11 - August 2017TOTAL VALUE OF YOUR ACCOUNTS (as of 8/31/17)$17,823,463.56
Includes Accrued Interest
CLIENT STATEMENT For the Period August 1-31, 2017
660 - 110179 - 095 -1 - 0
STATEMENT PACKAGE FOR:
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Morgan Stanley Smith Barney LLC. Member SIPC.
Access Your Account s Online: www.morganstanley.com/online
Your Financial Advisor Team
BAGWELL/BRIDGES/TAYLOR
407-849-4700
Your Branch
201 E. PINE ST 11TH FL
ORLANDO, FL 32801
Telephone:407-849-4700 ; Alt. Phone:800-869-0007 ; Fax:407-849-4797
Client Service Center (24 Hours a Day; 7 Days a Week): 800-869-3326
000121 MSADS241 000000
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CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
C/O RUSSELL CAFFEY
800 SEMINOLE ROAD
ATLANTIC BCH FL 32233-5444
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Consolidated Summary
CLIENT STATEMENT For the Period August 1-31, 2017
This summary may include assets held in either brokerage and/or advisory accounts. Visit http://www.morganstanley.com/ourcommitment to understand the differences between brokerage and
advisory accounts. Refer to individual Account Gain/(Loss) Summary and Expanded Disclosures for additional information. Accounts with no balances, holdings or activity year-to-date are not
displayed on this page. >: Wash sale rules apply to some portion of this total.CONTINUED
Page 2 of 128
OVERVIEW OF YOUR ACCOUNTS (includes accrued interest)
Although only whole dollar amounts are displayed below, both dollars and cents are used to calculate all totals. Manually summing the individual line items may not equal the actual total displayed. Refer to Account Statements for details.
Account Number
Beginning Value
(8/1/17)
Funds
Credited/(Debited)
Security/Currency
Transfers
Rcvd/(Dlvd)Change in Value
Ending Value
(8/31/17)
Income/Dist
This Period/YTD
YTD Realized
Gain/(Loss)
(Total ST/LT)
Unrealized
Gain/(Loss)
(Total ST/LT) Page
TOTAL FOR ALL ACCOUNTS $17,877,559 $208 —$(54,304)$17,823,463 $14,463
$185,264
$4,432
$199,244
$106,380
$1,521,143
Business Accounts
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
660-110179-095 923,158 134,873 —78 1,058,110 78
201
—
—
—
—
7
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Sage Advisory - Intermediate Taxab
660-035174-095
Invest Advisory
4,409,970 ——21,931 4,431,902 8,928
71,342
(37,871)
2,024
20,232
14,727
> 13
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
660-035178-095
Invest Advisory
5,175,509 299,924 —(24,548)5,450,885 8
41,298
—
—
28,829
543,894
27
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Amundi Pioneer Fundamental Growth
Nickname: Pioneer
660-035191-095
Invest Advisory
1,054,958 ——15,448 1,070,406 1,259
9,166
7,532
2,955
34,041
114,189
35
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
JP Morgan - Equity Income SMA
660-110029-095
Invest Advisory
2,482,697 (434,588)—(19,108)2,029,000 2,693
39,082
3,060
67,623
>
6,491
259,472
>
47
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Boston Partners - Smid Cap Value
660-110134-095
Invest Advisory
1,387,424 ——(37,236)1,350,188 666
15,957
11,706
55,338
5,619
171,970
>
>
75
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Riverbridge Partners - SMID Growth
660-110145-095
Invest Advisory
1,360,845 ——(25,902)1,334,942 337
4,339
16,439
35,706
(8,720)
224,860
101
Consolidated Summary
CLIENT STATEMENT For the Period August 1-31, 2017
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Page 3 of 128
OVERVIEW OF YOUR ACCOUNTS (includes accrued interest)
Although only whole dollar amounts are displayed below, both dollars and cents are used to calculate all totals. Manually summing the individual line items may not equal the actual total displayed. Refer to Account Statements for details.
Account Number
Beginning Value
(8/1/17)
Funds
Credited/(Debited)
Security/Currency
Transfers
Rcvd/(Dlvd)Change in Value
Ending Value
(8/31/17)
Income/Dist
This Period/YTD
YTD Realized
Gain/(Loss)
(Total ST/LT)
Unrealized
Gain/(Loss)
(Total ST/LT) Page
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Columbia Mgmt - Select LC Grwth
660-110222-095
Invest Advisory
1,082,995 ——15,031 1,098,027 492
3,877
3,564
35,596
19,885
192,027
>
117
Total Business Accounts $17,877,559 $208 —$(54,304)$17,823,463 $14,463
$185,264
$4,432
$199,244
$106,380
$1,521,143
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Consolidated Summary
CLIENT STATEMENT For the Period August 1-31, 2017
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
Page 4 of 128
AUG SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG
14
15
16
17
18
19
($
)
M
i
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l
i
o
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s
2016 2017
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
TOTAL BEGINNING VALUE $17,877,559.59 $16,453,513.18
Credits 734,873.00 1,598,873.00
Debits (734,664.29)(1,652,121.20)
Security Transfers ——
Net Credits/Debits/Transfers $208.71 $(53,248.20)
Change in Value (54,304.74)1,423,198.58
TOTAL ENDING VALUE $17,823,463.56 $17,823,463.56
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
Cash
Equities
Fixed Income & Preferreds
Alternatives
ASSET ALLOCATION (includes accrued interest)
Market Value Percentage
Cash $1,487,538.20 8.35
Equities 11,215,166.08 62.92
Fixed Income & Preferreds 4,139,364.96 23.22
Alternatives 981,394.32 5.51
TOTAL VALUE $17,823,463.56 100.00 %
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
Consolidated Summary
CLIENT STATEMENT For the Period August 1-31, 2017
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Page 5 of 128
CASH FLOW
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
OPENING CASH, BDP, MMFs $1,256,708.60 $1,271,031.47
Purchases (680,805.80)(6,505,808.63)
Dividend Reinvestments —(9,351.12)
Sales and Redemptions 886,517.48 6,580,792.93
Prior Net Unsettled Purch/Sales 7,222.75 N/A
2016 Net Unsettled Purch/Sales N/A 4,599.04
Net Unsettled Purch/Sales (6,786.79)(6,786.79)
Return of Principal 3,222.63 14,258.02
Income and Distributions 14,463.83 185,264.69
Total Investment Related Activity $223,834.10 $262,968.14
Electronic Transfers-Credits 734,873.00 1,598,873.00
Electronic Transfers-Debits (734,873.00)(1,598,873.00)
Other Debits 208.71 (53,248.20)
Total Cash Related Activity $208.71 $(53,248.20)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $1,480,751.41 $1,480,751.41
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 7/31/17)
This Period
(as of 8/31/17)
Cash, BDP, MMFs $1,256,708.60 $1,480,751.41
Stocks 7,278,450.62 6,760,289.61
ETFs & CEFs 3,090,994.23 3,358,927.41
Corporate Fixed Income^2,741,917.62 2,598,946.47
Government Securities^1,493,476.27 1,531,039.45
Mutual Funds 2,008,789.50 2,086,722.42
Net Unsettled Purchases/Sales 7,222.75 6,786.79
Total Assets $17,877,559.59 $17,823,463.56
Total Liabilities (outstanding balance)——
TOTAL VALUE $17,877,559.59 $17,823,463.56
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Standard Disclosures
CLIENT STATEMENT For the Period August 1-31, 2017 Page 6 of 128
The following Disclosures are applicable to the enclosed statement(s).
Expanded Disclosures are attached to your most recent June and
December statement (or your first Statement if you have not received a
statement for those months). The Expanded Disclosures are also
available by selecting Account Documents when you log on to
www.morganstanley.com/online or, call 800-869-3326.
Questions?
Questions regarding your account may be directed to your Financial
Advisor or the Branch Manager of the office where you maintain your
account, using the contact information on the statement cover page, or
the Client Service Center at (800) 869-3326.
Errors and Inquiries
Be sure to review your statement promptly, and immediately address
any concerns regarding entries that you do not understand or believe
were made in error by contacting the Branch Manager of the office
where you maintain your account. Oral communications regarding any
inaccuracy or discrepancy in this statement should be re-confirmed in
writing to further protect your rights, including rights under the
Securities Investor Protection Act (SIPA). Your statement will be
deemed correct unless we receive a written inquiry of a suspected
error. See your account documentation for special rules regarding your
rights and responsibilities with respect to erroneous electronic fund
transfers, including a description of the transfers covered. For concerns
or complaints, contact our Client Relations Department at (866)
227-2256.
Senior Investor Helpline
For concerns or complaints, Senior Investors may contact our Firm by
calling (800) 280-4534.
Availability of Free Credit Balances and Financial Statements
Under the customer protection rules of the SEC [17 CFR
§240.15c3-3], we may use funds comprising free credit balances
carried for customer accounts here, provided that these funds are
payable to customers on demand (i.e., are free of a lien or right of
set-off in our favor or on behalf of some third party to whom you have
given control). A financial statement of this organization is available for
your personal inspection at its offices, or a copy will be mailed to you
upon your written request.
Listed Options
Information with respect to commissions and other charges related to
the execution of options transactions has been included in
confirmations of such transactions previously furnished to you and such
information will be made available to you promptly at your request.
Promptly advise us of any material change in your investment
objectives or financial situation.
Important Information if you are a Margin Customer (not available for
certain retirement accounts)
If you have margin privileges, you may borrow money from us in
exchange for pledging assets in your accounts as collateral for any
outstanding margin loan. The amount you may borrow is based on the
value of the eligible securities in your margin accounts. If a security has
eligible shares, the number of shares pledged as collateral will be
indicated below the position.
Margin Interest Charges
We calculate interest charges on margin loans as follows: (1) multiply
the applicable margin interest rate by the daily close of business net
settled debit balance, and (2) divide by 360 (days). Margin interest
accrues daily throughout the month and is added to your debit balance
at month-end. The month-end interest charge is the sum of the daily
accrued interest calculations for the month. We add the accrued
interest to your debit balance and start a new calculation each time the
applicable interest rate changes and at the close of every statement
month. For interest rate information, log into your Morgan Stanley
account at morganstanley.com/online. Select your account with a
Margin agreement and click Interest Rates for more information.
Information regarding Special Memorandum Account
If you have a Margin Account, this is a combined statement of your
Margin Account and Special Memorandum Account maintained for you
under Section 220.5 of Regulation T issued by the Board of Governors
of the Federal Reserve System. The permanent record of the Special
Memorandum Account as required by Regulation T is available for your
inspection at your request.
Important Information About Auction Rate Securities
For certain Auction Rate Securities there is no or limited liquidity.
Therefore, the price(s) for these Auction Rate Securities are indicated
by N/A (not available). There can be no assurance that a successful
auction will occur or that a secondary market exists or will develop for
a particular security.
Structured Investments Risks and Considerations
Structured Investments (Structured Products) are complex products and
may be subject to special risks. Investors should consider the
concentration risk of owning the related security and their total
exposure to any underlying asset. Structured Investments, which may
appear in various statement product categories and are identified on
the Position Description Details line as “Asset Class: Struct Inv,” may
not perform in a manner consistent with the statement product
category where they appear and therefore may not satisfy portfolio
asset allocation needs for that category. For information on the risks
and conflicts of interest related to Structured Investments generally, log
in to Morgan Stanley Online and go to
www.morganstanley.com/structuredproductsrisksandconflicts.
Security Measures
This statement features several embedded security elements to
safeguard its authenticity. One is a unique security mark-a blue
rectangle printed in heat-sensitive ink on the back of every page. When
exposed to warmth, the blue rectangle will disappear, and then
reappear.
SIPC Protection
We are a member of Securities Investor Protection Corporation (SIPC),
which protects securities of its customers up to $500,000 (including
$250,000 for claims for cash). An explanatory brochure is available
upon request or at www.sipc.org. Losses due to market fluctuation are
not protected by SIPC and assets not held with us may not be covered
by SIPC protection. To obtain information about SIPC, including an
explanatory SIPC brochure, contact SIPC at 1-202-371-8300 or visit
www.sipc.org.
Transaction Dates and Conditions
Upon written request, we will furnish the date and time of a transaction
and the name of the other party to a transaction. We and/or our
affiliates may accept benefits that constitute payment for order flow.
Details regarding these benefits and the source and amount of any
other remuneration received or to be received by us in connection with
any transaction will be furnished upon written request.
Equity Research Ratings Definitions and Global Investment Manager
Analysis Status
Some equity securities may have research ratings from Morgan Stanley
& Co. LLC or Morningstar, Inc. Research ratings are the research
providers’ opinions and not representations or guarantees of
performance. For more information about each research provider's
rating system, see the Research Ratings on your most recent June or
December statement (or your first statement if you have not received a
statement for those months), go to www.morganstanley.com/online or
refer to the research provider’s research report. Research reports
contain more complete information concerning the analyst's views and
you should read the entire research report and not infer its contents
from the rating alone. If your account contains an advisory component
or is an advisory account, a GIMA status will apply.
Credit Ratings from Moody's Investors Service and Standard & Poor's
The credit rating from Moody's Investors Service and Standard & Poor's
may be shown for certain securities. All credit ratings represent the
opinions of the provider and are not representations or guarantees of
performance. Your Financial Advisor will be pleased to provide you with
further information or assistance in interpreting these credit ratings.
Revised 01/2017
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Active Assets Account
660-110179-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
TOTAL BEGINNING VALUE $923,158.76 $923,036.35
Credits 434,873.00 866,873.00
Debits (300,000.00)(732,000.00)
Security Transfers ——
Net Credits/Debits/Transfers $134,873.00 $134,873.00
Change in Value 78.98 201.39
TOTAL ENDING VALUE $1,058,110.74 $1,058,110.74
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period August 1-31, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
AUG SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG
200
400
600
800
1,000
1,200
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 7 of 128
ASSET ALLOCATION (includes accrued interest)
Cash
Market Value Percentage
Cash $1,058,110.74 100.00
TOTAL VALUE $1,058,110.74 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.00
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CLIENT STATEMENT For the Period August 1-31, 2017
Active Assets Account
660-110179-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 8 of 128
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 7/31/17)
This Period
(as of 8/31/17)
Cash, BDP, MMFs $923,158.76 $1,058,110.74
Total Assets $923,158.76 $1,058,110.74
Total Liabilities (outstanding balance)——
TOTAL VALUE $923,158.76 $1,058,110.74
CASH FLOW
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
OPENING CASH, BDP, MMFs $923,158.76 $923,036.35
Income and Distributions 78.98 201.39
Total Investment Related Activity $78.98 $201.39
Electronic Transfers-Credits 434,873.00 866,873.00
Electronic Transfers-Debits (300,000.00)(732,000.00)
Total Cash Related Activity $134,873.00 $134,873.00
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $1,058,110.74 $1,058,110.74
INCOME AND DISTRIBUTION SUMMARY
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
Interest $78.98 $201.39
Total Taxable Income And Distributions $78.98 $201.39
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $78.98 $201.39
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(8/1/17-8/31/17)
Realized This Year
(1/1/17-8/31/17)
Unrealized
Inception to Date
(as of 8/31/17)
TOTAL GAIN/(LOSS)———
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Active Assets Account
660-110179-095
Investment Objectives (in order of priority) †: Capital Appreciation,Income Brokerage Account
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 9 of 128
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY BANK N.A. #$813,089.94 —$813.00 0.100
MORGAN STANLEY PRIVATE BANK NA #245,020.80 —245.00 0.100
BANK DEPOSITS $1,058,110.74 $1,058.00
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 100.00%$1,058,110.74 $1,058.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL VALUE 100.00%—$1,058,110.74 N/A $1,058.00
—
0.10%
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
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CLIENT STATEMENT For the Period August 1-31, 2017
Active Assets Account
660-110179-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 10 of 128
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $1,058,110.74 ——————
TOTAL ALLOCATION OF ASSETS $1,058,110.74 ——————
ACTIVITY
INVESTMENT RELATED ACTIVITY
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
8/31 Interest Income MORGAN STANLEY BANK N.A.
