIDEND REINVESTMENTS $(9,351.12)
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
5/26 Dividend TORTOISE MLP & PIPELINE INST
DIV PAYMENT
$9,351.12
5/31 Interest Income MORGAN STANLEY BANK N.A.
(Period 05/01-05/31)
0.82
5/31 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 05/12-05/31)
0.34
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $9,352.28
TOTAL OTHER DIVIDENDS $9,351.12
TOTAL INTEREST $1.16
CASH RELATED ACTIVITY
ELECTRONIC TRANSFERS
Check disbursements from branch offices are displayed as Electronic Transfers.
Activity Date Activity Type Description Comments Credits/(Debits)
5/12 Cash Transfer - Credit FUNDS TRANSFERRED CONFIRMATION # 70603381
FROM 660-110179
$432,000.00
TOTAL ELECTRONIC TRANSFERS $432,000.00
TOTAL ELECTRONIC TRANSFERS-CREDITS $432,000.00
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
5/15 Service Fee DEPOSIT/WITHDRAWAL ADJ $(106.52)
TOTAL OTHER CREDITS AND DEBITS $(106.52)
TOTAL OTHER DEBITS $(106.52)
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
5/12 Automatic Investment BANK DEPOSIT PROGRAM $432,000.00
5/16 Automatic Redemption BANK DEPOSIT PROGRAM (106.52)
5/17 Automatic Redemption BANK DEPOSIT PROGRAM (431,980.18)
5/31 Automatic Investment BANK DEPOSIT PROGRAM 0.82
5/31 Automatic Investment BANK DEPOSIT PROGRAM 0.34
NET ACTIVITY FOR PERIOD $(85.54)
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 31 of 126
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
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Page 32 of 126
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-035191-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
TOTAL BEGINNING VALUE $1,013,274.04 $912,436.77
Credits ——
Debits —(2,432.99)
Security Transfers ——
Net Credits/Debits/Transfers —$(2,432.99)
Change in Value 21,640.07 124,910.33
TOTAL ENDING VALUE $1,034,914.11 $1,034,914.11
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period May 1-31, 2017
Account Summary
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR MAY
0
300
600
900
1,200
1,500
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 33 of 126
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Market Value Percentage
Cash $24,736.08 2.39
Equities 1,010,178.03 97.61
TOTAL VALUE $1,034,914.11 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 34 of 126
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 4/30/17)
This Period
(as of 5/31/17)
Cash, BDP, MMFs $27,869.19 $27,950.56
Stocks 985,404.85 1,010,178.03
Net Unsettled Purchases/Sales —(3,214.48)
Total Assets $1,013,274.04 $1,034,914.11
Total Liabilities (outstanding balance)——
TOTAL VALUE $1,013,274.04 $1,034,914.11
CASH FLOW
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
OPENING CASH, BDP, MMFs $27,869.19 $20,879.26
Purchases (20,444.25)(92,424.75)
Sales and Redemptions 16,247.01 95,305.73
2016 Net Unsettled Purch/Sales N/A (2,023.42)
Net Unsettled Purch/Sales 3,214.48 3,214.48
Income and Distributions 1,064.13 5,432.25
Total Investment Related Activity $81.37 $9,504.29
Other Debits —(2,432.99)
Total Cash Related Activity —$(2,432.99)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $27,950.56 $27,950.56
INCOME AND DISTRIBUTION SUMMARY
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
Qualified Dividends $1,063.90 $5,431.12
Interest 0.23 1.13
Total Taxable Income And Distributions $1,064.13 $5,432.25
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $1,064.13 $5,432.25
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(5/1/17-5/31/17)
Realized This Year
(1/1/17-5/31/17)
Unrealized
Inception to Date
(as of 5/31/17)
Short-Term Gain $178.33 $3,059.06 $113,177.72
Short-Term (Loss)(13.14)(1,685.24)(16,331.50)
Total Short-Term $165.19 $1,373.82 $96,846.22
Long-Term Gain —262.44 33,577.07
Long-Term (Loss)——(6,484.14)
Total Long-Term —$262.44 $27,092.93
TOTAL GAIN/(LOSS)$165.19 $1,636.26 $123,939.15
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035191-095
Investment Objectives †: Capital Appreciation,Income,Aggressive Income,Speculation Investment Advisory Account
Manager:Pioneer Invest Fundamental Growth
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 35 of 126
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY BANK N.A. #$27,950.56 —$3.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs $27,950.56 $3.00
NET UNSETTLED PURCHASES/SALES $(3,214.48)
CASH, BDP, AND MMFs (PROJECTED SETTLED BALANCE)2.39%$24,736.08
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
The “Projected Settled Balance” includes accrued interest on deposits and reflects the impact of unsettled purchases/sales.
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ADOBE SYSTEMS (ADBE) 1/25/17
2/13/17
124.000
20.000
$113.773
117.802
$141.860
141.860
$14,107.85
2,356.04
$17,590.64
2,837.20
$3,482.79
481.16
ST
ST
Total 144.000 16,463.89 20,427.84 3,963.95 ST ——
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 36 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Asset Class: Equities
ALLERGAN PLC SHS (AGN) 8/22/16
2/23/17
108.000
22.000
253.850
246.826
223.750
223.750
27,415.80
5,430.18
24,165.00
4,922.50
(3,250.80)
(507.68)
ST
ST
Total 130.000 32,845.98 29,087.50 (3,758.48)ST 364.00 1.25
Next Dividend Payable 06/15/17; Asset Class: Equities
ALPHABET INC CL C (GOOG) 8/22/16 58.000 771.889 964.860 44,769.55 55,961.88 11,192.33 ST ——
Asset Class: Equities
AMAZON COM INC (AMZN) 12/22/14
9/4/15
12/22/16
19.000
23.000
19.000
306.614
497.298
767.787
994.620
994.620
994.620
5,825.67
11,437.85
14,587.96
18,897.78
22,876.26
18,897.78
13,072.11
11,438.41
4,309.82
LT
LT
ST
Total 61.000 31,851.48 60,671.82 24,510.52
4,309.82
LT
ST
——
Asset Class: Equities
AMPHENOL CORP NEW CL A (APH) 9/16/16
9/20/16
9/27/16
80.000
19.000
41.000
62.739
64.400
64.033
74.600
74.600
74.600
5,019.14
1,223.60
2,625.36
5,968.00
1,417.40
3,058.60
948.86
193.80
433.24
ST
ST
ST
9/29/16 22.000 64.925 74.600 1,428.34 1,641.20 212.86 ST
10/7/16 42.000 64.987 74.600 2,729.47 3,133.20 403.73 ST
3/30/17 17.000 71.896 74.600 1,222.24 1,268.20 45.96 ST
Total 221.000 14,248.15 16,486.60 2,238.45 ST 141.00 0.85
Next Dividend Payable 07/2017; Asset Class: Equities
APPLE INC (AAPL) 8/22/16
11/9/16
11/16/16
439.000
18.000
10.000
108.358
109.850
110.170
152.760
152.760
152.760
47,569.21
1,977.30
1,101.70
67,061.64
2,749.68
1,527.60
19,492.43
772.38
425.90
ST
ST
ST
12/22/16 23.000 116.482 152.760 2,679.08 3,513.48 834.40 ST
Total 490.000 53,327.29 74,852.40 21,525.11 ST 1,235.00 1.64
Next Dividend Payable 08/2017; Asset Class: Equities
BROADCOM LTD SHS (AVGO) 1/25/17
3/30/17
85.000
21.000
200.056
222.574
239.480
239.480
17,004.77
4,674.06
20,355.80
5,029.08
3,351.03
355.02
ST
ST
Total 106.000 21,678.83 25,384.88 3,706.05 ST 432.00 1.70
Next Dividend Payable 06/2017; Asset Class: Equities
CABOT OIL & GAS CORP A (COG) 8/22/16
10/26/16
11/22/16
400.000
52.000
67.000
25.735
20.450
23.181
22.190
22.190
22.190
10,294.00
1,063.40
1,553.11
8,876.00
1,153.88
1,486.73
(1,418.00)
90.48
(66.38)
ST
ST
ST
Total 519.000 12,910.51 11,516.61 (1,393.90)ST 104.00 0.90
Next Dividend Payable 08/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 37 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
CELGENE CORP (CELG) 11/20/14
4/22/15
7/1/15
77.000
139.000
43.000
107.805
115.781
117.677
114.410
114.410
114.410
8,300.99
16,093.55
5,060.11
8,809.57
15,902.99
4,919.63
508.58
(190.56)
(140.48)
LT
LT
LT
8/22/16 36.000 113.952 114.410 4,102.27 4,118.76 16.49 ST
Total 295.000 33,556.92 33,750.95 177.54
16.49
LT
ST
——
Asset Class: Equities
COGNIZANT TECH SOLUTIONS CL A (CTSH) 8/22/16
10/7/16
11/16/16
201.000
45.000
18.000
57.515
50.610
55.117
66.910
66.910
66.910
11,560.51
2,277.44
992.11
13,448.91
3,010.95
1,204.38
1,888.40
733.51
212.27
ST
ST
ST
Total 264.000 14,830.06 17,664.24 2,834.18 ST 158.00 0.89
Next Dividend Payable 08/2017; Asset Class: Equities
COLGATE PALMOLIVE CO (CL) 8/22/16
11/9/16
5/3/17
122.000
22.000
41.000
74.535
70.327
71.025
76.360
76.360
76.360
9,093.33
1,547.20
2,912.03
9,315.92
1,679.92
3,130.76
222.59
132.72
218.73
ST
ST
ST
Total 185.000 13,552.56 14,126.60 574.04 ST 296.00 2.09
Next Dividend Payable 08/2017; Asset Class: Equities
COOPER CO INC NEW (COO) 5/9/17
5/11/17
5/12/17
24.000
23.000
22.000
207.646
207.008
207.866
218.750
218.750
218.750
4,983.50
4,761.18
4,573.06
5,250.00
5,031.25
4,812.50
266.50
270.07
239.44
ST
ST
ST
Total 69.000 14,317.74 15,093.75 776.01 ST 4.00 0.02
Next Dividend Payable 08/2017; Asset Class: Equities
CVS HEALTH CORP COM (CVS) 6/12/15
8/5/15
8/22/16
128.000
86.000
166.000
102.265
110.521
98.070
76.830
76.830
76.830
13,089.95
9,504.77
16,279.62
9,834.24
6,607.38
12,753.78
(3,255.71)
(2,897.39)
(3,525.84)
LT
LT
ST
11/9/16 14.000 75.287 76.830 1,054.02 1,075.62 21.60 ST
12/22/16 21.000 79.677 76.830 1,673.22 1,613.43 (59.79)ST
Total 415.000 41,601.58 31,884.45 (6,153.10)
(3,564.03)
LT
ST
830.00 2.60
Next Dividend Payable 08/2017; Asset Class: Equities
ECOLAB INC (ECL) 8/22/16 125.000 122.120 132.840 15,264.97 16,605.00 1,340.03 ST 185.00 1.11
Next Dividend Payable 07/2017; Asset Class: Equities
EDWARD LIFESCIENCES CORP (EW) 2/17/16 74.000 85.508 115.070 6,327.56 8,515.18 2,187.62 LT ——
Asset Class: Equities
GILEAD SCIENCE (GILD) 8/22/16 193.000 81.027 64.890 15,638.13 12,523.77 (3,114.36)ST 401.00 3.20
Next Dividend Payable 06/2017; Asset Class: Equities
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
2
9
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 38 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
HERSHEY COMPANY (HSY) 8/22/16 152.000 113.933 115.270 17,317.82 17,521.04 203.22 ST 376.00 2.14
Next Dividend Payable 06/15/17; Asset Class: Equities
HOME DEPOT INC (HD) 8/22/16
11/9/16
266.000
21.000
135.387
124.808
153.510
153.510
36,012.84
2,620.97
40,833.66
3,223.71
4,820.82
602.74
ST
ST
Total 287.000 38,633.81 44,057.37 5,423.56 ST 1,022.00 2.31
Next Dividend Payable 06/15/17; Asset Class: Equities
INTERCONTINENTALEXCHANGE GROUP (ICE) 9/10/15
8/22/16
2/13/17
368.000
115.000
13.000
47.147
55.938
59.033
60.190
60.190
60.190
17,349.96
6,432.92
767.43
22,149.92
6,921.85
782.47
4,799.96
488.93
15.04
LT
ST
ST
5/31/17 25.000 60.287 60.190 1,507.17 1,504.75 (2.42)ST
Total 521.000 26,057.48 31,358.99 4,799.96
501.55
LT
ST
417.00 1.32
Next Dividend Payable 06/2017; Asset Class: Equities
INTL FLAVORS & FRAGRANCES (IFF) 8/22/16 86.000 137.269 137.890 11,805.17 11,858.54 53.37 ST 220.00 1.85
Next Dividend Payable 07/2017; Asset Class: Equities
JOHNSON & JOHNSON (JNJ) 8/22/16
10/26/16
160.000
18.000
119.247
113.967
128.250
128.250
19,079.46
2,051.41
20,520.00
2,308.50
1,440.54
257.09
ST
ST
Total 178.000 21,130.87 22,828.50 1,697.63 ST 598.00 2.61
Next Dividend Payable 06/13/17; Asset Class: Equities
MARSH & MCLENNAN COS INC (MMC) 2/16/17
2/23/17
3/16/17
128.000
22.000
43.000
72.890
73.048
74.663
77.560
77.560
77.560
9,329.86
1,607.06
3,210.50
9,927.68
1,706.32
3,335.08
597.82
99.26
124.58
ST
ST
ST
3/30/17 23.000 74.480 77.560 1,713.04 1,783.88 70.84 ST
5/31/17 22.000 77.605 77.560 1,707.31 1,706.32 (0.99)ST
Total 238.000 17,567.77 18,459.28 891.51 ST 357.00 1.93
Next Dividend Payable 08/2017; Asset Class: Equities
MASCO CORP (MAS) 9/20/16
9/27/16
10/7/16
142.000
143.000
90.000
32.704
34.455
33.961
37.250
37.250
37.250
4,643.95
4,927.05
3,056.51
5,289.50
5,326.75
3,352.50
645.55
399.70
295.99
ST
ST
ST
11/9/16 20.000 30.911 37.250 618.22 745.00 126.78 ST
Total 395.000 13,245.73 14,713.75 1,468.02 ST 158.00 1.07
Next Dividend Payable 08/2017; Asset Class: Equities
MASTERCARD INC CL A (MA) 8/22/16 400.000 95.827 122.880 38,330.64 49,152.00 10,821.36 ST 352.00 0.71
Next Dividend Payable 08/2017; Asset Class: Equities
MEDTRONIC PLC SHS (MDT) 8/22/16 265.000 87.457 84.280 23,176.00 22,334.20 (841.80)ST 456.00 2.04
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 39 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 07/2017; Asset Class: Equities
MICROSOFT CORP (MSFT) 8/22/16
3/30/17
4/5/17
795.000
21.000
42.000
57.587
65.899
66.260
69.840
69.840
69.840
45,781.67
1,383.88
2,782.90
55,522.80
1,466.64
2,933.28
9,741.13
82.76
150.38
ST
ST
ST
Total 858.000 49,948.45 59,922.72 9,974.27 ST 1,338.00 2.23
Next Dividend Payable 06/08/17; Asset Class: Equities
NIKE INC B (NKE) 2/23/15
11/9/16
3/30/17
122.000
21.000
48.000
47.464
50.794
55.996
52.990
52.990
52.990
5,790.55
1,066.68
2,687.80
6,464.78
1,112.79
2,543.52
674.23
46.11
(144.28)
LT
ST
ST
Total 191.000 9,545.03 10,121.09 674.23
(98.17)
LT
ST
138.00 1.36
Next Dividend Payable 07/2017; Asset Class: Equities
O'REILLY AUTOMOTIVE INC NEW (ORLY) 8/22/16 49.000 287.588 242.080 14,091.83 11,861.92 (2,229.91)ST ——
Asset Class: Equities
PEPSICO INC NC (PEP) 8/22/16 262.000 108.027 116.870 28,302.97 30,619.94 2,316.97 ST 844.00 2.75
Next Dividend Payable 06/30/17; Asset Class: Equities
RAYTHEON CO (NEW) (RTN) 8/22/16 176.000 142.893 164.010 25,149.20 28,865.76 3,716.56 ST 561.00 1.94
Next Dividend Payable 08/2017; Asset Class: Equities
REYNOLDS AMERICAN INC (RAI) 8/22/16
3/10/17
335.000
22.000
50.625
60.680
67.250
67.250
16,959.51
1,334.96
22,528.75
1,479.50
5,569.24
144.54
ST
ST
Total 357.000 18,294.47 24,008.25 5,713.78 ST 728.00 3.03
Next Dividend Payable 07/2017; Asset Class: Equities
ROSS STORES INC (ROST) 8/22/16
10/7/16
194.000
21.000
64.635
64.073
63.920
63.920
12,539.19
1,345.54
12,400.48
1,342.32
(138.71)
(3.22)
ST
ST
Total 215.000 13,884.73 13,742.80 (141.93)ST 138.00 1.00
Next Dividend Payable 06/2017; Asset Class: Equities
SCHLUMBERGER LTD (SLB) 8/22/16 84.000 81.820 69.590 6,872.88 5,845.56 (1,027.32)ST 168.00 2.87
Next Dividend Payable 07/14/17; Asset Class: Equities
STARBUCKS CORP WASHINGTON (SBUX) 7/6/16
11/16/16
280.000
53.000
56.696
55.418
63.610
63.610
15,874.82
2,937.17
17,810.80
3,371.33
1,935.98
434.16
ST
ST
Total 333.000 18,811.99 21,182.13 2,370.14 ST 333.00 1.57
Next Dividend Payable 08/2017; Asset Class: Equities
THERMO FISHER SCIENTIFIC (TMO) 8/22/16
10/26/16
192.000
21.000
153.733
146.471
172.790
172.790
29,516.77
3,075.90
33,175.68
3,628.59
3,658.91
552.69
ST
ST
Total 213.000 32,592.67 36,804.27 4,211.60 ST 128.00 0.34
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
3
0
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 40 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 07/2017; Asset Class: Equities
TIME WARNER INC NEW (TWX) 8/22/16
11/9/16
12/28/16
310.000
26.000
21.000
80.580
87.003
96.353
99.490
99.490
99.490
24,979.80
2,262.07
2,023.42
30,841.90
2,586.74
2,089.29
5,862.10
324.67
65.87
ST
ST
ST
3/10/17 24.000 98.664 99.490 2,367.93 2,387.76 19.83 ST
Total 381.000 31,633.22 37,905.69 6,272.47 ST 613.00 1.61
Next Dividend Payable 06/15/17; Asset Class: Equities
UNITED TECHNOLOGIES CORP (UTX) 8/22/16
9/29/16
104.000
22.000
108.667
102.166
121.280
121.280
11,301.33
2,247.65
12,613.12
2,668.16
1,311.79
420.51
ST
ST
Total 126.000 13,548.98 15,281.28 1,732.30 ST 333.00 2.17
Next Dividend Payable 06/10/17; Asset Class: Equities
VERTEX PHARMACEUTICALS (VRTX) 11/17/14
11/20/14
60.000
12.000
111.274
110.550
123.600
123.600
6,676.44
1,326.60
7,416.00
1,483.20
739.56
156.60
LT
LT
Total 72.000 8,003.04 8,899.20 896.16 LT ——
Asset Class: Equities
WALT DISNEY CO HLDG CO (DIS) 8/22/16 262.000 95.836 107.940 25,108.93 28,280.28 3,171.35 ST 409.00 1.44
Next Dividend Payable 07/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 97.61%$886,238.88 $1,010,178.03 $27,092.93
$96,846.22
LT
ST
$13,837.00 1.37%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $886,238.88 $1,034,914.11 $27,092.93
$96,846.22
LT
ST
$13,840.00
$0.00
1.34%
TOTAL VALUE (includes accrued interest)100.00%$1,034,914.11
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 41 of 126
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $24,736.08 ——————
Stocks —$1,010,178.03 —————
TOTAL ALLOCATION OF ASSETS $24,736.08 $1,010,178.03 —————
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
5/3 5/8 Sold KIMBERLY CLARK CORP ACTED AS AGENT 21.000 $126.7426 $2,661.53
5/3 5/8 Bought COLGATE PALMOLIVE CO ACTED AS AGENT 41.000 71.0252 (2,912.03)
5/9 5/12 Sold KIMBERLY CLARK CORP ACTED AS AGENT 68.000 128.3524 8,727.76
5/9 5/12 Bought COOPER CO INC NEW ACTED AS AGENT 24.000 207.6460 (4,983.50)
5/11 5/16 Bought COOPER CO INC NEW ACTED AS AGENT 23.000 207.0077 (4,761.18)
5/12 5/17 Sold KIMBERLY CLARK CORP ACTED AS AGENT 38.000 127.8377 4,857.72
5/12 5/17 Bought COOPER CO INC NEW ACTED AS AGENT 22.000 207.8665 (4,573.06)
5/31 6/5 Bought MARSH & MCLENNAN COS INC ACTED AS AGENT 22.000 77.6050 (1,707.31)
5/31 6/5 Bought INTERCONTINENTALEXCHANGE GROUP ACTED AS AGENT 25.000 60.2867 (1,507.17)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(4,197.24)
TOTAL PURCHASES $(20,444.25)
TOTAL SALES AND REDEMPTIONS $16,247.01
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
UNSETTLED PURCHASES/SALES ACTIVITY
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price
Pending
Credits/(Debits)
5/31 6/5 Bought INTERCONTINENTALEXCHANGE GROUP UNSETTLED PURCHASE 25.000 $60.2867 $(1,507.17)
5/31 6/5 Bought MARSH & MCLENNAN COS INC UNSETTLED PURCHASE 22.000 77.6050 (1,707.31)
NET UNSETTLED PURCHASES/SALES $(3,214.48)
This section displays transactions that have not settled during this statement period. The Holdings section includes positions purchased and omits positions sold or sold short as of the trade-date. The unit/share
price for unsettled fixed income new issues in the Holdings section may be approximate in advance of active market pricing or pricing from third party pricing services.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
5/1 Qualified Dividend CVS HEALTH CORP COM $207.50
5/8 Qualified Dividend MASCO CORP 39.50
5/9 Qualified Dividend MASTERCARD INC CL A 88.00
5/11 Qualified Dividend RAYTHEON CO (NEW)140.36
5/15 Qualified Dividend MARSH & MCLENNAN COS INC 73.44
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
3
1
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 42 of 126
TAXABLE INCOME AND DISTRIBUTIONS (CONTINUED)
Activity Date Activity Type Description Comments Credits/(Debits)
5/15 Qualified Dividend COLGATE PALMOLIVE CO 57.60
5/18 Qualified Dividend APPLE INC 308.70
5/26 Qualified Dividend STARBUCKS CORP WASHINGTON 83.25
5/31 Qualified Dividend COGNIZANT TECH SOLUTIONS CL A 39.60
5/31 Qualified Dividend CABOT OIL & GAS CORP A 25.95
5/31 Interest Income MORGAN STANLEY BANK N.A.