(Period 08/01-08/31)
$58.18
8/31 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 08/01-08/31)
20.80
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $78.98
TOTAL INTEREST $78.98
CASH RELATED ACTIVITY
ELECTRONIC TRANSFERS
Check disbursements from branch offices are displayed as Electronic Transfers.
Activity Date Activity Type Description Comments Credits/(Debits)
8/11 Cash Transfer - Debit FUNDS TRANSFERRED CONFIRMATION # 74954669
TO 660-035178
$(300,000.00)
8/17 Cash Transfer - Credit FUNDS TRANSFERRED CONFIRMATION # 74954768
FROM 660-110029
434,873.00
TOTAL ELECTRONIC TRANSFERS $134,873.00
TOTAL ELECTRONIC TRANSFERS-CREDITS $434,873.00
TOTAL ELECTRONIC TRANSFERS-DEBITS $(300,000.00)
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
8/11 Automatic Redemption BANK DEPOSIT PROGRAM $(300,000.00)
8/17 Automatic Investment BANK DEPOSIT PROGRAM 434,873.00
8/31 Automatic Investment BANK DEPOSIT PROGRAM 58.18
8/31 Automatic Investment BANK DEPOSIT PROGRAM 20.80
NET ACTIVITY FOR PERIOD $134,951.98
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Active Assets Account
660-110179-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 11 of 128
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Senior Investor Helpline
For any inquiries or comments or potential concerns, senior investors or someone acting on their behalf may contact our Firm by calling (800) 280-4534.
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Page 12 of 128
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-035174-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
TOTAL BEGINNING VALUE $4,409,970.77 $4,326,962.48
Credits ——
Debits —(15,734.58)
Security Transfers ——
Net Credits/Debits/Transfers —$(15,734.58)
Change in Value 21,931.51 120,674.38
TOTAL ENDING VALUE $4,431,902.28 $4,431,902.28
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period August 1-31, 2017
Account Summary
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
AUG SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG
4.1
4.2
4.3
4.4
4.5
4.6
($
)
M
i
l
l
i
o
n
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 13 of 128
ASSET ALLOCATION (includes accrued interest)
Cash
Fixed Income & Preferreds
Market Value Percentage
Cash $301,916.36 6.81
Fixed Income & Preferreds 4,129,985.92 93.19
TOTAL VALUE $4,431,902.28 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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Account Summary
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 14 of 128
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 7/31/17)
This Period
(as of 8/31/17)
Cash, BDP, MMFs $174,576.88 $301,916.36
Corporate Fixed Income^2,741,917.62 2,598,946.47
Government Securities^1,493,476.27 1,531,039.45
Total Assets $4,409,970.77 $4,431,902.28
Total Liabilities (outstanding balance)——
TOTAL VALUE $4,409,970.77 $4,431,902.28
CASH FLOW
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
OPENING CASH, BDP, MMFs $174,576.88 $114,965.18
Purchases (243,560.25)(4,706,592.40)
Sales and Redemptions 358,748.99 4,823,677.88
Return of Principal 3,222.63 14,258.02
Income and Distributions 8,928.11 71,342.26
Total Investment Related Activity $127,339.48 $202,685.76
Other Debits —(15,734.58)
Total Cash Related Activity —$(15,734.58)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $301,916.36 $301,916.36
INCOME AND DISTRIBUTION SUMMARY
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
Interest $8,928.11 $71,342.26
Total Taxable Income And Distributions $8,928.11 $71,342.26
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $8,928.11 $71,342.26
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(8/1/17-8/31/17)
Realized This Year
(1/1/17-8/31/17)
Unrealized
Inception to Date
(as of 8/31/17)
Short-Term Gain $1,882.58 $9,403.32 $22,167.15
Short-Term (Loss)(883.56)(47,274.71)(1,934.21)
Total Short-Term $999.02 $(37,871.39)$20,232.94
Long-Term Gain 1,460.61 4,700.32 14,842.94
Long-Term (Loss)—(2,675.87)(115.62)
Total Long-Term $1,460.61 $2,024.45 $14,727.32
TOTAL GAIN/(LOSS)$2,459.63 $(35,846.94)$34,960.26
Disallowed Loss —$2,265.80
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Summary
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 15 of 128
ADDITIONAL ACCOUNT INFORMATION
Category
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)Category
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
Accrued Interest Paid $502.93 $25,093.04 Accrued Interest Received 1,216.77 20,054.34
U.S. Treasury Coupon Interest 3,034.38 12,002.64
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035174-095
Investment Objectives (in order of priority) †: Income Investment Advisory Account
Manager:Sage Advisory - Intermediate Taxab
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 16 of 128
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
CASH $32,334.92
MORGAN STANLEY BANK N.A. #245,018.50 —245.00 0.100
MORGAN STANLEY PRIVATE BANK NA #24,562.94 —25.00 0.100
BANK DEPOSITS $269,581.44 $270.00
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 6.81%$301,916.36 $270.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 17 of 128
CORPORATE FIXED INCOME
CORPORATE BONDS
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
AMERICAN EXPRESS CO
Coupon Rate 1.550%; Matures 05/22/2018; CUSIP 025816BG3
5/12/16
6/23/16
64,000.000
23,000.000
$100.281
$100.102
100.357
100.137
$99.978
99.978
$64,179.84
$64,065.04
23,082.11
23,031.44
$63,985.92
22,994.94
$(79.12)
(36.50)
LT
LT
Total 87,000.000 87,261.95
87,096.48 86,980.86 (115.62)LT
1,349.00
370.83
1.55
Int. Semi-Annually May/Nov 22; Yield to Maturity 1.580%; Moody A3 S&P BBB+; Issued 05/22/13; Asset Class: FI & Pref
BP CAPITAL MARKETS PLC
Coupon Rate 2.241%; Matures 09/26/2018; CUSIP 05565QCG1
11/16/15 86,000.000 101.376
100.522
100.687 87,183.36
86,449.16 86,590.82 141.66 LT
1,927.00
829.79
2.22
Int. Semi-Annually Mar/Sep 26; Yield to Maturity 1.590%; Moody A1 S&P A-; Issued 09/26/13; Asset Class: FI & Pref
DOW CHEMCIAL CO
Coupon Rate 8.550%; Matures 05/15/2019; CUSIP 260543BX0
3/2/17 74,000.000 113.834
110.808
110.942 84,237.16
81,998.11 82,097.08 98.97 ST
6,327.00
1,862.94
7.70
Int. Semi-Annually May/Nov 15; Yield to Maturity 1.990%; Moody BAA2 S&P BBB; Issued 05/13/09; Asset Class: FI & Pref
ACTAVIS FUNDING SCS
Coupon Rate 3.000%; Matures 03/12/2020; CUSIP 00507UAP6
6/8/17 85,000.000 102.322
102.141
102.047 86,973.70
86,819.80 86,739.95 (79.85)ST
2,550.00
1,197.08
2.93
Int. Semi-Annually Mar/Sep 12; Callable $100.00 on 02/12/20; Yield to Call 2.137%; Moody BAA3 S&P BBB; Issued 03/12/15; Asset Class: FI & Pref
ABBOTT LABORATORIES
Coupon Rate 2.000%; Matures 03/15/2020; CUSIP 002824AZ3
6/5/17 88,000.000 100.160
100.147
100.436 88,140.80
88,129.20 88,383.68 254.48 ST
1,760.00
811.55
1.99
Int. Semi-Annually Mar/Sep 15; Yield to Maturity 1.823%; Moody BAA3 S&P BBB; Issued 03/10/15; Asset Class: FI & Pref
APPLE INC
Coupon Rate 1.800%; Matures 05/11/2020; CUSIP 037833CS7
6/1/17 88,000.000 100.133
100.122
100.321 88,117.04
88,107.70 88,282.48 174.78 ST
1,584.00
484.00
1.79
Int. Semi-Annually May/Nov 11; Yield to Maturity 1.677%; First Coupon 11/11/17; Moody AA1 S&P AA+; Issued 05/11/17; Asset Class: FI & Pref
CVS HEALTH CORP
Coupon Rate 2.800%; Matures 07/20/2020; CUSIP 126650CJ7
6/15/17 85,000.000 101.963
101.839
102.148 86,668.55
86,563.18 86,825.80 262.62 ST
2,380.00
271.05
2.74
Int. Semi-Annually Jan/Jul 20; Callable $100.00 on 06/20/20; Yield to Call 2.007%; Moody BAA1 S&P BBB+; Issued 07/20/15; Asset Class: FI & Pref
HP ENTERPRISE CO
Coupon Rate 3.600%; Matures 10/15/2020; CUSIP 42824CAG4
5/23/17 84,000.000 103.995
103.691
103.758 87,355.80
87,100.45 87,156.72 56.27 ST
3,024.00
1,142.40
3.46
Int. Semi-Annually Apr/Oct 15; Callable $100.00 on 09/15/20; Yield to Call 2.312%; Moody BAA2 S&P BBB; Issued 10/15/16; Asset Class: FI & Pref
CONOCOPHILLIPS COMPANY
Coupon Rate 4.200%; Matures 03/15/2021; CUSIP 20826FAS5
1/10/17 80,000.000 106.491
105.544
106.884 85,192.80
84,435.15 85,507.20 1,072.05 ST
3,360.00
1,549.33
3.92
Int. Semi-Annually Mar/Sep 15; Callable $100.00 on 02/15/21; Yield to Call 2.123%; Moody BAA1 S&P A-; Issued 03/08/16; Asset Class: FI & Pref
CAPITAL ONE FINANCIAL CO
Coupon Rate 4.750%; Matures 07/15/2021; CUSIP 14040HAY1
5/1/17 80,000.000 107.824
107.242
108.577 86,259.20
85,793.92 86,861.60 1,067.68 ST
3,800.00
485.55
4.37
Int. Semi-Annually Jan/Jul 15; Yield to Maturity 2.416%; Moody BAA1 S&P BBB; Issued 07/19/11; Asset Class: FI & Pref
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 18 of 128
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
VERIZON COMMUNICATIONS
Coupon Rate 3.125%; Matures 03/16/2022; CUSIP 92343VDW1
7/5/17 87,000.000 101.424
101.383
102.537 88,238.88
88,202.86 89,207.19 1,004.33 ST
2,719.00
1,246.09
3.04
Int. Semi-Annually Mar/Sep 16; Yield to Maturity 2.530%; First Coupon 09/16/17; Moody BAA1 S&P BBB+; Issued 03/16/17; Asset Class: FI & Pref
WILLIAMS PARTNERS LP
Coupon Rate 3.350%; Matures 08/15/2022; CUSIP 96950FAJ3
8/10/16 91,000.000 97.255
97.255
101.669 88,502.05
88,502.05 92,518.79 4,016.74 LT
3,049.00
135.48
3.29
Int. Semi-Annually Feb/Aug 15; Callable $100.00 on 05/15/22; Yield to Call 2.967%; Moody BAA3 S&P BBB; Issued 08/14/12; Asset Class: FI & Pref
ABBVIE INC
Coupon Rate 2.900%; Matures 11/06/2022; CUSIP 00287YAL3
7/23/14
11/16/15
4,000.000
82,000.000
97.377
97.377
96.934
96.934
101.448
101.448
3,895.08
3,895.08
79,485.88
79,485.88
4,057.92
83,187.36
162.84
3,701.48
LT
LT
Total 86,000.000 83,380.96
83,380.96 87,245.28 3,864.32 LT
2,494.00
796.69
2.85
Int. Semi-Annually May/Nov 06; Yield to Maturity 2.599%; Moody BAA2 S&P A-; Issued 05/06/13; Asset Class: FI & Pref
WELLS FARGO & COMPANY
Coupon Rate 3.069%; Matures 01/24/2023; CUSIP 949746SK8
2/24/17 86,000.000 100.842
100.776
102.201 86,724.12
86,666.96 87,892.86 1,225.90 ST
2,639.00
271.26
3.00
Int. Semi-Annually Jan/Jul 24; Callable $100.00 on 01/24/22; Yield to Call 2.536%; Moody A2 S&P A; Issued 01/24/17; Asset Class: FI & Pref
JP MORGAN CHASE & CO
Coupon Rate 3.200%; Matures 01/25/2023; CUSIP 46625HJH4
11/10/15
11/16/15
8,000.000
78,000.000
99.660
99.660
100.125
100.096
102.887
102.887
7,972.80
7,972.80
78,097.50
78,075.26
8,230.96
80,251.86
258.16
2,176.60
LT
LT
Total 86,000.000 86,070.30
86,048.06 88,482.82 2,434.76 LT
2,752.00
275.20
3.11
Int. Semi-Annually Jan/Jul 25; Yield to Maturity 2.623%; Moody A3 S&P A-; Issued 01/25/13; Asset Class: FI & Pref
ANHEUSER-BUSCH INBEV FIN
Coupon Rate 3.300%; Matures 02/01/2023; CUSIP 035242AL0
4/5/16 83,000.000 104.564
103.689
103.845 86,788.12
86,062.04 86,191.35 129.31 LT
2,739.00
228.24
3.17
Int. Semi-Annually Feb/Aug 01; Callable $100.00 on 12/01/22; Yield to Call 2.513%; Moody A3 S&P A-; Issued 01/25/16; Asset Class: FI & Pref
GOLDAM SACHS GROUP INC 2.905% FIXED TO 07/24/2022 FLTS
THERE
Coupon Rate 2.905%; Matures 07/24/2023; CUSIP 38141GWM2
8/2/17 88,000.000 100.266
100.263
100.392 88,234.08
88,231.56 88,344.96 113.40 ST
2,556.00
262.74
2.89
Int. Semi-Annually Jan/Jul 24; Callable $100.00 on 07/24/22; Yield to Maturity 2.832%; First Coupon 01/24/18; Floater; Moody A3 S&P BBB+; Issued 07/24/17; Asset Class: FI & Pref
ECOPETROL SA
Coupon Rate 5.875%; Matures 09/18/2023; CUSIP 279158AC3
2/2/17 79,000.000 107.350
106.799
110.950 84,806.50
84,371.00 87,650.50 3,279.50 ST
4,641.00
2,101.45
5.29
Int. Semi-Annually Mar/Sep 18; Yield to Maturity 3.829%; Moody BAA3 S&P BBB; Issued 09/18/13; Asset Class: FI & Pref
TOYOTA MOTOR CREDIT CORP
Coupon Rate 2.250%; Matures 10/18/2023; CUSIP 89236TDK8
10/14/16 88,000.000 100.058
100.051
99.296 88,051.04
88,045.12 87,380.48 (664.64)ST
1,980.00
731.49
2.26
Int. Semi-Annually Apr/Oct 18; Yield to Maturity 2.374%; Moody AA3 S&P AA-; Issued 10/18/16; Asset Class: FI & Pref
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 19 of 128
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
HEALTH CARE REIT INC
Coupon Rate 4.000%; Matures 06/01/2025; CUSIP 42217KBF2
5/20/16 83,000.000 102.442
102.144
105.573 85,026.86
84,779.93 87,625.59 2,845.66 LT
3,320.00
830.00
3.78
Int. Semi-Annually Jun/Dec 01; Callable $100.00 on 03/01/25; Yield to Call 3.159%; Moody BAA1 S&P BBB+; Issued 05/26/15; Asset Class: FI & Pref
BOSTON PROPERTIES LP
Coupon Rate 3.650%; Matures 02/01/2026; CUSIP 10112RAX2
5/1/17 87,000.000 100.595
100.576
103.175 87,517.65
87,500.90 89,762.25 2,261.35 ST
3,176.00
264.62
3.53
Int. Semi-Annually Feb/Aug 01; Callable $100.00 on 11/03/25; Yield to Call 3.205%; Moody BAA2 S&P A-; Issued 01/20/16; Asset Class: FI & Pref
BANK OF AMERICA CORP
Coupon Rate 4.450%; Matures 03/03/2026; CUSIP 06051GFU8
10/4/16
5/18/17
82,000.000
2,000.000
107.141
106.553
104.587
104.465
106.315
106.315
87,855.62
87,373.52
2,091.74
2,089.29
87,178.30
2,126.30
(195.22)
37.01
ST
ST
Total 84,000.000 89,947.36
89,462.81 89,304.60 (158.21)ST
3,738.00
1,848.23
4.18
Int. Semi-Annually Mar/Sep 03; Yield to Maturity 3.582%; Moody BAA3 S&P BBB; Issued 03/03/16; Asset Class: FI & Pref
SABINE PASS LIQUEFACTION LLC
Coupon Rate 5.875%; Matures 06/30/2026; CUSIP 785592AV8
2/28/17 87,000.000 111.762
111.247
111.703 97,232.94
96,784.66 97,181.61 396.95 ST
5,111.00
851.87
5.25
Int. Semi-Annually Jun/Dec 30; Callable $100.00 on 12/31/25; Yield to Call 4.195%; Moody BAA3 S&P BBB-; Issued 12/31/16; Asset Class: FI & Pref
KROGER CO
Coupon Rate 2.650%; Matures 10/15/2026; CUSIP 501044DE8
7/14/17 95,000.000 92.916
92.916
93.063 88,270.20
88,270.20 88,409.85 139.65 ST
2,518.00
951.05
2.84
Int. Semi-Annually Apr/Oct 15; Callable $100.00 on 07/15/26; Yield to Maturity 3.547%; Moody BAA1 S&P BBB; Issued 10/03/16; Asset Class: FI & Pref
AIR LEASE CORP
Coupon Rate 3.625%; Matures 04/01/2027; CUSIP 00912XAV6
4/11/17
4/13/17
4/17/17
62,000.000
13,000.000
13,000.000
98.882
98.882
99.145
99.145
99.474
99.474
100.737
100.737
100.737
61,306.84
61,306.84
12,888.85
12,888.85
12,931.62
12,931.62
62,456.94
13,095.81
13,095.81
1,150.10
206.96
164.19
ST
ST
ST
Total 88,000.000 87,127.31
87,127.31 88,648.56 1,521.25 ST
3,190.00
1,532.97
3.59
Int. Semi-Annually Apr/Oct 01; Callable $100.00 on 01/01/27; Yield to Call 3.531%; First Coupon 10/01/17; S&P BBB; Issued 03/08/17; Asset Class: FI & Pref
AT&T INC
Coupon Rate 3.900%; Matures 08/14/2027; CUSIP 00206REM0
8/15/17 89,000.000 99.736
99.736
100.873 88,765.04
88,765.04 89,776.97 1,011.93 ST
3,471.00
231.40
3.86
Int. Semi-Annually Feb/Aug 14; Callable $100.00 on 05/14/27; Yield to Call 3.791%; First Coupon 02/14/18; Moody BAA1 (-) S&P BBB+ (-); Issued 08/07/17; Asset Class: FI & Pref
CORPORATE BONDS 2,224,000.000 $2,272,073.77
$2,264,694.61 $2,291,049.85 $13,316.83
$13,038.41
LT
ST
$78,154.00
$21,563.30
3.41%
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 20 of 128
OTHER FIXED INCOME
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
BACCT 2014-A1 A
Coupon Rate 1.606%; Matures 06/15/2021; CUSIP 05522RCQ9
11/13/15
11/17/15
30,000.000
125,000.000
$99.684
$99.684
99.461
99.461
$100.414
100.414
$29,905.08
$29,905.08
124,326.13
124,326.13
$30,124.20
125,517.50
$219.12
1,191.37
LT
LT
Total 155,000.000 154,231.21
154,231.21 155,641.70 1,410.49 LT
2,490.00
110.67
1.59
Interest Paid Monthly Aug 15; Yield to Maturity 1.493%; Floater; Moody AAA S&P AAA; Issued 02/13/14; Asset Class: FI & Pref
COMET 2016-A6 A
Coupon Rate 1.820%; Matures 09/15/2022; CUSIP 14041NFH9
3/16/17 130,000.000 99.789
99.789
100.366 129,725.83
129,725.83 130,475.80 749.97 ST
2,366.00
105.15
1.81
Interest Paid Monthly Aug 15; Yield to Maturity 1.744%; S&P AAA; Issued 12/08/16; Asset Class: FI & Pref
OTHER FIXED INCOME 285,000.000 $283,957.04
$283,957.04 $286,117.50 $1,410.49
$749.97
LT
ST
$4,856.00
$215.82
1.70%
Percentage
of Holdings Face Value
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
CORPORATE FIXED INCOME 2,509,000.000 $2,556,030.81
$2,548,651.65 $2,577,167.35 $14,727.32
$13,788.38
LT
ST
$83,010.00
$21,779.12
3.22%
TOTAL CORPORATE FIXED INCOME
(includes accrued interest)
58.64%$2,598,946.47
Watchlist and CreditWatch Indicators: (*) = developing/uncertain (+) = On Watchlist/CreditWatch Upgrade (-) = On Watchlist/CreditWatch Downgrade
GOVERNMENT SECURITIES
TREASURY SECURITIES
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
UNITED STATES TREASURY NOTE
Coupon Rate 0.750%; Matures 02/15/2019; CUSIP 912828P53
2/8/17 12,000.000 $99.099
$99.099
$99.215 $11,891.83
$11,891.83 $11,905.80 $13.97 ST H
$90.00
$3.91
0.75
Int. Semi-Annually Feb/Aug 15; Yield to Maturity 1.296%; Moody AAA; Issued 02/15/16; Basis Adjustment Due to Wash Sale: $6.17; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 1.625%; Matures 06/30/2019; CUSIP 912828WS5
6/28/17 117,000.000 100.547
100.500
100.535 117,640.22
117,585.17 117,625.95 40.78 ST
1,901.00
320.31
1.61
Int. Semi-Annually Jun/Dec 31; Yield to Maturity 1.328%; Moody AAA; Issued 06/30/14; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 1.375%; Matures 08/31/2020; CUSIP 912828L32
5/5/17 119,000.000 99.274
99.274
99.793 118,135.82
118,135.82 118,753.67 617.85 ST
1,636.00
8.89
1.37
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 21 of 128
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
Int. Semi-Annually Feb/Aug 29; Yield to Maturity 1.446%; Moody AAA; Issued 08/31/15; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 2.125%; Matures 01/31/2021; CUSIP 912828B58
4/18/17
6/5/17
6/6/17
52,000.000
10,000.000
69,000.000
102.082
101.883
101.934
101.810
102.032
101.903
102.027
102.027
102.027
53,082.85
52,979.15
10,193.39
10,181.04
70,401.80
70,313.22
53,054.04
10,202.70
70,398.63
74.89
21.66
85.41
ST
ST
ST
Total 131,000.000 133,678.04
133,473.41 133,655.37 181.96 ST
2,784.00
234.50
2.08
Int. Semi-Annually Jan/Jul 31; Yield to Maturity 1.514%; Moody AAA; Issued 01/31/14; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 1.375%; Matures 05/31/2021; CUSIP 912828R77
7/14/17 276,000.000 98.727
98.727
99.273 272,486.24
272,486.24 273,993.48 1,507.24 ST
3,795.00
953.93
1.38
Int. Semi-Annually May/Nov 30; Yield to Maturity 1.575%; Moody AAA; Issued 05/31/16; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 1.750%; Matures 03/31/2022; CUSIP 912828J76
5/5/17
7/12/17
238,000.000
135,000.000
99.352
99.352
99.555
99.555
100.289
100.289
236,457.52
236,457.52
134,399.25
134,399.25
238,687.82
135,390.15
2,230.30
990.90
ST
ST
Total 373,000.000 370,856.77
370,856.77 374,077.97 3,221.20 ST
6,528.00
2,728.70
1.74
Int. Semi-Annually Mar/Sep 30; Yield to Maturity 1.684%; Moody AAA; Issued 03/31/15; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 2.250%; Matures 02/15/2027; CUSIP 912828V98
5/30/17
6/6/17
8/8/17
41,000.000
92,000.000
28,000.000
100.231
100.205
100.903
100.883
99.836
99.836
101.109
101.109
101.109
41,094.67
41,084.01
92,830.48
92,812.10
27,954.16
27,954.16
41,454.69
93,020.28
28,310.52
370.68
208.18
356.36
ST
ST
ST
8/14/17 38,000.000 100.274
100.273
101.109 38,104.04
38,103.58 38,421.42 317.84 ST
Total 199,000.000 199,983.35
199,953.85 201,206.91 1,253.06 ST
4,478.00
194.67
2.22
Int. Semi-Annually Feb/Aug 15; Yield to Maturity 2.120%; Moody AAA; Issued 02/15/17; Asset Class: FI & Pref
TREASURY SECURITIES 1,227,000.000 $1,224,672.27
$1,224,383.09 $1,231,219.15 $6,836.06 ST
$21,212.00
$4,444.91
1.72%
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 22 of 128
FEDERAL AGENCIES
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
INTL BK FOR RECON & DEV
Coupon Rate 1.375%; Matures 05/24/2021; CUSIP 459058FH1
9/16/16 90,000.000 $99.936
$99.936
$98.831 $89,942.40
$89,942.40 $88,947.90 $(994.50)ST
$1,238.00
—
1.39
Int. Semi-Annually May/Nov 24; Yield to Maturity 1.700%; Moody AAA S&P AAA; Issued 05/24/16; Asset Class: FI & Pref
FHLMC 30 YR GOLD G08749
Coupon Rate 4.000%; Matures 01/01/2047; CUSIP 3128MJZP8
2/9/17 207,000.000 105.410
105.410
105.720 217,498.12
205,175.68 205,778.68 603.00 ST
7,786.00
648.81
3.78
Interest Paid Monthly Jan 01; Yield to Maturity 3.679%; Factor .94031398; Issued 01/01/17; Current Face 194,644.994; Asset Class: FI & Pref
FEDERAL AGENCIES 297,000.000 $307,440.52
$295,118.08 $294,726.58 $(391.50)ST
$9,024.00
$648.81
3.06%
Percentage
of Holdings Face Value
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
GOVERNMENT SECURITIES 1,524,000.000 $1,532,112.79
$1,519,501.17 $1,525,945.73 $6,444.56 ST
$30,236.00
$5,093.72
1.98%
TOTAL GOVERNMENT SECURITIES
(includes accrued interest)
34.55%$1,531,039.45
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL VALUE $4,068,152.82 $4,405,029.44 $14,727.32
$20,232.94
LT
ST
$113,516.00
$26,872.84
2.56%
TOTAL VALUE (includes accrued interest)100.00%$4,431,902.28
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
H - Wash sale rules apply to this tax lot. The cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale transaction. The aggregate amount of the basis
adjustment is identified in italics under the Security Description.
ALLOCATION OF ASSETS (^includes accrued interest)
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $301,916.36 ——————
Corporate Fixed Income^——$2,598,946.47 ————
Government Securities^——1,531,039.45 ————
TOTAL ALLOCATION OF ASSETS^$301,916.36 —$4,129,985.92 ————
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 23 of 128
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
8/2 8/7 Sold GOLDMAN SACHS 5250 21JL27 ACTED AS AGENT
ACCRUED INTEREST 121.04
83,000.000 $110.1420 $91,538.90
8/2 8/7 Bought GOLDAM SACHS GRO 2905 *23JL24 ACTED AS AGENT
ACCRUED INTEREST 92.31
88,000.000 100.2660 (88,326.39)
8/8 8/9 Sold FIBRIA OVERSEAS 5500 27JA17 ACTED AS AGENT
ACCRUED INTEREST 107.56
32,000.000 103.4100 33,198.76
8/8 8/9 Bought US TSY NOTE 2250 27FB15 ACTED AS AGENT
ACCRUED INTEREST 304.56
28,000.000 99.8363 (28,258.72)
8/14 8/14 Redemption VODAFONE GROUP 1250 17SP26 REDEMPTION OF CALLED BOND
CUSIP: 92857WAY6
70,000.000 100.0210 70,014.70
8/14 8/15 Sold FIBRIA OVERSEAS 5500 27JA17 ACTED AS AGENT
ACCRUED INTEREST 183.94
43,000.000 102.5000 44,258.94
8/14 8/15 Bought US TSY NOTE 2250 27FB15 ACTED AS AGENT 38,000.000 100.2738 (38,104.04)
8/15 8/18 Sold AT&T INC 3400 *25MY15 ACTED AS AGENT
ACCRUED INTEREST 772.93
88,000.000 98.4430 87,402.77
8/15 8/18 Bought AT&T INC 3900 *27AU14 ACTED AS AGENT
ACCRUED INTEREST 106.06
89,000.000 99.7360 (88,871.10)
8/30 8/31 Sold US TSY NOTE 2250 27FB15 ACTED AS AGENT
ACCRUED INTEREST 31.30
32,000.000 100.9488 32,334.92
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $115,188.74
TOTAL PURCHASES $(243,560.25)
TOTAL SALES AND REDEMPTIONS $358,748.99
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
RETURN OF PRINCIPAL
Activity Date Activity Type Description Comments Credits/(Debits)
8/15 Return of Principal FHLMC 30G G08749 4000 47JA01 CUSIP: 3128MJZP8 $3,222.63
TOTAL RETURN OF PRINCIPAL $3,222.63
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
8/1 Interest Income BOSTON PROPERTIE 3650 *26FB01 CUSIP: 10112RAX2 $1,587.75
8/1 Interest Income ANHEUSER-BUSCH IN 3300 *23FB01 CUSIP: 035242AL0 1,369.50
8/14 Interest Income-Adj VODAFONE GROUP 1250 17SP26
ACCRUED BOND INTEREST
CUSIP: 92857WAY6 335.42
8/15 Interest Income US TSY NOTE 2250 27FB15 CUSIP: 912828V98 2,171.25
8/15 Interest Income WILLIAMS PARTNER 3350 *22AU15 CUSIP: 96950FAJ3 1,524.25
8/15 Interest Income FHLMC 30G G08749 4000 47JA01 CUSIP: 3128MJZP8 659.55
8/15 Interest Income BACCT 2014-A1 A 1606 *21JNRG CUSIP: 05522RCQ9 200.47
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 24 of 128
TAXABLE INCOME AND DISTRIBUTIONS (CONTINUED)
Activity Date Activity Type Description Comments Credits/(Debits)
8/15 Interest Income US TSY NOTE 0750 19FB15 CUSIP: 912828P53 45.00
8/16 Interest Income COMET 2016-A6 A 1820 *22SPRG CUSIP: 14041NFH9 197.17
8/31 Interest Income US TSY NOTE 1375 20AU31 CUSIP: 912828L32 818.13
8/31 Interest Income MORGAN STANLEY BANK N.A.