(Period 05/01-05/31)
0.23
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $1,064.13
TOTAL QUALIFIED DIVIDENDS $1,063.90
TOTAL INTEREST $0.23
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
5/1 Automatic Investment BANK DEPOSIT PROGRAM $207.50
5/8 Automatic Redemption BANK DEPOSIT PROGRAM (211.00)
5/9 Automatic Investment BANK DEPOSIT PROGRAM 88.00
5/11 Automatic Investment BANK DEPOSIT PROGRAM 140.36
5/15 Automatic Investment BANK DEPOSIT PROGRAM 3,875.30
5/16 Automatic Redemption BANK DEPOSIT PROGRAM (4,761.18)
5/18 Automatic Investment BANK DEPOSIT PROGRAM 593.36
5/26 Automatic Investment BANK DEPOSIT PROGRAM 83.25
5/31 Automatic Investment BANK DEPOSIT PROGRAM 65.55
5/31 Automatic Investment BANK DEPOSIT PROGRAM 0.23
NET ACTIVITY FOR PERIOD $81.37
REALIZED GAIN/(LOSS) DETAIL
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
KIMBERLY CLARK CORP 08/22/16 05/03/17 21.000 $2,661.53 $2,674.67 $(13.14)
08/22/16 05/09/17 68.000 8,727.76 8,660.82 66.94
08/22/16 05/12/17 19.000 2,428.86 2,419.94 8.92
10/07/16 05/12/17 19.000 2,428.86 2,326.39 102.47
Short-Term This Period $16,247.01 $16,081.82 $165.19
Short-Term Year to Date $89,741.82 $88,368.00 $1,373.82
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 43 of 126
SHORT-TERM GAIN/(LOSS) (CONTINUED)
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)
Net Realized Gain/(Loss) This Period $16,247.01 $16,081.82 $165.19
Net Realized Gain/(Loss) Year to Date $95,305.73 $93,669.47 $1,636.26
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
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CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110029-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
TOTAL BEGINNING VALUE $2,409,759.29 $2,323,360.96
Credits ——
Debits —(6,729.61)
Security Transfers ——
Net Credits/Debits/Transfers —$(6,729.61)
Change in Value 18,532.18 111,660.12
TOTAL ENDING VALUE $2,428,291.47 $2,428,291.47
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period May 1-31, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR MAY
1.6
1.8
2
2.2
2.4
2.6
($
)
M
i
l
l
i
o
n
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 45 of 126
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Alternatives
Market Value Percentage
Cash $19,223.88 0.79
Equities 2,343,186.87 96.50
Alternatives 65,880.72 2.71
TOTAL VALUE $2,428,291.47 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 46 of 126
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 4/30/17)
This Period
(as of 5/31/17)
Cash, BDP, MMFs $24,172.05 $19,223.88
Stocks 2,387,059.90 2,409,067.59
Net Unsettled Purchases/Sales (1,472.66)—
Total Assets $2,409,759.29 $2,428,291.47
Total Liabilities (outstanding balance)——
TOTAL VALUE $2,409,759.29 $2,428,291.47
CASH FLOW
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
OPENING CASH, BDP, MMFs $24,172.05 $45,267.52
Purchases (22,503.79)(131,947.09)
Sales and Redemptions 16,174.71 89,239.21
Prior Net Unsettled Purch/Sales (1,472.66)N/A
Income and Distributions 2,853.57 23,393.85
Total Investment Related Activity $(4,948.17)$(19,314.03)
Other Debits —(6,729.61)
Total Cash Related Activity —$(6,729.61)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $19,223.88 $19,223.88
INCOME AND DISTRIBUTION SUMMARY
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
Qualified Dividends $2,498.47 $22,195.93
Other Dividends 354.92 1,196.67
Interest 0.18 1.25
Total Taxable Income And Distributions $2,853.57 $23,393.85
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $2,853.57 $23,393.85
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(5/1/17-5/31/17)
Realized This Year
(1/1/17-5/31/17)
Unrealized
Inception to Date
(as of 5/31/17)
Short-Term Gain —$1,107.43 $42,112.35
Short-Term (Loss)—(112.68)(11,141.54)
Total Short-Term —$994.75 $30,970.81
Long-Term Gain 1,082.55 8,939.59 322,499.82
Long-Term (Loss)(2,239.09)(3,739.25)(45,408.39)
Total Long-Term $(1,156.54)$5,200.34 $277,091.43
TOTAL GAIN/(LOSS)$(1,156.54)$6,195.09 $308,062.24
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
Investment Objectives †: Capital Appreciation,Income Investment Advisory Account
Manager:JP Morgan - Equity Income SMA
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 47 of 126
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$19,223.88 —$2.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 0.79%$19,223.88 $2.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
3M COMPANY (MMM) 11/9/15
2/16/16
94.000
16.000
$157.130
155.644
$204.470
204.470
$14,770.22
2,490.31
$19,220.18
3,271.52
$4,449.96
781.21
LT
LT
Total 110.000 17,260.53 22,491.70 5,231.17 LT 517.00 2.29
Next Dividend Payable 06/12/17; Asset Class: Equities
ABBOTT LABORATORIES (ABT) 10/22/14
2/16/16
5/2/16
317.000
36.000
66.000
41.922
37.969
38.969
45.660
45.660
45.660
13,289.21
1,366.87
2,571.97
14,474.22
1,643.76
3,013.56
1,185.01
276.89
441.59
LT
LT
LT
Total 419.000 17,228.05 19,131.54 1,903.49 LT 444.00 2.32
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 48 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 08/2017; Asset Class: Equities
ABBVIE INC COM (ABBV) 4/6/15 59.000 57.769 66.020 3,408.37 3,895.18 486.81 LT 151.00 3.87
Next Dividend Payable 08/2017; Asset Class: Equities
ACCENTURE PLC IRELAND CL A (ACN) 11/9/15 102.000 104.660 124.470 10,675.32 12,695.94 2,020.62 LT 247.00 1.94
Next Dividend Payable 11/2017; Asset Class: Equities
ALEXANDRIA REAL ESTATE EQ INC (ARE) 11/9/15 53.000 86.271 116.680 4,572.37 6,184.04 1,611.67 LT R 176.00 2.84
Next Dividend Payable 07/2017; Asset Class: Alt
ALTRIA GROUP INC (MO) 11/9/15
2/16/16
382.000
78.000
56.930
60.300
75.440
75.440
21,747.45
4,703.40
28,818.08
5,884.32
7,070.63
1,180.92
LT
LT
Total 460.000 26,450.85 34,702.40 8,251.55 LT 1,122.00 3.23
Next Dividend Payable 07/2017; Asset Class: Equities
AMERIPRISE FINCL INC (AMP) 11/17/15 80.000 113.969 120.790 9,117.49 9,663.20 545.71 LT 266.00 2.75
Next Dividend Payable 08/2017; Asset Class: Equities
ANALOG DEVICES INC (ADI) 11/9/15
3/2/17
278.000
96.000
60.769
83.547
85.760
85.760
16,893.70
8,020.49
23,841.28
8,232.96
6,947.58
212.47
LT
ST
Total 374.000 24,914.19 32,074.24 6,947.58
212.47
LT
ST
673.00 2.09
Next Dividend Payable 06/2017; Asset Class: Equities
APPLE INC (AAPL) 11/9/15
2/16/16
327.000
66.000
120.243
96.317
152.760
152.760
39,319.36
6,356.94
49,952.52
10,082.16
10,633.16
3,725.22
LT
LT
Total 393.000 45,676.30 60,034.68 14,358.38 LT 990.00 1.64
Next Dividend Payable 08/2017; Asset Class: Equities
ARTHUR J GALLAGHER (AJG) 11/9/15
2/16/16
233.000
27.000
43.483
38.947
56.730
56.730
10,131.61
1,051.57
13,218.09
1,531.71
3,086.48
480.14
LT
LT
Total 260.000 11,183.18 14,749.80 3,566.62 LT 406.00 2.75
Next Dividend Payable 06/16/17; Asset Class: Equities
AUTOMATIC DATA PROCESSING INC (ADP) 11/9/15
2/16/16
124.000
14.000
86.393
83.874
102.370
102.370
10,712.72
1,174.23
12,693.88
1,433.18
1,981.16
258.95
LT
LT
Total 138.000 11,886.95 14,127.06 2,240.11 LT 315.00 2.22
Next Dividend Payable 07/2017; Asset Class: Equities
AVALONBAY COMM INC (AVB) 11/9/15
2/16/16
5/10/16
78.000
11.000
16.000
169.190
164.841
192.079
191.240
191.240
191.240
13,196.82
1,813.25
3,073.27
14,916.72
2,103.64
3,059.84
1,719.90
290.39
(13.43)
LT
LT
LT
Total 105.000 18,083.34 20,080.20 1,996.86 LT 596.00 2.96
Next Dividend Payable 07/2017; Asset Class: Alt
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 49 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
BANK OF AMERICA CORP (BAC) 7/27/16
8/15/16
8/30/16
1,540.000
451.000
273.000
14.631
15.010
15.935
22.410
22.410
22.410
22,532.05
6,769.51
4,350.34
34,511.40
10,106.91
6,117.93
11,979.35
3,337.40
1,767.59
ST
ST
ST
11/4/16 671.000 16.695 22.410 11,202.35 15,037.11 3,834.76 ST
12/1/16 133.000 21.847 22.410 2,905.68 2,980.53 74.85 ST
Total 3,068.000 47,759.93 68,753.88 20,993.95 ST 920.00 1.33
Next Dividend Payable 06/30/17; Asset Class: Equities
BB & T CORP (BBT) 10/22/14
1/6/15
12/2/15
77.000
451.000
49.000
36.349
36.810
38.459
41.650
41.650
41.650
2,798.86
16,601.17
1,884.48
3,207.05
18,784.15
2,040.85
408.19
2,182.98
156.37
LT
LT
LT
2/16/16 39.000 32.787 41.650 1,278.71 1,624.35 345.64 LT
12/9/16 126.000 46.725 41.650 5,887.34 5,247.90 (639.44)ST
Total 742.000 28,450.56 30,904.30 3,093.18
(639.44)
LT
ST
890.00 2.87
Next Dividend Payable 06/01/17; Asset Class: Equities
BECTON DICKINSON & CO (BDX) 11/9/15
2/16/16
4/22/16
86.000
17.000
22.000
152.187
142.173
159.086
189.230
189.230
189.230
13,088.06
2,416.94
3,499.89
16,273.78
3,216.91
4,163.06
3,185.72
799.97
663.17
LT
LT
LT
Total 125.000 19,004.89 23,653.75 4,648.86 LT 365.00 1.54
Next Dividend Payable 06/2017; Asset Class: Equities
BEST BUY CO (BBY) 11/9/15
3/13/17
244.000
43.000
35.315
44.807
59.390
59.390
8,616.98
1,926.72
14,491.16
2,553.77
5,874.18
627.05
LT
ST
Total 287.000 10,543.70 17,044.93 5,874.18
627.05
LT
ST
390.00 2.28
Next Dividend Payable 07/2017; Asset Class: Equities
BLACKROCK INC (BLK) 11/9/15
12/15/15
2/16/16
93.000
14.000
7.000
349.118
325.244
314.557
409.240
409.240
409.240
32,468.00
4,553.42
2,201.90
38,059.32
5,729.36
2,864.68
5,591.32
1,175.94
662.78
LT
LT
LT
4/22/16 11.000 368.615 409.240 4,054.77 4,501.64 446.87 LT
Total 125.000 43,278.09 51,155.00 7,876.91 LT 1,250.00 2.44
Next Dividend Payable 06/2017; Asset Class: Equities
BOSTON PROPERTIES INC (BXP) 2/16/16
3/11/16
25.000
47.000
109.950
120.097
121.320
121.320
2,748.74
5,644.58
3,033.00
5,702.04
284.26
57.46
LT
LT
Total 72.000 8,393.32 8,735.04 341.72 LT 216.00 2.47
Next Dividend Payable 07/2017; Asset Class: Alt
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 50 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
BRISTOL MYERS SQUIBB CO (BMY) 11/9/15
2/16/16
334.000
30.000
64.769
62.057
53.950
53.950
21,632.71
1,861.72
18,019.30
1,618.50
(3,613.41)
(243.22)
LT
LT
Total 364.000 23,494.43 19,637.80 (3,856.63)LT 568.00 2.89
Next Dividend Payable 08/2017; Asset Class: Equities
CAPITAL ONE FINANCIAL CORP (COF) 1/16/15
7/28/15
2/23/16
89.000
66.000
79.000
76.305
78.973
65.879
76.920
76.920
76.920
6,791.15
5,212.20
5,204.43
6,845.88
5,076.72
6,076.68
54.73
(135.48)
872.25
LT
LT
LT
12/9/16 51.000 89.799 76.920 4,579.73 3,922.92 (656.81)ST
Total 285.000 21,787.51 21,922.20 791.50
(656.81)
LT
ST
456.00 2.08
Next Dividend Payable 08/2017; Asset Class: Equities
CHEVRON CORP (CVX) 11/9/15
2/16/16
4/13/16
262.000
97.000
44.000
92.422
84.320
97.547
103.480
103.480
103.480
24,214.49
8,179.04
4,292.05
27,111.76
10,037.56
4,553.12
2,897.27
1,858.52
261.07
LT
LT
LT
4/22/16 17.000 102.160 103.480 1,736.72 1,759.16 22.44 LT
11/1/16 57.000 106.339 103.480 6,061.33 5,898.36 (162.97)ST
1/3/17 28.000 117.528 103.480 3,290.78 2,897.44 (393.34)ST
2/14/17 47.000 111.900 103.480 5,259.30 4,863.56 (395.74)ST
2/28/17 45.000 111.981 103.480 5,039.14 4,656.60 (382.54)ST
Total 597.000 58,072.85 61,777.56 5,039.30
(1,334.59)
LT
ST
2,579.00 4.17
Next Dividend Payable 06/12/17; Asset Class: Equities
CHUBB LTD (CB) 11/9/15
2/16/16
124.000
15.000
112.204
115.673
143.190
143.190
13,913.31
1,735.10
17,755.56
2,147.85
3,842.25
412.75
LT
LT
Total 139.000 15,648.41 19,903.41 4,255.00 LT 395.00 1.98
Next Dividend Payable 07/2017; Asset Class: Equities
CINCINNATI FINANCIAL OHIO (CINF) 11/9/15
2/16/16
121.000
19.000
60.074
61.982
70.080
70.080
7,268.97
1,177.66
8,479.68
1,331.52
1,210.71
153.86
LT
LT
Total 140.000 8,446.63 9,811.20 1,364.57 LT 280.00 2.85
Next Dividend Payable 07/2017; Asset Class: Equities
CINEMARK HOLDINGS INC. (CNK) 11/9/15
3/13/17
229.000
31.000
36.954
43.954
39.570
39.570
8,462.40
1,362.56
9,061.53
1,226.67
599.13
(135.89)
LT
ST
Total 260.000 9,824.96 10,288.20 599.13
(135.89)
LT
ST
302.00 2.93
Next Dividend Payable 06/2017; Asset Class: Equities
CME GROUP INC (CME) 11/9/15 390.000 97.152 117.290 37,889.12 45,743.10 7,853.98 LT 1,030.00 2.25
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 51 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 06/2017; Asset Class: Equities
CMS ENERGY CP (CMS) 11/9/15
2/16/16
362.000
70.000
34.269
38.860
47.410
47.410
12,405.34
2,720.23
17,162.42
3,318.70
4,757.08
598.47
LT
LT
Total 432.000 15,125.57 20,481.12 5,355.55 LT 575.00 2.80
Next Dividend Payable 08/2017; Asset Class: Equities
COCA COLA CO (KO) 4/24/15 275.000 40.958 45.470 11,263.37 12,504.25 1,240.88 LT 407.00 3.25
Next Dividend Payable 07/2017; Asset Class: Equities
COMCAST CORP (NEW) CLASS A (CMCSA) 11/9/15
12/2/15
2/16/16
360.000
106.000
50.000
30.639
30.300
28.734
41.690
41.690
41.690
11,030.13
3,211.76
1,436.68
15,008.40
4,419.14
2,084.50
3,978.27
1,207.38
647.82
LT
LT
LT
Total 516.000 15,678.57 21,512.04 5,833.47 LT 325.00 1.51
Next Dividend Payable 07/2017; Asset Class: Equities
CONOCOPHILLIPS (COP) 11/9/15
4/26/16
5/10/16
458.000
6.000
73.000
54.731
47.398
42.162
44.690
44.690
44.690
25,066.57
284.39
3,077.81
20,468.02
268.14
3,262.37
(4,598.55)
(16.25)
184.56
LT
LT
LT
6/7/16 100.000 47.428 44.690 4,742.83 4,469.00 (273.83)ST
6/22/16 95.000 44.080 44.690 4,187.58 4,245.55 57.97 ST
11/2/16 102.000 43.105 44.690 4,396.71 4,558.38 161.67 ST
11/9/16 75.000 45.773 44.690 3,432.97 3,351.75 (81.22)ST
11/18/16 160.000 44.940 44.690 7,190.40 7,150.40 (40.00)ST
Total 1,069.000 52,379.26 47,773.61 (4,430.24)
(175.41)
LT
ST
1,133.00 2.37
Next Dividend Payable 06/01/17; Asset Class: Equities
CULLEN FROST BANKERS INC (CFR) 11/17/15 140.000 69.508 91.660 9,731.12 12,832.40 3,101.28 LT 319.00 2.48
Next Dividend Payable 06/15/17; Asset Class: Equities
DISCOVER FINCL SVCS (DFS) 11/9/15
12/2/15
4/25/16
65.000
33.000
103.000
56.990
56.050
56.680
58.700
58.700
58.700
3,704.35
1,849.65
5,838.03
3,815.50
1,937.10
6,046.10
111.15
87.45
208.07
LT
LT
LT
12/9/16 70.000 72.040 58.700 5,042.80 4,109.00 (933.80)ST
Total 271.000 16,434.83 15,907.70 406.67
(933.80)
LT
ST
325.00 2.04
Next Dividend Payable 08/2017; Asset Class: Equities
DOVER CORP (DOV) 9/29/16
11/1/16
11/10/16
80.000
49.000
31.000
71.701
66.690
71.550
82.550
82.550
82.550
5,736.06
3,267.81
2,218.05
6,604.00
4,044.95
2,559.05
867.94
777.14
341.00
ST
ST
ST
11/18/16 32.000 70.000 82.550 2,240.00 2,641.60 401.60 ST
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
3
6
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 52 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
2/2/17 35.000 77.571 82.550 2,714.99 2,889.25 174.26 ST
Total 227.000 16,176.91 18,738.85 2,561.94 ST 400.00 2.13
Next Dividend Payable 06/15/17; Asset Class: Equities
DR PEPPER SNAPPLE GROUP INC (DPS) 11/9/15
2/16/16
3/31/17
169.000
27.000
48.000
85.736
91.919
97.943
92.810
92.810
92.810
14,489.33
2,481.81
4,701.25
15,684.89
2,505.87
4,454.88
1,195.56
24.06
(246.37)
LT
LT
ST
Total 244.000 21,672.39 22,645.64 1,219.62
(246.37)
LT
ST
566.00 2.49
Next Dividend Payable 07/2017; Asset Class: Equities
DTE ENERGY COMPANY (DTE) 11/9/15 40.000 79.210 109.520 3,168.40 4,380.80 1,212.40 LT 132.00 3.01
Next Dividend Payable 07/2017; Asset Class: Equities
DU PONT EI DE NEMOURS & CO (DD) 11/9/15
12/2/15
2/16/16
137.000
43.000
20.000
66.550
67.279
58.788
78.920
78.920
78.920
9,117.35
2,892.98
1,175.76
10,812.04
3,393.56
1,578.40
1,694.69
500.58
402.64
LT
LT
LT
5/1/17 41.000 79.826 78.920 3,272.87 3,235.72 (37.15)ST
Total 241.000 16,458.96 19,019.72 2,597.91
(37.15)
LT
ST
366.00 1.92
Next Dividend Payable 06/12/17; Asset Class: Equities
EDISON INTERNATIONAL (EIX) 11/9/15
2/16/16
234.000
45.000
59.158
61.827
81.570
81.570
13,843.07
2,782.22
19,087.38
3,670.65
5,244.31
888.43
LT
LT
Total 279.000 16,625.29 22,758.03 6,132.74 LT 605.00 2.65
Next Dividend Payable 07/2017; Asset Class: Equities
ELI LILLY & CO (LLY) 11/9/15
12/2/15
2/16/16
145.000
27.000
20.000
79.241
84.716
73.052
79.570
79.570
79.570
11,490.02
2,287.33
1,461.04
11,537.65
2,148.39
1,591.40
47.63
(138.94)
130.36
LT
LT
LT
5/17/16 34.000 76.509 79.570 2,601.30 2,705.38 104.08 LT
Total 226.000 17,839.69 17,982.82 143.13 LT 470.00 2.61
Next Dividend Payable 06/09/17; Asset Class: Equities
EXXON MOBIL CORP (XOM) 11/9/15
2/16/16
442.000
84.000
82.058
81.082
80.500
80.500
36,269.60
6,810.88
35,581.00
6,762.00
(688.60)
(48.88)
LT
LT
Total 526.000 43,080.48 42,343.00 (737.48)LT 1,620.00 3.82
Next Dividend Payable 06/09/17; Asset Class: Equities
FIDELITY NATL INFORMATION SE (FIS) 11/9/15
2/16/16
221.000
28.000
66.206
58.557
85.870
85.870
14,631.55
1,639.60
18,977.27
2,404.36
4,345.72
764.76
LT
LT
Total 249.000 16,271.15 21,381.63 5,110.48 LT 289.00 1.35
Next Dividend Payable 06/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 53 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
GENERAL ELECTRIC CO (GE) 4/11/17
4/25/17
414.000
220.000
30.027
29.485
27.380
27.380
12,431.30
6,486.70
11,335.32
6,023.60
(1,095.98)
(463.10)
ST
ST
Total 634.000 18,918.00 17,358.92 (1,559.08)ST 609.00 3.50
Next Dividend Payable 07/2017; Asset Class: Equities
GENL DYNAMICS CORP (GD) 12/15/15
2/16/16
5/2/16
27.000
60.000
19.000
138.700
131.015
142.396
203.250
203.250
203.250
3,744.90
7,860.90
2,705.52
5,487.75
12,195.00
3,861.75
1,742.85
4,334.10
1,156.23
LT
LT
LT
7/1/16 32.000 141.083 203.250 4,514.66 6,504.00 1,989.34 ST
9/16/16 30.000 151.111 203.250 4,533.32 6,097.50 1,564.18 ST
11/18/16 13.000 166.955 203.250 2,170.41 2,642.25 471.84 ST
Total 181.000 25,529.71 36,788.25 7,233.18
4,025.36
LT
ST
608.00 1.65
Next Dividend Payable 08/2017; Asset Class: Equities
GENUINE PARTS CO (GPC) 11/9/15
2/16/16
5/2/16
154.000
15.000
34.000
88.604
90.635
96.439
92.620
92.620
92.620
13,645.09
1,359.52
3,278.93
14,263.48
1,389.30
3,149.08
618.39
29.78
(129.85)
LT
LT
LT
11/1/16 25.000 88.972 92.620 2,224.29 2,315.50 91.21 ST
11/18/16 25.000 94.179 92.620 2,354.47 2,315.50 (38.97)ST
11/30/16 26.000 96.832 92.620 2,517.62 2,408.12 (109.50)ST
Total 279.000 25,379.92 25,840.98 518.32
(57.26)
LT
ST
753.00 2.91
Next Dividend Payable 07/2017; Asset Class: Equities
GILEAD SCIENCE (GILD) 2/16/16
5/17/16
7/20/16
69.000
26.000
41.000
90.730
83.513
86.953
64.890
64.890
64.890
6,260.40
2,171.35
3,565.07
4,477.41
1,687.14
2,660.49
(1,782.99)
(484.21)
(904.58)
LT
LT
ST
Total 136.000 11,996.82 8,825.04 (2,267.20)
(904.58)
LT
ST
283.00 3.20
Next Dividend Payable 06/2017; Asset Class: Equities
HARTFORD FIN SERS GRP INC (HIG) 11/9/15
2/16/16
1/3/17
635.000
78.000
67.000
46.785
41.159
47.738
49.390
49.390
49.390
29,708.16
3,210.39
3,198.45
31,362.65
3,852.42
3,309.13
1,654.49
642.03
110.68
LT
LT
ST
Total 780.000 36,117.00 38,524.20 2,296.52
110.68
LT
ST
718.00 1.86
Next Dividend Payable 07/03/17; Asset Class: Equities
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
3
7
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 54 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
HCP INCORPORATED (HCP) 11/9/15
12/2/15
8/3/16
87.000
55.000
174.000
28.611
31.271
35.512
31.340
31.340
31.340
2,489.18
1,719.92
6,179.01
2,726.58
1,723.70
5,453.16
237.40
3.78
(725.85)
LT
LT
ST
R
R
R
Total 316.000 10,388.11 9,903.44 241.18
(725.85)
LT
ST
468.00 4.72
Next Dividend Payable 08/2017; Asset Class: Alt
HOME DEPOT INC (HD) 11/9/15
2/16/16
5/2/16
212.000
18.000
22.000
124.061
119.501
135.500
153.510
153.510
153.510
26,301.00
2,151.01
2,981.01
32,544.12
2,763.18
3,377.22
6,243.12
612.17
396.21
LT
LT
LT
12/13/16 38.000 136.217 153.510 5,176.25 5,833.38 657.13 ST
Total 290.000 36,609.27 44,517.90 7,251.50
657.13
LT
ST
1,032.00 2.31
Next Dividend Payable 06/15/17; Asset Class: Equities
HONEYWELL INTERNATIONAL INC (HON) 11/9/15
2/16/16
4/22/16
142.000
22.000
30.000
101.819
104.144
112.641
132.990
132.990
132.990
14,458.23
2,291.17
3,379.23
18,884.58
2,925.78
3,989.70
4,426.35
634.61
610.47
LT
LT
LT
9/16/16 26.000 113.462 132.990 2,950.00 3,457.74 507.74 ST
10/5/16 18.000 115.189 132.990 2,073.41 2,393.82 320.41 ST
11/1/16 20.000 109.239 132.990 2,184.78 2,659.80 475.02 ST
11/10/16 21.000 113.500 132.990 2,383.50 2,792.79 409.29 ST
Total 279.000 29,720.32 37,104.21 5,671.43
1,712.46
LT
ST
742.00 1.99
Next Dividend Payable 06/09/17; Asset Class: Equities
ILL TOOL WORKS INC (ITW) 11/9/15
2/16/16
232.000
32.000
91.119
93.097
141.220
141.220
21,139.61
2,979.10
32,763.04
4,519.04
11,623.43
1,539.94
LT
LT
Total 264.000 24,118.71 37,282.08 13,163.37 LT 686.00 1.84
Next Dividend Payable 07/2017; Asset Class: Equities
INTL FLAVORS & FRAGRANCES (IFF) 2/16/16
6/30/16
34.000
17.000
107.500
124.169
137.890
137.890
3,655.00
2,110.88
4,688.26
2,344.13
1,033.26
233.25
LT
ST
Total 51.000 5,765.88 7,032.39 1,033.26
233.25
LT
ST
131.00 1.86
Next Dividend Payable 07/2017; Asset Class: Equities
JOHNSON & JOHNSON (JNJ) 11/9/15
2/16/16
1/3/17
428.000
52.000
26.000
100.780
102.294
115.840
128.250
128.250
128.250
43,134.05
5,319.31
3,011.84
54,891.00
6,669.00
3,334.50
11,756.95
1,349.69
322.66
LT
LT
ST
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 55 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 506.000 51,465.20 64,894.50 13,106.64
322.66
LT
ST
1,700.00 2.61
Next Dividend Payable 06/13/17; Asset Class: Equities
KIMBERLY CLARK CORP (KMB) 11/9/15
11/16/15
12/2/15
45.000
47.000
27.000
117.761
119.094
119.967
129.730
129.730
129.730
5,299.26
5,597.40
3,239.11
5,837.85
6,097.31
3,502.71
538.59
499.91
263.60
LT
LT
LT
2/16/16 16.000 128.298 129.730 2,052.77 2,075.68 22.91 LT
5/2/16 14.000 125.899 129.730 1,762.58 1,816.22 53.64 LT
Total 149.000 17,951.12 19,329.77 1,378.65 LT 578.00 2.99
Next Dividend Payable 07/2017; Asset Class: Equities
KLA TENCOR CORP (KLAC) 11/9/15
2/16/16
214.000
25.000
66.847
65.048
104.000
104.000
14,305.28
1,626.19
22,256.00
2,600.00
7,950.72
973.81
LT
LT
Total 239.000 15,931.47 24,856.00 8,924.53 LT 516.00 2.07
Next Dividend Payable 06/01/17; Asset Class: Equities
KRAFT HEINZ CO (KHC) 11/9/15
11/4/16
2/14/17
60.000
53.000
53.000
68.627
83.562
90.140
92.200
92.200
92.200
4,117.64
4,428.79
4,777.42
5,532.00
4,886.60
4,886.60
1,414.36
457.81
109.18
LT
ST
ST
R
R
3/31/17 43.000 90.912 92.200 3,909.22 3,964.60 55.38 ST
Total 209.000 17,233.07 19,269.80 1,414.36
622.37
LT
ST
502.00 2.60
Next Dividend Payable 06/16/17; Asset Class: Equities
L BRANDS INC COM (LB) 11/9/15
2/16/16
4/28/16
133.000
22.000
77.000
93.679
82.768
79.153
51.600
51.600
51.600
12,459.28
1,820.90
6,094.76
6,862.80
1,135.20
3,973.20
(5,596.48)
(685.70)
(2,121.56)
LT
LT
LT
11/1/16 34.000 65.864 51.600 2,239.39 1,754.40 (484.99)ST
Total 266.000 22,614.33 13,725.60 (8,403.74)
(484.99)
LT
ST
638.00 4.64
Next Dividend Payable 06/16/17; Asset Class: Equities
M&T BANK CORP (MTB) 2/18/16 126.000 105.995 156.470 13,355.42 19,715.22 6,359.80 LT 378.00 1.91
Next Dividend Payable 06/30/17; Asset Class: Equities
MC DONALDS CORP (MCD) 4/26/17 53.000 140.734 150.890 7,458.91 7,997.17 538.26 ST 199.00 2.48
Next Dividend Payable 06/2017; Asset Class: Equities
MERCK & CO INC NEW COM (MRK) 11/9/15
2/16/16
639.000
66.000
54.145
49.967
65.110
65.110
34,598.40