(Period 08/01-08/31)
18.50
8/31 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 08/01-08/31)
1.12
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $8,928.11
TOTAL INTEREST $8,928.11
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
8/1 Automatic Investment BANK DEPOSIT PROGRAM $2,957.25
8/8 Automatic Investment BANK DEPOSIT PROGRAM 3,212.51
8/10 Automatic Investment BANK DEPOSIT PROGRAM 4,940.04
8/14 Automatic Investment BANK DEPOSIT PROGRAM 70,014.70
8/15 Automatic Investment BANK DEPOSIT PROGRAM 7,696.19
8/16 Automatic Investment BANK DEPOSIT PROGRAM 6,617.28
8/17 Automatic Investment BANK DEPOSIT PROGRAM 197.17
8/18 Automatic Redemption BANK DEPOSIT PROGRAM (1,468.33)
8/31 Automatic Investment BANK DEPOSIT PROGRAM 818.13
8/31 Automatic Investment BANK DEPOSIT PROGRAM 18.50
8/31 Automatic Investment BANK DEPOSIT PROGRAM 1.12
NET ACTIVITY FOR PERIOD $95,004.56
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
GOLDMAN SACHS 5 1/4 7-27-21 11/24/15 08/02/17 83,000.000 $91,417.86 $90,060.15 $1,357.71
VODAFONE GROUP 1 1/4 9-26-17 05/13/16 08/14/17 70,000.000 70,014.70 69,911.80 102.90
Long-Term This Period $161,432.56 $159,971.95 $1,460.61
Long-Term Year to Date $792,217.22 $790,192.77 $2,024.45
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 25 of 128
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
AT&T INC 3.400 5-15-25 04/07/17 08/15/17 88,000.000 86,629.84 85,404.00 1,225.84
FHLMC 30G G08749 4.000 1-01-47 02/09/17 08/15/17 3,222.630 3,222.63 3,396.98 (174.35)
FIBRIA OVERSEAS 5 1/2 1-17-27 06/02/17 08/08/17 32,000.000 33,091.20 33,104.13 (12.93)
06/02/17 08/14/17 4,000.000 4,100.00 4,137.82 (37.82)
06/07/17 08/14/17 39,000.000 39,975.00 40,633.46 (658.46)
US TSY NOTE 2 1/4 2-15-27 03/23/17 08/30/17 24,000.000 24,227.72 23,628.84 598.88
05/30/17 08/30/17 8,000.000 8,075.90 8,018.04 57.86
US TSY NOTE TIIN 1/8 4-15-20 02/15/17 06/06/17 83,000.000 87,271.41 87,687.02 (415.61)
Short-Term This Period $199,322.29 $198,323.27 $999.02
Short-Term Year to Date $4,023,818.42 $4,061,689.81 $(37,871.39)
Net Realized Gain/(Loss) This Period $360,754.85 $358,295.22 $2,459.63
Net Realized Gain/(Loss) Year to Date $4,817,881.57 $4,851,882.58 $(35,846.94)
Disallowed Loss Based On Wash Sale Year to Date: $2,265.80
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Senior Investor Helpline
For any inquiries or comments or potential concerns, senior investors or someone acting on their behalf may contact our Firm by calling (800) 280-4534.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
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Page 26 of 128
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Consulting Group Advisor Active Assets Account
660-035178-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
TOTAL BEGINNING VALUE $5,175,509.47 $4,236,016.96
Credits 300,000.00 732,000.00
Debits (75.45)(6,164.00)
Security Transfers ——
Net Credits/Debits/Transfers $299,924.55 $725,836.00
Change in Value (24,548.67)489,032.39
TOTAL ENDING VALUE $5,450,885.35 $5,450,885.35
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period August 1-31, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
AUG SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG
3.6
4
4.4
4.8
5.2
5.6
($
)
M
i
l
l
i
o
n
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 27 of 128
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Alternatives
Market Value Percentage
Cash $14,614.56 0.27
Equities 4,601,250.75 84.41
Alternatives 835,020.04 15.32
TOTAL VALUE $5,450,885.35 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period August 1-31, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 28 of 128
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 7/31/17)
This Period
(as of 8/31/17)
Cash, BDP, MMFs $83,150.41 $14,614.56
ETFs & CEFs 3,083,569.56 3,349,548.37
Mutual Funds 2,008,789.50 2,086,722.42
Total Assets $5,175,509.47 $5,450,885.35
Total Liabilities (outstanding balance)——
TOTAL VALUE $5,175,509.47 $5,450,885.35
CASH FLOW
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
OPENING CASH, BDP, MMFs $83,150.41 $57,279.95
Purchases (368,468.57)(800,448.75)
Dividend Reinvestments —(9,351.12)
Income and Distributions 8.17 41,298.48
Total Investment Related Activity $(368,460.40)$(768,501.39)
Electronic Transfers-Credits 300,000.00 732,000.00
Other Debits (75.45)(6,164.00)
Total Cash Related Activity $299,924.55 $725,836.00
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $14,614.56 $14,614.56
INCOME AND DISTRIBUTION SUMMARY
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
Other Dividends —$41,279.31
Interest 8.17 19.17
Total Taxable Income And Distributions $8.17 $41,298.48
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $8.17 $41,298.48
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(8/1/17-8/31/17)
Realized This Year
(1/1/17-8/31/17)
Unrealized
Inception to Date
(as of 8/31/17)
Short-Term Gain ——$29,533.68
Short-Term (Loss)——(704.10)
Total Short-Term ——$28,829.58
Long-Term Gain ——543,894.92
TOTAL GAIN/(LOSS)——$572,724.50
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
Investment Objectives (in order of priority) †: Capital Appreciation,Income,Aggressive Income,Speculation Investment Advisory Account
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 29 of 128
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY BANK N.A. #$14,612.66 —$15.00 0.100
MORGAN STANLEY PRIVATE BANK NA #1.90 ——0.100
BANK DEPOSITS $14,614.56 $15.00
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 0.27%$14,614.56 $15.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
EXCHANGE-TRADED & CLOSED-END FUNDS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
VANGUARD INDEX FDS S&P 500 ETF (VOO) 11/10/15
2/12/16
8,262.000
133.000
$190.319
170.880
$227.300
227.300
$1,572,414.75
22,727.09
$1,877,952.60
30,230.90
$305,537.85
7,503.81
LT
LT
Total 8,395.000 1,595,141.84 1,908,183.50 313,041.66 LT 35,150.00 1.84
Next Dividend Payable 09/2017; Asset Class: Equities
VANGUARD TOTAL INTL STOCK ETF (VXUS) 11/10/15
2/12/16
5/12/17
16,987.000
816.000
4,180.000
46.280
40.307
51.670
54.010
54.010
54.010
786,158.36
32,890.76
215,980.18
917,467.87
44,072.16
225,761.80
131,309.51
11,181.40
9,781.62
LT
LT
ST
8/11/17 4,704.000 52.980 54.010 249,215.57 254,063.04 4,847.47 ST
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CLIENT STATEMENT For the Period August 1-31, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 30 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 26,687.000 1,284,244.87 1,441,364.87 142,490.91
14,629.09
LT
ST
36,828.00 2.55
Next Dividend Payable 09/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
EXCHANGE-TRADED & CLOSED-END FUNDS 61.45%$2,879,386.71 $3,349,548.37 $455,532.57
$14,629.09
LT
ST
$71,978.00 2.15%
MUTUAL FUNDS
“Total Purchases vs. Market Value” is provided to assist you in comparing your “Total Purchases,” excluding reinvested distributions, with the current value of the mutual fund positions in your account.
“Cumulative Cash Distributions” when shown, may reflect distributions on shares no longer held in the account. It may not reflect all distributions received in cash; due to but not limited to: investments made
prior to addition of this information on statements; securities transfers; timing of recent distributions; and certain adjustments made in your account.
“Net Value Increase/ (Decrease)” reflects the difference between your total purchases, and the sum of the current value of the fund’s shares, and cash distributions shown. This calculation is for informational
purposes only and does not reflect your total unrealized gain or loss nor should it be used for tax purposes. Global Investment Manager Analysis (GIMA) status codes (FL, AL or NL), may be shown for certain
mutual funds and are not guarantees of performance. Refer to “GIMA Status in Investment Advisory Programs” in the June or December statement for a description of these codes.
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
LAZARD INTL STRAT EQ PTF INST (LISIX) 11/10/15
2/12/16
5/12/17
57,921.887
1,868.289
15,417.559
$13.570
11.920
14.010
$14.710
14.710
14.710
$786,000.00
22,270.00
216,000.00
$852,030.96
27,482.53
226,792.29
$66,030.96
5,212.53
10,792.29
LT
LT
ST
8/11/17 8,230.021 14.490 14.710 119,253.00 121,063.61 1,810.61 ST
Purchases 83,437.756 1,143,523.00 1,227,369.39 71,243.49
12,602.90
LT
ST
Long Term Reinvestments 678.890 8,947.78 9,986.47 1,038.69 LT
Short Term Reinvestments 975.290 12,044.83 14,346.52 2,301.69 ST
Total 85,091.936 1,164,515.61 1,251,702.38 72,282.18
14,904.59
LT
ST
16,933.00 1.35
Total Purchases vs Market Value
Net Value Increase/(Decrease)
1,143,523.00 1,251,702.38
108,179.38
GIMA Status: FL; Enrolled In MS Dividend Reinvestment; Capital Gains Reinvest; Asset Class: Equities
TORTOISE MLP & PIPELINE INST (TORIX) 7/15/16 61,846.805 12.990 13.250 803,390.00 819,470.17 16,080.17 LT
Purchases 61,846.805 803,390.00 819,470.17 16,080.17 LT
Short Term Reinvestments 1,173.575 16,253.97 15,549.87 (704.10)ST
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 31 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 63,020.380 819,643.97 835,020.04 16,080.17
(704.10)
LT
ST
16,511.00 1.97
Total Purchases vs Market Value
Net Value Increase/(Decrease)
803,390.00 835,020.04
31,630.04
GIMA Status: AL; Enrolled In MS Dividend Reinvestment; Capital Gains Reinvest; Asset Class: Alt
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
MUTUAL FUNDS 38.28%$1,984,159.58 $2,086,722.42 $88,362.35
$14,200.49
LT
ST
$33,444.00 1.60%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL VALUE 100.00%$4,863,546.29 $5,450,885.35 $543,894.92
$28,829.58
LT
ST
$105,437.00
—
1.93%
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $14,614.56 ——————
ETFs & CEFs —$3,349,548.37 —————
Mutual Funds —1,251,702.38 —$835,020.04 ———
TOTAL ALLOCATION OF ASSETS $14,614.56 $4,601,250.75 —$835,020.04 ———
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CLIENT STATEMENT For the Period August 1-31, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 32 of 128
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
8/11 8/16 Bought VANGUARD TOTAL INTL STOCK ETF ACTED AS AGENT 4,704.000 $52.9795 $(249,215.57)
8/11 8/16 Bought LAZARD INTL STRAT EQ PTF INST 8,230.021 14.4900 (119,253.00)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(368,468.57)
TOTAL PURCHASES $(368,468.57)
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
8/31 Interest Income MORGAN STANLEY BANK N.A.
(Period 08/01-08/31)
$6.27
8/31 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 08/01-08/31)
1.90
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $8.17
TOTAL INTEREST $8.17
CASH RELATED ACTIVITY
ELECTRONIC TRANSFERS
Check disbursements from branch offices are displayed as Electronic Transfers.
Activity Date Activity Type Description Comments Credits/(Debits)
8/11 Cash Transfer - Credit FUNDS TRANSFERRED CONFIRMATION # 74954669
FROM 660-110179
$300,000.00
TOTAL ELECTRONIC TRANSFERS $300,000.00
TOTAL ELECTRONIC TRANSFERS-CREDITS $300,000.00
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
8/14 Service Fee DEPOSIT/WITHDRAWAL ADJ $(75.45)
TOTAL OTHER CREDITS AND DEBITS $(75.45)
TOTAL OTHER DEBITS $(75.45)
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
8/11 Automatic Investment BANK DEPOSIT PROGRAM $300,000.00
8/15 Automatic Redemption BANK DEPOSIT PROGRAM (75.45)
8/16 Automatic Redemption BANK DEPOSIT PROGRAM (368,468.57)
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 33 of 128
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY (CONTINUED)
Activity
Date Activity Type Description Credits/(Debits)
8/31 Automatic Investment BANK DEPOSIT PROGRAM 6.27
8/31 Automatic Investment BANK DEPOSIT PROGRAM 1.90
NET ACTIVITY FOR PERIOD $(68,535.85)
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Senior Investor Helpline
For any inquiries or comments or potential concerns, senior investors or someone acting on their behalf may contact our Firm by calling (800) 280-4534.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
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Page 34 of 128
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-035191-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
TOTAL BEGINNING VALUE $1,054,958.13 $912,436.77
Credits ——
Debits —(3,818.66)
Security Transfers ——
Net Credits/Debits/Transfers —$(3,818.66)
Change in Value 15,448.37 161,788.39
TOTAL ENDING VALUE $1,070,406.50 $1,070,406.50
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period August 1-31, 2017
Account Summary
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
AUG SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG
700
800
900
1,000
1,100
1,200
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 35 of 128
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Market Value Percentage
Cash $25,291.99 2.36
Equities 1,045,114.51 97.64
TOTAL VALUE $1,070,406.50 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 36 of 128
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 7/31/17)
This Period
(as of 8/31/17)
Cash, BDP, MMFs $23,600.73 $25,291.99
Stocks 1,031,357.40 1,045,114.51
Total Assets $1,054,958.13 $1,070,406.50
Total Liabilities (outstanding balance)——
TOTAL VALUE $1,054,958.13 $1,070,406.50
CASH FLOW
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
OPENING CASH, BDP, MMFs $23,600.73 $20,879.26
Purchases (25,050.50)(157,073.61)
Sales and Redemptions 25,482.52 158,162.30
2016 Net Unsettled Purch/Sales N/A (2,023.42)
Income and Distributions 1,259.24 9,166.12
Total Investment Related Activity $1,691.26 $8,231.39
Other Debits —(3,818.66)
Total Cash Related Activity —$(3,818.66)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $25,291.99 $25,291.99
INCOME AND DISTRIBUTION SUMMARY
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
Qualified Dividends $1,257.26 $9,160.70
Interest 1.98 5.42
Total Taxable Income And Distributions $1,259.24 $9,166.12
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $1,259.24 $9,166.12
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(8/1/17-8/31/17)
Realized This Year
(1/1/17-8/31/17)
Unrealized
Inception to Date
(as of 8/31/17)
Short-Term Gain $793.23 $10,488.99 $35,709.97
Short-Term (Loss)—(2,956.04)(1,668.35)
Total Short-Term $793.23 $7,532.95 $34,041.62
Long-Term Gain 2,693.06 2,955.50 136,147.01
Long-Term (Loss)——(21,957.47)
Total Long-Term $2,693.06 $2,955.50 $114,189.54
TOTAL GAIN/(LOSS)$3,486.29 $10,488.45 $148,231.16
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035191-095
Investment Objectives (in order of priority) †: Capital Appreciation,Income,Aggressive Income,Speculation Investment Advisory Account
Manager:Amundi Pioneer Fundamental Growth
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 37 of 128
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY BANK N.A. #$25,291.99 —$25.00 0.100
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 2.36%$25,291.99 $25.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ADOBE SYSTEMS (ADBE) 1/25/17
2/13/17
7/11/17
124.000
20.000
25.000
$113.773
117.802
143.726
$155.160
155.160
155.160
$14,107.85
2,356.04
3,593.15
$19,239.84
3,103.20
3,879.00
$5,131.99
747.16
285.85
ST
ST
ST
Total 169.000 20,057.04 26,222.04 6,165.00 ST ——
Asset Class: Equities
ALLERGAN PLC SHS (AGN) 8/22/16
2/23/17
108.000
22.000
253.850
246.826
229.480
229.480
27,415.80
5,430.18
24,783.84
5,048.56
(2,631.96)
(381.62)
LT
ST
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 38 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 130.000 32,845.98 29,832.40 (2,631.96)
(381.62)
LT
ST
364.00 1.22
Next Dividend Payable 09/15/17; Asset Class: Equities
ALPHABET INC CL C (GOOG) 8/22/16 58.000 771.889 939.330 44,769.55 54,481.14 9,711.59 LT ——
Asset Class: Equities
AMAZON COM INC (AMZN) 12/22/14
9/4/15
12/22/16
19.000
23.000
19.000
306.614
497.298
767.787
980.600
980.600
980.600
5,825.67
11,437.85
14,587.96
18,631.40
22,553.80
18,631.40
12,805.73
11,115.95
4,043.44
LT
LT
ST
Total 61.000 31,851.48 59,816.60 23,921.68
4,043.44
LT
ST
——
Asset Class: Equities
AMPHENOL CORP NEW CL A (APH) 9/16/16
9/20/16
9/27/16
80.000
19.000
41.000
62.739
64.400
64.033
80.940
80.940
80.940
5,019.14
1,223.60
2,625.36
6,475.20
1,537.86
3,318.54
1,456.06
314.26
693.18
ST
ST
ST
9/29/16 22.000 64.925 80.940 1,428.34 1,780.68 352.34 ST
10/7/16 42.000 64.987 80.940 2,729.47 3,399.48 670.01 ST
3/30/17 17.000 71.896 80.940 1,222.24 1,375.98 153.74 ST
Total 221.000 14,248.15 17,887.74 3,639.59 ST 168.00 0.93
Next Dividend Payable 10/2017; Asset Class: Equities
APPLE INC (AAPL) 8/22/16
11/9/16
11/16/16
419.000
18.000
10.000
108.358
109.850
110.170
164.000
164.000
164.000
45,402.04
1,977.30
1,101.70
68,716.00
2,952.00
1,640.00
23,313.96
974.70
538.30
LT
ST
ST
12/22/16 23.000 116.482 164.000 2,679.08 3,772.00 1,092.92 ST
7/13/17 21.000 148.022 164.000 3,108.46 3,444.00 335.54 ST
Total 491.000 54,268.58 80,524.00 23,313.96
2,941.46
LT
ST
1,237.00 1.53
Next Dividend Payable 11/2017; Asset Class: Equities
BROADCOM LTD SHS (AVGO) 1/25/17
3/30/17
85.000
21.000
200.056
222.574
252.070
252.070
17,004.77
4,674.06
21,425.95
5,293.47
4,421.18
619.41
ST
ST
Total 106.000 21,678.83 26,719.42 5,040.59 ST 432.00 1.61
Next Dividend Payable 09/2017; Asset Class: Equities
CABOT OIL & GAS CORP A (COG) 8/22/16
10/26/16
11/22/16
400.000
52.000
67.000
25.735
20.450
23.181
25.550
25.550
25.550
10,294.00
1,063.40
1,553.11
10,220.00
1,328.60
1,711.85
(74.00)
265.20
158.74
LT
ST
ST
Total 519.000 12,910.51 13,260.45 (74.00)
423.94
LT
ST
104.00 0.78
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 39 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 11/2017; Asset Class: Equities
CELGENE CORP (CELG) 4/22/15
7/1/15
8/22/16
77.000
43.000
36.000
115.781
117.677
113.952
138.930
138.930
138.930
8,915.13
5,060.11
4,102.27
10,697.61
5,973.99
5,001.48
1,782.48
913.88
899.21
LT
LT
LT
Total 156.000 18,077.51 21,673.08 3,595.57 LT ——
Asset Class: Equities
COGNIZANT TECH SOLUTIONS CL A (CTSH) 8/22/16
10/7/16
11/16/16
201.000
45.000
18.000
57.515
50.610
55.117
70.770
70.770
70.770
11,560.51
2,277.44
992.11
14,224.77
3,184.65
1,273.86
2,664.26
907.21
281.75
LT
ST
ST
Total 264.000 14,830.06 18,683.28 2,664.26
1,188.96
LT
ST
158.00 0.84
Next Dividend Payable 11/2017; Asset Class: Equities
COLGATE PALMOLIVE CO (CL) 8/22/16
11/9/16
5/3/17
122.000
22.000
41.000
74.535
70.327
71.025
71.640
71.640
71.640
9,093.33
1,547.20
2,912.03
8,740.08
1,576.08
2,937.24
(353.25)
28.88
25.21
LT
ST
ST
8/15/17 23.000 71.783 71.640 1,651.01 1,647.72 (3.29)ST
Total 208.000 15,203.57 14,901.12 (353.25)
50.80
LT
ST
333.00 2.23
Next Dividend Payable 11/2017; Asset Class: Equities
COOPER CO INC NEW (COO) 5/9/17
5/11/17
5/12/17
24.000
23.000
22.000
207.646
207.008
207.866
250.830
250.830
250.830
4,983.50
4,761.18
4,573.06
6,019.92
5,769.09
5,518.26
1,036.42
1,007.91
945.20
ST
ST
ST
Total 69.000 14,317.74 17,307.27 2,989.53 ST 4.00 0.02
Next Dividend Payable 02/2018; Asset Class: Equities
CVS HEALTH CORP COM (CVS) 6/12/15
8/5/15
8/22/16
128.000
86.000
166.000
102.265
110.521
98.070
77.340
77.340
77.340
13,089.95
9,504.77
16,279.62
9,899.52
6,651.24
12,838.44
(3,190.43)
(2,853.53)
(3,441.18)
LT
LT
LT
11/9/16 14.000 75.287 77.340 1,054.02 1,082.76 28.74 ST
12/22/16 21.000 79.677 77.340 1,673.22 1,624.14 (49.08)ST
Total 415.000 41,601.58 32,096.10 (9,485.14)
(20.34)
LT
ST
830.00 2.58
Next Dividend Payable 11/2017; Asset Class: Equities
ECOLAB INC (ECL) 8/22/16 125.000 122.120 133.300 15,264.97 16,662.50 1,397.53 LT 185.00 1.11
Next Dividend Payable 10/2017; Asset Class: Equities
EDWARD LIFESCIENCES CORP (EW) 2/17/16 74.000 85.508 113.660 6,327.56 8,410.84 2,083.28 LT ——
Asset Class: Equities
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
8
9
5
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 40 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
GILEAD SCIENCE (GILD) 8/22/16
6/27/17
8/15/17
193.000
21.000
47.000
81.027
71.677
73.327
83.710
83.710
83.710
15,638.13
1,505.21
3,446.35
16,156.03
1,757.91
3,934.37
517.90
252.70
488.02
LT
ST
ST
Total 261.000 20,589.69 21,848.31 517.90
740.72
LT
ST
543.00 2.48
Next Dividend Payable 09/2017; Asset Class: Equities
HERSHEY COMPANY (HSY) 8/22/16 152.000 113.933 104.920 17,317.82 15,947.84 (1,369.98)LT 399.00 2.50
Next Dividend Payable 09/15/17; Asset Class: Equities
HOME DEPOT INC (HD) 8/22/16
11/9/16
266.000
21.000
135.387
124.808
149.870
149.870
36,012.84
2,620.97
39,865.42
3,147.27
3,852.58
526.30
LT
ST
Total 287.000 38,633.81 43,012.69 3,852.58
526.30
LT
ST
1,022.00 2.37
Next Dividend Payable 09/14/17; Asset Class: Equities
INTERCONTINENTALEXCHANGE GROUP (ICE) 9/10/15
8/22/16
2/13/17
368.000
115.000
13.000
47.147
55.938
59.033
64.670
64.670
64.670
17,349.96
6,432.92
767.43
23,798.56
7,437.05
840.71
6,448.60
1,004.13
73.28
LT
LT
ST
5/31/17 25.000 60.287 64.670 1,507.17 1,616.75 109.58 ST
Total 521.000 26,057.48 33,693.07 7,452.73
182.86
LT
ST
417.00 1.23
Next Dividend Payable 09/2017; Asset Class: Equities
INTL FLAVORS & FRAGRANCES (IFF) 8/22/16 86.000 137.269 136.850 11,805.17 11,769.10 (36.07)LT 237.00 2.01
Next Dividend Payable 10/2017; Asset Class: Equities
JOHNSON & JOHNSON (JNJ) 8/22/16
10/26/16
8/15/17
160.000
18.000
22.000
119.247
113.967
133.658
132.370
132.370
132.370
19,079.46
2,051.41
2,940.47
21,179.20
2,382.66
2,912.14
2,099.74
331.25
(28.33)
LT
ST
ST
Total 200.000 24,071.34 26,474.00 2,099.74
302.92
LT
ST
672.00 2.53
Next Dividend Payable 09/12/17; Asset Class: Equities
MARSH & MCLENNAN COS INC (MMC) 2/16/17
2/23/17
3/16/17
128.000
22.000
43.000
72.890
73.048
74.663
78.080
78.080
78.080
9,329.86
1,607.06
3,210.50
9,994.24
1,717.76
3,357.44
664.38
110.70
146.94
ST
ST
ST
3/30/17 23.000 74.480 78.080 1,713.04 1,795.84 82.80 ST
5/31/17 22.000 77.605 78.080 1,707.31 1,717.76 10.45 ST
8/15/17 25.000 78.159 78.080 1,953.97 1,952.00 (1.97)ST
Total 263.000 19,521.74 20,535.04 1,013.30 ST 395.00 1.92
Next Dividend Payable 11/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 41 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
MASCO CORP (MAS) 9/20/16
9/27/16
10/7/16
142.000
143.000
90.000
32.704
34.455
33.961
36.770
36.770
36.770
4,643.95
4,927.05
3,056.51
5,221.34
5,258.11
3,309.30
577.39
331.06
252.79
ST
ST
ST
11/9/16 20.000 30.911 36.770 618.22 735.40 117.18 ST
7/11/17 51.000 38.871 36.770 1,982.41 1,875.27 (107.14)ST
Total 446.000 15,228.14 16,399.42 1,171.28 ST 178.00 1.08
Next Dividend Payable 11/2017; Asset Class: Equities
MASTERCARD INC CL A (MA) 8/22/16 400.000 95.827 133.300 38,330.64 53,320.00 14,989.36 LT 352.00 0.66
Next Dividend Payable 11/2017; Asset Class: Equities
MEDTRONIC PLC SHS (MDT) 8/22/16 265.000 87.457 80.620 23,176.00 21,364.30 (1,811.70)LT 488.00 2.28
Next Dividend Payable 10/2017; Asset Class: Equities
MICROSOFT CORP (MSFT) 8/22/16
3/30/17
4/5/17
795.000
21.000
42.000
57.587
65.899
66.260
74.770
74.770
74.770
45,781.67
1,383.88
2,782.90
59,442.15
1,570.17
3,140.34
13,660.48
186.29
357.44
LT
ST
ST
7/13/17 45.000 71.970 74.770 3,238.64 3,364.65 126.01 ST
8/4/17 36.000 72.997 74.770 2,627.88 2,691.72 63.84 ST
8/15/17 29.000 73.153 74.770 2,121.45 2,168.33 46.88 ST
Total 968.000 57,936.42 72,377.36 13,660.48
780.46
LT
ST
1,510.00 2.08
Next Dividend Payable 09/14/17; Asset Class: Equities
NIKE INC B (NKE) 2/23/15
11/9/16
3/30/17
122.000
21.000
48.000
47.464
50.794
55.996
52.810
52.810
52.810
5,790.55
1,066.68
2,687.80
6,442.82
1,109.01
2,534.88
652.27
42.33
(152.92)
LT
ST
ST
7/11/17 46.000 58.483 52.810 2,690.20 2,429.26 (260.94)ST
7/21/17 69.000 59.650 52.810 4,115.88 3,643.89 (471.99)ST
Total 306.000 16,351.11 16,159.86 652.27
(843.52)
LT
ST
220.00 1.36
Next Dividend Payable 10/02/17; Asset Class: Equities
O'REILLY AUTOMOTIVE INC NEW (ORLY) 8/22/16 49.000 287.588 196.130 14,091.83 9,610.37 (4,481.46)LT ——
Asset Class: Equities
PAYPAL HLDGS INC COM (PYPL) 6/22/17
7/11/17
7/13/17
166.000
91.000
49.000
53.593
54.964
57.441
61.680
61.680
61.680
8,896.36
5,001.74
2,814.60
10,238.88
5,612.88
3,022.32
1,342.52
611.14
207.72
ST
ST
ST
8/1/17 47.000 59.096 61.680 2,777.52 2,898.96 121.44 ST
8/4/17 46.000 58.658 61.680 2,698.25 2,837.28 139.03 ST
8/15/17 41.000 59.893 61.680 2,455.61 2,528.88 73.27 ST
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
8
9
6
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 42 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 440.000 24,644.08 27,139.20 2,495.12 ST ——
Asset Class: Equities
PEPSICO INC NC (PEP) 8/22/16
8/15/17
262.000
20.000
108.027
118.900
115.730
115.730
28,302.97
2,377.99
30,321.26
2,314.60
2,018.29
(63.39)
LT
ST
Total 282.000 30,680.96 32,635.86 2,018.29
(63.39)
LT
ST
908.00 2.78
Next Dividend Payable 09/29/17; Asset Class: Equities
RAYTHEON CO (NEW) (RTN) 8/22/16 176.000 142.893 182.010 25,149.20 32,033.76 6,884.56 LT 561.00 1.75
Next Dividend Payable 11/2017; Asset Class: Equities
ROSS STORES INC (ROST) 8/22/16
10/7/16
6/30/17
194.000
21.000
46.000
64.635
64.073
57.646
58.450
58.450
58.450
12,539.19
1,345.54
2,651.71
11,339.30
1,227.45
2,688.70
(1,199.89)
(118.09)
36.99
LT
ST
ST
Total 261.000 16,536.44 15,255.45 (1,199.89)
(81.10)
LT
ST
167.00 1.09
Next Dividend Payable 09/2017; Asset Class: Equities
STARBUCKS CORP WASHINGTON (SBUX) 7/6/16
11/16/16
280.000
53.000
56.696
55.418
54.860
54.860
15,874.82
2,937.17
15,360.80
2,907.58
(514.02)
(29.59)
LT
ST
Total 333.000 18,811.99 18,268.38 (514.02)
(29.59)
LT
ST
333.00 1.82
Next Dividend Payable 11/2017; Asset Class: Equities
THERMO FISHER SCIENTIFIC (TMO) 8/22/16
10/26/16
192.000
21.000
153.733
146.471
187.140
187.140
29,516.77
3,075.90
35,930.88
3,929.94
6,414.11
854.04
LT
ST
Total 213.000 32,592.67 39,860.82 6,414.11
854.04
LT
ST
128.00 0.32
Next Dividend Payable 10/2017; Asset Class: Equities
TIME WARNER INC NEW (TWX) 8/22/16
11/9/16
12/28/16
252.000
26.000
21.000
80.580
87.003
96.353
101.100
101.100
101.100
20,306.16
2,262.07
2,023.42
25,477.20
2,628.60
2,123.10
5,171.04
366.53
99.68
LT
ST
ST
3/10/17 24.000 98.664 101.100 2,367.93 2,426.40 58.47 ST
Total 323.000 26,959.58 32,655.30 5,171.04
524.68
LT
ST
520.00 1.59
Next Dividend Payable 11/2017; Asset Class: Equities
UNITED TECHNOLOGIES CORP (UTX) 8/22/16
9/29/16
104.000
22.000
108.667
102.166
119.720
119.720
11,301.33
2,247.65
12,450.88
2,633.84
1,149.55
386.19
LT
ST
Total 126.000 13,548.98 15,084.72 1,149.55
386.19
LT
ST
353.00 2.34
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 43 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 09/10/17; Asset Class: Equities
VERTEX PHARMACEUTICALS (VRTX) 11/17/14
11/20/14
60.000
12.000
111.274
110.550
160.540
160.540
6,676.44
1,326.60
9,632.40
1,926.48
2,955.96
599.88
LT
LT
Total 72.000 8,003.04 11,558.88 3,555.84 LT ——
Asset Class: Equities
WALT DISNEY CO HLDG CO (DIS) 8/22/16 194.000 95.836 101.200 18,592.11 19,632.80 1,040.69 LT 303.00 1.54
Next Dividend Payable 01/2018; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 97.64%$896,883.35 $1,045,114.51 $114,189.54
$34,041.62
LT
ST
$13,521.00 1.29%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL VALUE 100.00%$896,883.35 $1,070,406.50 $114,189.54
$34,041.62
LT
ST
$13,546.00
—
1.27%
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $25,291.99 ——————
Stocks —$1,045,114.51 —————
TOTAL ALLOCATION OF ASSETS $25,291.99 $1,045,114.51 —————
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
8/1 8/4 Bought PAYPAL HLDGS INC COM ACTED AS AGENT 47.000 $59.0961 $(2,777.52)
8/4 8/9 Sold WALT DISNEY CO HLDG CO ACTED AS AGENT 68.000 107.5033 7,310.05
8/4 8/9 Bought PAYPAL HLDGS INC COM ACTED AS AGENT 46.000 58.6576 (2,698.25)
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
8
9
7
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 44 of 128
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS (CONTINUED)
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
8/4 8/9 Bought MICROSOFT CORP ACTED AS AGENT 36.000 72.9968 (2,627.88)
8/15 8/18 Sold CELGENE CORP ACTED AS AGENT 115.000 131.4378 15,115.00
8/15 8/18 Bought GILEAD SCIENCE ACTED AS AGENT 47.000 73.3265 (3,446.35)
8/15 8/18 Bought JOHNSON & JOHNSON ACTED AS AGENT 22.000 133.6578 (2,940.47)
8/15 8/18 Bought PAYPAL HLDGS INC COM ACTED AS AGENT 41.000 59.8929 (2,455.61)
8/15 8/18 Bought PEPSICO INC NC ACTED AS AGENT 20.000 118.8994 (2,377.99)
8/15 8/18 Bought MICROSOFT CORP ACTED AS AGENT 29.000 73.1535 (2,121.45)
8/15 8/18 Bought MARSH & MCLENNAN COS INC ACTED AS AGENT 25.000 78.1586 (1,953.97)
8/15 8/18 Bought COLGATE PALMOLIVE CO ACTED AS AGENT 23.000 71.7830 (1,651.01)
8/21 8/24 Sold CELGENE CORP ACTED AS AGENT 24.000 127.3980 3,057.47
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $432.02
TOTAL PURCHASES $(25,050.50)
TOTAL SALES AND REDEMPTIONS $25,482.52
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
8/1 Qualified Dividend TIME WARNER INC NEW $153.35
8/3 Qualified Dividend CVS HEALTH CORP COM 207.50
8/3 Qualified Dividend RAYTHEON CO (NEW)140.36
8/7 Qualified Dividend COOPER CO INC NEW 2.07
8/9 Qualified Dividend MASTERCARD INC CL A 88.00
8/14 Qualified Dividend MASCO CORP 44.60
8/15 Qualified Dividend MARSH & MCLENNAN COS INC 89.25
8/15 Qualified Dividend COLGATE PALMOLIVE CO 74.00
8/17 Qualified Dividend APPLE INC 309.33
8/24 Qualified Dividend CABOT OIL & GAS CORP A 25.95
8/25 Qualified Dividend STARBUCKS CORP WASHINGTON 83.25
8/31 Qualified Dividend COGNIZANT TECH SOLUTIONS CL A 39.60
8/31 Interest Income MORGAN STANLEY BANK N.A.