3,297.84
41,605.29
4,297.26
7,006.89
999.42
LT
LT
Total 705.000 37,896.24 45,902.55 8,006.31 LT 1,325.00 2.88
Next Dividend Payable 07/2017; Asset Class: Equities
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
3
8
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 56 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
METLIFE INCORPORATED (MET) 3/26/15
12/2/15
2/16/16
420.000
42.000
36.000
50.812
50.830
38.167
50.590
50.590
50.590
21,341.17
2,134.86
1,374.01
21,247.80
2,124.78
1,821.24
(93.37)
(10.08)
447.23
LT
LT
LT
4/26/16 149.000 46.574 50.590 6,939.56 7,537.91 598.35 LT
8/3/16 160.000 43.474 50.590 6,955.86 8,094.40 1,138.54 ST
Total 807.000 38,745.46 40,826.13 942.13
1,138.54
LT
ST
1,291.00 3.16
Next Dividend Payable 06/13/17; Asset Class: Equities
MICROSOFT CORP (MSFT) 11/9/15
2/16/16
3/11/16
452.000
48.000
129.000
53.859
50.847
52.916
69.840
69.840
69.840
24,344.36
2,440.67
6,826.14
31,567.68
3,352.32
9,009.36
7,223.32
911.65
2,183.22
LT
LT
LT
4/22/16 78.000 51.277 69.840 3,999.62 5,447.52 1,447.90 LT
Total 707.000 37,610.79 49,376.88 11,766.09 LT 1,103.00 2.23
Next Dividend Payable 06/08/17; Asset Class: Equities
MOLSON COORS BREWING CO CL B (TAP) 2/16/16
3/11/16
6/9/16
56.000
56.000
41.000
85.084
91.748
102.969
94.790
94.790
94.790
4,764.73
5,137.89
4,221.72
5,308.24
5,308.24
3,886.39
543.51
170.35
(335.33)
LT
LT
ST
5/10/17 42.000 92.762 94.790 3,896.02 3,981.18 85.16 ST
Total 195.000 18,020.36 18,484.05 713.86
(250.17)
LT
ST
320.00 1.73
Next Dividend Payable 06/15/17; Asset Class: Equities
MONDELEZ INTL INC COM (MDLZ) 11/9/15
12/2/15
2/16/16
336.000
78.000
26.000
43.587
43.576
38.477
46.590
46.590
46.590
14,645.27
3,398.89
1,000.41
15,654.24
3,634.02
1,211.34
1,008.97
235.13
210.93
LT
LT
LT
R
R
R
5/2/16 62.000 43.590 46.590 2,702.61 2,888.58 185.97 LT R
Total 502.000 21,747.18 23,388.18 1,641.00 LT 382.00 1.63
Next Dividend Payable 07/2017; Asset Class: Equities
NEXTERA ENERGY INC (NEE) 11/9/15
2/16/16
90.000
53.000
98.693
111.972
141.440
141.440
8,882.37
5,934.49
12,729.60
7,496.32
3,847.23
1,561.83
LT
LT
Total 143.000 14,816.86 20,225.92 5,409.06 LT 562.00 2.77
Next Dividend Payable 06/15/17; Asset Class: Equities
NISOURCE INC (NI) 11/9/15
2/16/16
498.000
71.000
18.870
21.180
26.070
26.070
9,397.26
1,503.78
12,982.86
1,850.97
3,585.60
347.19
LT
LT
Total 569.000 10,901.04 14,833.83 3,932.79 LT 398.00 2.68
Next Dividend Payable 08/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 57 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
NORFOLK SOUTHERN CORP (NSC) 9/28/15
11/16/15
43.000
107.000
75.028
87.720
124.030
124.030
3,226.20
9,386.04
5,333.29
13,271.21
2,107.09
3,885.17
LT
LT
Total 150.000 12,612.24 18,604.50 5,992.26 LT 366.00 1.96
Next Dividend Payable 06/10/17; Asset Class: Equities
NORTHERN TRUST CORP (NTRS) 11/9/15
2/16/16
242.000
21.000
73.857
58.690
87.440
87.440
17,873.37
1,232.49
21,160.48
1,836.24
3,287.11
603.75
LT
LT
Total 263.000 19,105.86 22,996.72 3,890.86 LT 400.00 1.73
Next Dividend Payable 07/01/17; Asset Class: Equities
OCCIDENTAL PETROLEUM CORP DE (OXY) 11/9/15
11/16/15
2/16/16
438.000
73.000
60.000
75.174
74.307
67.715
58.930
58.930
58.930
32,926.40
5,424.38
4,062.89
25,811.34
4,301.89
3,535.80
(7,115.06)
(1,122.49)
(527.09)
LT
LT
LT
5/2/16 38.000 76.220 58.930 2,896.37 2,239.34 (657.03)LT
11/18/16 39.000 68.690 58.930 2,678.91 2,298.27 (380.64)ST
2/2/17 43.000 68.830 58.930 2,959.69 2,533.99 (425.70)ST
5/5/17 118.000 59.879 58.930 7,065.67 6,953.74 (111.93)ST
Total 809.000 58,014.31 47,674.37 (9,421.67)
(918.27)
LT
ST
2,459.00 5.15
Next Dividend Payable 07/2017; Asset Class: Equities
PEPSICO INC NC (PEP) 2/16/16
3/11/16
1/23/17
60.000
62.000
36.000
98.470
101.232
103.767
116.870
116.870
116.870
5,908.20
6,276.38
3,735.61
7,012.20
7,245.94
4,207.32
1,104.00
969.56
471.71
LT
LT
ST
Total 158.000 15,920.19 18,465.46 2,073.56
471.71
LT
ST
509.00 2.75
Next Dividend Payable 06/30/17; Asset Class: Equities
PFIZER INC (PFE) 11/27/15
2/16/16
4/22/16
1,076.000
145.000
91.000
32.760
29.655
33.359
32.650
32.650
32.650
35,249.76
4,300.02
3,035.67
35,131.40
4,734.25
2,971.15
(118.36)
434.23
(64.52)
LT
LT
LT
Total 1,312.000 42,585.45 42,836.80 251.35 LT 1,679.00 3.91
Next Dividend Payable 06/01/17; Asset Class: Equities
PHILIP MORRIS INTL INC (PM) 11/9/15
2/16/16
114.000
24.000
85.028
89.898
119.800
119.800
9,693.23
2,157.54
13,657.20
2,875.20
3,963.97
717.66
LT
LT
Total 138.000 11,850.77 16,532.40 4,681.63 LT 574.00 3.47
Next Dividend Payable 07/2017; Asset Class: Equities
PNC FINL SVCS GP (PNC) 11/9/15
2/16/16
1/3/17
417.000
34.000
52.000
94.170
84.041
117.692
118.700
118.700
118.700
39,268.89
2,857.39
6,119.97
49,497.90
4,035.80
6,172.40
10,229.01
1,178.41
52.43
LT
LT
ST
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
3
9
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 58 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 503.000 48,246.25 59,706.10 11,407.42
52.43
LT
ST
1,107.00 1.85
Next Dividend Payable 08/2017; Asset Class: Equities
PPG INDUSTRIES INC (PPG) 11/9/15
12/2/15
2/16/16
101.000
27.000
41.000
101.538
105.605
93.488
106.360
106.360
106.360
10,255.36
2,851.34
3,833.01
10,742.36
2,871.72
4,360.76
487.00
20.38
527.75
LT
LT
LT
8/2/16 29.000 103.710 106.360 3,007.58 3,084.44 76.86 ST
5/1/17 28.000 109.781 106.360 3,073.87 2,978.08 (95.79)ST
Total 226.000 23,021.16 24,037.36 1,035.13
(18.93)
LT
ST
362.00 1.50
Next Dividend Payable 06/12/17; Asset Class: Equities
PRAXAIR INC (PX) 11/18/15
12/2/15
2/16/16
40.000
15.000
11.000
114.306
110.562
104.072
132.290
132.290
132.290
4,572.26
1,658.43
1,144.79
5,291.60
1,984.35
1,455.19
719.34
325.92
310.40
LT
LT
LT
5/2/16 25.000 118.124 132.290 2,953.11 3,307.25 354.14 LT
7/1/16 40.000 113.226 132.290 4,529.05 5,291.60 762.55 ST
Total 131.000 14,857.64 17,329.99 1,709.80
762.55
LT
ST
413.00 2.38
Next Dividend Payable 06/2017; Asset Class: Equities
PROCTER & GAMBLE (PG) 11/9/15
2/16/16
44.000
30.000
75.300
81.277
88.090
88.090
3,313.20
2,438.32
3,875.96
2,642.70
562.76
204.38
LT
LT
Total 74.000 5,751.52 6,518.66 767.14 LT 204.00 3.12
Next Dividend Payable 08/2017; Asset Class: Equities
PROGRESSIVE CORP OHIO (PGR) 11/9/15
3/13/17
210.000
23.000
31.398
39.600
42.430
42.430
6,593.64
910.80
8,910.30
975.89
2,316.66
65.09
LT
ST
Total 233.000 7,504.44 9,886.19 2,316.66
65.09
LT
ST
159.00 1.60
Next Dividend Payable 02/2018; Asset Class: Equities
PRUDENTIAL FINANCIAL INC (PRU) 11/9/15
2/16/16
6/30/16
181.000
16.000
43.000
85.905
63.569
69.758
104.850
104.850
104.850
15,548.82
1,017.10
2,999.60
18,977.85
1,677.60
4,508.55
3,429.03
660.50
1,508.95
LT
LT
ST
Total 240.000 19,565.52 25,164.00 4,089.53
1,508.95
LT
ST
720.00 2.86
Next Dividend Payable 06/15/17; Asset Class: Equities
QUALCOMM INC (QCOM) 9/8/15
1/23/17
201.000
96.000
55.087
55.558
57.270
57.270
11,072.43
5,333.54
11,511.27
5,497.92
438.84
164.38
LT
ST
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 59 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 297.000 16,405.97 17,009.19 438.84
164.38
LT
ST
677.00 3.98
Next Dividend Payable 06/21/17; Asset Class: Equities
R P M INC (RPM) 11/9/15
12/2/15
4/19/17
119.000
39.000
87.000
45.561
47.277
50.825
54.230
54.230
54.230
5,421.74
1,843.82
4,421.75
6,453.37
2,114.97
4,718.01
1,031.63
271.15
296.26
LT
LT
ST
Total 245.000 11,687.31 13,286.35 1,302.78
296.26
LT
ST
294.00 2.21
Next Dividend Payable 07/2017; Asset Class: Equities
REPUBLIC SERVICES INC (RSG) 11/9/15
2/16/16
4/26/16
297.000
30.000
119.000
43.578
45.157
45.927
63.610
63.610
63.610
12,942.81
1,354.71
5,465.28
18,892.17
1,908.30
7,569.59
5,949.36
553.59
2,104.31
LT
LT
LT
9/16/16 44.000 50.060 63.610 2,202.62 2,798.84 596.22 ST
10/5/16 46.000 50.082 63.610 2,303.78 2,926.06 622.28 ST
Total 536.000 24,269.20 34,094.96 8,607.26
1,218.50
LT
ST
686.00 2.01
Next Dividend Payable 07/2017; Asset Class: Equities
REYNOLDS AMERICAN INC (RAI) 4/28/16
8/3/16
12/1/16
84.000
87.000
2.000
49.186
49.204
53.787
67.250
67.250
67.250
4,131.65
4,280.74
107.57
5,649.00
5,850.75
134.50
1,517.35
1,570.01
26.93
LT
ST
ST
Total 173.000 8,519.96 11,634.25 1,517.35
1,596.94
LT
ST
353.00 3.03
Next Dividend Payable 07/2017; Asset Class: Equities
S&P GLOBAL INC COM (SPGI) 11/9/15
2/16/16
36.000
11.000
96.094
87.584
142.810
142.810
3,459.38
963.42
5,141.16
1,570.91
1,681.78
607.49
LT
LT
Total 47.000 4,422.80 6,712.07 2,289.27 LT 77.00 1.14
Next Dividend Payable 06/12/17; Asset Class: Equities
SCHLUMBERGER LTD (SLB) 11/9/15
12/22/15
5/10/16
94.000
57.000
60.000
78.020
69.491
73.758
69.590
69.590
69.590
7,333.88
3,960.96
4,425.46
6,541.46
3,966.63
4,175.40
(792.42)
5.67
(250.06)
LT
LT
LT
8/30/16 38.000 81.296 69.590 3,089.24 2,644.42 (444.82)ST
11/7/16 85.000 79.150 69.590 6,727.75 5,915.15 (812.60)ST
Total 334.000 25,537.29 23,243.06 (1,036.81)
(1,257.42)
LT
ST
668.00 2.87
Next Dividend Payable 07/14/17; Asset Class: Equities
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
4
0
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 60 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
SIMON PPTY GROUP INC (SPG) 11/9/15
2/16/16
5/13/16
103.000
13.000
20.000
190.056
185.824
196.291
154.250
154.250
154.250
19,575.76
2,415.71
3,925.81
15,887.75
2,005.25
3,085.00
(3,688.01)
(410.46)
(840.81)
LT
LT
LT
Total 136.000 25,917.28 20,978.00 (4,939.28)LT 925.00 4.40
Next Dividend Payable 08/2017; Asset Class: Alt
SNAP-ON INC (SNA) 11/9/15 30.000 169.053 161.660 5,071.58 4,849.80 (221.78)LT 85.00 1.75
Next Dividend Payable 06/09/17; Asset Class: Equities
STANLEY BLACK & DECKER INC (SWK) 2/16/16
2/23/16
11/1/16
59.000
35.000
18.000
92.966
93.440
113.557
137.640
137.640
137.640
5,485.00
3,270.40
2,044.03
8,120.76
4,817.40
2,477.52
2,635.76
1,547.00
433.49
LT
LT
ST
5/1/17 20.000 136.363 137.640 2,727.25 2,752.80 25.55 ST
Total 132.000 13,526.68 18,168.48 4,182.76
459.04
LT
ST
306.00 1.68
Next Dividend Payable 06/2017; Asset Class: Equities
T ROWE PRICE GROUP INC (TROW) 11/17/15 306.000 75.381 70.440 23,066.68 21,554.64 (1,512.04)LT 698.00 3.23
Next Dividend Payable 06/2017; Asset Class: Equities
TEXAS INSTRUMENTS (TXN) 11/9/15
2/16/16
5/2/16
394.000
34.000
49.000
57.029
52.670
57.720
82.490
82.490
82.490
22,469.47
1,790.78
2,828.28
32,501.06
2,804.66
4,042.01
10,031.59
1,013.88
1,213.73
LT
LT
LT
Total 477.000 27,088.53 39,347.73 12,259.20 LT 954.00 2.42
Next Dividend Payable 08/2017; Asset Class: Equities
TIFFANY & COMPANY NEW (TIF) 11/9/15 113.000 79.957 86.960 9,035.18 9,826.48 791.30 LT 226.00 2.29
Next Dividend Payable 07/2017; Asset Class: Equities
TIME WARNER INC NEW (TWX) 11/9/15 161.000 68.505 99.490 11,029.30 16,017.89 4,988.59 LT 259.00 1.61
Next Dividend Payable 06/15/17; Asset Class: Equities
TRAVELERS COMPANIES INC COM (TRV) 11/9/15
12/2/15
2/16/16
304.000
25.000
34.000
112.610
114.880
107.191
124.850
124.850
124.850
34,233.41
2,872.00
3,644.51
37,954.40
3,121.25
4,244.90
3,720.99
249.25
600.39
LT
LT
LT
Total 363.000 40,749.92 45,320.55 4,570.63 LT 1,045.00 2.30
Next Dividend Payable 06/2017; Asset Class: Equities
U S BANCORP COM NEW (USB) 11/9/15
2/16/16
1/3/17
451.000
39.000
80.000
43.112
40.427
51.265
50.890
50.890
50.890
19,443.69
1,576.65
4,101.18
22,951.39
1,984.71
4,071.20
3,507.70
408.06
(29.98)
LT
LT
ST
Total 570.000 25,121.52 29,007.30 3,915.76
(29.98)
LT
ST
638.00 2.19
Next Dividend Payable 07/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 61 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
UNION PACIFIC CORP (UNP) 11/9/15
11/18/16
12/1/16
152.000
23.000
35.000
86.780
99.917
103.535
110.300
110.300
110.300
13,190.56
2,298.10
3,623.71
16,765.60
2,536.90
3,860.50
3,575.04
238.80
236.79
LT
ST
ST
3/1/17 28.000 110.375 110.300 3,090.50 3,088.40 (2.10)ST
5/1/17 22.000 112.187 110.300 2,468.11 2,426.60 (41.51)ST
Total 260.000 24,670.98 28,678.00 3,575.04
431.98
LT
ST
629.00 2.19
Next Dividend Payable 06/30/17; Asset Class: Equities
V F CORPORATION (VFC) 11/9/15
2/16/16
5/2/16
109.000
83.000
51.000
67.261
60.010
63.687
53.800
53.800
53.800
7,331.46
4,980.83
3,248.04
5,864.20
4,465.40
2,743.80
(1,467.26)
(515.43)
(504.24)
LT
LT
LT
Total 243.000 15,560.33 13,073.40 (2,486.93)LT 408.00 3.12
Next Dividend Payable 06/2017; Asset Class: Equities
VALERO ENERGY CP DELA NEW (VLO) 2/16/16
6/6/16
8/3/16
98.000
37.000
80.000
56.700
54.480
54.554
61.470
61.470
61.470
5,556.60
2,015.76
4,364.31
6,024.06
2,274.39
4,917.60
467.46
258.63
553.29
LT
ST
ST
11/30/16 40.000 62.110 61.470 2,484.38 2,458.80 (25.58)ST
2/2/17 38.000 65.630 61.470 2,493.94 2,335.86 (158.08)ST
Total 293.000 16,914.99 18,010.71 467.46
628.26
LT
ST
820.00 4.55
Next Dividend Payable 06/07/17; Asset Class: Equities
VALIDUS HOLDINGS LTD COM (VR) 11/9/15 100.000 45.163 53.400 4,516.26 5,340.00 823.74 LT 152.00 2.84
Next Dividend Payable 06/2017; Asset Class: Equities
VERIZON COMMUNICATIONS (VZ) 10/22/14
1/7/15
2/16/16
109.000
451.000
67.000
48.511
46.194
50.117
46.640
46.640
46.640
5,287.72
20,833.31
3,357.85
5,083.76
21,034.64
3,124.88
(203.96)
201.33
(232.97)
LT
LT
LT
5/2/16 55.000 51.210 46.640 2,816.55 2,565.20 (251.35)LT
2/2/17 56.000 47.987 46.640 2,687.25 2,611.84 (75.41)ST
Total 738.000 34,982.68 34,420.32 (486.95)
(75.41)
LT
ST
1,705.00 4.95
Next Dividend Payable 08/2017; Asset Class: Equities
WELLS FARGO & CO NEW (WFC) 11/9/15
2/16/16
4/22/16
1,082.000
155.000
61.000
55.310
48.336
50.555
51.140
51.140
51.140
59,845.53
7,492.02
3,083.87
55,333.48
7,926.70
3,119.54
(4,512.05)
434.68
35.67
LT
LT
LT
Total 1,298.000 70,421.42 66,379.72 (4,041.70)LT 1,973.00 2.97
Next Dividend Payable 06/01/17; Asset Class: Equities
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
4
1
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 62 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
WESTROCK CO COM (WRK) 11/9/15 90.000 46.464 54.420 4,181.76 4,897.80 716.04 LT 144.00 2.94
Next Dividend Payable 08/2017; Asset Class: Equities
WYNDHAM WORLDWIDE CORP (WYN) 11/9/15
12/2/15
55.000
26.000
80.528
76.296
100.990
100.990
4,429.01
1,983.69
5,554.45
2,625.74
1,125.44
642.05
LT
LT
Total 81.000 6,412.70 8,180.19 1,767.49 LT 188.00 2.29
Next Dividend Payable 06/09/17; Asset Class: Equities
XCEL ENERGY INC (XEL) 11/9/15
2/16/16
436.000
62.000
34.903
38.607
47.910
47.910
15,217.53
2,393.63
20,888.76
2,970.42
5,671.23
576.79
LT
LT
Total 498.000 17,611.16 23,859.18 6,248.02 LT 717.00 3.00
Next Dividend Payable 07/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 99.21%$2,101,005.35 $2,409,067.59 $277,091.43
$30,970.81
LT
ST
$62,577.00 2.60%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $2,101,005.35 $2,428,291.47 $277,091.43
$30,970.81
LT
ST
$62,579.00
$0.00
2.58%
TOTAL VALUE (includes accrued interest)100.00%$2,428,291.47
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
R - The cost basis for this tax lot was adjusted due to a reclassification of income.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $19,223.88 ——————
Stocks —$2,343,186.87 —$65,880.72 ———
TOTAL ALLOCATION OF ASSETS $19,223.88 $2,343,186.87 —$65,880.72 ———
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 63 of 126
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
5/1 5/4 Sold L BRANDS INC COM ACTED AS AGENT 53.000 $51.7945 $2,745.05
5/1 5/4 Sold AUTOMATIC DATA PROCESSING INC ACTED AS AGENT 26.000 103.7377 2,697.12
5/1 5/4 Sold WYNDHAM WORLDWIDE CORP ACTED AS AGENT 27.000 95.8423 2,587.68
5/1 5/4 Sold KIMBERLY CLARK CORP ACTED AS AGENT 18.000 129.8873 2,337.91
5/1 5/4 Bought DU PONT EI DE NEMOURS & CO ACTED AS AGENT 41.000 79.8261 (3,272.87)
5/1 5/4 Bought PPG INDUSTRIES INC ACTED AS AGENT 28.000 109.7810 (3,073.87)
5/1 5/4 Bought STANLEY BLACK & DECKER INC ACTED AS AGENT 20.000 136.3627 (2,727.25)
5/1 5/4 Bought UNION PACIFIC CORP ACTED AS AGENT 22.000 112.1866 (2,468.11)
5/5 5/10 Sold EXXON MOBIL CORP ACTED AS AGENT 71.000 81.7898 5,806.95
5/5 5/10 Bought OCCIDENTAL PETROLEUM CORP DE ACTED AS AGENT 118.000 59.8786 (7,065.67)
5/10 5/15 Bought MOLSON COORS BREWING CO CL B ACTED AS AGENT 42.000 92.7624 (3,896.02)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(6,329.08)
TOTAL PURCHASES $(22,503.79)
TOTAL SALES AND REDEMPTIONS $16,174.71
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
5/1 Qualified Dividend VERIZON COMMUNICATIONS $426.20
5/1 Qualified Dividend EDISON INTERNATIONAL 151.36
5/1 Qualified Dividend BRISTOL MYERS SQUIBB CO 141.96
5/5 Qualified Dividend PNC FINL SVCS GP 276.65
5/5 Qualified Dividend GENL DYNAMICS CORP 152.04
5/15 Qualified Dividend TEXAS INSTRUMENTS 238.50
5/15 Qualified Dividend ACCENTURE PLC IRELAND CL A 123.42
5/15 Qualified Dividend ABBOTT LABORATORIES 111.04
5/15 Qualified Dividend PROCTER & GAMBLE 51.03
5/15 Qualified Dividend ABBVIE INC COM 37.76
5/15 Qualified Dividend WESTROCK CO COM 36.00
5/18 Qualified Dividend APPLE INC 247.59
5/19 Qualified Dividend NISOURCE INC 99.58
5/19 Qualified Dividend AMERIPRISE FINCL INC 66.40
5/23 Dividend HCP INCORPORATED 116.92
5/25 Qualified Dividend CAPITAL ONE FINANCIAL CORP 114.00
5/25 Qualified Dividend DISCOVER FINCL SVCS 81.30
5/31 Dividend SIMON PPTY GROUP INC 238.00
5/31 Qualified Dividend CMS ENERGY CP 143.64
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 64 of 126
TAXABLE INCOME AND DISTRIBUTIONS (CONTINUED)
Activity Date Activity Type Description Comments Credits/(Debits)
5/31 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 05/01-05/31)
0.18
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $2,853.57
TOTAL QUALIFIED DIVIDENDS $2,498.47
TOTAL OTHER DIVIDENDS $354.92
TOTAL INTEREST $0.18
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
5/1 Automatic Investment BANK DEPOSIT PROGRAM $4,230.05
5/4 Automatic Redemption BANK DEPOSIT PROGRAM (1,174.34)
5/5 Automatic Investment BANK DEPOSIT PROGRAM 428.69
5/10 Automatic Redemption BANK DEPOSIT PROGRAM (1,258.72)
5/15 Automatic Redemption BANK DEPOSIT PROGRAM (3,298.27)
5/18 Automatic Investment BANK DEPOSIT PROGRAM 247.59
5/19 Automatic Investment BANK DEPOSIT PROGRAM 165.98
5/23 Automatic Investment BANK DEPOSIT PROGRAM 116.92
5/25 Automatic Investment BANK DEPOSIT PROGRAM 195.30
5/31 Automatic Investment BANK DEPOSIT PROGRAM 381.64
5/31 Automatic Investment BANK DEPOSIT PROGRAM 0.18
NET ACTIVITY FOR PERIOD $35.02
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
AUTOMATIC DATA PROCESSING INC 11/09/15 05/01/17 26.000 $2,697.12 $2,246.22 $450.90
EXXON MOBIL CORP 11/09/15 05/05/17 71.000 5,806.95 5,826.11 (19.16)
KIMBERLY CLARK CORP 11/09/15 05/01/17 18.000 2,337.91 2,119.70 218.21
L BRANDS INC COM 11/09/15 05/01/17 53.000 2,745.05 4,964.98 (2,219.93)
WYNDHAM WORLDWIDE CORP 11/09/15 05/01/17 27.000 2,587.68 2,174.24 413.44
Long-Term This Period $16,174.71 $17,331.25 $(1,156.54)
Long-Term Year to Date $76,579.04 $71,378.70 $5,200.34
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 65 of 126
LONG-TERM GAIN/(LOSS) (CONTINUED)
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)
Net Realized Gain/(Loss) This Period $16,174.71 $17,331.25 $(1,156.54)
Net Realized Gain/(Loss) Year to Date $89,239.21 $83,044.12 $6,195.09
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Tax Information Related To Your International Securities Holdings
You may be eligible to benefit from a reduction of the amount of foreign taxes you pay on dividends on international securities in your account. These taxes are withheld by foreign tax authorities. Contact your Financial
Advisor to determine qualification eligibility and requirements.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
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Page 66 of 126
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110134-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
TOTAL BEGINNING VALUE $1,551,148.86 $1,526,578.62
Credits ——
Debits —(4,948.83)
Security Transfers ——
Net Credits/Debits/Transfers —$(4,948.83)
Change in Value (13,196.71)16,322.36
TOTAL ENDING VALUE $1,537,952.15 $1,537,952.15
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period May 1-31, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR MAY
700
900
1,100
1,300
1,500
1,700
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 67 of 126
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Fixed Income & Preferreds
Alternatives
Market Value Percentage
Cash $34,005.94 2.21
Equities 1,391,242.89 90.46
Fixed Income & Preferreds 8,691.30 0.57
Alternatives 104,012.02 6.76
TOTAL VALUE $1,537,952.15 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 68 of 126
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 4/30/17)
This Period
(as of 5/31/17)
Cash, BDP, MMFs $41,278.00 $43,792.73
Stocks 1,500,683.66 1,495,254.91
ETFs & CEFs 9,187.20 8,691.30
Net Unsettled Purchases/Sales —(9,786.79)
Total Assets $1,551,148.86 $1,537,952.15
Total Liabilities (outstanding balance)——
TOTAL VALUE $1,551,148.86 $1,537,952.15
CASH FLOW
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
OPENING CASH, BDP, MMFs $41,278.00 $83,290.74
Purchases (51,765.11)(240,136.51)
Sales and Redemptions 43,645.75 185,629.46
Net Unsettled Purch/Sales 9,786.79 9,786.79
Income and Distributions 847.30 10,171.08
Total Investment Related Activity $2,514.73 $(34,549.18)
Other Debits —(4,948.83)
Total Cash Related Activity —$(4,948.83)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $43,792.73 $43,792.73
INCOME AND DISTRIBUTION SUMMARY
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
Qualified Dividends $755.10 $5,861.64
Other Dividends 91.84 4,307.34
Interest 0.36 2.10
Total Taxable Income And Distributions $847.30 $10,171.08
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $847.30 $10,171.08
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(5/1/17-5/31/17)
Realized This Year
(1/1/17-5/31/17)
Unrealized
Inception to Date
(as of 5/31/17)
Short-Term Gain $91.58 $6,548.22 $37,957.83
Short-Term (Loss)——(21,994.89)
Total Short-Term $91.58 $6,548.22 $15,962.94
Long-Term Gain 8,237.64 31,253.09 239,830.00
Long-Term (Loss)(4,253.49)(8,088.97)(61,590.24)
Total Long-Term $3,984.15 $23,164.12 $178,239.76
TOTAL GAIN/(LOSS)$4,075.73 $29,712.34 $194,202.70
Disallowed Loss —$833.52
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
Investment Objectives †: Capital Appreciation,Income Investment Advisory Account
Manager:Boston Partners - Smid Cap Value
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 69 of 126
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$43,792.73 —$4.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs $43,792.73 $4.00
NET UNSETTLED PURCHASES/SALES $(9,786.79)
CASH, BDP, AND MMFs (PROJECTED SETTLED BALANCE)2.21%$34,005.94
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
The “Projected Settled Balance” includes accrued interest on deposits and reflects the impact of unsettled purchases/sales.
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ABM INDUSTRIES INCORPORATED (ABM) 11/10/15
2/22/16
98.000
41.000
$28.575
31.774
$43.040
43.040
$2,800.36
1,302.75
$4,217.92
1,764.64
$1,417.56
461.89
LT
LT
Total 139.000 4,103.11 5,982.56 1,879.45 LT 95.00 1.58
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 70 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 08/2017; Asset Class: Equities
ACCO BRANDS CORP (ACCO) 4/4/17 573.000 13.506 11.350 7,739.17 6,503.55 (1,235.62)ST ——
Asset Class: Equities
AECOM (ACM) 11/10/15
2/22/16
110.000
126.000
30.858
26.720
32.110
32.110
3,394.33
3,366.72
3,532.10
4,045.86
137.77
679.14
LT
LT
Total 236.000 6,761.05 7,577.96 816.91 LT ——
Asset Class: Equities
AEGION CORP COM (AEGN) 11/10/15 168.000 21.384 19.790 3,592.50 3,324.72 (267.78)LT ——
Asset Class: Equities
AES CORP (AES) 11/10/15
2/22/16
569.000
68.000
9.664
9.446
11.680
11.680
5,498.87
642.33
6,645.92
794.24
1,147.05
151.91
LT
LT
R
R
Total 637.000 6,141.20 7,440.16 1,298.96 LT 306.00 4.11
Next Dividend Payable 08/2017; Asset Class: Equities
AGNC INVT CORP COM (AGNC) 11/10/15
2/22/16
3/13/17
213.000
28.000
37.000
17.420
17.718
19.260
20.790
20.790
20.790
3,710.40
496.10
712.62
4,428.27
582.12
769.23
717.87
86.02
56.61
LT
LT
ST
R
R
Total 278.000 4,919.12 5,779.62 803.89
56.61
LT
ST
600.00 10.38
Next Dividend Payable 06/08/17; Asset Class: Alt
AIR LEASE CORP CL A (AL) 10/28/15
10/28/15
11/6/15
24.000
65.000
92.000
33.674
33.454
34.982
36.920
36.920
36.920
808.18
2,174.50
3,218.35
886.08
2,399.80
3,396.64
77.90
225.30
178.29
LT
LT
LT
2/22/16 249.000 28.390 36.920 7,069.11 9,193.08 2,123.97 LT
6/24/16 216.000 26.235 36.920 5,666.80 7,974.72 2,307.92 ST
7/21/16 1.000 29.740 36.920 29.74 36.92 7.18 ST
1/11/17 24.000 35.980 36.920 863.52 886.08 22.56 ST
Total 671.000 19,830.20 24,773.32 2,605.46
2,337.66
LT
ST
201.00 0.81
Next Dividend Payable 07/2017; Asset Class: Equities
ALLY FINANCIAL INC (ALLY) 12/4/15
2/22/16
400.000
38.000
19.907
17.487
18.540
18.540
7,962.96
664.51
7,416.00
704.52
(546.96)
40.01
LT
LT
Total 438.000 8,627.47 8,120.52 (506.95)LT 140.00 1.72
Next Dividend Payable 08/2017; Asset Class: Equities
AMC NETWORKS INC CL A (AMCX) 5/19/17 145.000 53.209 52.980 7,715.26 7,682.10 (33.16)ST ——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 71 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
AMDOCS LIMITED ORD (DOX) 11/10/15
2/22/16
174.000
20.000
60.001
58.927
64.780
64.780
10,440.26
1,178.54
11,271.72
1,295.60
831.46
117.06
LT
LT
Total 194.000 11,618.80 12,567.32 948.52 LT 171.00 1.36
Next Dividend Payable 07/2017; Asset Class: Equities
ANWORTH MORTGAGE ASSET CORP (ANH) 11/10/15 457.000 4.700 6.050 2,147.90 2,764.85 616.95 LT 274.00 9.91
Next Dividend Payable 07/2017; Asset Class: Alt
ARES COMMERCIAL REAL EST CORP (ACRE) 11/10/15
2/22/16
635.000
76.000
12.639
9.709
13.230
13.230
8,025.64
737.85
8,401.05
1,005.48
375.41
267.63
LT
LT
Total 711.000 8,763.49 9,406.53 643.04 LT 768.00 8.16
Next Dividend Payable 07/2017; Asset Class: Alt
ARROW ELECTRONICS (ARW) 11/10/15
2/22/16
7/21/16
281.000
31.000
18.000
58.614
57.181
65.955
75.590
75.590
75.590
16,470.42
1,772.62
1,187.19
21,240.79
2,343.29
1,360.62
4,770.37
570.67
173.43
LT
LT
ST
Total 330.000 19,430.23 24,944.70 5,341.04
173.43
LT
ST
——
Asset Class: Equities
ASSURANT INC (AIZ) 11/10/15
2/22/16
41.000
5.000
84.225
70.632
97.980
97.980
3,453.24
353.16
4,017.18
489.90
563.94
136.74
LT
LT
Total 46.000 3,806.40 4,507.08 700.68 LT 98.00 2.17
Next Dividend Payable 06/20/17; Asset Class: Equities
ASSURED GUARANTY LTD (AGO) 11/10/15
2/22/16
1/11/17
246.000
30.000
34.000
28.557
24.197
39.330
39.060
39.060
39.060
7,025.02
725.92
1,337.22
9,608.76
1,171.80
1,328.04
2,583.74
445.88
(9.18)
LT
LT
ST
Total 310.000 9,088.16 12,108.60 3,029.62
(9.18)
LT
ST
177.00 1.46
Next Dividend Payable 08/2017; Asset Class: Equities
ATHENE HOLDING LTD CLASS A (ATH) 3/29/17 93.000 49.679 49.280 4,620.12 4,583.04 (37.08)ST ——
Asset Class: Equities
AVNET INC (AVT) 11/10/15
2/22/16
1/11/17
321.000
35.000
30.000
45.701
41.647
46.840
36.680
36.680
36.680
14,669.96
1,457.66
1,405.21
11,774.28
1,283.80
1,100.40
(2,895.68)
(173.86)
(304.81)
LT
LT
ST
Total 386.000 17,532.83 14,158.48 (3,069.54)
(304.81)
LT
ST
278.00 1.96
Next Dividend Payable 06/2017; Asset Class: Equities
AXIS CAPITAL HOLDINGS LTD (AXS) 11/10/15
2/22/16
46.000
28.000
55.520
53.607
65.580
65.580
2,553.92
1,500.99
3,016.68
1,836.24
462.76
335.25
LT
LT
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 72 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 74.000 4,054.91 4,852.92 798.01 LT 112.00 2.30
Next Dividend Payable 07/2017; Asset Class: Equities
BANKUNITED INC (BKU) 3/28/17 297.000 36.271 33.160 10,772.46 9,848.52 (923.94)ST 249.00 2.52
Next Dividend Payable 07/2017; Asset Class: Equities
BELDEN INC (BDC) 11/10/15 49.000 63.248 71.000 3,099.15 3,479.00 379.85 LT 10.00 0.28
Next Dividend Payable 07/2017; Asset Class: Equities
BERRY GLOBAL GROUP INC (BERY) 2/22/16 363.000 30.150 57.990 10,944.45 21,050.37 10,105.92 LT ——
Asset Class: Equities
BLACKSTONE MTG TRUST INC CL A (BXMT) 9/21/16
3/13/17
138.000
15.000
29.515
30.107
31.050
31.050
4,073.01
451.60
4,284.90
465.75
211.89
14.15
ST
ST
Total 153.000 4,524.61 4,750.65 226.04 ST 379.00 7.97
Next Dividend Payable 07/2017; Asset Class: Alt
BMC STK HLDGS INC (BMCH) 11/10/15
2/22/16
5/20/16
379.000
44.000
96.000
17.137
14.715
18.057
19.500
19.500
19.500
6,495.07
647.44
1,733.44
7,390.50
858.00
1,872.00
895.43
210.56
138.56
LT
LT
LT
Total 519.000 8,875.95 10,120.50 1,244.55 LT ——
Asset Class: Equities
BOOZ ALLEN HAMILTON HLDG CL-A (BAH) 11/10/15
2/22/16
114.000
18.000
29.155
27.187
39.440
39.440
3,323.68
489.37
4,496.16
709.92
1,172.48
220.55
LT
LT
Total 132.000 3,813.05 5,206.08 1,393.03 LT 90.00 1.72
Asset Class: Equities
BRISTOW GROUP INC (BRS) 11/10/15
11/10/15
12/1/15
8.000
50.000
263.000
30.350
30.736
30.967
6.550
6.550
6.550
242.80
1,536.78
8,144.24
52.40
327.50
1,722.65
(190.40)
(1,209.28)
(6,421.59)
LT
LT
LT
H
2/22/16 13.000 15.377 6.550 199.90 85.15 (114.75)LT
Total 334.000 10,123.72 2,187.70 (7,936.02)LT 94.00 4.29
Next Dividend Payable 06/2017; Basis Adjustment Due to Wash Sale: $833.52; Asset Class: Equities
BROCADE COMMUN SYSTEMS INC (BRCD) 11/10/15
2/22/16
716.000
75.000
10.728
9.810
12.630
12.630
7,681.53
735.75
9,043.08
947.25
1,361.55
211.50
LT
LT
Total 791.000 8,417.28 9,990.33 1,573.05 LT 174.00 1.74
Next Dividend Payable 07/2017; Asset Class: Equities
BROOKS-AUTOMATION INC (BRKS) 11/10/15
2/22/16
317.000
45.000
11.258
9.310
27.550
27.550
3,568.85
418.95
8,733.35
1,239.75
5,164.50
820.80
LT
LT
Total 362.000 3,987.80 9,973.10 5,985.30 LT 145.00 1.45
Next Dividend Payable 06/23/17; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 73 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
BRUNSWICK CORP (BC) 10/28/16 94.000 43.116 55.260 4,052.89 5,194.44 1,141.55 ST 62.00 1.19
Next Dividend Payable 06/15/17; Asset Class: Equities
CABOT CORP (CBT) 11/10/15 81.000 41.164 52.230 3,334.26 4,230.63 896.37 LT 102.00 2.41
Next Dividend Payable 06/09/17; Asset Class: Equities
CARLISLE CO INC (CSL) 4/4/17 88.000 104.444 101.330 9,191.08 8,917.04 (274.04)ST 123.00 1.37
Next Dividend Payable 06/01/17; Asset Class: Equities
CDW CORPORATION (CDW) 11/10/15
2/22/16
1/11/17
261.000
32.000
24.000
42.590
38.900
53.042
60.180
60.180
60.180
11,115.99
1,244.80
1,273.00
15,706.98
1,925.76
1,444.32
4,590.99
680.96
171.32
LT
LT
ST
Total 317.000 13,633.79 19,077.06 5,271.95
171.32
LT
ST
203.00 1.06
Next Dividend Payable 06/12/17; Asset Class: Equities
CHATHAM LODGING TRUST COM (CLDT) 11/10/15
2/22/16
342.000
38.000
22.452
20.813
19.850
19.850
7,678.47
790.91
6,788.70
754.30
(889.77)
(36.61)
LT
LT
R
R
Total 380.000 8,469.38 7,543.00 (926.38)LT 502.00 6.65
Next Dividend Payable 06/2017; Asset Class: Alt
CHEMED CORPORATION (CHE) 11/10/15
2/22/16
1/11/17
74.000
11.000
8.000
153.059
128.620
163.136
204.660
204.660
204.660
11,326.33
1,414.82
1,305.09
15,144.84
2,251.26
1,637.28
3,818.51
836.44
332.19
LT
LT
ST
Total 93.000 14,046.24 19,033.38 4,654.95
332.19
LT
ST
97.00 0.50
Next Dividend Payable 06/14/17; Asset Class: Equities
CLUBCORP HLDGS INC (MYCC) 12/7/15
2/22/16
9/2/16
330.000
36.000
575.000
17.476
10.797
15.044
13.300
13.300
13.300
5,767.01
388.70
8,650.30
4,389.00
478.80
7,647.50
(1,378.01)
90.10
(1,002.80)
LT
LT
ST
Total 941.000 14,806.01 12,515.30 (1,287.91)
(1,002.80)
LT
ST
489.00 3.90
Next Dividend Payable 07/2017; Asset Class: Equities
COHERENT INC (COHR) 11/10/15
2/22/16
1/11/17
89.000
9.000
11.000
63.180
83.541
142.927
248.150
248.150
248.150
5,623.01
751.87
1,572.20
22,085.35
2,233.35
2,729.65
16,462.34
1,481.48
1,157.45
LT
LT
ST
Total 109.000 7,947.08 27,048.35 17,943.82
1,157.45
LT
ST
——
Asset Class: Equities
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
4
7
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 74 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
COLONY NORTHSTAR INC (CLNS) 11/10/15
2/22/16
4/29/16
593.000
69.000
88.000
14.552
11.156
11.967
14.130
14.130
14.130
8,629.29
769.73
1,053.10
8,379.09
974.97
1,243.44
(250.20)
205.24
190.34
LT
LT
LT
Total 750.000 10,452.12 10,597.50 145.38 LT 810.00 7.64
Next Dividend Payable 07/2017; Asset Class: Alt
COLUMBIA BANKING SYSTEMS INC (COLB) 11/10/15
2/22/16
86.000
11.000
35.365
28.650
36.710
36.710
3,041.43
315.15
3,157.06
403.81
115.63
88.66
LT
LT
Total 97.000 3,356.58 3,560.87 204.29 LT 85.00 2.38
Next Dividend Payable 08/2017; Asset Class: Equities
COMMSCOPE HOLDING COMPANY INC (COMM) 9/16/16
11/11/16
223.000
94.000
30.384
33.030
36.990
36.990
6,775.63
3,104.85
8,248.77
3,477.06
1,473.14
372.21
ST
ST
Total 317.000 9,880.48 11,725.83 1,845.35 ST ——
Asset Class: Equities
CONVERGYS CORPORATION (CVG) 11/10/15
2/22/16
158.000
19.000
25.777
24.877
24.310
24.310
4,072.69
472.67
3,840.98
461.89
(231.71)
(10.78)
LT
LT
Total 177.000 4,545.36 4,302.87 (242.49)LT 71.00 1.65
Next Dividend Payable 07/2017; Asset Class: Equities
CROWN HLDGS INC (HOLDING CO) (CCK) 11/10/15
2/22/16
4/29/16
41.000
27.000
6.000
51.933
45.775
53.030
57.740
57.740
57.740
2,129.27
1,235.93
318.18
2,367.34
1,558.98
346.44
238.07
323.05
28.26
LT
LT
LT
Total 74.000 3,683.38 4,272.76 589.38 LT ——
Asset Class: Equities
CURTISS WRIGHT CORP (CW) 11/10/15
2/22/16
24.000
56.000
68.210
66.786
90.030
90.030
1,637.04
3,740.02
2,160.72
5,041.68
523.68
1,301.66
LT
LT
Total 80.000 5,377.06 7,202.40 1,825.34 LT 42.00 0.58
Next Dividend Payable 07/2017; Asset Class: Equities
CYS INVESTMENTS INC (CYS) 11/10/15
2/22/16
1,495.000
175.000
7.222
7.411
8.430
8.430
10,797.50
1,296.91
12,602.85
1,475.25
1,805.35
178.34
LT
LT
R
R
Total 1,670.000 12,094.41 14,078.10 1,983.69 LT 1,670.00 11.86
Next Dividend Payable 07/2017; Asset Class: Alt
DIAMONDBACK ENERGY INC (FANG) 5/8/15
5/8/15
5/12/15
21.000
4.000
14.000
75.998
76.406
78.721
92.760
92.760
92.760
1,595.96
305.63
1,102.10
1,947.96
371.04
1,298.64
352.00
65.41
196.54
LT
LT
LT
5/12/15 23.000 79.474 92.760 1,827.90 2,133.48 305.58 LT
5/12/15 23.000 79.459 92.760 1,827.56 2,133.48 305.92 LT
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 75 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
12/2/15 67.000 76.425 92.760 5,120.49 6,214.92 1,094.43 LT
2/22/16 18.000 73.410 92.760 1,321.38 1,669.68 348.30 LT
1/11/17 13.000 103.078 92.760 1,340.01 1,205.88 (134.13)ST
Total 183.000 14,441.03 16,975.08 2,668.18
(134.13)
LT
ST
——
Asset Class: Equities
DICKS SPORTING GOODS INC (DKS) 3/7/17
5/16/17
99.000
91.000
47.810
41.065
41.130
41.130
4,733.19
3,736.87
4,071.87
3,742.83
(661.32)
5.96
ST
ST
Total 190.000 8,470.06 7,814.70 (655.36)ST 129.00 1.65
Next Dividend Payable 06/2017; Asset Class: Equities
DRILL-QUIP INC (DRQ) 12/15/15
2/22/16
54.000
7.000
59.994
52.246
49.600
49.600
3,239.70
365.72
2,678.40
347.20
(561.30)
(18.52)
LT
LT
Total 61.000 3,605.42 3,025.60 (579.82)LT ——
Asset Class: Equities
E*TRADE FINANCIAL CORP NEW COM (ETFC) 10/19/16
2/9/17
143.000
205.000
28.624
35.880
34.610
34.610
4,093.20
7,355.40
4,949.23
7,095.05
856.03
(260.35)
ST
ST
Total 348.000 11,448.60 12,044.28 595.68 ST ——
Asset Class: Equities
EAST WEST BANCORP (EWBC) 2/22/16
9/21/16
175.000
123.000
29.860
35.957
54.730
54.730
5,225.50
4,422.71
9,577.75
6,731.79
4,352.25
2,309.08
LT
ST
Total 298.000 9,648.21 16,309.54 4,352.25
2,309.08
LT
ST
238.00 1.45
Next Dividend Payable 08/2017; Asset Class: Equities
ENERSYS (ENS) 11/10/15
2/22/16
3/14/17
91.000
16.000
46.000
64.216
47.821
75.543
74.060
74.060
74.060
5,843.67
765.14
3,474.98
6,739.46
1,184.96
3,406.76
895.79
419.82
(68.22)
LT
LT
ST
Total 153.000 10,083.79 11,331.18 1,315.61
(68.22)
LT
ST
107.00 0.94
Next Dividend Payable 06/2017; Asset Class: Equities
ENVISION HEALTHCARE CORP (EVHC) 11/10/15
2/22/16
96.000
11.000
84.892
70.585
54.610
54.610
8,149.66
776.43
5,242.56
600.71
(2,907.10)
(175.72)
LT
LT
Total 107.000 8,926.09 5,843.27 (3,082.82)LT ——
Asset Class: Equities
ESSENT GROUP LTD COM (ESNT) 11/10/15
2/22/16
4/29/16
283.000
25.000
45.000
24.534
19.405
20.019
36.270
36.270
36.270
6,943.01
485.13
900.87
10,264.41
906.75
1,632.15
3,321.40
421.62
731.28
LT
LT
LT
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
4
8
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 76 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 353.000 8,329.01 12,803.31 4,474.30 LT ——
Asset Class: Equities
EXTRACTION OIL & GAS LLC (XOG) 1/11/17 81.000 18.990 14.240 1,538.19 1,153.44 (384.75)ST ——
Asset Class: Equities
FCB FINL HLDGS INC CL A (FCB) 9/23/16
9/26/16
106.000
43.000
39.299
38.331
45.800
45.800
4,165.70
1,648.23
4,854.80
1,969.40
689.10
321.17
ST
ST
Total 149.000 5,813.93 6,824.20 1,010.27 ST ——
Asset Class: Equities
FERRO CORP (FOE) 6/17/16 265.000 14.505 16.760 3,843.77 4,441.40 597.63 ST ——
Asset Class: Equities
FERROGLOBE PLC SHS (GSM) 11/10/15
2/22/16
192.000
5.000
11.070
7.558
10.540
10.540
2,125.44
37.79
2,023.68
52.70
(101.76)
14.91
LT
LT
Total 197.000 2,163.23 2,076.38 (86.85)LT 63.00 3.03
Asset Class: Equities
FIDELITY NATIONAL FINANCIAL IN (FNF) 11/10/15 124.000 34.750 42.610 4,309.00 5,283.64 974.64 LT 124.00 2.34
Next Dividend Payable 06/2017; Asset Class: Equities
FIDELITY NATIONAL FINL INC (FNFV) 11/10/15
2/22/16
95.000
7.000
11.150
9.910
13.950
13.950
1,059.25
69.37
1,325.25
97.65
266.00
28.28
LT
LT
Total 102.000 1,128.62 1,422.90 294.28 LT ——
Asset Class: Equities
FINISH LINE INC CL A (FINL) 11/10/15
2/22/16
362.000
37.000
18.426
18.677
14.110
14.110
6,670.25
691.06
5,107.82
522.07
(1,562.43)
(168.99)
LT
LT
Total 399.000 7,361.31 5,629.89 (1,731.42)LT 176.00 3.12
Next Dividend Payable 06/12/17; Asset Class: Equities
FIRST AMERICAN FINL CORP (FAF) 11/10/15
2/22/16
7.000
152.000
38.095
37.350
43.520
43.520
266.67
5,677.20
304.64
6,615.04
37.97
937.84
LT
LT
Total 159.000 5,943.87 6,919.68 975.81 LT 216.00 3.12
Next Dividend Payable 06/2017; Asset Class: Equities
FIRST CITIZ BANCSHARES A (FCNCA) 11/10/15
2/22/16
1/11/17
17.000
2.000
4.000
262.660
239.715
358.000
331.400
331.400
331.400
4,465.22
479.43
1,432.00
5,633.80
662.80
1,325.60
1,168.58
183.37
(106.40)
LT
LT
ST
Total 23.000 6,376.65 7,622.20 1,351.95
(106.40)
LT
ST
28.00 0.36
Next Dividend Payable 07/2017; Asset Class: Equities
FIRST MIDW BNCP DELA (FMBI) 3/28/17 199.000 23.156 22.160 4,608.12 4,409.84 (198.28)ST 80.00 1.81
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 77 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 07/2017; Asset Class: Equities
FIRST SOLAR, INC. (FSLR) 9/15/16
3/13/17
115.000
14.000
35.184
32.490
38.510
38.510
4,046.11
454.86
4,428.65
539.14
382.54
84.28
ST
ST
Total 129.000 4,500.97 4,967.79 466.82 ST ——
Asset Class: Equities
FIRSTCASH INC (FCFS) 11/10/15
2/22/16
3/7/17
181.000
21.000
86.000
39.054
40.991
43.800
53.650
53.650
53.650
7,068.85
860.82
3,766.80
9,710.65
1,126.65
4,613.90
2,641.80
265.83
847.10
LT
LT
ST
3/30/17 35.000 47.874 53.650 1,675.60 1,877.75 202.15 ST
Total 323.000 13,372.07 17,328.95 2,907.63
1,049.25
LT
ST
245.00 1.41
Next Dividend Payable 08/2017; Asset Class: Equities
FLEXTRONICS INTL LTD (FLEX) 11/10/15
2/22/16
1/11/17
807.000
91.000
95.000
11.547
10.700
14.576
17.260
17.260
17.260
9,318.59
973.70
1,384.73
13,928.82
1,570.66
1,639.70
4,610.23
596.96
254.97
LT
LT
ST
Total 993.000 11,677.02 17,139.18 5,207.19
254.97
LT
ST
——
Asset Class: Equities
FTD COS INC COM (FTD) 11/10/15
2/22/16
171.000
24.000
25.097
24.156
17.320
17.320
4,291.59
579.75
2,961.72
415.68
(1,329.87)
(164.07)
LT
LT
Total 195.000 4,871.34 3,377.40 (1,493.94)LT ——
Asset Class: Equities
FTI CONSULTING INC (FCN) 11/10/15
2/22/16
90.000
11.000
36.200
34.572
34.530
34.530
3,258.00
380.29
3,107.70
379.83
(150.30)
(0.46)
LT
LT
Total 101.000 3,638.29 3,487.53 (150.76)LT ——
Asset Class: Equities
GARDNER DENVER HOLDINGS, INC (GDI) 5/23/17 332.000 23.443 22.930 7,782.98 7,612.76 (170.22)ST ——
Asset Class: Equities
GRANITE CONSTR INC (GVA) 11/10/15
2/22/16
102.000
20.000
38.008
39.125
46.860
46.860
3,876.85
782.49
4,779.72
937.20
902.87
154.71
LT
LT
Total 122.000 4,659.34 5,716.92 1,057.58 LT 63.00 1.10
Next Dividend Payable 07/2017; Asset Class: Equities
GRAPHIC PACKAGING HOLDING CO (GPK) 11/10/15
2/22/16
677.000
353.000
13.672
11.535
13.510
13.510
9,256.15
4,071.86
9,146.27
4,769.03
(109.88)
697.17
LT
LT
Total 1,030.000 13,328.01 13,915.30 587.29 LT 309.00 2.22
Next Dividend Payable 07/2017; Asset Class: Equities
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
4
9
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 78 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
GROUP I AUTOMOTIVE INC (GPI) 11/10/15
2/22/16
59.000
7.000
85.275
53.011
60.150
60.150
5,031.25
371.08
3,548.85
421.05
(1,482.40)
49.97
LT
LT
Total 66.000 5,402.33 3,969.90 (1,432.43)LT 63.00 1.58
Next Dividend Payable 06/15/17; Asset Class: Equities
GULFPORT ENERGY CORP NEW (GPOR) 9/30/16 247.000 27.976 14.350 6,910.00 3,544.45 (3,365.55)ST ——
Asset Class: Equities
HANMI FINANCIAL CORP NEW (HAFC) 8/29/16
9/21/16
159.000
47.000
26.158
26.286
26.600
26.600
4,159.20
1,235.44
4,229.40
1,250.20
70.20
14.76
ST
ST
Total 206.000 5,394.64 5,479.60 84.96 ST 157.00 2.86
Next Dividend Payable 08/2017; Asset Class: Equities
HANOVER INSURANCE GROUP INC (THG) 11/10/15
2/22/16
3/14/17
51.000
7.000
112.000
85.732
83.996
90.750
83.390
83.390
83.390
4,372.34
587.97
10,163.97
4,252.89
583.73
9,339.68
(119.45)
(4.24)
(824.29)
LT
LT
ST
Total 170.000 15,124.28 14,176.30 (123.69)
(824.29)
LT
ST
340.00 2.39
Next Dividend Payable 06/2017; Asset Class: Equities
HEIDRICK & STRUGGLES INTL INC (HSII) 11/10/15
2/22/16
3/13/17
174.000
27.000
22.000
28.869
22.853
24.685
21.550
21.550
21.550
5,023.26
617.04
543.07
3,749.70
581.85
474.10
(1,273.56)
(35.19)
(68.97)
LT
LT
ST
Total 223.000 6,183.37 4,805.65 (1,308.75)
(68.97)
LT
ST
116.00 2.41
Next Dividend Payable 08/2017; Asset Class: Equities
HILLENBRAND INC (HI) 11/10/15 128.000 30.455 35.700 3,898.19 4,569.60 671.41 LT 105.00 2.29
Next Dividend Payable 06/2017; Asset Class: Equities
HUNTINGTON INGALLS INDUSTRIES (HII) 11/10/15
2/22/16
7/21/16
18.000
11.000
8.000
127.644
134.625
168.720
195.810
195.810
195.810
2,297.59
1,480.87
1,349.76
3,524.58
2,153.91
1,566.48
1,226.99
673.04
216.72
LT
LT
ST
Total 37.000 5,128.22 7,244.97 1,900.03
216.72
LT
ST
89.00 1.22
Next Dividend Payable 06/09/17; Asset Class: Equities
IAC INTERACTIVECORP COM (IAC) 11/10/15
2/22/16
85.000
76.000
65.260
45.430
106.340
106.340
5,547.10
3,452.68
9,038.90
8,081.84
3,491.80
4,629.16
LT
LT
Total 161.000 8,999.78 17,120.74 8,120.96 LT ——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 79 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ICON PLC (ICLR) 11/10/15
2/22/16
6/24/16
28.000
23.000
110.000
69.835
69.313
67.399
94.100
94.100
94.100
1,955.37
1,594.21
7,413.84
2,634.80
2,164.30
10,351.00
679.43
570.09
2,937.16
LT
LT
ST
Total 161.000 10,963.42 15,150.10 1,249.52
2,937.16
LT
ST
——
Asset Class: Equities
INFINITY PPTY & CASUALTY (IPCC) 11/10/15
2/22/16
39.000
5.000
81.726
80.672
95.750
95.750
3,187.33
403.36
3,734.25
478.75
546.92
75.39
LT
LT
Total 44.000 3,590.69 4,213.00 622.31 LT 102.00 2.42
Next Dividend Payable 06/2017; Asset Class: Equities
INSIGHT ENTERPRISES INC (NSIT) 11/10/15 103.000 26.693 41.540 2,749.39 4,278.62 1,529.23 LT ——
Asset Class: Equities
INTEGRA LIFESCIENCES CRP NEW (IART) 11/10/15
2/22/16
70.000
32.000
31.902
29.200
50.350
50.350
2,233.13
934.39
3,524.50
1,611.20
1,291.37
676.81
LT
LT
Total 102.000 3,167.52 5,135.70 1,968.18 LT ——
Asset Class: Equities
INVESTORS BANCORP INC NEW (ISBC) 11/10/15
2/22/16
449.000
47.000
12.750
11.640
13.230
13.230
5,724.75
547.08
5,940.27
621.81
215.52
74.73
LT
LT
Total 496.000 6,271.83 6,562.08 290.25 LT 159.00 2.42
Next Dividend Payable 08/2017; Asset Class: Equities
JACOBS ENGINEERING GROUP INC (JEC) 5/5/16 82.000 45.879 52.420 3,762.04 4,298.44 536.40 LT 49.00 1.13
Next Dividend Payable 06/16/17; Asset Class: Equities
JAGGED PEAK ENERGY INC COM (JAG) 1/30/17 761.000 14.441 13.010 10,989.75 9,900.61 (1,089.14)ST ——
Asset Class: Equities
JELD WEN HLD INC (JELD) 3/30/17 52.000 32.845 31.240 1,707.93 1,624.48 (83.45)ST ——
Asset Class: Equities
JONES LANG LASALLE INC (JLL) 10/28/16
11/28/16
41.000
33.000
97.778
100.016
115.470
115.470
4,008.91
3,300.52
4,734.27
3,810.51
725.36
509.99
ST
ST
Total 74.000 7,309.43 8,544.78 1,235.35 ST 52.00 0.60
Next Dividend Payable 06/15/17; Asset Class: Equities
KAR AUCTION SVCS INC (KAR) 10/19/15
11/5/15
11/5/15
39.000
34.000
41.000
37.613
37.415
37.934
43.570
43.570
43.570
1,466.89
1,272.10
1,555.30
1,699.23
1,481.38