(Period 08/01-08/31)
1.98
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $1,259.24
TOTAL QUALIFIED DIVIDENDS $1,257.26
TOTAL INTEREST $1.98
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
8/1 Automatic Investment BANK DEPOSIT PROGRAM $153.35
8/3 Automatic Investment BANK DEPOSIT PROGRAM 347.86
8/4 Automatic Redemption BANK DEPOSIT PROGRAM (2,777.52)
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 45 of 128
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY (CONTINUED)
Activity
Date Activity Type Description Credits/(Debits)
8/7 Automatic Investment BANK DEPOSIT PROGRAM 2.07
8/9 Automatic Investment BANK DEPOSIT PROGRAM 88.00
8/10 Automatic Investment BANK DEPOSIT PROGRAM 1,983.92
8/14 Automatic Investment BANK DEPOSIT PROGRAM 44.60
8/15 Automatic Investment BANK DEPOSIT PROGRAM 163.25
8/17 Automatic Investment BANK DEPOSIT PROGRAM 309.33
8/18 Automatic Redemption BANK DEPOSIT PROGRAM (1,831.85)
8/24 Automatic Investment BANK DEPOSIT PROGRAM 25.95
8/25 Automatic Investment BANK DEPOSIT PROGRAM 3,140.72
8/31 Automatic Investment BANK DEPOSIT PROGRAM 39.60
8/31 Automatic Investment BANK DEPOSIT PROGRAM 1.98
NET ACTIVITY FOR PERIOD $1,691.26
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
CELGENE CORP 11/20/14 08/15/17 77.000 $10,120.48 $8,300.99 $1,819.49
04/22/15 08/15/17 38.000 4,994.52 4,399.68 594.84
04/22/15 08/21/17 24.000 3,057.47 2,778.74 278.73
Long-Term This Period $18,172.47 $15,479.41 $2,693.06
Long-Term Year to Date $23,736.38 $20,780.88 $2,955.50
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
WALT DISNEY CO HLDG CO 08/22/16 08/04/17 68.000 7,310.05 6,516.82 793.23
Short-Term This Period $7,310.05 $6,516.82 $793.23
Short-Term Year to Date $134,425.92 $126,892.97 $7,532.95
Net Realized Gain/(Loss) This Period $25,482.52 $21,996.23 $3,486.29
Net Realized Gain/(Loss) Year to Date $158,162.30 $147,673.85 $10,488.45
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 46 of 128
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Senior Investor Helpline
For any inquiries or comments or potential concerns, senior investors or someone acting on their behalf may contact our Firm by calling (800) 280-4534.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110029-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
TOTAL BEGINNING VALUE $2,482,697.19 $2,323,360.96
Credits ——
Debits (434,588.84)(444,606.23)
Security Transfers ——
Net Credits/Debits/Transfers $(434,588.84)$(444,606.23)
Change in Value (19,108.25)150,245.37
TOTAL ENDING VALUE $2,029,000.10 $2,029,000.10
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period August 1-31, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
AUG SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG
1.6
1.8
2
2.2
2.4
2.6
($
)
M
i
l
l
i
o
n
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 47 of 128
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Alternatives
Market Value Percentage
Cash $44,094.80 2.17
Equities 1,930,016.22 95.12
Alternatives 54,889.08 2.71
TOTAL VALUE $2,029,000.10 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period August 1-31, 2017
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660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 48 of 128
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 7/31/17)
This Period
(as of 8/31/17)
Cash, BDP, MMFs $26,565.88 $37,308.01
Stocks 2,463,897.01 1,984,905.30
Net Unsettled Purchases/Sales (7,765.70)6,786.79
Total Assets $2,482,697.19 $2,029,000.10
Total Liabilities (outstanding balance)——
TOTAL VALUE $2,482,697.19 $2,029,000.10
CASH FLOW
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
OPENING CASH, BDP, MMFs $26,565.88 $45,267.52
Purchases (13,835.14)(201,128.69)
Sales and Redemptions 471,025.60 605,479.72
Prior Net Unsettled Purch/Sales (7,765.70)N/A
Net Unsettled Purch/Sales (6,786.79)(6,786.79)
Income and Distributions 2,693.00 39,082.48
Total Investment Related Activity $445,330.97 $436,646.72
Electronic Transfers-Debits (434,873.00)(434,873.00)
Other Debits 284.16 (9,733.23)
Total Cash Related Activity $(434,588.84)$(444,606.23)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $37,308.01 $37,308.01
INCOME AND DISTRIBUTION SUMMARY
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
Qualified Dividends $2,350.80 $37,291.52
Other Dividends 340.12 1,785.47
Interest 2.08 5.49
Total Taxable Income And Distributions $2,693.00 $39,082.48
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $2,693.00 $39,082.48
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(8/1/17-8/31/17)
Realized This Year
(1/1/17-8/31/17)
Unrealized
Inception to Date
(as of 8/31/17)
Short-Term Gain $894.32 $3,850.79 $19,451.38
Short-Term (Loss)(677.28)(789.96)(12,960.00)
Total Short-Term $217.04 $3,060.83 $6,491.38
Long-Term Gain 74,881.85 90,778.45 292,448.27
Long-Term (Loss)(18,064.51)(23,154.91)(32,975.82)
Total Long-Term $56,817.34 $67,623.54 $259,472.45
TOTAL GAIN/(LOSS)$57,034.38 $70,684.37 $265,963.83
Disallowed Loss $505.77 $505.77
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
Investment Objectives (in order of priority) †: Capital Appreciation,Income Investment Advisory Account
Manager:JP Morgan - Equity Income SMA
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 49 of 128
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$37,308.01 —$37.00 0.100
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs $37,308.01 $37.00
NET UNSETTLED PURCHASES/SALES $6,786.79
CASH, BDP, AND MMFs (PROJECTED SETTLED BALANCE)2.17%$44,094.80
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
The “Projected Settled Balance” includes accrued interest on deposits and reflects the impact of unsettled purchases/sales.
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
3M COMPANY (MMM) 11/9/15
2/16/16
75.000
16.000
$157.130
155.644
$204.320
204.320
$11,784.75
2,490.31
$15,324.00
3,269.12
$3,539.25
778.81
LT
LT
Total 91.000 14,275.06 18,593.12 4,318.06 LT 428.00 2.30
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 50 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 09/12/17; Asset Class: Equities
ABBOTT LABORATORIES (ABT) 10/22/14
2/16/16
5/2/16
245.000
36.000
66.000
41.922
37.969
38.969
50.940
50.940
50.940
10,270.84
1,366.87
2,571.97
12,480.30
1,833.84
3,362.04
2,209.46
466.97
790.07
LT
LT
LT
Total 347.000 14,209.68 17,676.18 3,466.50 LT 368.00 2.08
Next Dividend Payable 11/2017; Asset Class: Equities
ABBVIE INC COM (ABBV) 4/6/15 59.000 57.769 75.300 3,408.37 4,442.70 1,034.33 LT 151.00 3.39
Next Dividend Payable 11/2017; Asset Class: Equities
ACCENTURE PLC IRELAND CL A (ACN) 11/9/15 102.000 104.660 130.760 10,675.32 13,337.52 2,662.20 LT 247.00 1.85
Next Dividend Payable 11/2017; Asset Class: Equities
AIR PROD & CHEM INC (APD) 6/22/17
8/1/17
34.000
43.000
144.449
147.483
145.370
145.370
4,911.28
6,341.78
4,942.58
6,250.91
31.30
(90.87)
ST
ST
Total 77.000 11,253.06 11,193.49 (59.57)ST 293.00 2.61
Next Dividend Payable 11/2017; Asset Class: Equities
ALEXANDRIA REAL ESTATE EQ INC (ARE) 11/9/15 53.000 86.271 121.310 4,572.37 6,429.43 1,857.06 LT R 182.00 2.83
Next Dividend Payable 10/2017; Asset Class: Alt
ALTRIA GROUP INC (MO) 11/9/15
2/16/16
7/28/17
256.000
78.000
79.000
56.930
60.300
66.916
63.400
63.400
63.400
14,574.21
4,703.40
5,286.40
16,230.40
4,945.20
5,008.60
1,656.19
241.80
(277.80)
LT
LT
ST
Total 413.000 24,564.01 26,184.20 1,897.99
(277.80)
LT
ST
1,090.00 4.16
Next Dividend Payable 10/2017; Asset Class: Equities
AMERIPRISE FINCL INC (AMP) 11/17/15 61.000 113.969 138.510 6,952.08 8,449.11 1,497.03 LT 203.00 2.40
Next Dividend Payable 11/2017; Asset Class: Equities
ANALOG DEVICES INC (ADI) 11/9/15
3/2/17
201.000
96.000
60.769
83.547
83.670
83.670
12,214.51
8,020.49
16,817.67
8,032.32
4,603.16
11.83
LT
ST
Total 297.000 20,235.00 24,849.99 4,603.16
11.83
LT
ST
535.00 2.15
Next Dividend Payable 09/2017; Asset Class: Equities
APPLE INC (AAPL) 11/9/15
2/16/16
7/5/17
252.000
66.000
17.000
120.243
96.317
144.601
164.000
164.000
164.000
30,301.16
6,356.94
2,458.22
41,328.00
10,824.00
2,788.00
11,026.84
4,467.06
329.78
LT
LT
ST
Total 335.000 39,116.32 54,940.00 15,493.90
329.78
LT
ST
844.00 1.53
Next Dividend Payable 11/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 51 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ARTHUR J GALLAGHER (AJG) 11/9/15
2/16/16
189.000
27.000
43.483
38.947
57.900
57.900
8,218.34
1,051.57
10,943.10
1,563.30
2,724.76
511.73
LT
LT
Total 216.000 9,269.91 12,506.40 3,236.49 LT 337.00 2.69
Next Dividend Payable 09/15/17; Asset Class: Equities
AUTOMATIC DATA PROCESSING INC (ADP) 11/9/15
2/16/16
83.000
14.000
86.393
83.874
106.470
106.470
7,170.61
1,174.23
8,837.01
1,490.58
1,666.40
316.35
LT
LT
Total 97.000 8,344.84 10,327.59 1,982.75 LT 221.00 2.13
Next Dividend Payable 10/2017; Asset Class: Equities
AVALONBAY COMM INC (AVB) 11/9/15
2/16/16
5/10/16
60.000
11.000
16.000
169.190
164.841
192.079
187.730
187.730
187.730
10,151.40
1,813.25
3,073.27
11,263.80
2,065.03
3,003.68
1,112.40
251.78
(69.59)
LT
LT
LT
Total 87.000 15,037.92 16,332.51 1,294.59 LT 494.00 3.02
Next Dividend Payable 10/2017; Asset Class: Alt
BANK OF AMERICA CORP (BAC) 7/27/16
8/15/16
8/30/16
976.000
451.000
273.000
14.631
15.010
15.935
23.890
23.890
23.890
14,280.05
6,769.51
4,350.34
23,316.64
10,774.39
6,521.97
9,036.59
4,004.88
2,171.63
LT
LT
LT
11/4/16 671.000 16.695 23.890 11,202.35 16,030.19 4,827.84 ST
12/1/16 133.000 21.847 23.890 2,905.68 3,177.37 271.69 ST
7/5/17 64.000 24.868 23.890 1,591.56 1,528.96 (62.60)ST
Total 2,568.000 41,099.49 61,349.52 15,213.10
5,036.93
LT
ST
1,233.00 2.00
Next Dividend Payable 09/29/17; Asset Class: Equities
BB & T CORP (BBT) 1/6/15
12/2/15
2/16/16
383.000
49.000
39.000
36.810
38.459
32.787
46.090
46.090
46.090
14,098.11
1,884.48
1,278.71
17,652.47
2,258.41
1,797.51
3,554.36
373.93
518.80
LT
LT
LT
12/9/16 126.000 46.725 46.090 5,887.34 5,807.34 (80.00)ST
Total 597.000 23,148.64 27,515.73 4,447.09
(80.00)
LT
ST
788.00 2.86
Next Dividend Payable 09/01/17; Asset Class: Equities
BECTON DICKINSON & CO (BDX) 11/9/15
2/16/16
4/22/16
65.000
17.000
22.000
152.187
142.173
159.086
199.440
199.440
199.440
9,892.14
2,416.94
3,499.89
12,963.60
3,390.48
4,387.68
3,071.46
973.54
887.79
LT
LT
LT
Total 104.000 15,808.97 20,741.76 4,932.79 LT 304.00 1.46
Next Dividend Payable 09/2017; Asset Class: Equities
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 52 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