1,786.37
232.34
209.28
231.07
LT
LT
LT
11/5/15 73.000 37.757 43.570 2,756.29 3,180.61 424.32 LT
11/6/15 79.000 37.690 43.570 2,977.54 3,442.03 464.49 LT
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
5
0
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 80 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
2/22/16 29.000 34.827 43.570 1,009.99 1,263.53 253.54 LT
Total 295.000 11,038.11 12,853.15 1,815.04 LT 378.00 2.94
Next Dividend Payable 07/2017; Asset Class: Equities
KOSMOS ENERGY LTD (KOS) 1/27/17 1,073.000 6.360 6.000 6,824.28 6,438.00 (386.28)ST ——
Asset Class: Equities
LA Z BOY INCORPORATED (LZB) 5/17/17 284.000 27.082 26.500 7,691.15 7,526.00 (165.15)ST 125.00 1.66
Next Dividend Payable 06/15/17; Asset Class: Equities
LCI INDS (LCII) 11/10/15
2/22/16
7/21/16
203.000
31.000
17.000
58.887
60.481
89.891
89.000
89.000
89.000
11,953.96
1,874.90
1,528.14
18,067.00
2,759.00
1,513.00
6,113.04
884.10
(15.14)
LT
LT
ST
Total 251.000 15,357.00 22,339.00 6,997.14
(15.14)
LT
ST
502.00 2.24
Next Dividend Payable 06/02/17; Asset Class: Equities
LEUCADIA NAT CP (LUK) 12/15/15
12/18/15
2/22/16
193.000
275.000
53.000
16.888
16.476
15.047
24.390
24.390
24.390
3,259.36
4,530.90
797.50
4,707.27
6,707.25
1,292.67
1,447.91
2,176.35
495.17
LT
LT
LT
1/11/17 59.000 23.660 24.390 1,395.94 1,439.01 43.07 ST
Total 580.000 9,983.70 14,146.20 4,119.43
43.07
LT
ST
145.00 1.02
Next Dividend Payable 06/2017; Asset Class: Equities
LIFEPOINT HEALTH INC (LPNT) 11/10/15
2/22/16
78.000
6.000
71.569
64.258
60.800
60.800
5,582.35
385.55
4,742.40
364.80
(839.95)
(20.75)
LT
LT
Total 84.000 5,967.90 5,107.20 (860.70)LT ——
Asset Class: Equities
LIONS GATE ENTMNT CORP CL B (LGF'B) 12/12/16 146.000 26.100 25.290 3,810.60 3,692.34 (118.26)ST ——
Asset Class: Equities
LITHIA MOTORS INC A (LAD) 9/2/16
9/15/16
117.000
30.000
84.514
91.404
90.850
90.850
9,888.11
2,742.12
10,629.45
2,725.50
741.34
(16.62)
ST
ST
Total 147.000 12,630.23 13,354.95 724.72 ST 159.00 1.19
Next Dividend Payable 08/2017; Asset Class: Equities
LIVE NATION ENTERTAINMENT INC (LYV) 11/10/15
2/22/16
123.000
25.000
26.585
20.585
34.490
34.490
3,269.89
514.63
4,242.27
862.25
972.38
347.62
LT
LT
Total 148.000 3,784.52 5,104.52 1,320.00 LT ——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 81 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
MAIDEN HOLDINGS LTD SHS (MHLD) 11/10/15
2/22/16
1/11/17
1,172.000
128.000
63.000
15.200
13.629
17.975
10.550
10.550
10.550
17,814.05
1,744.46
1,132.43
12,364.60
1,350.40
664.65
(5,449.45)
(394.06)
(467.78)
LT
LT
ST
3/14/17 200.000 14.860 10.550 2,971.98 2,110.00 (861.98)ST
Total 1,563.000 23,662.92 16,489.65 (5,843.51)
(1,329.76)
LT
ST
938.00 5.68
Next Dividend Payable 07/2017; Asset Class: Equities
MANPOWERGROUP INC COM (MAN) 11/10/15
2/22/16
39.000
9.000
91.140
78.036
101.870
101.870
3,554.46
702.32
3,972.93
916.83
418.47
214.51
LT
LT
Total 48.000 4,256.78 4,889.76 632.98 LT 89.00 1.82
Next Dividend Payable 06/15/17; Asset Class: Equities
MARVELL TECH GROUP LTD (MRVL) 4/5/17 715.000 15.129 17.240 10,817.24 12,326.60 1,509.36 ST 172.00 1.39
Next Dividend Payable 07/2017; Asset Class: Equities
MAXIMUS INC (MMS) 11/10/15
2/22/16
56.000
12.000
69.103
47.970
62.080
62.080
3,869.77
575.64
3,476.48
744.96
(393.29)
169.32
LT
LT
Total 68.000 4,445.41 4,221.44 (223.97)LT 12.00 0.28
Next Dividend Payable 08/2017; Asset Class: Equities
MFA FINANCIAL INC (MFA) 11/10/15
2/22/16
1,352.000
168.000
6.827
6.690
8.320
8.320
9,230.51
1,123.92
11,248.64
1,397.76
2,018.13
273.84
LT
LT
Total 1,520.000 10,354.43 12,646.40 2,291.97 LT 1,216.00 9.61
Next Dividend Payable 07/2017; Asset Class: Alt
MINERALS TECHNOLOGY INC (MTX) 11/10/15
2/22/16
112.000
87.000
60.920
49.749
71.950
71.950
6,823.08
4,328.12
8,058.40
6,259.65
1,235.32
1,931.53
LT
LT
Total 199.000 11,151.20 14,318.05 3,166.85 LT 40.00 0.27
Next Dividend Payable 06/09/17; Asset Class: Equities
MTGE INVT CORP (MTGE) 11/10/15
2/22/16
166.000
23.000
14.885
13.437
18.250
18.250
2,470.99
309.06
3,029.50
419.75
558.51
110.69
LT
LT
Total 189.000 2,780.05 3,449.25 669.20 LT 340.00 9.85
Next Dividend Payable 07/2017; Asset Class: Alt
NATIONAL GEN HLDGS CORP (NGHC) 3/17/17 330.000 23.494 21.960 7,752.86 7,246.80 (506.06)ST 53.00 0.73
Next Dividend Payable 07/2017; Asset Class: Equities
NAVIENT CORP COM (NAVI) 11/10/15
12/2/15
2/22/16
459.000
220.000
550.000
12.687
11.920
10.349
14.430
14.430
14.430
5,823.24
2,622.44
5,691.79
6,623.37
3,174.60
7,936.50
800.13
552.16
2,244.71
LT
LT
LT
4/6/17 189.000 14.580 14.430 2,755.58 2,727.27 (28.31)ST
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
5
1
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 82 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 1,418.000 16,893.05 20,461.74 3,597.00
(28.31)
LT
ST
908.00 4.43
Next Dividend Payable 06/16/17; Asset Class: Equities
NAVIGANT CONSULTING INC (NCI) 11/10/15
2/22/16
329.000
65.000
17.378
14.864
19.490
19.490
5,717.46
966.19
6,412.21
1,266.85
694.75
300.66
LT
LT
Total 394.000 6,683.65 7,679.06 995.41 LT ——
Asset Class: Equities
NELNET INC CL A (NNI) 6/24/16 196.000 32.477 39.310 6,365.45 7,704.76 1,339.31 ST 110.00 1.42
Next Dividend Payable 06/15/17; Asset Class: Equities
NU SKIN ENTERPRISE INC A (NUS) 11/10/15
2/22/16
7/21/16
37.000
20.000
25.000
36.000
28.557
51.140
54.880
54.880
54.880
1,332.00
571.14
1,278.50
2,030.56
1,097.60
1,372.00
698.56
526.46
93.50
LT
LT
ST
Total 82.000 3,181.64 4,500.16 1,225.02
93.50
LT
ST
118.00 2.62
Next Dividend Payable 06/14/17; Asset Class: Equities
OFFICE DEPOT (ODP) 5/11/16 1,031.000 3.708 5.110 3,823.36 5,268.41 1,445.05 LT 103.00 1.95
Next Dividend Payable 06/15/17; Asset Class: Equities
OLIN CORPORATION (OLN) 1/8/16
2/22/16
219.000
22.000
17.008
15.450
29.340
29.340
3,724.78
339.90
6,425.46
645.48
2,700.68
305.58
LT
LT
Total 241.000 4,064.68 7,070.94 3,006.26 LT 193.00 2.72
Next Dividend Payable 06/09/17; Asset Class: Equities
ON ASSIGNMENT INC (ASGN) 11/2/16
5/26/17
115.000
91.000
34.531
52.475
52.400
52.400
3,971.07
4,775.23
6,026.00
4,768.40
2,054.93
(6.83)
ST
ST
Total 206.000 8,746.30 10,794.40 2,048.10 ST ——
Asset Class: Equities
ON SEMICONDUCTOR CORP (ON) 11/10/15
2/22/16
6/24/16
1,056.000
79.000
439.000
11.259
7.960
9.016
15.480
15.480
15.480
11,889.82
628.84
3,957.85
16,346.88
1,222.92
6,795.72
4,457.06
594.08
2,837.87
LT
LT
ST
1/11/17 99.000 13.475 15.480 1,334.03 1,532.52 198.49 ST
Total 1,673.000 17,810.54 25,898.04 5,051.14
3,036.36
LT
ST
——
Asset Class: Equities
OWENS & MINOR INC NEW (OMI) 11/10/15
2/22/16
4/29/16
79.000
10.000
12.000
36.650
39.534
36.365
31.880
31.880
31.880
2,895.35
395.34
436.38
2,518.52
318.80
382.56
(376.83)
(76.54)
(53.82)
LT
LT
LT
Total 101.000 3,727.07 3,219.88 (507.19)LT 104.00 3.22
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 83 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 06/2017; Asset Class: Equities
PACKAGING CORP AMER (PKG) 11/10/15 43.000 65.900 102.160 2,833.70 4,392.88 1,559.18 LT 108.00 2.45
Next Dividend Payable 07/2017; Asset Class: Equities
PAREXEL INTL CORP (PRXL) 11/10/15
2/22/16
4/1/16
22.000
8.000
149.000
67.433
58.290
63.999
80.820
80.820
80.820
1,483.53
466.32
9,535.88
1,778.04
646.56
12,042.18
294.51
180.24
2,506.30
LT
LT
LT
Total 179.000 11,485.73 14,466.78 2,981.05 LT ——
Asset Class: Equities
PARSLEY ENERGY INC CL A (PE) 11/10/15
12/2/15
2/22/16
455.000
210.000
86.000
18.615
18.978
17.020
29.650
29.650
29.650
8,469.82
3,985.38
1,463.72
13,490.75
6,226.50
2,549.90
5,020.93
2,241.12
1,086.18
LT
LT
LT
7/21/16 45.000 28.034 29.650 1,261.53 1,334.25 72.72 ST
Total 796.000 15,180.45 23,601.40 8,348.23
72.72
LT
ST
——
Asset Class: Equities
PHARMERICA CORP COM (PMC) 8/22/16
5/17/17
187.000
115.000
22.371
25.313
24.700
24.700
4,183.41
2,911.02
4,618.90
2,840.50
435.49
(70.52)
ST
ST
Total 302.000 7,094.43 7,459.40 364.97 ST ——
Asset Class: Equities
POLYONE CORP (POL) 3/7/17 143.000 32.840 37.340 4,696.06 5,339.62 643.56 ST 77.00 1.44
Next Dividend Payable 07/2017; Asset Class: Equities
PORTLAND GENERAL ELEC CO (POR) 3/15/17 105.000 44.611 47.340 4,684.12 4,970.70 286.58 ST 143.00 2.87
Next Dividend Payable 07/2017; Asset Class: Equities
PRA GROUP INC (PRAA) 5/10/16 152.000 24.958 34.800 3,793.57 5,289.60 1,496.03 LT ——
Asset Class: Equities
PULTE GROUP INC (PHM) 2/22/16 203.000 17.160 22.670 3,483.48 4,602.01 1,118.53 LT 73.00 1.58
Next Dividend Payable 07/2017; Asset Class: Equities
QEP RESOURCES INC (QEP) 11/10/15
2/22/16
9/21/16
265.000
17.000
432.000
15.870
11.207
17.569
10.000
10.000
10.000
4,205.55
190.52
7,589.81
2,650.00
170.00
4,320.00
(1,555.55)
(20.52)
(3,269.81)
LT
LT
ST
Total 714.000 11,985.88 7,140.00 (1,576.07)
(3,269.81)
LT
ST
——
Asset Class: Equities
RADIAN GROUP INC (RDN) 11/10/15
2/22/16
657.000
69.000
14.417
10.987
16.060
16.060
9,472.23
758.09
10,551.42
1,108.14
1,079.19
350.05
LT
LT
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
5
2
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 84 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 726.000 10,230.32 11,659.56 1,429.24 LT 7.00 0.06
Next Dividend Payable 06/05/17; Asset Class: Equities
RAYMOND JAMES FINCL INC (RJF) 5/18/15
5/18/15
2/22/16
25.000
22.000
18.000
57.963
58.692
44.145
72.270
72.270
72.270
1,449.08
1,291.22
794.61
1,806.75
1,589.94
1,300.86
357.67
298.72
506.25
LT
LT
LT
Total 65.000 3,534.91 4,697.55 1,162.64 LT 57.00 1.21
Next Dividend Payable 07/2017; Asset Class: Equities
REALOGY HOLDINGS CORP (RLGY) 11/10/15 108.000 42.320 30.460 4,570.56 3,289.68 (1,280.88)LT 39.00 1.18
Next Dividend Payable 08/2017; Asset Class: Equities
REINSURANCE GROUP OF AMERICA (RGA) 11/10/15
2/22/16
101.000
13.000
91.490
90.646
124.510
124.510
9,240.49
1,178.40
12,575.51
1,618.63
3,335.02
440.23
LT
LT
Total 114.000 10,418.89 14,194.14 3,775.25 LT 187.00 1.31
Next Dividend Payable 08/2017; Asset Class: Equities
RICE ENERGY INC (RICE) 11/10/15
2/22/16
8/9/16
293.000
5.000
255.000
15.930
9.168
24.681
20.000
20.000
20.000
4,667.49
45.84
6,293.55
5,860.00
100.00
5,100.00
1,192.51
54.16
(1,193.55)
LT
LT
ST
Total 553.000 11,006.88 11,060.00 1,246.67
(1,193.55)
LT
ST
——
Asset Class: Equities
RPX CORPORATION COM (RPXC) 11/10/15
2/22/16
588.000
67.000
14.051
9.797
13.240
13.240
8,261.75
656.41
7,785.12
887.08
(476.63)
230.67
LT
LT
Total 655.000 8,918.16 8,672.20 (245.96)LT ——
Asset Class: Equities
RSP PERMIAN INC (RSPP) 11/10/15
2/22/16
5/17/17
148.000
11.000
105.000
28.170
21.260
40.880
35.590
35.590
35.590
4,169.16
233.86
4,292.38
5,267.32
391.49
3,736.95
1,098.16
157.63
(555.43)
LT
LT
ST
Total 264.000 8,695.40 9,395.76 1,255.79
(555.43)
LT
ST
——
Asset Class: Equities
SCHOLASTIC CP (SCHL) 5/20/16 100.000 37.305 42.530 3,730.48 4,253.00 522.52 LT 60.00 1.41
Next Dividend Payable 06/15/17; Asset Class: Equities
SCHWEITZER MAUDUIT INT INC (SWM) 11/10/15
12/14/15
2/22/16
133.000
58.000
76.000
39.744
40.264
33.260
37.280
37.280
37.280
5,286.01
2,335.30
2,527.76
4,958.24
2,162.24
2,833.28
(327.77)
(173.06)
305.52
LT
LT
LT
Total 267.000 10,149.07 9,953.76 (195.31)LT 449.00 4.51
Next Dividend Payable 06/23/17; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 85 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
SCRIPPS NETWORKS INTERAC CL A (SNI) 6/24/16 107.000 60.301 66.220 6,452.20 7,085.54 633.34 ST 128.00 1.80
Next Dividend Payable 06/10/17; Asset Class: Equities
SELECT MEDICAL HLDGS CP (SEM) 11/10/15
2/22/16
346.000
30.000
12.154
8.575
13.400
13.400
4,205.15
257.25
4,636.40
402.00
431.25
144.75
LT
LT
Total 376.000 4,462.40 5,038.40 576.00 LT ——
Asset Class: Equities
SERVICE CORP INTL (SCI) 11/10/15
2/22/16
3/13/17
155.000
17.000
24.000
26.470
23.507
30.800
31.880
31.880
31.880
4,102.91
399.62
739.20
4,941.40
541.96
765.12
838.49
142.34
25.92
LT
LT
ST
Total 196.000 5,241.73 6,248.48 980.83
25.92
LT
ST
118.00 1.88
Next Dividend Payable 06/2017; Asset Class: Equities
SKECHERS U S A INC CL A (SKX) 9/23/16
10/21/16
35.000
263.000
22.486
19.100
25.520
25.520
787.02
5,023.17
893.20
6,711.76
106.18
1,688.59
ST
ST
Total 298.000 5,810.19 7,604.96 1,794.77 ST ——
Asset Class: Equities
SLM CORPORATION (SLM) 11/10/15
2/22/16
3/13/17
679.000
55.000
131.000
6.880
6.030
11.895
10.390
10.390
10.390
4,671.52
331.64
1,558.25
7,054.81
571.45
1,361.09
2,383.29
239.81
(197.16)
LT
LT
ST
Total 865.000 6,561.41 8,987.35 2,623.10
(197.16)
LT
ST
——
Asset Class: Equities
STARWOOD PROPERTY TRUST INC (STWD) 5/13/16
12/6/16
307.000
227.000
20.352
22.140
22.020
22.020
6,248.19
5,025.78
6,760.14
4,998.54
511.95
(27.24)
LT
ST
Total 534.000 11,273.97 11,758.68 511.95
(27.24)
LT
ST
1,025.00 8.71
Next Dividend Payable 07/2017; Asset Class: Alt
STEEL DYNAMICS INC (STLD) 12/4/15
2/22/16
7/21/16
165.000
303.000
57.000
17.152
18.343
25.931
33.990
33.990
33.990
2,830.10
5,557.81
1,478.08
5,608.35
10,298.97
1,937.43
2,778.25
4,741.16
459.35
LT
LT
ST
Total 525.000 9,865.99 17,844.75 7,519.41
459.35
LT
ST
326.00 1.82
Next Dividend Payable 07/2017; Asset Class: Equities
STEVEN MADDEN LTD (SHOO) 11/10/15
12/1/15
2/22/16
175.000
79.000
33.000
33.730
31.893
34.675
39.250
39.250
39.250
5,902.75
2,519.55
1,144.26
6,868.75
3,100.75
1,295.25
966.00
581.20
150.99
LT
LT
LT
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
5
3
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 86 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 287.000 9,566.56 11,264.75 1,698.19 LT ——
Asset Class: Equities
STIFEL FINANCIAL CORPORATION (SF) 5/10/16
7/21/16
9/21/16
259.000
39.000
48.000
34.359
33.566
38.865
42.630
42.630
42.630
8,898.98
1,309.07
1,865.53
11,041.17
1,662.57
2,046.24
2,142.19
353.50
180.71
LT
ST
ST
Total 346.000 12,073.58 14,749.98 2,142.19
534.21
LT
ST
——
Asset Class: Equities
SUNCOKE ENERGY INC COM (SXC) 3/23/17
5/17/17
526.000
419.000
9.018
8.276
8.740
8.740
4,743.26
3,467.64
4,597.24
3,662.06
(146.02)
194.42
ST
ST
Total 945.000 8,210.90 8,259.30 48.40 ST ——
Asset Class: Equities
SVB FNCL GRP (SIVB) 2/22/16
9/21/16
56.000
35.000
87.486
107.563
170.500
170.500
4,899.22
3,764.72
9,548.00
5,967.50
4,648.78
2,202.78
LT
ST
Total 91.000 8,663.94 15,515.50 4,648.78
2,202.78
LT
ST
——
Asset Class: Equities
SYKES ENTERPRISES INC (SYKE) 11/10/15
2/22/16
171.000
22.000
31.328
29.862
33.330
33.330
5,357.16
656.96
5,699.43
733.26
342.27
76.30
LT
LT
Total 193.000 6,014.12 6,432.69 418.57 LT ——
Asset Class: Equities
SYNNEX CORP (SNX) 11/10/15
2/22/16
90.000
14.000
94.740
93.850
111.260
111.260
8,526.60
1,313.90
10,013.40
1,557.64
1,486.80
243.74
LT
LT
Total 104.000 9,840.50 11,571.04 1,730.54 LT 104.00 0.89
Next Dividend Payable 07/2017; Asset Class: Equities
TAILORED BRANDS INC COM (TLRD) 5/1/15
5/5/15
5/5/15
12.000
34.000
33.000
57.477
57.753
58.419
10.620
10.620
10.620
689.73
1,963.60
1,927.83
127.44
361.08
350.46
(562.29)
(1,602.52)
(1,577.37)
LT
LT
LT
5/8/15 26.000 58.570 10.620 1,522.82 276.12 (1,246.70)LT
5/8/15 37.000 58.472 10.620 2,163.45 392.94 (1,770.51)LT
5/15/15 25.000 57.665 10.620 1,441.62 265.50 (1,176.12)LT
6/25/15 72.000 65.516 10.620 4,717.17 764.64 (3,952.53)LT
8/19/15 15.000 57.403 10.620 861.05 159.30 (701.75)LT
8/20/15 16.000 57.071 10.620 913.14 169.92 (743.22)LT
11/10/15 351.000 21.802 10.620 7,652.64 3,727.62 (3,925.02)LT
2/22/16 54.000 14.390 10.620 777.05 573.48 (203.57)LT
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 87 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
4/29/16 48.000 17.427 10.620 836.49 509.76 (326.73)LT
Total 723.000 25,466.59 7,678.26 (17,788.33)LT 521.00 6.78
Next Dividend Payable 06/2017; Asset Class: Equities
TEGNA INC COM (TGNA) 11/10/15
2/22/16
196.000
20.000
27.408
24.667
23.740
23.740
5,371.91
493.34
4,653.04
474.80
(718.87)
(18.54)
LT
LT
Total 216.000 5,865.25 5,127.84 (737.41)LT 60.00 1.17
Next Dividend Payable 07/2017; Asset Class: Equities
TELETECH HOLDINGS INC (TTEC) 11/10/15
2/22/16
434.000
32.000
28.833
27.209
42.550
42.550
12,513.70
870.68
18,466.70
1,361.60
5,953.00
490.92
LT
LT
Total 466.000 13,384.38 19,828.30 6,443.92 LT 196.00 0.98
Next Dividend Payable 10/2017; Asset Class: Equities
TEMPUR-PEDIC INT'L INC (TPX) 10/17/16 79.000 51.869 46.440 4,097.68 3,668.76 (428.92)ST ——
Asset Class: Equities
TERADYNE INC (TER) 11/10/15
2/22/16
1/11/17
311.000
40.000
50.000
20.100
18.840
26.100
35.550
35.550
35.550
6,251.10
753.60
1,305.00
11,056.05
1,422.00
1,777.50
4,804.95
668.40
472.50
LT
LT
ST
Total 401.000 8,309.70 14,255.55 5,473.35
472.50
LT
ST
112.00 0.78
Next Dividend Payable 06/23/17; Asset Class: Equities
TESORO PETROLEUM CP (TSO) 3/15/17
5/17/17
92.000
38.000
84.498
81.308
83.240
83.240
7,773.84
3,089.72
7,658.08
3,163.12
(115.76)
73.40
ST
ST
Total 130.000 10,863.56 10,821.20 (42.36)ST 286.00 2.64
Next Dividend Payable 06/15/17; Asset Class: Equities
TETRA TECH INC (TTEK) 11/10/15
2/22/16
220.000
19.000
26.620
27.523
45.950
45.950
5,856.40
522.94
10,109.00
873.05
4,252.60
350.11
LT
LT
Total 239.000 6,379.34 10,982.05 4,602.71 LT 96.00 0.87
Next Dividend Payable 06/02/17; Asset Class: Equities
TORCHMARK CORP (TMK) 11/10/15
2/22/16
46.000
14.000
59.604
52.397
75.500
75.500
2,741.77
733.56
3,473.00
1,057.00
731.23
323.44
LT
LT
Total 60.000 3,475.33 4,530.00 1,054.67 LT 36.00 0.79
Next Dividend Payable 08/2017; Asset Class: Equities
TUTOR PERINI CORP COM (TPC) 11/10/15
2/22/16
140.000
5.000
15.976
13.078
25.950
25.950
2,236.68
65.39
3,633.00
129.75
1,396.32
64.36
LT
LT
Total 145.000 2,302.07 3,762.75 1,460.68 LT ——
Asset Class: Equities
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
5
4
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 88 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
TWO HARBORS INVT CORP COM (TWO) 11/10/15
2/22/16
1/31/17
1,295.000
168.000
665.000
8.350
7.625
8.600
9.980
9.980
9.980
10,813.25
1,281.00
5,719.00
12,924.10
1,676.64
6,636.70
2,110.85
395.64
917.70
LT
LT
ST
Total 2,128.000 17,813.25 21,237.44 2,506.49
917.70
LT
ST
2,128.00 10.02
Next Dividend Payable 07/2017; Asset Class: Alt
UNIVERSAL CP VA (UVV) 11/10/15
2/22/16
6/24/16
53.000
15.000
99.000
55.266
55.003
55.052
66.400
66.400
66.400
2,929.08
825.05
5,450.13
3,519.20
996.00
6,573.60
590.12
170.95
1,123.47
LT
LT
ST
Total 167.000 9,204.26 11,088.80 761.07
1,123.47
LT
ST
361.00 3.25
Next Dividend Payable 08/2017; Asset Class: Equities
VALIDUS HOLDINGS LTD COM (VR) 11/10/15
2/22/16
7/21/16
82.000
46.000
20.000
45.200
45.134
48.890
53.400
53.400
53.400
3,706.40
2,076.18
977.80
4,378.80
2,456.40
1,068.00
672.40
380.22
90.20
LT
LT
ST
Total 148.000 6,760.38 7,903.20 1,052.62
90.20
LT
ST
225.00 2.84
Next Dividend Payable 06/2017; Asset Class: Equities
VALVOLINE INC COM (VVV) 1/5/17
5/17/17
463.000
56.000
21.419
23.059
22.370
22.370
9,917.00
1,291.30
10,357.31
1,252.72
440.31
(38.58)
ST
ST
Total 519.000 11,208.30 11,610.03 401.73 ST 102.00 0.87
Next Dividend Payable 06/15/17; Asset Class: Equities
WALKER & DUNLOP INC (WD) 11/10/15
2/22/16
4/29/16
360.000
41.000
89.000
28.519
22.994
21.869
46.710
46.710
46.710
10,266.80
942.77
1,946.34
16,815.60
1,915.11
4,157.19
6,548.80
972.34
2,210.85
LT
LT
LT
Total 490.000 13,155.91 22,887.90 9,731.99 LT ——
Asset Class: Equities
WESCO INTL INC (WCC) 11/10/15
12/4/15
2/22/16
34.000
73.000
161.000
48.858
47.886
43.870
61.150
61.150
61.150
1,661.16
3,495.66
7,063.07
2,079.10
4,463.95
9,845.15
417.94
968.29
2,782.08
LT
LT
LT
Total 268.000 12,219.89 16,388.20 4,168.31 LT ——
Asset Class: Equities
WEST BAF32 CASH 11/10/15
2/22/16
3/13/17
274.000
18.000
43.000
46.310
26.927
35.647
35.940
35.940
35.940
12,688.94
484.68
1,532.82
9,847.56
646.92
1,545.42
(2,841.38)
162.24
12.60
LT
LT
ST
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 89 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 335.000 14,706.44 12,039.90 (2,679.14)
12.60
LT
ST
509.00 4.22
Asset Class: Equities
WILDHORSE RESOURCE DEV CORP (WRD) 12/15/16 554.000 14.809 11.920 8,204.02 6,603.68 (1,600.34)ST ——
Asset Class: Equities
WORLD FUEL SERVICES CORP (INT) 11/10/15
2/22/16
3/13/17
356.000
39.000
112.000
45.402
46.089
36.645
35.340
35.340
35.340
16,163.22
1,797.48
4,104.24
12,581.04
1,378.26
3,958.08
(3,582.18)
(419.22)
(146.16)
LT
LT
ST
3/14/17 209.000 36.766 35.340 7,684.05 7,386.06 (297.99)ST
5/26/17 139.000 36.054 35.340 5,011.56 4,912.26 (99.30)ST
Total 855.000 34,760.55 30,215.70 (4,001.40)
(543.45)
LT
ST
205.00 0.67
Next Dividend Payable 07/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 97.22%$1,301,652.84 $1,495,254.91 $177,899.97
$15,702.10
LT
ST
$25,070.00 1.68%
EXCHANGE-TRADED & CLOSED-END FUNDS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ARES CAPITAL CORP (ARCC) 11/10/15
2/22/16
9/21/16
227.000
27.000
268.000
$15.610
12.807
15.677
$16.650
16.650
16.650
$3,543.52
345.79
4,201.36
$3,779.55
449.55
4,462.20
$236.03
103.76
260.84
LT
LT
ST
Total 522.000 8,090.67 8,691.30 339.79
260.84
LT
ST
793.00 9.12
Next Dividend Payable 06/2017; Asset Class: FI & Pref
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
EXCHANGE-TRADED & CLOSED-END FUNDS 0.57%$8,090.67 $8,691.30 $339.79
260.84
LT
ST
$793.00 9.12%
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
5
5
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 90 of 126
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $1,309,743.51 $1,537,952.15 $178,239.76
$15,962.94
LT
ST
$25,867.00
$0.00
1.68%
TOTAL VALUE (includes accrued interest)100.00%$1,537,952.15
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
H - Wash sale rules apply to this tax lot. The cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale transaction. The aggregate amount of the basis
adjustment is identified in italics under the Security Description.