BLACKROCK INC (BLK) 11/9/15
12/15/15
2/16/16
71.000
14.000
7.000
349.118
325.244
314.557
419.010
419.010
419.010
24,787.40
4,553.42
2,201.90
29,749.71
5,866.14
2,933.07
4,962.31
1,312.72
731.17
LT
LT
LT
4/22/16 11.000 368.615 419.010 4,054.77 4,609.11 554.34 LT
Total 103.000 35,597.49 43,158.03 7,560.54 LT 1,030.00 2.38
Next Dividend Payable 09/22/17; Asset Class: Equities
BOSTON PROPERTIES INC (BXP) 2/16/16
3/11/16
25.000
47.000
109.950
120.097
120.600
120.600
2,748.74
5,644.58
3,015.00
5,668.20
266.26
23.62
LT
LT
Total 72.000 8,393.32 8,683.20 289.88 LT 216.00 2.48
Next Dividend Payable 10/2017; Asset Class: Alt
BRISTOL MYERS SQUIBB CO (BMY) 11/9/15
2/16/16
270.000
30.000
64.769
62.057
60.480
60.480
17,487.52
1,861.72
16,329.60
1,814.40
(1,157.92)
(47.32)
LT
LT
Total 300.000 19,349.24 18,144.00 (1,205.24)LT 468.00 2.57
Next Dividend Payable 11/2017; Asset Class: Equities
CAPITAL ONE FINANCIAL CORP (COF) 1/16/15
7/28/15
2/23/16
33.000
66.000
79.000
76.305
78.973
65.879
79.610
79.610
79.610
2,518.07
5,212.20
5,204.43
2,627.13
5,254.26
6,289.19
109.06
42.06
1,084.76
LT
LT
LT
12/9/16 51.000 89.799 79.610 4,579.73 4,060.11 (519.62)ST
Total 229.000 17,514.43 18,230.69 1,235.88
(519.62)
LT
ST
366.00 2.00
Next Dividend Payable 11/2017; Asset Class: Equities
CHEVRON CORP (CVX) 11/9/15
2/16/16
4/13/16
136.000
97.000
44.000
92.422
84.320
97.547
107.620
107.620
107.620
12,569.35
8,179.04
4,292.05
14,636.32
10,439.14
4,735.28
2,066.97
2,260.10
443.23
LT
LT
LT
4/22/16 17.000 102.160 107.620 1,736.72 1,829.54 92.82 LT
11/1/16 57.000 106.339 107.620 6,061.33 6,134.34 73.01 ST
1/3/17 28.000 117.528 107.620 3,290.78 3,013.36 (277.42)ST
2/14/17 47.000 111.900 107.620 5,259.30 5,058.14 (201.16)ST
2/28/17 45.000 111.981 107.620 5,039.14 4,842.90 (196.24)ST
7/5/17 38.000 104.885 107.620 3,985.64 4,089.56 103.92 ST
Total 509.000 50,413.35 54,778.58 4,863.12
(497.89)
LT
ST
2,199.00 4.01
Next Dividend Payable 09/11/17; Asset Class: Equities
CHUBB LTD (CB) 11/9/15
2/16/16
100.000
15.000
112.204
115.673
141.420
141.420
11,220.41
1,735.10
14,142.00
2,121.30
2,921.59
386.20
LT
LT
Total 115.000 12,955.51 16,263.30 3,307.79 LT 327.00 2.01
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 53 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 10/2017; Asset Class: Equities
CINCINNATI FINANCIAL OHIO (CINF) 11/9/15
2/16/16
92.000
19.000
60.074
61.982
76.840
76.840
5,526.82
1,177.66
7,069.28
1,459.96
1,542.46
282.30
LT
LT
Total 111.000 6,704.48 8,529.24 1,824.76 LT 222.00 2.60
Next Dividend Payable 10/2017; Asset Class: Equities
CINEMARK HOLDINGS INC. (CNK) 11/9/15
3/13/17
62.000
31.000
36.954
43.954
33.290
33.290
2,291.13
1,362.56
2,063.98
1,031.99
(227.15)
(330.57)
LT
ST
Total 93.000 3,653.69 3,095.97 (227.15)
(330.57)
LT
ST
108.00 3.48
Next Dividend Payable 09/13/17; Asset Class: Equities
CME GROUP INC (CME) 11/9/15 320.000 97.152 125.800 31,088.51 40,256.00 9,167.49 LT 845.00 2.09
Next Dividend Payable 09/2017; Asset Class: Equities
CMS ENERGY CP (CMS) 11/9/15
2/16/16
274.000
70.000
34.269
38.860
48.540
48.540
9,389.68
2,720.23
13,299.96
3,397.80
3,910.28
677.57
LT
LT
Total 344.000 12,109.91 16,697.76 4,587.85 LT 458.00 2.74
Next Dividend Payable 11/2017; Asset Class: Equities
COCA COLA CO (KO) 4/24/15 169.000 40.958 45.550 6,921.85 7,697.95 776.10 LT 250.00 3.24
Next Dividend Payable 10/2017; Asset Class: Equities
COMCAST CORP (NEW) CLASS A (CMCSA) 11/9/15
12/2/15
2/16/16
266.000
106.000
50.000
30.639
30.300
28.734
40.610
40.610
40.610
8,150.04
3,211.76
1,436.68
10,802.26
4,304.66
2,030.50
2,652.22
1,092.90
593.82
LT
LT
LT
Total 422.000 12,798.48 17,137.42 4,338.94 LT 266.00 1.55
Next Dividend Payable 10/2017; Asset Class: Equities
CONOCOPHILLIPS (COP) 11/9/15
4/26/16
5/10/16
236.000
6.000
73.000
54.731
47.398
42.162
43.660
43.660
43.660
12,916.40
284.39
3,077.81
10,303.76
261.96
3,187.18
(2,612.64)
(22.43)
109.37
LT
LT
LT
6/7/16 100.000 47.428 43.660 4,742.83 4,366.00 (376.83)LT
6/22/16 95.000 44.080 43.660 4,187.58 4,147.70 (39.88)LT
11/2/16 102.000 43.105 43.660 4,396.71 4,453.32 56.61 ST
11/9/16 75.000 45.773 43.660 3,432.97 3,274.50 (158.47)ST
11/18/16 160.000 44.940 43.660 7,190.40 6,985.60 (204.80)ST
Total 847.000 40,229.09 36,980.02 (2,942.41)
(306.66)
LT
ST
898.00 2.42
Next Dividend Payable 09/01/17; Asset Class: Equities
CULLEN FROST BANKERS INC (CFR) 11/17/15 140.000 69.508 84.200 9,731.12 11,788.00 2,056.88 LT 319.00 2.70
Next Dividend Payable 09/15/17; Asset Class: Equities
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
9
0
2
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 54 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
DISCOVER FINCL SVCS (DFS) 11/9/15
12/2/15
4/25/16
16.000
33.000
103.000
56.990
56.050
56.680
58.950
58.950
58.950
911.84
1,849.65
5,838.03
943.20
1,945.35
6,071.85
31.36
95.70
233.82
LT
LT
LT
12/9/16 70.000 72.040 58.950 5,042.80 4,126.50 (916.30)ST
Total 222.000 13,642.32 13,086.90 360.88
(916.30)
LT
ST
311.00 2.37
Next Dividend Payable 09/07/17; Asset Class: Equities
DOVER CORP (DOV) 9/29/16
11/1/16
11/10/16
35.000
49.000
31.000
71.701
66.690
71.550
84.880
84.880
84.880
2,509.53
3,267.81
2,218.05
2,970.80
4,159.12
2,631.28
461.27
891.31
413.23
ST
ST
ST
11/18/16 32.000 70.000 84.880 2,240.00 2,716.16 476.16 ST
2/2/17 35.000 77.571 84.880 2,714.99 2,970.80 255.81 ST
6/23/17 57.000 78.186 84.880 4,456.62 4,838.16 381.54 ST
Total 239.000 17,407.00 20,286.32 2,879.32 ST 449.00 2.21
Next Dividend Payable 09/15/17; Asset Class: Equities
DR PEPPER SNAPPLE GROUP INC (DPS) 11/9/15
2/16/16
3/31/17
122.000
27.000
48.000
85.736
91.919
97.943
91.050
91.050
91.050
10,459.76
2,481.81
4,701.25
11,108.10
2,458.35
4,370.40
648.34
(23.46)
(330.85)
LT
LT
ST
Total 197.000 17,642.82 17,936.85 624.88
(330.85)
LT
ST
457.00 2.54
Next Dividend Payable 10/2017; Asset Class: Equities
DTE ENERGY COMPANY (DTE) 11/9/15 40.000 79.210 112.320 3,168.40 4,492.80 1,324.40 LT 132.00 2.93
Next Dividend Payable 10/2017; Asset Class: Equities
DU PONT EI DE NEMOURS & CO (DD) 11/9/15
12/2/15
2/16/16
84.000
43.000
20.000
66.550
67.279
58.788
83.930
83.930
83.930
5,590.20
2,892.98
1,175.76
7,050.12
3,608.99
1,678.60
1,459.92
716.01
502.84
LT
LT
LT
5/1/17 41.000 79.826 83.930 3,272.87 3,441.13 168.26 ST
Total 188.000 12,931.81 15,778.84 2,678.77
168.26
LT
ST
286.00 1.81
Next Dividend Payable 09/29/17; Asset Class: Equities
EDISON INTERNATIONAL (EIX) 11/9/15
2/16/16
182.000
45.000
59.158
61.827
80.180
80.180
10,766.83
2,782.22
14,592.76
3,608.10
3,825.93
825.88
LT
LT
Total 227.000 13,549.05 18,200.86 4,651.81 LT 493.00 2.70
Next Dividend Payable 10/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 55 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ELI LILLY & CO (LLY) 11/9/15
12/2/15
2/16/16
94.000
27.000
20.000
79.241
84.716
73.052
81.290
81.290
81.290
7,448.70
2,287.33
1,461.04
7,641.26
2,194.83
1,625.80
192.56
(92.50)
164.76
LT
LT
LT
5/17/16 34.000 76.509 81.290 2,601.30 2,763.86 162.56 LT
Total 175.000 13,798.37 14,225.75 427.38 LT 364.00 2.55
Next Dividend Payable 09/08/17; Asset Class: Equities
EXXON MOBIL CORP (XOM) 11/9/15
2/16/16
348.000
84.000
82.058
81.082
76.330
76.330
28,556.15
6,810.88
26,562.84
6,411.72
(1,993.31)
(399.16)
LT
LT
Total 432.000 35,367.03 32,974.56 (2,392.47)LT 1,331.00 4.03
Next Dividend Payable 09/11/17; Asset Class: Equities
FIDELITY NATL INFORMATION SE (FIS) 11/9/15
2/16/16
7/5/17
173.000
28.000
33.000
66.206
58.557
85.954
92.920
92.920
92.920
11,453.66
1,639.60
2,836.49
16,075.16
2,601.76
3,066.36
4,621.50
962.16
229.87
LT
LT
ST
Total 234.000 15,929.75 21,743.28 5,583.66
229.87
LT
ST
271.00 1.24
Next Dividend Payable 09/2017; Asset Class: Equities
GENERAL ELECTRIC CO (GE) 4/11/17
4/25/17
278.000
220.000
30.027
29.485
24.550
24.550
8,347.59
6,486.70
6,824.90
5,401.00
(1,522.69)
(1,085.70)
ST
ST
Total 498.000 14,834.29 12,225.90 (2,608.39)ST 478.00 3.90
Next Dividend Payable 10/2017; Asset Class: Equities
GENL DYNAMICS CORP (GD) 2/16/16
5/2/16
7/1/16
53.000
19.000
32.000
131.015
142.396
141.083
201.350
201.350
201.350
6,943.79
2,705.52
4,514.66
10,671.55
3,825.65
6,443.20
3,727.76
1,120.13
1,928.54
LT
LT
LT
9/16/16 30.000 151.111 201.350 4,533.32 6,040.50 1,507.18 ST
11/18/16 13.000 166.955 201.350 2,170.41 2,617.55 447.14 ST
Total 147.000 20,867.70 29,598.45 6,776.43
1,954.32
LT
ST
494.00 1.66
Next Dividend Payable 11/2017; Asset Class: Equities
GENUINE PARTS CO (GPC) 11/9/15
2/16/16
5/2/16
109.000
15.000
34.000
88.604
90.635
96.439
82.830
82.830
82.830
9,657.89
1,359.52
3,278.93
9,028.47
1,242.45
2,816.22
(629.42)
(117.07)
(462.71)
LT
LT
LT
11/1/16 25.000 88.972 82.830 2,224.29 2,070.75 (153.54)ST
11/18/16 25.000 94.179 82.830 2,354.47 2,070.75 (283.72)ST
11/30/16 26.000 96.832 82.830 2,517.62 2,153.58 (364.04)ST
6/5/17 30.000 94.285 82.830 2,828.55 2,484.90 (343.65)ST
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
9
0
3
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 56 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 264.000 24,221.27 21,867.12 (1,209.20)
(1,144.95)
LT
ST
713.00 3.26
Next Dividend Payable 10/2017; Asset Class: Equities
GILEAD SCIENCE (GILD) 2/16/16
5/17/16
7/20/16
35.000
26.000
41.000
90.730
83.513
86.953
83.710
83.710
83.710
3,175.57
2,171.35
3,565.07
2,929.85
2,176.46
3,432.11
(245.72)
5.11
(132.96)
LT
LT
LT
Total 102.000 8,911.99 8,538.42 (373.57)LT 212.00 2.48
Next Dividend Payable 09/2017; Asset Class: Equities
HARTFORD FIN SERS GRP INC (HIG) 11/9/15
2/16/16
1/3/17
485.000
78.000
67.000
46.785
41.159
47.738
54.070
54.070
54.070
22,690.48
3,210.39
3,198.45
26,223.95
4,217.46
3,622.69
3,533.47
1,007.07
424.24
LT
LT
ST
Total 630.000 29,099.32 34,064.10 4,540.54
424.24
LT
ST
580.00 1.70
Next Dividend Payable 10/02/17; Asset Class: Equities
HCP INCORPORATED (HCP) 8/3/16 134.000 35.512 29.810 4,758.55 3,994.54 (764.01)LT R 198.00 4.95
Next Dividend Payable 11/2017; Asset Class: Alt
HOME DEPOT INC (HD) 11/9/15
2/16/16
5/2/16
154.000
18.000
22.000
124.061
119.501
135.500
149.870
149.870
149.870
19,105.44
2,151.01
2,981.01
23,079.98
2,697.66
3,297.14
3,974.54
546.65
316.13
LT
LT
LT
12/13/16 38.000 136.217 149.870 5,176.25 5,695.06 518.81 ST
Total 232.000 29,413.71 34,769.84 4,837.32
518.81
LT
ST
826.00 2.37
Next Dividend Payable 09/14/17; Asset Class: Equities
HONEYWELL INTERNATIONAL INC (HON) 11/9/15
2/16/16
4/22/16
80.000
22.000
30.000
101.819
104.144
112.641