R - The cost basis for this tax lot was adjusted due to a reclassification of income.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $34,005.94 ——————
Stocks —$1,391,242.89 —$104,012.02 ———
ETFs & CEFs ——$8,691.30 ————
TOTAL ALLOCATION OF ASSETS $34,005.94 $1,391,242.89 $8,691.30 $104,012.02 ———
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
5/16 5/19 Sold VALIDUS HOLDINGS LTD COM ACTED AS AGENT 125.000 $53.0073 $6,625.76
5/16 5/19 Sold EXPRESS INC ACTED AS AGENT 358.000 7.9359 2,840.98
5/16 5/19 Bought DICKS SPORTING GOODS INC ACTED AS AGENT 91.000 41.0645 (3,736.87)
5/17 5/22 Sold AXIS CAPITAL HOLDINGS LTD ACTED AS AGENT 140.000 62.6721 8,773.89
5/17 5/22 Sold NU SKIN ENTERPRISE INC A ACTED AS AGENT 121.000 56.7557 6,867.29
5/17 5/22 Sold NATIONSTAR MORTGAGE HLDGS INC ACTED AS AGENT 303.000 16.9280 5,129.06
5/17 5/22 Sold KOSMOS ENERGY LTD ACTED AS AGENT 648.000 7.1429 4,628.49
5/17 5/22 Sold WALKER & DUNLOP INC ACTED AS AGENT 94.000 46.9920 4,417.15
5/17 5/22 Sold CHEMED CORPORATION ACTED AS AGENT 22.000 198.3286 4,363.13
5/17 5/22 Bought LA Z BOY INCORPORATED ACTED AS AGENT 284.000 27.0815 (7,691.15)
5/17 5/22 Bought RSP PERMIAN INC ACTED AS AGENT 105.000 40.8798 (4,292.38)
5/17 5/22 Bought SUNCOKE ENERGY INC COM ACTED AS AGENT 419.000 8.2760 (3,467.64)
5/17 5/22 Bought TESORO PETROLEUM CP ACTED AS AGENT 38.000 81.3085 (3,089.72)
5/17 5/22 Bought PHARMERICA CORP COM ACTED AS AGENT 115.000 25.3132 (2,911.02)
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 91 of 126
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS (CONTINUED)
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
5/17 5/22 Bought VALVOLINE INC COM ACTED AS AGENT 56.000 23.0590 (1,291.30)
5/19 5/24 Bought AMC NETWORKS INC CL A ACTED AS AGENT 145.000 53.2087 (7,715.26)
5/23 5/26 Bought GARDNER DENVER HOLDINGS, INC ACTED AS AGENT 332.000 23.4427 (7,782.98)
5/26 6/1 Bought WORLD FUEL SERVICES CORP ACTED AS AGENT 139.000 36.0544 (5,011.56)
5/26 6/1 Bought ON ASSIGNMENT INC ACTED AS AGENT 91.000 52.4750 (4,775.23)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(8,119.36)
TOTAL PURCHASES $(51,765.11)
TOTAL SALES AND REDEMPTIONS $43,645.75
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
UNSETTLED PURCHASES/SALES ACTIVITY
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price
Pending
Credits/(Debits)
5/26 6/1 Bought ON ASSIGNMENT INC UNSETTLED PURCHASE 91.000 $52.4750 $(4,775.23)
5/26 6/1 Bought WORLD FUEL SERVICES CORP UNSETTLED PURCHASE 139.000 36.0544 (5,011.56)
NET UNSETTLED PURCHASES/SALES $(9,786.79)
This section displays transactions that have not settled during this statement period. The Holdings section includes positions purchased and omits positions sold or sold short as of the trade-date. The unit/share
price for unsettled fixed income new issues in the Holdings section may be approximate in advance of active market pricing or pricing from third party pricing services.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
5/1 Qualified Dividend ABM INDUSTRIES INCORPORATED $23.63
5/1 Qualified Dividend TORCHMARK CORP 9.00
5/8 Qualified Dividend UNIVERSAL CP VA 90.18
5/8 Dividend AGNC INVT CORP COM 50.04
5/11 Qualified Dividend WEST BAF32 CASH 127.30
5/15 Qualified Dividend AES CORP 76.44
5/15 Qualified Dividend EAST WEST BANCORP 59.60
5/15 Qualified Dividend ALLY FINANCIAL INC 35.04
5/19 Qualified Dividend HEIDRICK & STRUGGLES INTL INC 28.99
5/24 Qualified Dividend HANMI FINANCIAL CORP NEW 39.14
5/24 Qualified Dividend COLUMBIA BANKING SYSTEMS INC 21.34
5/25 Qualified Dividend INVESTORS BANCORP INC NEW 39.68
5/26 Dividend CHATHAM LODGING TRUST COM 41.80
5/26 Qualified Dividend LITHIA MOTORS INC A 39.69
5/30 Qualified Dividend REINSURANCE GROUP OF AMERICA 46.74
5/31 Qualified Dividend FIRSTCASH INC 61.37
5/31 Qualified Dividend ASSURED GUARANTY LTD 44.18
5/31 Qualified Dividend REALOGY HOLDINGS CORP 9.72
5/31 Qualified Dividend MAXIMUS INC 3.06
5/31 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 05/01-05/31)
0.36
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 92 of 126
TAXABLE INCOME AND DISTRIBUTIONS (CONTINUED)
Activity Date Activity Type Description Comments Credits/(Debits)
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $847.30
TOTAL QUALIFIED DIVIDENDS $755.10
TOTAL OTHER DIVIDENDS $91.84
TOTAL INTEREST $0.36
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
5/1 Automatic Investment BANK DEPOSIT PROGRAM $32.63
5/8 Automatic Investment BANK DEPOSIT PROGRAM 140.22
5/11 Automatic Investment BANK DEPOSIT PROGRAM 127.30
5/15 Automatic Investment BANK DEPOSIT PROGRAM 171.08
5/19 Automatic Investment BANK DEPOSIT PROGRAM 28.99
5/22 Automatic Investment BANK DEPOSIT PROGRAM 5,729.87
5/23 Automatic Investment BANK DEPOSIT PROGRAM 11,435.80
5/24 Automatic Redemption BANK DEPOSIT PROGRAM (7,654.78)
5/25 Automatic Investment BANK DEPOSIT PROGRAM 39.68
5/26 Automatic Redemption BANK DEPOSIT PROGRAM (7,701.49)
5/30 Automatic Investment BANK DEPOSIT PROGRAM 46.74
5/31 Automatic Investment BANK DEPOSIT PROGRAM 118.33
5/31 Automatic Investment BANK DEPOSIT PROGRAM 0.36
NET ACTIVITY FOR PERIOD $2,514.73
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
AXIS CAPITAL HOLDINGS LTD 11/10/15 05/17/17 140.000 $8,773.89 $7,772.80 $1,001.09
CHEMED CORPORATION 11/10/15 05/17/17 22.000 4,363.13 3,367.29 995.84
EXPRESS INC 11/10/15 05/16/17 358.000 2,840.98 6,837.16 (3,996.18)
KOSMOS ENERGY LTD 11/10/15 05/17/17 531.000 3,792.79 4,050.10 (257.31)
NATIONSTAR MORTGAGE HLDGS INC 11/10/15 05/17/17 268.000 4,536.59 3,770.27 766.32
02/22/16 05/17/17 35.000 592.47 341.50 250.97
NU SKIN ENTERPRISE INC A 11/10/15 05/17/17 121.000 6,867.29 4,356.00 2,511.29
VALIDUS HOLDINGS LTD COM 11/10/15 05/16/17 125.000 6,625.76 5,650.00 975.76
WALKER & DUNLOP INC 11/10/15 05/17/17 94.000 4,417.15 2,680.78 1,736.37
Long-Term This Period $42,810.05 $38,825.90 $3,984.15
Long-Term Year to Date $151,077.02 $127,912.90 $23,164.12
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 93 of 126
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
KOSMOS ENERGY LTD 01/27/17 05/17/17 117.000 835.70 744.12 91.58
Short-Term This Period $835.70 $744.12 $91.58
Short-Term Year to Date $34,552.44 $28,004.22 $6,548.22
Net Realized Gain/(Loss) This Period $43,645.75 $39,570.02 $4,075.73
Net Realized Gain/(Loss) Year to Date $185,629.46 $155,917.12 $29,712.34
Disallowed Loss Based On Wash Sale Year to Date: $833.52
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
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Page 94 of 126
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110145-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
TOTAL BEGINNING VALUE $1,496,413.73 $1,362,287.35
Credits ——
Debits —(4,579.59)
Security Transfers ——
Net Credits/Debits/Transfers —$(4,579.59)
Change in Value 59,963.51 198,669.48
TOTAL ENDING VALUE $1,556,377.24 $1,556,377.24
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period May 1-31, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR MAY
700
900
1,100
1,300
1,500
1,700
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 95 of 126
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Market Value Percentage
Cash $63,944.86 4.11
Equities 1,492,432.38 95.89
TOTAL VALUE $1,556,377.24 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 96 of 126
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 4/30/17)
This Period
(as of 5/31/17)
Cash, BDP, MMFs $38,990.04 $35,115.45
Stocks 1,461,656.59 1,492,432.38
Net Unsettled Purchases/Sales (4,232.90)28,829.41
Total Assets $1,496,413.73 $1,556,377.24
Total Liabilities (outstanding balance)——
TOTAL VALUE $1,496,413.73 $1,556,377.24
CASH FLOW
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
OPENING CASH, BDP, MMFs $38,990.04 $21,613.68
Purchases (3,664.12)(91,553.85)
Sales and Redemptions 32,493.53 135,873.45
Prior Net Unsettled Purch/Sales (4,232.90)N/A
Net Unsettled Purch/Sales (28,829.41)(28,829.41)
Income and Distributions 358.31 2,591.17
Total Investment Related Activity $(3,874.59)$18,081.36
Other Debits —(4,579.59)
Total Cash Related Activity —$(4,579.59)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $35,115.45 $35,115.45
INCOME AND DISTRIBUTION SUMMARY
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
Qualified Dividends $358.02 $2,589.93
Interest 0.29 1.24
Total Taxable Income And Distributions $358.31 $2,591.17
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $358.31 $2,591.17
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(5/1/17-5/31/17)
Realized This Year
(1/1/17-5/31/17)
Unrealized
Inception to Date
(as of 5/31/17)
Short-Term Gain —$12,558.23 $41,160.11
Short-Term (Loss)——(20,248.36)
Total Short-Term —$12,558.23 $20,911.75
Long-Term Gain —18,753.20 288,967.72
Long-Term (Loss)(18,208.61)(19,738.94)(48,130.72)
Total Long-Term $(18,208.61)$(985.74)$240,837.00
TOTAL GAIN/(LOSS)$(18,208.61)$11,572.49 $261,748.75
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Summary
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 97 of 126
ADDITIONAL ACCOUNT INFORMATION
Category
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
Foreign Tax Paid —$24.02
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110145-095
Investment Objectives †: Capital Appreciation,Income Investment Advisory Account
Manager:Riverbridge Partners - SMID Growth
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 98 of 126
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$35,115.45 —$4.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs $35,115.45 $4.00
NET UNSETTLED PURCHASES/SALES $28,829.41
CASH, BDP, AND MMFs (PROJECTED SETTLED BALANCE)4.11%$63,944.86
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
The “Projected Settled Balance” includes accrued interest on deposits and reflects the impact of unsettled purchases/sales.
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 99 of 126
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
2U INC COM (TWOU) 10/20/16
10/21/16
10/25/16
187.000
35.000
147.000
$35.977
35.922
36.056
$42.750
42.750
42.750
$6,727.72
1,257.26
5,300.28
$7,994.25
1,496.25
6,284.25
$1,266.53
238.99
983.97
ST
ST
ST
5/26/17 1.000 43.590 42.750 43.59 42.75 (0.84)ST
5/26/17 2.000 43.625 42.750 87.25 85.50 (1.75)ST
Total 372.000 13,416.10 15,903.00 2,486.90 ST ——
Asset Class: Equities
ACUITY BRANDS INC (AYI) 11/10/15
2/16/16
2/10/17
105.000
15.000
48.000
210.959
185.555
211.070
162.910
162.910
162.910
22,150.73
2,783.33
10,131.36
17,105.55
2,443.65
7,819.68
(5,045.18)
(339.68)
(2,311.68)
LT
LT
ST
Total 168.000 35,065.42 27,368.88 (5,384.86)
(2,311.68)
LT
ST
87.00 0.31
Next Dividend Payable 08/2017; Asset Class: Equities
ANSYS INC (ANSS) 11/10/15
2/16/16
4/18/16
185.000
25.000
24.000
92.230
84.902
89.780
126.330
126.330
126.330
17,062.55
2,122.54
2,154.71
23,371.05
3,158.25
3,031.92
6,308.50
1,035.71
877.21
LT
LT
LT
4/26/16 26.000 91.013 126.330 2,366.35 3,284.58 918.23 LT
4/27/16 28.000 90.984 126.330 2,547.55 3,537.24 989.69 LT
4/28/16 64.000 90.875 126.330 5,816.00 8,085.12 2,269.12 LT
Total 352.000 32,069.70 44,468.16 12,398.46 LT ——
Asset Class: Equities
ATHENAHEALTH INC COM (ATHN) 1/12/15
6/10/15
2/16/16
138.000
105.000
30.000
139.590
117.975
127.546
133.980
133.980
133.980
19,263.41
12,387.33
3,826.38
18,489.24
14,067.90
4,019.40
(774.17)
1,680.57
193.02
LT
LT
LT
6/24/16 50.000 131.236 133.980 6,561.80 6,699.00 137.20 ST
5/26/17 2.000 134.275 133.980 268.55 267.96 (0.59)ST
Total 325.000 42,307.47 43,543.50 1,099.42
136.61
LT
ST
——
Asset Class: Equities
BEACON ROOFING SUPPLY INC (BECN) 1/12/15
11/10/15
390.000
35.000
27.079
37.520
48.230
48.230
10,560.93
1,313.20
18,809.70
1,688.05
8,248.77
374.85
LT
LT
Total 425.000 11,874.13 20,497.75 8,623.62 LT ——
Asset Class: Equities
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 100 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
BIO-TECHNE CORP (TECH) 10/17/14
1/12/15
2/16/16
74.000
165.000
25.000
90.930
92.188
87.221
112.080
112.080
112.080
6,728.81
15,211.02
2,180.53
8,293.92
18,493.20
2,802.00
1,565.11
3,282.18
621.47
LT
LT
LT
Total 264.000 24,120.36 29,589.12 5,468.76 LT 338.00 1.14
Next Dividend Payable 06/02/17; Asset Class: Equities
CHANNELADVISOR CORP COM (ECOM) 10/17/14
1/12/15
11/10/15
130.000
295.000
205.000
14.374
21.118
13.530
11.400
11.400
11.400
1,868.66
6,229.84
2,773.69
1,482.00
3,363.00
2,337.00
(386.66)
(2,866.84)
(436.69)
LT
LT
LT
2/16/16 80.000 11.467 11.400 917.35 912.00 (5.35)LT
Total 710.000 11,789.54 8,094.00 (3,695.54)LT ——
Asset Class: Equities
CHEMED CORPORATION (CHE) 10/17/14
1/12/15
2/16/16
55.000
150.000
25.000
99.105
103.282
134.254
204.660
204.660
204.660
5,450.78
15,492.26
3,356.36
11,256.30
30,699.00
5,116.50
5,805.52
15,206.74
1,760.14
LT
LT
LT
Total 230.000 24,299.40 47,071.80 22,772.40 LT 239.00 0.50
Next Dividend Payable 06/14/17; Asset Class: Equities
COGNEX CORP (CGNX) 11/10/15
2/16/16
208.000
55.000
35.920
34.453
91.510
91.510
7,471.26
1,894.89
19,034.08
5,033.05
11,562.82
3,138.16
LT
LT
Total 263.000 9,366.15 24,067.13 14,700.98 LT 89.00 0.36
Next Dividend Payable 06/16/17; Asset Class: Equities
COSTAR GROUP INC (CSGP) 10/17/14
1/12/15
11/10/15
55.000
125.000
35.000
143.180
178.150
202.297
261.570
261.570
261.570
7,874.90
22,268.69
7,080.41
14,386.35
32,696.25
9,154.95
6,511.45
10,427.56
2,074.54
LT
LT
LT
2/16/16 25.000 161.606 261.570 4,040.15 6,539.25 2,499.10 LT
Total 240.000 41,264.15 62,776.80 21,512.65 LT ——
Asset Class: Equities
DIPLOMAT PHARMACY,INC. (DPLO) 10/18/16
10/19/16
10/21/16
64.000
75.000
108.000
28.397
27.992
28.955
17.140
17.140
17.140
1,817.43
2,099.41
3,127.14
1,096.96
1,285.50
1,851.12
(720.47)
(813.91)
(1,276.02)
ST
ST
ST
10/24/16 326.000 28.853 17.140 9,406.21 5,587.64 (3,818.57)ST
10/25/16 145.000 28.878 17.140 4,187.27 2,485.30 (1,701.97)ST
Total 718.000 20,637.46 12,306.52 (8,330.94)ST ——
Asset Class: Equities
DORMAN PRODUCTS, INC (DORM) 1/12/15
7/24/15
7/27/15
26.000
96.000
85.000
47.285
48.006
46.556
83.400
83.400
83.400
1,229.40
4,608.54
3,957.27
2,168.40
8,006.40
7,089.00
939.00
3,397.86
3,131.73
LT
LT
LT
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 101 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
7/28/15 84.000 47.145 83.400 3,960.21 7,005.60 3,045.39 LT
2/16/16 35.000 42.951 83.400 1,503.27 2,919.00 1,415.73 LT
5/26/17 1.000 83.460 83.400 83.46 83.40 (0.06)ST
Total 327.000 15,342.15 27,271.80 11,929.71
(0.06)
LT
ST
——
Asset Class: Equities
ELLIE MAE INC (ELLI) 12/1/16 241.000 79.999 109.560 19,279.83 26,403.96 7,124.13 ST ——
Asset Class: Equities
EXLSERVICE HLDGS INC (EXLS) 12/12/16 440.000 49.917 52.370 21,963.52 23,042.80 1,079.28 ST ——
Asset Class: Equities
FASTENAL CO (FAST) 11/10/15
2/16/16
875.000
120.000
40.747
43.587
43.170
43.170
35,653.36
5,230.45
37,773.75
5,180.40
2,120.39
(50.05)
LT
LT
Total 995.000 40,883.81 42,954.15 2,070.34 LT 1,274.00 2.96
Next Dividend Payable 08/2017; Asset Class: Equities
FINANCIAL ENGINES (FNGN) 1/12/15
2/6/15
2/9/15
132.000
43.000
34.000
35.312
39.889
39.750
37.900
37.900
37.900
4,661.21
1,715.21
1,351.50
5,002.80
1,629.70
1,288.60
341.59
(85.51)
(62.90)
LT
LT
LT
2/18/15 84.000 39.001 37.900 3,276.08 3,183.60 (92.48)LT
2/19/15 144.000 39.132 37.900 5,635.05 5,457.60 (177.45)LT
2/16/16 55.000 26.237 37.900 1,443.01 2,084.50 641.49 LT
Total 492.000 18,082.06 18,646.80 564.74 LT 138.00 0.74
Next Dividend Payable 07/2017; Asset Class: Equities
FIVE BELOW (FIVE) 10/17/14
1/12/15
2/16/16
130.000
385.000
240.000
38.896
34.907
35.504
51.300
51.300
51.300
5,056.44
13,439.31
8,520.96
6,669.00
19,750.50
12,312.00
1,612.56
6,311.19
3,791.04
LT
LT
LT
Total 755.000 27,016.71 38,731.50 11,714.79 LT ——
Asset Class: Equities
GENTEX CORP (GNTX) 1/12/15
11/10/15
2/16/16
221.000
505.000
295.000
17.590
16.452
14.177
18.980
18.980
18.980
3,887.39
8,308.31
4,182.16
4,194.58
9,584.90
5,599.10
307.19
1,276.59
1,416.94
LT
LT
LT
Total 1,021.000 16,377.86 19,378.58 3,000.72 LT 408.00 2.10
Next Dividend Payable 07/2017; Asset Class: Equities
GRAND CANYON ED INC COM (LOPE) 1/12/15
7/24/15
7/27/15
362.000
71.000
36.000
44.015
43.786
42.947
78.400
78.400
78.400
15,933.39
3,108.81
1,546.10
28,380.80
5,566.40
2,822.40
12,447.41
2,457.59
1,276.30
LT
LT
LT
7/28/15 27.000 42.932 78.400 1,159.16 2,116.80 957.64 LT
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
6
1
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 102 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
8/3/15 28.000 43.031 78.400 1,204.88 2,195.20 990.32 LT
8/4/15 107.000 42.905 78.400 4,590.85 8,388.80 3,797.95 LT
2/16/16 80.000 34.275 78.400 2,742.00 6,272.00 3,530.00 LT
Total 711.000 30,285.19 55,742.40 25,457.21 LT ——
Asset Class: Equities
HEALTHSTREAM INC (HSTM) 10/24/16
10/24/16
10/25/16
38.000
49.000
63.000
27.565
27.675
27.610
27.870
27.870
27.870
1,047.47
1,356.06
1,739.41
1,059.06
1,365.63
1,755.81
11.59
9.57
16.40
ST
ST
ST
10/28/16 165.000 26.649 27.870 4,397.12 4,598.55 201.43 ST
11/2/16 227.000 26.307 27.870 5,971.80 6,326.49 354.69 ST
11/3/16 217.000 24.029 27.870 5,214.34 6,047.79 833.45 ST
Total 759.000 19,726.20 21,153.33 1,427.13 ST ——
Asset Class: Equities
HEICO CORP NEW (HEI) 4/17/15
4/30/15
5/15/15
18.000
96.000
68.000
49.311
44.938
45.267
74.210
74.210
74.210
887.60
4,314.09
3,078.15
1,335.78
7,124.16
5,046.28
448.18
2,810.07
1,968.13
LT
LT
LT
5/19/15 92.000 45.864 74.210 4,219.51 6,827.32 2,607.81 LT
6/3/15 92.000 46.924 74.210 4,317.00 6,827.32 2,510.32 LT
2/16/16 43.000 43.254 74.210 1,859.92 3,191.03 1,331.11 LT
6/22/16 16.000 52.679 74.210 842.86 1,187.36 344.50 ST
6/24/16 32.000 51.947 74.210 1,662.31 2,374.72 712.41 ST
6/29/16 26.000 52.418 74.210 1,362.86 1,929.46 566.60 ST
7/12/16 110.000 50.943 74.210 5,603.68 8,163.10 2,559.42 ST
5/26/17 1.000 74.510 74.210 74.51 74.21 (0.30)ST
Total 594.000 28,222.49 44,080.74 11,675.62
4,182.63
LT
ST
86.00 0.19
Next Dividend Payable 07/2017; Asset Class: Equities
HENRY SCHEIN INC (HSIC) 12/11/15
12/14/15
2/16/16
42.000
65.000
15.000
153.070
153.270
161.677
183.970
183.970
183.970
6,428.95
9,962.53
2,425.15
7,726.74
11,958.05
2,759.55
1,297.79
1,995.52
334.40
LT
LT
LT
Total 122.000 18,816.63 22,444.34 3,627.71 LT ——
Asset Class: Equities
HLTH CARE SVC GRP (HCSG) 10/17/14
1/12/15
6/18/15
99.000
450.000
46.000
27.294
30.447
33.005
47.870
47.870
47.870
2,702.07
13,701.20
1,518.22
4,739.13
21,541.50
2,202.02
2,037.06
7,840.30
683.80
LT
LT
LT
6/19/15 220.000 33.170 47.870 7,297.38 10,531.40 3,234.02 LT
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 103 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
6/23/15 89.000 33.452 47.870 2,977.23 4,260.43 1,283.20 LT
2/16/16 115.000 34.847 47.870 4,007.42 5,505.05 1,497.63 LT
Total 1,019.000 32,203.52 48,779.53 16,576.01 LT 764.00 1.56
Next Dividend Payable 06/23/17; Asset Class: Equities
IHS MARKIT LTD (INFO) 7/13/16
5/26/17
809.000
2.000
32.880
46.255
45.850
45.850
26,599.92
92.51
37,092.65
91.70
10,492.73
(0.81)
ST
ST
Total 811.000 26,692.43 37,184.35 10,491.92 ST ——
Asset Class: Equities
INNERWORKINGS INC (INWK) 10/17/14
1/12/15
11/10/15
300.000
700.000
675.000
8.376
7.023
8.089
10.840
10.840
10.840
2,512.77
4,916.38
5,460.01
3,252.00
7,588.00
7,317.00
739.23
2,671.62
1,856.99
LT
LT
LT
2/16/16 240.000 6.581 10.840 1,579.44 2,601.60 1,022.16 LT
Total 1,915.000 14,468.60 20,758.60 6,290.00 LT ——
Asset Class: Equities
INOVALON HLDGS INC COM CL A (INOV) 2/17/16
2/17/16
2/19/16
20.000
40.000
57.000
18.647
18.781
19.538
13.600
13.600
13.600
372.94
751.22
1,113.64
272.00
544.00
775.20
(100.94)
(207.22)
(338.44)
LT
LT
LT
2/22/16 331.000 19.547 13.600 6,470.16 4,501.60 (1,968.56)LT
2/25/16 125.000 17.654 13.600 2,206.73 1,700.00 (506.73)LT
2/26/16 172.000 16.423 13.600 2,824.84 2,339.20 (485.64)LT
3/2/16 51.000 17.375 13.600 886.12 693.60 (192.52)LT
3/4/16 115.000 17.944 13.600 2,063.55 1,564.00 (499.55)LT
3/7/16 64.000 17.976 13.600 1,150.44 870.40 (280.04)LT
5/26/17 2.000 13.575 13.600 27.15 27.20 0.05 ST
5/26/17 3.000 13.587 13.600 40.76 40.80 0.04 ST
Total 980.000 17,907.55 13,328.00 (4,579.64)
0.09
LT
ST
——
Asset Class: Equities
INTL FLAVORS & FRAGRANCES (IFF) 11/10/15
2/16/16
145.000
20.000
114.785
106.799
137.890
137.890
16,643.83
2,135.98
19,994.05
2,757.80
3,350.22
621.82
LT
LT
Total 165.000 18,779.81 22,751.85 3,972.04 LT 422.00 1.85
Next Dividend Payable 07/2017; Asset Class: Equities
LKQ CORPORATION (LKQ) 11/10/15
2/16/16
786.000
190.000
30.035
25.600
31.490
31.490
23,607.27
4,864.00
24,751.14
5,983.10
1,143.87
1,119.10
LT
LT
Total 976.000 28,471.27 30,734.24 2,262.97 LT ——
Asset Class: Equities
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
6
2
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 104 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
MAXIMUS INC (MMS) 1/12/15
2/16/16
350.000
45.000
53.795
47.779
62.080
62.080
18,828.42
2,150.05
21,728.00
2,793.60
2,899.58
643.55
LT
LT
Total 395.000 20,978.47 24,521.60 3,543.13 LT 71.00 0.28
Next Dividend Payable 08/2017; Asset Class: Equities
MEDNAX INC (MD) 10/17/14
1/12/15
2/16/16
115.000
260.000
65.000
52.792
65.537
64.892
54.300
54.300
54.300
6,071.05
17,039.70
4,217.96
6,244.50
14,118.00
3,529.50
173.45
(2,921.70)
(688.46)
LT
LT
LT
Total 440.000 27,328.71 23,892.00 (3,436.71)LT ——
Asset Class: Equities
MIDDLEBY CORP DEL (MIDD) 11/10/15
2/16/16
205.000
25.000
118.080
84.142
128.360
128.360
24,206.40
2,103.54
26,313.80
3,209.00
2,107.40
1,105.46
LT
LT
Total 230.000 26,309.94 29,522.80 3,212.86 LT ——
Asset Class: Equities
NATL INSTRUMS CP (NATI) 10/17/14
1/12/15
2/16/16
232.000
750.000
145.000
28.580
30.206
27.905
38.150
38.150
38.150
6,630.56
22,654.13
4,046.17
8,850.80
28,612.50
5,531.75
2,220.24
5,958.37
1,485.58
LT
LT
LT
6/24/16 229.000 27.325 38.150 6,257.31 8,736.35 2,479.04 ST
6/27/16 37.000 26.030 38.150 963.11 1,411.55 448.44 ST
6/29/16 106.000 26.365 38.150 2,794.72 4,043.90 1,249.18 ST
7/13/16 78.000 28.782 38.150 2,245.00 2,975.70 730.70 ST
Total 1,577.000 45,591.00 60,162.55 9,664.19
4,907.36
LT
ST
1,325.00 2.20
Next Dividend Payable 06/05/17; Asset Class: Equities
NEOGEN CP (NEOG) 1/12/15
2/16/16
177.000
45.000
48.280
48.364
63.290
63.290
8,545.56
2,176.37
11,202.33
2,848.05
2,656.77
671.68
LT
LT
Total 222.000 10,721.93 14,050.38 3,328.45 LT ——
Asset Class: Equities
NOVADAQ TECH INC (NVDQ) 10/18/16
10/19/16
10/20/16
118.000
158.000
67.000
10.576
10.597
10.480
6.910
6.910
6.910
1,247.93
1,674.29
702.19
815.38
1,091.78
462.97
(432.55)
(582.51)
(239.22)
ST
ST
ST
10/26/16 381.000 10.638 6.910 4,053.04 2,632.71 (1,420.33)ST
10/27/16 53.000 10.590 6.910 561.25 366.23 (195.02)ST
10/28/16 47.000 10.620 6.910 499.12 324.77 (174.35)ST
10/31/16 87.000 11.066 6.910 962.77 601.17 (361.60)ST
11/1/16 369.000 11.256 6.910 4,153.39 2,549.79 (1,603.60)ST
Total 1,280.000 13,853.98 8,844.80 (5,009.18)ST ——
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 105 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Asset Class: Equities
PATTERSON COMPANIES INC (PDCO) 11/10/15
2/16/16
5/26/17
425.000
55.000
1.000
48.017
43.504
44.220
44.160
44.160
44.160
20,407.18
2,392.74
44.22
18,768.00
2,428.80
44.16
(1,639.18)
36.06
(0.06)
LT
LT
ST
Total 481.000 22,844.14 21,240.96 (1,603.12)
(0.06)
LT
ST
500.00 2.35
Next Dividend Payable 07/2017; Asset Class: Equities
PRA GROUP INC (PRAA) 10/17/14
1/12/15
11/30/15
130.000
365.000
31.000
59.093
56.302
41.316
34.800
34.800
34.800
7,682.13
20,550.34
1,280.79
4,524.00
12,702.00
1,078.80
(3,158.13)
(7,848.34)
(201.99)
LT
LT
LT
12/1/15 49.000 40.399 34.800 1,979.55 1,705.20 (274.35)LT
12/2/15 38.000 39.699 34.800 1,508.55 1,322.40 (186.15)LT
12/3/15 19.000 39.319 34.800 747.07 661.20 (85.87)LT
12/7/15 11.000 38.739 34.800 426.13 382.80 (43.33)LT
12/8/15 13.000 38.584 34.800 501.59 452.40 (49.19)LT
12/9/15 44.000 38.640 34.800 1,700.16 1,531.20 (168.96)LT
2/16/16 75.000 27.189 34.800 2,039.17 2,610.00 570.83 LT
12/12/16 177.000 38.067 34.800 6,737.91 6,159.60 (578.31)ST
Total 952.000 45,153.39 33,129.60 (11,445.48)
(578.31)
LT
ST
——
Asset Class: Equities
PROS HLDG INC (PRO) 7/23/15
7/24/15
7/30/15
45.000
96.000
43.000
20.610
20.738
21.394
29.870
29.870
29.870
927.45
1,990.85
919.95
1,344.15
2,867.52
1,284.41
416.70
876.67
364.46
LT
LT
LT
8/4/15 34.000 21.316 29.870 724.76 1,015.58 290.82 LT
8/5/15 25.000 21.586 29.870 539.64 746.75 207.11 LT
8/5/15 17.000 21.605 29.870 367.29 507.79 140.50 LT
8/6/15 63.000 21.580 29.870 1,359.54 1,881.81 522.27 LT
8/6/15 43.000 21.630 29.870 930.09 1,284.41 354.32 LT
8/11/15 66.000 21.055 29.870 1,389.65 1,971.42 581.77 LT
8/13/15 31.000 20.457 29.870 634.16 925.97 291.81 LT
8/20/15 49.000 20.601 29.870 1,009.45 1,463.63 454.18 LT
8/24/15 39.000 20.572 29.870 802.30 1,164.93 362.63 LT
8/27/15 31.000 21.069 29.870 653.15 925.97 272.82 LT
2/16/16 75.000 10.597 29.870 794.79 2,240.25 1,445.46 LT
10/21/16 66.000 21.884 29.870 1,444.32 1,971.42 527.10 ST
10/24/16 129.000 22.306 29.870 2,877.42 3,853.23 975.81 ST
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
6
3
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 106 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
10/25/16 62.000 22.142 29.870 1,372.79 1,851.94 479.15 ST
10/26/16 84.000 22.200 29.870 1,864.80 2,509.08 644.28 ST
Total 998.000 20,602.40 29,810.26 6,581.52
2,626.34
LT
ST
——
Asset Class: Equities
PROTO LABS (PRLB) 10/17/14
12/11/14
1/12/15
15.000
65.000
260.000
69.327
67.204
62.130
64.000
64.000
64.000
1,039.91
4,368.29
16,153.80
960.00
4,160.00
16,640.00
(79.91)
(208.29)
486.20
LT
LT
LT
7/27/15 62.000 75.326 64.000 4,670.19 3,968.00 (702.19)LT
7/28/15 16.000 72.988 64.000 1,167.81 1,024.00 (143.81)LT
8/4/15 22.000 73.075 64.000 1,607.66 1,408.00 (199.66)LT
2/16/16 55.000 60.511 64.000 3,328.08 3,520.00 191.92 LT
Total 495.000 32,335.74 31,680.00 (655.74)LT ——
Asset Class: Equities
RITCHIE BROTHERS AUCTIONEERS (RBA) 1/12/15
2/16/16
5/26/17
797.000
145.000
17.000
26.037
23.097
31.245
31.040
31.040
31.040
20,751.57
3,349.05
531.16
24,738.88
4,500.80
527.68
3,987.31
1,151.75
(3.48)
LT
LT
ST
Total 959.000 24,631.78 29,767.36 5,139.06
(3.48)
LT
ST
652.00 2.19
Next Dividend Payable 06/13/17; Asset Class: Equities
ROLLINS INC (ROL) 1/12/15
11/10/15
2/16/16
619.000
135.000
100.000
21.687
26.306
26.904
43.070
43.070
43.070
13,424.43
3,551.26
2,690.37
26,660.33
5,814.45
4,307.00
13,235.90
2,263.19
1,616.63
LT
LT
LT
Total 854.000 19,666.06 36,781.78 17,115.72 LT 393.00 1.06
Next Dividend Payable 06/09/17; Asset Class: Equities
SNAP-ON INC (SNA) 2/1/17 110.000 180.120 161.660 19,813.20 17,782.60 (2,030.60)ST 312.00 1.75
Next Dividend Payable 06/09/17; Asset Class: Equities
STRATASYS LTD SHS (SSYS) 7/30/15
3/13/17
5/26/17
337.000
37.000
10.000
32.272
19.135
28.306
26.900
26.900
26.900
10,875.57
708.00
283.06
9,065.30
995.30
269.00
(1,810.27)
287.30
(14.06)
LT
ST
ST
Total 384.000 11,866.63 10,329.60 (1,810.27)
273.24
LT
ST
——
Asset Class: Equities
ULTIMATE SOFTWARE GP INC (ULTI) 10/17/14
1/12/15
11/10/15
35.000
200.000
25.000
135.170
144.503
203.630
220.740
220.740
220.740
4,730.95
28,900.64
5,090.75
7,725.90
44,148.00
5,518.50
2,994.95
15,247.36
427.75
LT
LT
LT
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 107 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
2/16/16 35.000 160.030 220.740 5,601.05 7,725.90 2,124.85 LT
Total 295.000 44,323.39 65,118.30 20,794.91 LT ——
Asset Class: Equities
UNITED NATURAL FOODS INC (UNFI) 1/12/15
2/16/16
9/19/16
221.000
55.000
34.000
76.818
35.134
39.319
39.940
39.940
39.940
16,976.74
1,932.39
1,336.86
8,826.74
2,196.70
1,357.96
(8,150.00)
264.31
21.10
LT
LT
ST
9/20/16 45.000 38.844 39.940 1,747.98 1,797.30 49.32 ST
10/4/16 26.000 40.075 39.940 1,041.95 1,038.44 (3.51)ST
10/7/16 30.000 40.341 39.940 1,210.22 1,198.20 (12.02)ST
10/11/16 24.000 40.982 39.940 983.57 958.56 (25.01)ST
10/12/16 141.000 42.658 39.940 6,014.76 5,631.54 (383.22)ST
Total 576.000 31,244.47 23,005.44 (7,885.69)
(353.34)
LT
ST
——
Asset Class: Equities
VEEVA SYS INC CL A (VEEV) 12/11/15
12/14/15
12/15/15
156.000
120.000
183.000
26.336
26.653
27.216
63.540
63.540
63.540
4,108.49
3,198.30
4,980.53
9,912.24
7,624.80
11,627.82
5,803.75
4,426.50
6,647.29
LT
LT
LT
12/16/15 166.000 28.085 63.540 4,662.09 10,547.64 5,885.55 LT
2/16/16 85.000 21.617 63.540 1,837.45 5,400.90 3,563.45 LT
5/26/17 4.000 66.870 63.540 267.48 254.16 (13.32)ST
5/26/17 1.000 66.810 63.540 66.81 63.54 (3.27)ST
Total 715.000 19,121.15 45,431.10 26,326.54
(16.59)
LT
ST
——
Asset Class: Equities
VERINT SYSTEMS INC (VRNT) 1/12/15
7/23/15
7/24/15
150.000
20.000
37.000
55.792
59.972
59.421
41.100
41.100
41.100
8,368.86
1,199.43
2,198.57
6,165.00
822.00
1,520.70
(2,203.86)
(377.43)
(677.87)
LT
LT
LT
7/27/15 25.000 58.101 41.100 1,452.53 1,027.50 (425.03)LT
7/30/15 12.000 57.998 41.100 695.97 493.20 (202.77)LT
7/31/15 31.000 57.850 41.100 1,793.35 1,274.10 (519.25)LT
8/5/15 15.000 58.575 41.100 878.63 616.50 (262.13)LT
2/16/16 40.000 30.967 41.100 1,238.67 1,644.00 405.33 LT
6/24/16 260.000 33.800 41.100 8,788.00 10,686.00 1,898.00 ST
5/26/17 9.000 41.486 41.100 373.37 369.90 (3.47)ST
Total 599.000 26,987.38 24,618.90 (4,263.01)
1,894.53
LT
ST
——
Asset Class: Equities
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 108 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
VERISK ANALYTICS INC COM (VRSK) 11/10/15
2/16/16
4/27/17
360.000
45.000
140.000
70.890
68.167
83.174
80.890
80.890
80.890
25,520.40
3,067.52
11,644.39
29,120.40
3,640.05
11,324.60
3,600.00
572.53
(319.79)
LT
LT
ST
Total 545.000 40,232.31 44,085.05 4,172.53
(319.79)
LT
ST
——
Asset Class: Equities
WABCO HLDGS INC (WBC) 10/18/16
10/19/16
10/20/16
95.000
25.000
65.000
107.013
105.956
100.922
121.820
121.820
121.820
10,166.21
2,648.90
6,559.92
11,572.90
3,045.50
7,918.30
1,406.69
396.60
1,358.38
ST
ST
ST
5/26/17 1.000 120.230 121.820 120.23 121.82 1.59 ST
Total 186.000 19,495.26 22,658.52 3,163.26 ST ——
Asset Class: Equities
WAGEWORKS INC COM (WAGE) 4/27/17 293.000 74.853 70.750 21,931.84 20,729.75 (1,202.09)ST ——
Asset Class: Equities
WEST PHARMACEUTICAL SVCS INC (WST) 4/27/17
5/26/17
5/26/17
257.000
1.000
12.000
92.066
96.910
96.925
97.020
97.020
97.020
23,660.94
96.91
1,163.10
24,934.14
97.02
1,164.24
1,273.20
0.11
1.14
ST
ST
ST
Total 270.000 24,920.95 26,195.40 1,274.45 ST 140.00 0.53
Next Dividend Payable 08/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 95.89%$1,230,683.63 $1,492,432.38 $240,837.00
$20,911.75
LT
ST
$7,238.00 0.48%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $1,230,683.63 $1,556,377.24 $240,837.00
$20,911.75
LT
ST
$7,242.00
$0.00
0.46%
TOTAL VALUE (includes accrued interest)100.00%$1,556,377.24
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 109 of 126
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $63,944.86 ——————
Stocks —$1,492,432.38 —————
TOTAL ALLOCATION OF ASSETS $63,944.86 $1,492,432.38 —————
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
5/1 5/2 Sold ZELTIQ AESTHETICS INC COM ACTED AS AGENT a/o 04/27/17 455.000 $56.4850 $25,700.11
5/1 5/2 Cancel Sell ZELTIQ AESTHETICS INC COM ACTED AS AGENT a/o 04/27/17 455.000 56.4850 (25,700.11)
5/26 6/1 Sold STERICYCLE INC ACTED AS AGENT 295.000 82.7622 24,414.31
5/26 6/1 Sold UNITED NATURAL FOODS INC ACTED AS AGENT 206.000 39.2204 8,079.22
5/26 6/1 Bought WEST PHARMACEUTICAL SVCS INC ACTED AS AGENT 12.000 96.9254 (1,163.10)
5/26 6/1 Bought RITCHIE BROTHERS AUCTIONEERS ACTED AS AGENT 17.000 31.2447 (531.16)
5/26 6/1 Bought VERINT SYSTEMS INC ACTED AS AGENT 9.000 41.4857 (373.37)
5/26 6/1 Bought STRATASYS LTD SHS ACTED AS AGENT 10.000 28.3058 (283.06)
5/26 6/1 Bought ATHENAHEALTH INC COM ACTED AS AGENT 2.000 134.2764 (268.55)
5/26 6/1 Bought VEEVA SYS INC CL A ACTED AS AGENT 4.000 66.8689 (267.48)
5/26 6/1 Bought WABCO HLDGS INC ACTED AS AGENT 1.000 120.2310 (120.23)
5/26 6/1 Bought WEST PHARMACEUTICAL SVCS INC ACTED AS AGENT 1.000 96.9050 (96.91)
5/26 6/1 Bought IHS MARKIT LTD ACTED AS AGENT 2.000 46.2567 (92.51)
5/26 6/1 Bought 2U INC COM ACTED AS AGENT 2.000 43.6270 (87.25)
5/26 6/1 Bought DORMAN PRODUCTS, INC ACTED AS AGENT 1.000 83.4642 (83.46)
5/26 6/1 Bought HEICO CORP NEW ACTED AS AGENT 1.000 74.5127 (74.51)
5/26 6/1 Bought VEEVA SYS INC CL A ACTED AS AGENT 1.000 66.8127 (66.81)
5/26 6/1 Bought PATTERSON COMPANIES INC ACTED AS AGENT 1.000 44.2235 (44.22)
5/26 6/1 Bought 2U INC COM ACTED AS AGENT 1.000 43.5943 (43.59)
5/26 6/1 Bought INOVALON HLDGS INC COM CL A ACTED AS AGENT 3.000 13.5876 (40.76)
5/26 6/1 Bought INOVALON HLDGS INC COM CL A ACTED AS AGENT 2.000 13.5750 (27.15)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $28,829.41
TOTAL PURCHASES $(3,664.12)
TOTAL SALES AND REDEMPTIONS $32,493.53
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 110 of 126
UNSETTLED PURCHASES/SALES ACTIVITY
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price
Pending
Credits/(Debits)
5/26 6/1 Sold STERICYCLE INC UNSETTLED SALE 295.000 $82.7622 $24,414.31
5/26 6/1 Sold UNITED NATURAL FOODS INC UNSETTLED SALE 206.000 39.2204 8,079.22
5/26 6/1 Bought 2U INC COM UNSETTLED PURCHASE 2.000 43.6270 (87.25)
5/26 6/1 Bought 2U INC COM UNSETTLED PURCHASE 1.000 43.5943 (43.59)
5/26 6/1 Bought ATHENAHEALTH INC COM UNSETTLED PURCHASE 2.000 134.2764 (268.55)
5/26 6/1 Bought DORMAN PRODUCTS, INC UNSETTLED PURCHASE 1.000 83.4642 (83.46)
5/26 6/1 Bought HEICO CORP NEW UNSETTLED PURCHASE 1.000 74.5127 (74.51)
5/26 6/1 Bought IHS MARKIT LTD UNSETTLED PURCHASE 2.000 46.2567 (92.51)
5/26 6/1 Bought INOVALON HLDGS INC COM CL A UNSETTLED PURCHASE 3.000 13.5876 (40.76)
5/26 6/1 Bought INOVALON HLDGS INC COM CL A UNSETTLED PURCHASE 2.000 13.5750 (27.15)
5/26 6/1 Bought PATTERSON COMPANIES INC UNSETTLED PURCHASE 1.000 44.2235 (44.22)
5/26 6/1 Bought RITCHIE BROTHERS AUCTIONEERS UNSETTLED PURCHASE 17.000 31.2447 (531.16)
5/26 6/1 Bought STRATASYS LTD SHS UNSETTLED PURCHASE 10.000 28.3058 (283.06)
5/26 6/1 Bought VEEVA SYS INC CL A UNSETTLED PURCHASE 4.000 66.8689 (267.48)
5/26 6/1 Bought VEEVA SYS INC CL A UNSETTLED PURCHASE 1.000 66.8127 (66.81)
5/26 6/1 Bought VERINT SYSTEMS INC UNSETTLED PURCHASE 9.000 41.4857 (373.37)
5/26 6/1 Bought WABCO HLDGS INC UNSETTLED PURCHASE 1.000 120.2310 (120.23)
5/26 6/1 Bought WEST PHARMACEUTICAL SVCS INC UNSETTLED PURCHASE 12.000 96.9254 (1,163.10)
5/26 6/1 Bought WEST PHARMACEUTICAL SVCS INC UNSETTLED PURCHASE 1.000 96.9050 (96.91)
NET UNSETTLED PURCHASES/SALES $28,829.41
This section displays transactions that have not settled during this statement period. The Holdings section includes positions purchased and omits positions sold or sold short as of the trade-date. The unit/share
price for unsettled fixed income new issues in the Holdings section may be approximate in advance of active market pricing or pricing from third party pricing services.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
5/1 Qualified Dividend ACUITY BRANDS INC $21.84
5/24 Qualified Dividend FASTENAL CO 318.40
5/31 Qualified Dividend MAXIMUS INC 17.78
5/31 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 05/01-05/31)
0.29
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $358.31
TOTAL QUALIFIED DIVIDENDS $358.02
TOTAL INTEREST $0.29
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
5/1 Automatic Investment BANK DEPOSIT PROGRAM $21.84
5/2 Automatic Redemption BANK DEPOSIT PROGRAM (8,374.83)
5/4 Automatic Investment BANK DEPOSIT PROGRAM 4,141.93
5/24 Automatic Investment BANK DEPOSIT PROGRAM 318.40
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 111 of 126
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY (CONTINUED)
Activity
Date Activity Type Description Credits/(Debits)
5/31 Automatic Investment BANK DEPOSIT PROGRAM 17.78
5/31 Automatic Investment BANK DEPOSIT PROGRAM 0.29
NET ACTIVITY FOR PERIOD $(3,874.59)
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
STERICYCLE INC 11/10/15 05/26/17 260.000 $21,517.70 $32,393.43 $(10,875.73)
02/16/16 05/26/17 35.000 2,896.61 3,817.28 (920.67)
UNITED NATURAL FOODS INC 10/17/14 05/26/17 107.000 4,196.49 6,886.47 (2,689.98)
01/12/15 05/26/17 99.000 3,882.73 7,604.96 (3,722.23)
Long-Term This Period $32,493.53 $50,702.14 $(18,208.61)
Long-Term Year to Date $110,120.52 $111,106.26 $(985.74)
Net Realized Gain/(Loss) This Period $32,493.53 $50,702.14 $(18,208.61)
Net Realized Gain/(Loss) Year to Date $135,873.45 $124,300.96 $11,572.49
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
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Page 112 of 126
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110222-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
TOTAL BEGINNING VALUE $996,324.59 $842,833.69
Credits ——
Debits (7.02)(2,574.63)
Security Transfers ——
Net Credits/Debits/Transfers $(7.02)$(2,574.63)
Change in Value 29,582.62 185,641.13
TOTAL ENDING VALUE $1,025,900.19 $1,025,900.19
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period May 1-31, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
MAY JUN JUL AUG SEP OCT NOV DEC JAN FEB MAR APR MAY
0.3
0.7
1.1
1.5
1.9
2.3
($
)
M
i
l
l
i
o
n
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 113 of 126
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Market Value Percentage
Cash $43,629.52 4.25
Equities 982,270.67 95.75
TOTAL VALUE $1,025,900.19 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 114 of 126
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 4/30/17)
This Period
(as of 5/31/17)
Cash, BDP, MMFs $12,160.37 $25,287.79
Stocks 978,713.53 982,270.67
Net Unsettled Purchases/Sales 5,450.69 18,341.73
Total Assets $996,324.59 $1,025,900.19
Total Liabilities (outstanding balance)——
TOTAL VALUE $996,324.59 $1,025,900.19
CASH FLOW
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
OPENING CASH, BDP, MMFs $12,160.37 $4,698.79
Purchases (30,774.54)(163,019.29)
Sales and Redemptions 54,965.56 194,986.19
Prior Net Unsettled Purch/Sales 5,450.69 N/A
2016 Net Unsettled Purch/Sales N/A 6,622.46
Net Unsettled Purch/Sales (18,341.73)(18,341.73)
Income and Distributions 1,834.46 2,916.00
Total Investment Related Activity $13,134.44 $23,163.63
Other Debits (7.02)(2,574.63)
Total Cash Related Activity $(7.02)$(2,574.63)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $25,287.79 $25,287.79
INCOME AND DISTRIBUTION SUMMARY
This Period
(5/1/17-5/31/17)
This Year
(1/1/17-5/31/17)
Qualified Dividends $1,834.36 $2,915.21
Interest 0.10 0.79
Total Taxable Income And Distributions $1,834.46 $2,916.00
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $1,834.46 $2,916.00
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(5/1/17-5/31/17)
Realized This Year
(1/1/17-5/31/17)
Unrealized
Inception to Date
(as of 5/31/17)
Short-Term Gain $2,179.26 $3,988.04 $56,204.25
Short-Term (Loss)—(3,631.12)(12,725.63)
Total Short-Term $2,179.26 $356.92 $43,478.62
Long-Term Gain 12,555.57 35,600.05 140,419.42
Long-Term (Loss)(696.44)(2,470.76)(38,844.26)
Total Long-Term $11,859.13 $33,129.29 $101,575.16
TOTAL GAIN/(LOSS)$14,038.39 $33,486.21 $145,053.78
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110222-095
Investment Objectives †: Capital Appreciation,Income Investment Advisory Account
Manager:Columbia Mgmt - Select LC Grwth
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 115 of 126
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
CASH $5,648.66
MORGAN STANLEY PRIVATE BANK NA #19,639.13 —2.00 0.010
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs $25,287.79 $2.00
NET UNSETTLED PURCHASES/SALES $18,341.73
CASH, BDP, AND MMFs (PROJECTED SETTLED BALANCE)4.25%$43,629.52
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
The “Projected Settled Balance” includes accrued interest on deposits and reflects the impact of unsettled purchases/sales.
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CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 116 of 126
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ACTIVISION BLIZZARD INC (ATVI) 6/20/16
9/6/16
516.000
86.000
$38.833
43.500
$58.580
58.580
$20,037.98
3,741.04
$30,227.28
5,037.88
$10,189.30
1,296.84
ST
ST
Total 602.000 23,779.02 35,265.16 11,486.14 ST 181.00 0.51
Next Dividend Payable 05/2018; Asset Class: Equities
ACUITY BRANDS INC (AYI) 8/10/15
2/17/16
1/30/17
49.000
19.000
21.000
209.685
191.398
200.784
162.910
162.910
162.910
10,274.59
3,636.57
4,216.47
7,982.59
3,095.29
3,421.11
(2,292.00)
(541.28)
(795.36)
LT
LT
ST
3/21/17 11.000 206.038 162.910 2,266.42 1,792.01 (474.41)ST
5/9/17 7.000 190.989 162.910 1,336.92 1,140.37 (196.55)ST
Total 107.000 21,730.97 17,431.37 (2,833.28)
(1,466.32)
LT
ST
56.00 0.32
Next Dividend Payable 08/2017; Asset Class: Equities
ADOBE SYSTEMS (ADBE) 9/8/15
2/17/16
206.000
22.000
78.832
80.362
141.860
141.860
16,239.33
1,767.96
29,223.16
3,120.92
12,983.83
1,352.96
LT
LT
Total 228.000 18,007.29 32,344.08 14,336.79 LT ——
Asset Class: Equities
ALEXION PHARM INC (ALXN) 5/6/15
6/12/15
9/24/15
33.000
98.000
47.000
152.351
172.310
155.894
98.030
98.030
98.030
5,027.59
16,886.37
7,327.01
3,234.99
9,606.94
4,607.41
(1,792.60)
(7,279.43)
(2,719.60)
LT
LT
LT
9/30/15 5.000 153.342 98.030 766.71 490.15 (276.56)LT
2/17/16 28.000 145.470 98.030 4,073.17 2,744.84 (1,328.33)LT
4/3/17 4.000 119.583 98.030 478.33 392.12 (86.21)ST
5/24/17 58.000 100.568 98.030 5,832.97 5,685.74 (147.23)ST
Total 273.000 40,392.15 26,762.19 (13,396.52)
(233.44)
LT
ST
——
Asset Class: Equities
ALIBABA GROUP HLDG LTD (BABA) 2/17/16
2/19/16
12.000
241.000
66.600
67.274
122.460
122.460
799.20
16,213.15
1,469.52
29,512.86
670.32
13,299.71
LT
LT
Total 253.000 17,012.35 30,982.38 13,970.03 LT ——
Asset Class: Equities
AMAZON COM INC (AMZN) 9/4/15
2/17/16
4/4/16
13.000
11.000
19.000
497.298
528.230
592.554
994.620
994.620
994.620
6,464.87
5,810.53
11,258.52
12,930.06
10,940.82
18,897.78
6,465.19
5,130.29
7,639.26
LT
LT
LT
4/6/17 2.000 903.855 994.620 1,807.71 1,989.24 181.53 ST
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 117 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 45.000 25,341.63 44,757.90 19,234.74
181.53
LT
ST
——
Asset Class: Equities
BRISTOL MYERS SQUIBB CO (BMY) 3/4/15
3/4/15
3/12/15
279.000
30.000
89.000
65.449
68.409
66.500
53.950
53.950
53.950
18,260.25
2,052.26
5,918.54
15,052.05
1,618.50
4,801.55
(3,208.20)
(433.76)
(1,116.99)
LT
LT
LT
H
9/30/15 104.000 59.285 53.950 6,165.69 5,610.80 (554.89)LT
8/9/16 45.000 61.938 53.950 2,787.22 2,427.75 (359.47)ST
8/15/16 64.000 60.549 53.950 3,875.14 3,452.80 (422.34)ST
9/7/16 66.000 56.806 53.950 3,749.22 3,560.70 (188.52)ST
4/3/17 7.000 54.173 53.950 379.21 377.65 (1.56)ST
Total 684.000 43,187.53 36,901.80 (5,313.84)
(971.89)
LT
ST
1,067.00 2.89
Next Dividend Payable 08/2017; Basis Adjustment Due to Wash Sale: $194.11; Asset Class: Equities
CELGENE CORP (CELG) 7/1/15
8/24/15
2/17/16
53.000
150.000
57.000
117.677
116.533
105.400
114.410
114.410
114.410
6,236.87
17,479.97
6,007.79
6,063.73
17,161.50
6,521.37
(173.14)
(318.47)
513.58
LT
LT
LT
11/11/16 30.000 119.493 114.410 3,584.78 3,432.30 (152.48)ST
4/3/17 4.000 124.573 114.410 498.29 457.64 (40.65)ST
Total 294.000 33,807.70 33,636.54 21.97
(193.13)
LT
ST
——
Asset Class: Equities
CHARLES SCHWAB NEW (SCHW) 6/20/16
7/11/16
7/13/16
308.000
122.000
176.000
27.750
25.901
26.306
38.750
38.750
38.750
8,547.07
3,159.93
4,629.80
11,935.00
4,727.50
6,820.00
3,387.93
1,567.57
2,190.20
ST
ST
ST
H
3/30/17 109.000 40.917 38.750 4,459.90 4,223.75 (236.15)ST
Total 715.000 20,796.70 27,706.25 6,909.55 ST 229.00 0.82
Next Dividend Payable 08/2017; Basis Adjustment Due to Wash Sale: $569.53; Asset Class: Equities
COGNEX CORP (CGNX) 4/6/17
5/3/17
114.000
57.000
84.746
88.249
91.510
91.510
9,661.06
5,030.20
10,432.14
5,216.07
771.08
185.87
ST
ST
Total 171.000 14,691.26 15,648.21 956.95 ST 58.00 0.37
Next Dividend Payable 06/16/17; Asset Class: Equities
COSTCO WHOLESALE CORP NEW (COST) 11/11/16
3/6/17
3/17/17
104.000
18.000
15.000
148.564
166.708
167.945
180.430
180.430
180.430
15,450.69
3,000.75
2,519.18
18,764.72
3,247.74
2,706.45
3,314.03
246.99
187.27
ST
ST
ST
4/3/17 1.000 166.630 180.430 166.63 180.43 13.80 ST
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
6
9
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 118 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 138.000 21,137.25 24,899.34 3,762.09 ST 276.00 1.10
Next Dividend Payable 08/2017; Asset Class: Equities
DEXCOM INC (DXCM) 10/16/15
2/17/16
11/11/16
137.000
51.000
58.000
83.509
61.568
65.813
66.840
66.840
66.840
11,440.73
3,139.99
3,817.15
9,157.08
3,408.84
3,876.72
(2,283.65)
268.85
59.57
LT
LT
ST
4/3/17 1.000 83.240 66.840 83.24 66.84 (16.40)ST
5/5/17 83.000 77.350 66.840 6,420.08 5,547.72 (872.36)ST
Total 330.000 24,901.19 22,057.20 (2,014.80)
(829.19)
LT
ST
——
Asset Class: Equities
DOMINOS PIZZA INC (DPZ) 2/23/17
3/21/17
104.000
15.000
184.263
184.937
211.720
211.720
19,163.35
2,774.05
22,018.88
3,175.80
2,855.53
401.75
ST
ST
Total 119.000 21,937.40 25,194.68 3,257.28 ST 219.00 0.86
Next Dividend Payable 06/2017; Asset Class: Equities
EDWARD LIFESCIENCES CORP (EW) 4/6/16
10/26/16
11/11/16
163.000
34.000
17.000
106.918
95.691
91.676
115.070
115.070
115.070
17,427.65
3,253.51
1,558.49
18,756.41
3,912.38
1,956.19
1,328.76
658.87
397.70
LT
ST
ST
3/2/17 55.000 93.403 115.070 5,137.17 6,328.85 1,191.68 ST
4/3/17 1.000 94.380 115.070 94.38 115.07 20.69 ST
Total 270.000 27,471.20 31,068.90 1,328.76
2,268.94
LT
ST
——
Asset Class: Equities
FACEBOOK INC CL-A (FB) 8/31/15 279.000 90.658 151.460 25,293.53 42,257.34 16,963.81 LT ——
Asset Class: Equities
ILLUMINA INC (ILMN) 9/4/15
1/4/16
2/17/16
75.000
34.000
47.000
193.160
182.651
153.700
177.360
177.360
177.360
14,487.00
6,210.12
7,223.90
13,302.00
6,030.24
8,335.92
(1,185.00)
(179.88)
1,112.02
LT
LT
LT
11/11/16 15.000 139.419 177.360 2,091.28 2,660.40 569.12 ST
4/3/17 1.000 170.280 177.360 170.28 177.36 7.08 ST
Total 172.000 30,182.58 30,505.92 (252.86)
576.20
LT
ST
——
Asset Class: Equities
INTERCEPT PHARMACEUTICALS INC (ICPT) 6/19/15
8/26/15
12/21/15
59.000
1.000
32.000
256.817
173.500
162.030
111.900
111.900
111.900
15,152.19
173.50
5,184.98
6,602.10
111.90
3,580.80
(8,550.09)
(61.60)
(1,604.18)
LT
LT
LT
H
H
2/17/16 38.000 121.380 111.900 4,612.44 4,252.20 (360.24)LT
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 119 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
6/3/16 52.000 171.365 111.900 8,910.99 5,818.80 (3,092.19)ST
11/11/16 27.000 110.272 111.900 2,977.35 3,021.30 43.95 ST
4/3/17 3.000 113.173 111.900 339.52 335.70 (3.82)ST
Total 212.000 37,350.97 23,722.80 (10,576.11)
(3,052.06)
LT
ST
——
Basis Adjustment Due to Wash Sale: $6,785.57; Asset Class: Equities
INTERCONTINENTALEXCHANGE GROUP (ICE) 9/10/15
2/17/16
5/3/16
177.000
115.000
95.000
47.147
48.439
48.132
60.190
60.190
60.190
8,344.96
5,570.44
4,572.55
10,653.63
6,921.85
5,718.05
2,308.67
1,351.41
1,145.50
LT
LT
LT
3/20/17 80.000 61.314 60.190 4,905.10 4,815.20 (89.90)ST
Total 467.000 23,393.05 28,108.73 4,805.58
(89.90)
LT
ST
374.00 1.33
Next Dividend Payable 06/2017; Asset Class: Equities
MERCADOLIBRE INC (MELI) 9/3/15
2/17/16
28.000
59.000
112.215
97.848
275.110
275.110
3,142.03
5,773.06
7,703.08
16,231.49
4,561.05
10,458.43
LT
LT
Total 87.000 8,915.09 23,934.57 15,019.48 LT 52.00 0.21
Next Dividend Payable 07/2017; Asset Class: Equities
MONSTER BEVERAGE CORP NEW COM (MNST) 6/16/15
2/17/16
3/10/16
207.000
156.000
237.000
44.209
41.897
43.928
50.560
50.560
50.560
9,151.19
6,535.91
10,410.86
10,465.92
7,887.36
11,982.72
1,314.73
1,351.45
1,571.86
LT
LT
LT
4/3/17 1.000 45.620 50.560 45.62 50.56 4.94 ST
Total 601.000 26,143.58 30,386.56 4,238.04
4.94
LT
ST
——
Asset Class: Equities
NIKE INC B (NKE) 3/12/15
2/17/16
4/4/16
83.000
109.000
174.000
48.391
57.310
59.859
52.990
52.990
52.990
4,016.45
6,246.79
10,415.55
4,398.17
5,775.91
9,220.26
381.72
(470.88)
(1,195.29)
LT
LT
LT
5/23/16 229.000 56.358 52.990 12,905.87 12,134.71 (771.16)LT
9/28/16 66.000 53.542 52.990 3,533.76 3,497.34 (36.42)ST
4/3/17 4.000 55.435 52.990 221.74 211.96 (9.78)ST
Total 665.000 37,340.16 35,238.35 (2,055.61)
(46.20)
LT
ST
479.00 1.35
Next Dividend Payable 07/2017; Asset Class: Equities
NVIDIA CORPORATION (NVDA) 12/1/16
12/28/16
1/26/17
18.000
67.000
72.000
89.363
109.862
108.762
144.350
144.350
144.350
1,608.54
7,360.75
7,830.88
2,598.30
9,671.45
10,393.20
989.76
2,310.70
2,562.32
ST
ST
ST
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
7
0
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 120 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
2/24/17 49.000 98.826 144.350 4,842.48 7,073.15 2,230.67 ST
3/17/17 45.000 104.826 144.350 4,717.16 6,495.75 1,778.59 ST
4/12/17 29.000 98.367 144.350 2,852.63 4,186.15 1,333.52 ST
Total 280.000 29,212.44 40,418.00 11,205.56 ST 157.00 0.38
Next Dividend Payable 06/14/17; Asset Class: Equities
PIONEER NATURAL RESOURCES CO (PXD) 4/10/17
5/18/17
101.000
43.000
192.255
173.205
166.860
166.860
19,417.77
7,447.81
16,852.86
7,174.98
(2,564.91)
(272.83)
ST
ST
Total 144.000 26,865.58 24,027.84 (2,837.74)ST 12.00 0.04
Next Dividend Payable 10/2017; Asset Class: Equities
PRICELINE GRP INC COM NEW (PCLN) 12/19/14
2/17/16
20.000
2.000
1,107.075
1,230.860
1,877.090
1,877.090
22,141.50
2,461.72
37,541.80
3,754.18
15,400.30
1,292.46
LT
LT
Total 22.000 24,603.22 41,295.98 16,692.76 LT ——
Asset Class: Equities
SALESFORCE.COM,INC. (CRM) 2/17/16
9/21/16
10/6/16
217.000
87.000
58.000
63.147
73.208
71.171
89.640
89.640
89.640
13,702.96
6,369.06
4,127.89
19,451.88
7,798.68
5,199.12
5,748.92
1,429.62
1,071.23
LT
ST
ST
Total 362.000 24,199.91 32,449.68 5,748.92
2,500.85
LT
ST
——
Asset Class: Equities
SERVICENOW INC (NOW) 2/17/16
2/19/16
6/8/16
12.000
87.000
183.000
54.230
54.741
77.332
104.650
104.650
104.650
650.76
4,762.48
14,151.68
1,255.80
9,104.55
19,150.95
605.04
4,342.07
4,999.27
LT
LT
ST
Total 282.000 19,564.92 29,511.30 4,947.11
4,999.27
LT
ST
——
Asset Class: Equities
SHIRE PLC ADR (SHPG) 9/6/16
9/21/16
4/3/17
72.000
28.000
2.000
194.309
204.636
173.815
172.720
172.720
172.720
13,990.24
5,729.82
347.63
12,435.84
4,836.16
345.44
(1,554.40)
(893.66)
(2.19)
ST
ST
ST
5/5/17 26.000 181.022 172.720 4,706.56 4,490.72 (215.84)ST
Total 128.000 24,774.25 22,108.16 (2,666.09)ST 116.00 0.52
Asset Class: Equities
SPLUNK INC (SPLK) 8/28/15
12/31/15
2/17/16
127.000
191.000
145.000
62.398
59.379
34.070
61.240
61.240
61.240
7,924.52
11,341.31
4,940.15
7,777.48
11,696.84
8,879.80
(147.04)
355.53
3,939.65
LT
LT
LT
Total 463.000 24,205.98 28,354.12 4,148.14 LT ——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 121 of 126
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STARBUCKS CORP WASHINGTON (SBUX) 7/6/16
7/25/16
9/6/16
315.000
125.000
81.000
56.696
58.002
56.035
63.610
63.610
63.610
17,859.18
7,250.29
4,538.87
20,037.15
7,951.25
5,152.41
2,177.97
700.96
613.54
ST
ST
ST
10/11/16 95.000 52.862 63.610 5,021.85 6,042.95 1,021.10 ST
Total 616.000 34,670.19 39,183.76 4,513.57 ST 616.00 1.57
Next Dividend Payable 08/2017; Asset Class: Equities
ULTA BEAUTY INC (ULTA) 11/23/16
1/31/17
4/4/17
29.000
24.000
15.000
262.418
268.025
283.195
304.840
304.840
304.840
7,610.13
6,432.60
4,247.93
8,840.36
7,316.16
4,572.60
1,230.23
883.56
324.67
ST
ST
ST
Total 68.000 18,290.66 20,729.12 2,438.46 ST ——
Asset Class: Equities
UNITEDHEALTH GP INC (UNH) 3/20/17
3/22/17
57.000
57.000
169.058
167.210
175.180
175.180
9,636.29
9,530.98
9,985.26
9,985.26
348.97
454.28
ST
ST
Total 114.000 19,167.27 19,970.52 803.25 ST 285.00 1.42
Next Dividend Payable 06/2017; Asset Class: Equities
VERTEX PHARMACEUTICALS (VRTX) 3/12/15
8/26/15
9/24/15
13.000
23.000
66.000
123.046
123.464
109.640
123.600
123.600
123.600
1,599.59
2,839.67
7,236.25
1,606.80
2,842.80
8,157.60
7.21
3.13
921.35
LT
LT
LT
9/29/15 5.000 100.484 123.600 502.42 618.00 115.58 LT
2/17/16 70.000 86.611 123.600 6,062.78 8,652.00 2,589.22 LT
2/19/16 33.000 87.377 123.600 2,883.45 4,078.80 1,195.35 LT
5/4/16 85.000 81.020 123.600 6,886.72 10,506.00 3,619.28 LT
Total 295.000 28,010.88 36,462.00 8,451.12 LT ——
Asset Class: Equities
VISA INC CL A (V) 6/26/15 304.000 68.549 95.230 20,838.99 28,949.92 8,110.93 LT 201.00 0.69
Next Dividend Payable 06/06/17; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 95.75%$837,216.89 $982,270.67 $101,575.16
$43,478.62
LT
ST
$4,378.00 0.45%
00
0
1
4
7
M
S
A
D
S
2
7
1
0
1
0
0
7
1
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 122 of 126
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL MARKET VALUE $837,216.89 $1,025,900.19 $101,575.16
$43,478.62
LT
ST
$4,380.00
$0.00
0.43%
TOTAL VALUE (includes accrued interest)100.00%$1,025,900.19
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
H - Wash sale rules apply to this tax lot. The cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale transaction. The aggregate amount of the basis
adjustment is identified in italics under the Security Description.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $43,629.52 ——————
Stocks —$982,270.67 —————
TOTAL ALLOCATION OF ASSETS $43,629.52 $982,270.67 —————
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
5/3 5/8 Bought COGNEX CORP ACTED AS AGENT 57.000 $88.2491 $(5,030.20)
5/5 5/10 Sold ILLUMINA INC ACTED AS AGENT 25.000 188.5683 4,714.10
5/5 5/10 Bought DEXCOM INC ACTED AS AGENT 83.000 77.3504 (6,420.08)
5/5 5/10 Bought SHIRE PLC ADR ACTED AS AGENT 26.000 181.0214 (4,706.56)
5/9 5/12 Bought ACUITY BRANDS INC ACTED AS AGENT 7.000 190.9891 (1,336.92)
5/11 5/16 Sold VERTEX PHARMACEUTICALS ACTED AS AGENT 65.000 114.1014 7,416.42
5/18 5/23 Bought PIONEER NATURAL RESOURCES CO ACTED AS AGENT 43.000 173.2049 (7,447.81)
5/22 5/25 Sold ALIBABA GROUP HLDG LTD ACTED AS AGENT 74.000 124.8555 9,239.10
5/22 5/25 Sold SERVICENOW INC ACTED AS AGENT 46.000 101.4782 4,667.89
5/24 5/30 Sold SALESFORCE.COM,INC.ACTED AS AGENT 15.000 89.4214 1,341.29
5/24 5/30 Sold ADOBE SYSTEMS ACTED AS AGENT 9.000 140.4593 1,264.10
5/24 5/30 Sold VISA INC CL A ACTED AS AGENT 13.000 94.2513 1,225.24
5/24 5/30 Sold NVIDIA CORPORATION ACTED AS AGENT 8.000 138.3826 1,107.03
5/24 5/30 Bought ALEXION PHARM INC ACTED AS AGENT 58.000 100.5685 (5,832.97)
5/25 5/31 Sold SPLUNK INC ACTED AS AGENT 47.000 66.7717 3,138.20
5/25 5/31 Sold EDWARD LIFESCIENCES CORP ACTED AS AGENT 22.000 114.1145 2,510.46
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 123 of 126
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS (CONTINUED)
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
5/30 6/2 Sold AMAZON COM INC ACTED AS AGENT 3.000 998.5029 2,995.44
5/30 6/2 Sold ALIBABA GROUP HLDG LTD ACTED AS AGENT 24.000 123.7615 2,970.21
5/30 6/2 Sold COSTCO WHOLESALE CORP NEW ACTED AS AGENT 15.000 178.4398 2,676.54
5/30 6/2 Sold ULTA BEAUTY INC ACTED AS AGENT 8.000 303.8704 2,430.90
5/30 6/2 Sold SALESFORCE.COM,INC.ACTED AS AGENT 24.000 90.8778 2,181.02
5/30 6/2 Sold SERVICENOW INC ACTED AS AGENT 20.000 104.9831 2,099.61
5/31 6/5 Sold ACTIVISION BLIZZARD INC ACTED AS AGENT 51.000 58.5898 2,988.01
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $24,191.02
TOTAL PURCHASES $(30,774.54)
TOTAL SALES AND REDEMPTIONS $54,965.56
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
UNSETTLED PURCHASES/SALES ACTIVITY
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price
Pending
Credits/(Debits)
5/30 6/2 Sold ALIBABA GROUP HLDG LTD UNSETTLED SALE 24.000 $123.7615 $2,970.21
5/30 6/2 Sold AMAZON COM INC UNSETTLED SALE 3.000 998.5029 2,995.44
5/30 6/2 Sold COSTCO WHOLESALE CORP NEW UNSETTLED SALE 15.000 178.4398 2,676.54
5/30 6/2 Sold SALESFORCE.COM,INC.UNSETTLED SALE 24.000 90.8778 2,181.02
5/30 6/2 Sold SERVICENOW INC UNSETTLED SALE 20.000 104.9831 2,099.61
5/30 6/2 Sold ULTA BEAUTY INC UNSETTLED SALE 8.000 303.8704 2,430.90
5/31 6/5 Sold ACTIVISION BLIZZARD INC UNSETTLED SALE 51.000 58.5898 2,988.01
NET UNSETTLED PURCHASES/SALES $18,341.73
This section displays transactions that have not settled during this statement period. The Holdings section includes positions purchased and omits positions sold or sold short as of the trade-date. The unit/share
price for unsettled fixed income new issues in the Holdings section may be approximate in advance of active market pricing or pricing from third party pricing services.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
5/1 Qualified Dividend BRISTOL MYERS SQUIBB CO $266.76
5/1 Qualified Dividend ACUITY BRANDS INC 13.00
5/10 Qualified Dividend ACTIVISION BLIZZARD INC 195.90
5/26 Qualified Dividend COSTCO WHOLESALE CORP NEW 1,071.00
5/26 Qualified Dividend STARBUCKS CORP WASHINGTON 154.00
5/26 Qualified Dividend CHARLES SCHWAB NEW 57.20
5/30 Qualified Dividend COSTCO WHOLESALE CORP NEW 76.50
5/31 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 05/01-05/31)
0.10
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $1,834.46
TOTAL QUALIFIED DIVIDENDS $1,834.36
TOTAL INTEREST $0.10
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Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 124 of 126
CASH RELATED ACTIVITY
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
5/2 Service Fee ALIBABA GROUP HLDG LTD AGENT CUSTODY FEE $0.0200/SH $(7.02)
TOTAL OTHER CREDITS AND DEBITS $(7.02)
TOTAL OTHER DEBITS $(7.02)
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
5/1 Automatic Investment BANK DEPOSIT PROGRAM $279.76
5/2 Automatic Investment BANK DEPOSIT PROGRAM 5,450.69
5/3 Automatic Redemption BANK DEPOSIT PROGRAM (7.02)
5/8 Automatic Redemption BANK DEPOSIT PROGRAM (5,030.20)
5/10 Automatic Redemption BANK DEPOSIT PROGRAM (6,216.64)
5/12 Automatic Redemption BANK DEPOSIT PROGRAM (1,336.92)
5/17 Automatic Investment BANK DEPOSIT PROGRAM 7,416.42
5/23 Automatic Redemption BANK DEPOSIT PROGRAM (7,447.81)
5/26 Automatic Investment BANK DEPOSIT PROGRAM 15,189.19
5/30 Automatic Redemption BANK DEPOSIT PROGRAM (818.81)
5/31 Automatic Investment BANK DEPOSIT PROGRAM 0.10
NET ACTIVITY FOR PERIOD $7,478.76
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
ADOBE SYSTEMS 09/08/15 05/24/17 9.000 $1,264.10 $709.49 $554.61
ALIBABA GROUP HLDG LTD 10/09/15 05/22/17 11.000 1,373.38 752.61 620.77
12/22/15 05/22/17 25.000 3,121.32 2,118.41 1,002.91
02/17/16 05/22/17 38.000 4,744.40 2,530.80 2,213.60
02/17/16 05/30/17 24.000 2,970.21 1,598.40 1,371.81
AMAZON COM INC 09/04/15 05/30/17 3.000 2,995.44 1,491.89 1,503.55
EDWARD LIFESCIENCES CORP 02/17/16 05/25/17 16.000 1,825.79 1,368.12 457.67
04/06/16 05/25/17 6.000 684.67 641.51 43.16
ILLUMINA INC 09/04/15 05/05/17 25.000 4,714.10 4,829.00 (114.90)
SALESFORCE.COM,INC.02/17/16 05/24/17 15.000 1,341.29 947.21 394.08
02/17/16 05/30/17 24.000 2,181.02 1,515.53 665.49
SERVICENOW INC 02/17/16 05/22/17 46.000 4,667.89 2,494.58 2,173.31
02/17/16 05/30/17 20.000 2,099.61 1,084.60 1,015.01
Account Detail
CLIENT STATEMENT For the Period May 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 125 of 126
LONG-TERM GAIN/(LOSS) (CONTINUED)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
SPLUNK INC 08/28/15 05/25/17 47.000 3,138.20 2,932.70 205.50
VERTEX PHARMACEUTICALS 03/12/15 05/11/17 65.000 7,416.42 7,997.96 (581.54)
VISA INC CL A 06/26/15 05/24/17 13.000 1,225.24 891.14 334.10
Long-Term This Period $45,763.08 $33,903.95 $11,859.13
Long-Term Year to Date $138,129.00 $104,999.71 $33,129.29
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
ACTIVISION BLIZZARD INC 06/20/16 05/31/17 51.000 2,988.01 1,980.50 1,007.51
COSTCO WHOLESALE CORP NEW 11/11/16 05/30/17 15.000 2,676.54 2,228.47 448.07
NVIDIA CORPORATION 12/01/16 05/24/17 8.000 1,107.03 714.90 392.13
ULTA BEAUTY INC 11/23/16 05/30/17 8.000 2,430.90 2,099.35 331.55
Short-Term This Period $9,202.48 $7,023.22 $2,179.26
Short-Term Year to Date $56,857.19 $56,500.27 $356.92
Net Realized Gain/(Loss) This Period $54,965.56 $40,927.17 $14,038.39
Net Realized Gain/(Loss) Year to Date $194,986.19 $161,499.98 $33,486.21
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
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