138.270
138.270
138.270
8,145.48
2,291.17
3,379.23
11,061.60
3,041.94
4,148.10
2,916.12
750.77
768.87
LT
LT
LT
9/16/16 26.000 113.462 138.270 2,950.00 3,595.02 645.02 ST
10/5/16 18.000 115.189 138.270 2,073.41 2,488.86 415.45 ST
11/1/16 20.000 109.239 138.270 2,184.78 2,765.40 580.62 ST
11/10/16 21.000 113.500 138.270 2,383.50 2,903.67 520.17 ST
Total 217.000 23,407.57 30,004.59 4,435.76
2,161.26
LT
ST
577.00 1.92
Next Dividend Payable 09/08/17; Asset Class: Equities
ILL TOOL WORKS INC (ITW) 11/9/15
2/16/16
181.000
32.000
91.119
93.097
137.510
137.510
16,492.54
2,979.10
24,889.31
4,400.32
8,396.77
1,421.22
LT
LT
Total 213.000 19,471.64 29,289.63 9,817.99 LT 665.00 2.27
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 57 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 10/2017; Asset Class: Equities
INTL FLAVORS & FRAGRANCES (IFF) 2/16/16
6/30/16
34.000
17.000
107.500
124.169
136.850
136.850
3,655.00
2,110.88
4,652.90
2,326.45
997.90
215.57
LT
LT
Total 51.000 5,765.88 6,979.35 1,213.47 LT 141.00 2.02
Next Dividend Payable 10/2017; Asset Class: Equities
JOHNSON & JOHNSON (JNJ) 11/9/15
2/16/16
1/3/17
327.000
52.000
26.000
100.780
102.294
115.840
132.370
132.370
132.370
32,955.22
5,319.31
3,011.84
43,284.99
6,883.24
3,441.62
10,329.77
1,563.93
429.78
LT
LT
ST
Total 405.000 41,286.37 53,609.85 11,893.70
429.78
LT
ST
1,361.00 2.53
Next Dividend Payable 09/12/17; Asset Class: Equities
KIMBERLY CLARK CORP (KMB) 11/16/15
12/2/15
2/16/16
39.000
27.000
16.000
119.094
119.967
128.298
123.290
123.290
123.290
4,644.65
3,239.11
2,052.77
4,808.31
3,328.83
1,972.64
163.66
89.72
(80.13)
LT
LT
LT
5/2/16 14.000 125.899 123.290 1,762.58 1,726.06 (36.52)LT
Total 96.000 11,699.11 11,835.84 136.73 LT 372.00 3.14
Next Dividend Payable 10/2017; Asset Class: Equities
KLA TENCOR CORP (KLAC) 11/9/15
2/16/16
167.000
25.000
66.847
65.048
93.690
93.690
11,163.47
1,626.19
15,646.23
2,342.25
4,482.76
716.06
LT
LT
Total 192.000 12,789.66 17,988.48 5,198.82 LT 453.00 2.51
Next Dividend Payable 09/01/17; Asset Class: Equities
KRAFT HEINZ CO (KHC) 11/9/15
11/4/16
2/14/17
16.000
53.000
53.000
68.627
83.562
90.140
80.750
80.750
80.750
1,098.04
4,428.79
4,777.42
1,292.00
4,279.75
4,279.75
193.96
(149.04)
(497.67)
LT
ST
ST
R
R
3/31/17 43.000 90.912 80.750 3,909.22 3,472.25 (436.97)ST
Total 165.000 14,213.47 13,323.75 193.96
(1,083.68)
LT
ST
413.00 3.09
Next Dividend Payable 09/15/17; Asset Class: Equities
L BRANDS INC COM (LB) 2/16/16
4/28/16
11/1/16
1.000
77.000
34.000
82.768
79.153
65.864
36.220
36.220
36.220
82.77
6,094.76
2,239.39
36.22
2,788.94
1,231.48
(46.55)
(3,305.82)
(1,007.91)
LT
LT
ST
Total 112.000 8,416.92 4,056.64 (3,352.37)
(1,007.91)
LT
ST
269.00 6.63
Next Dividend Payable 09/01/17; Asset Class: Equities
M&T BANK CORP (MTB) 2/18/16 107.000 105.995 147.860 11,341.51 15,821.02 4,479.51 LT 321.00 2.02
Next Dividend Payable 09/29/17; Asset Class: Equities
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
9
0
4
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 58 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
MC DONALDS CORP (MCD) 4/26/17
6/5/17
41.000
19.000
140.734
152.994
159.970
159.970
5,770.10
2,906.89
6,558.77
3,039.43
788.67
132.54
ST
ST
Total 60.000 8,676.99 9,598.20 921.21 ST 226.00 2.35
Next Dividend Payable 09/18/17; Asset Class: Equities
MERCK & CO INC NEW COM (MRK) 11/9/15
2/16/16
7/5/17
498.000
66.000
54.000
54.145
49.967
64.156
63.860
63.860
63.860
26,964.01
3,297.84
3,464.45
31,802.28
4,214.76
3,448.44
4,838.27
916.92
(16.01)
LT
LT
ST
Total 618.000 33,726.30 39,465.48 5,755.19
(16.01)
LT
ST
1,162.00 2.94
Next Dividend Payable 10/2017; Asset Class: Equities
METLIFE INCORPORATED (MET) 3/26/15
12/2/15
2/16/16
267.000
42.000
36.000
45.547
45.562
34.212
46.830
46.830
46.830
12,160.94
1,913.62
1,231.62
12,503.61
1,966.86
1,685.88
342.67
53.24
454.26
LT
LT
LT
4/26/16 149.000 41.748 46.830 6,220.41 6,977.67 757.26 LT
8/3/16 160.000 38.969 46.830 6,235.02 7,492.80 1,257.78 LT
7/5/17 42.000 50.222 46.830 2,109.33 1,966.86 (142.47)ST
Total 696.000 29,870.94 32,593.68 2,865.21
(142.47)
LT
ST
1,114.00 3.41
Next Dividend Payable 09/13/17; Asset Class: Equities
MICROSOFT CORP (MSFT) 11/9/15
2/16/16
3/11/16
334.000
48.000
129.000
53.859
50.847
52.916
74.770
74.770
74.770
17,988.97
2,440.67
6,826.14
24,973.18
3,588.96
9,645.33
6,984.21
1,148.29
2,819.19
LT
LT
LT
4/22/16 78.000 51.277 74.770 3,999.62 5,832.06 1,832.44 LT
7/5/17 17.000 69.303 74.770 1,178.15 1,271.09 92.94 ST
Total 606.000 32,433.55 45,310.62 12,784.13
92.94
LT
ST
945.00 2.08
Next Dividend Payable 09/14/17; Asset Class: Equities
MOLSON COORS BREWING CO CL B (TAP) 2/16/16
3/11/16
6/9/16
16.000
56.000
41.000
85.084
91.748
102.969
89.750
89.750
89.750
1,361.35
5,137.89
4,221.72
1,436.00
5,026.00
3,679.75
74.65
(111.89)
(541.97)
LT
LT
LT
5/10/17 42.000 92.762 89.750 3,896.02 3,769.50 (126.52)ST
Total 155.000 14,616.98 13,911.25 (579.21)
(126.52)
LT
ST
254.00 1.82
Next Dividend Payable 09/15/17; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 59 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
MONDELEZ INTL INC COM (MDLZ) 11/9/15
12/2/15
2/16/16
216.000
78.000
26.000
43.587
43.576
38.477
40.660
40.660
40.660
9,414.82
3,398.89
1,000.41
8,782.56
3,171.48
1,057.16
(632.26)
(227.41)
56.75
LT
LT
LT
R
R
R
5/2/16 62.000 43.590 40.660 2,702.61 2,520.92 (181.69)LT R
Total 382.000 16,516.73 15,532.12 (984.61)LT 336.00 2.16
Next Dividend Payable 10/2017; Asset Class: Equities
NEXTERA ENERGY INC (NEE) 11/9/15
2/16/16
62.000
53.000
98.693
111.972
150.510
150.510
6,118.97
5,934.49
9,331.62
7,977.03
3,212.65
2,042.54
LT
LT
Total 115.000 12,053.46 17,308.65 5,255.19 LT 452.00 2.61
Next Dividend Payable 09/15/17; Asset Class: Equities
NISOURCE INC (NI) 11/9/15
2/16/16
377.000
71.000
18.870
21.180
26.870
26.870
7,113.99
1,503.78
10,129.99
1,907.77
3,016.00
403.99
LT
LT
Total 448.000 8,617.77 12,037.76 3,419.99 LT 314.00 2.60
Next Dividend Payable 11/2017; Asset Class: Equities
NORFOLK SOUTHERN CORP (NSC) 9/28/15
11/16/15
30.000
107.000
75.028
87.720
120.520
120.520
2,250.84
9,386.04
3,615.60
12,895.64
1,364.76
3,509.60
LT
LT
Total 137.000 11,636.88 16,511.24 4,874.36 LT 334.00 2.02
Next Dividend Payable 09/11/17; Asset Class: Equities
NORTHERN TRUST CORP (NTRS) 11/9/15
2/16/16
201.000
21.000
73.857
58.690
88.500
88.500
14,845.24
1,232.49
17,788.50
1,858.50
2,943.26
626.01
LT
LT
Total 222.000 16,077.73 19,647.00 3,569.27 LT 373.00 1.89
Next Dividend Payable 10/01/17; Asset Class: Equities
OCCIDENTAL PETROLEUM CORP DE (OXY) 11/9/15
11/16/15
2/16/16
306.000
73.000
60.000
75.174
74.307
67.715
59.700
59.700
59.700
23,003.37
5,424.38
4,062.89
18,268.20
4,358.10
3,582.00
(4,735.17)
(1,066.28)
(480.89)
LT
LT
LT
5/2/16 38.000 76.220 59.700 2,896.37 2,268.60 (627.77)LT
11/18/16 39.000 68.690 59.700 2,678.91 2,328.30 (350.61)ST
2/2/17 43.000 68.830 59.700 2,959.69 2,567.10 (392.59)ST
5/5/17 118.000 59.879 59.700 7,065.67 7,044.60 (21.07)ST
Total 677.000 48,091.28 40,416.90 (6,910.11)
(764.27)
LT
ST
2,085.00 5.15
Next Dividend Payable 10/2017; Asset Class: Equities
PEPSICO INC NC (PEP) 2/16/16
3/11/16
1/23/17
26.000
62.000
36.000
98.470
101.232
103.767
115.730
115.730
115.730
2,560.22
6,276.38
3,735.61
3,008.98
7,175.26
4,166.28
448.76
898.88
430.67
LT
LT
ST
8/3/17 42.000 116.452 115.730 4,891.00 4,860.66 (30.34)ST
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
9
0
5
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 60 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 166.000 17,463.21 19,211.18 1,347.64
400.33
LT
ST
535.00 2.78
Next Dividend Payable 09/29/17; Asset Class: Equities
PFIZER INC (PFE) 11/27/15
2/16/16
4/22/16
855.000
145.000
91.000
32.760
29.655
33.359
33.920
33.920
33.920
28,009.80
4,300.02
3,035.67
29,001.60
4,918.40
3,086.72
991.80
618.38
51.05
LT
LT
LT
Total 1,091.000 35,345.49 37,006.72 1,661.23 LT 1,396.00 3.77
Next Dividend Payable 09/01/17; Asset Class: Equities
PHILIP MORRIS INTL INC (PM) 11/9/15
2/16/16
88.000
24.000
85.028
89.898
116.930
116.930
7,482.49
2,157.54
10,289.84
2,806.32
2,807.35
648.78
LT
LT
Total 112.000 9,640.03 13,096.16 3,456.13 LT 466.00 3.55
Next Dividend Payable 10/2017; Asset Class: Equities
PNC FINL SVCS GP (PNC) 11/9/15
2/16/16
1/3/17
316.000
34.000
52.000
94.170
84.041
117.692
125.410
125.410
125.410
29,757.72
2,857.39
6,119.97
39,629.56
4,263.94
6,521.32
9,871.84
1,406.55
401.35
LT
LT
ST
Total 402.000 38,735.08 50,414.82 11,278.39
401.35
LT
ST
1,206.00 2.39
Next Dividend Payable 11/2017; Asset Class: Equities
PPG INDUSTRIES INC (PPG) 11/9/15
12/2/15
2/16/16
55.000
27.000
41.000
101.538
105.605
93.488
104.320
104.320
104.320
5,584.60
2,851.34
3,833.01
5,737.60
2,816.64
4,277.12
153.00
(34.70)
444.11
LT
LT
LT
8/2/16 29.000 103.710 104.320 3,007.58 3,025.28 17.70 LT
5/1/17 28.000 109.781 104.320 3,073.87 2,920.96 (152.91)ST
Total 180.000 18,350.40 18,777.60 580.11
(152.91)
LT
ST
324.00 1.72
Next Dividend Payable 09/12/17; Asset Class: Equities
PRAXAIR INC (PX) 5/2/16
7/1/16
6.000
40.000
118.124
113.226
131.540
131.540
708.75
4,529.05
789.24
5,261.60
80.49
732.55
LT
LT
Total 46.000 5,237.80 6,050.84 813.04 LT 145.00 2.39
Next Dividend Payable 09/2017; Asset Class: Equities
PROCTER & GAMBLE (PG) 11/9/15
2/16/16
44.000
30.000
75.300
81.277
92.270
92.270
3,313.20
2,438.32
4,059.88
2,768.10
746.68
329.78
LT
LT
Total 74.000 5,751.52 6,827.98 1,076.46 LT 204.00 2.98
Next Dividend Payable 11/2017; Asset Class: Equities
PROGRESSIVE CORP OHIO (PGR) 11/9/15
3/13/17
166.000
23.000
31.398
39.600
46.480
46.480
5,212.12
910.80
7,715.68
1,069.04
2,503.56
158.24
LT
ST
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 61 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 189.000 6,122.92 8,784.72 2,503.56
158.24
LT
ST
129.00 1.46
Next Dividend Payable 02/2018; Asset Class: Equities
PRUDENTIAL FINANCIAL INC (PRU) 11/9/15
2/16/16
6/30/16
134.000
16.000
43.000
85.905
63.569
69.758
102.080
102.080
102.080
11,511.28
1,017.10
2,999.60
13,678.72
1,633.28
4,389.44
2,167.44
616.18
1,389.84
LT
LT
LT
Total 193.000 15,527.98 19,701.44 4,173.46 LT 579.00 2.93
Next Dividend Payable 09/14/17; Asset Class: Equities
QUALCOMM INC (QCOM) 9/8/15
1/23/17
136.000
96.000
55.087
55.558
52.270
52.270
7,491.79
5,333.54
7,108.72
5,017.92
(383.07)
(315.62)
LT
ST
Total 232.000 12,825.33 12,126.64 (383.07)
(315.62)
LT
ST
529.00 4.36
Next Dividend Payable 09/20/17; Asset Class: Equities
R P M INC (RPM) 11/9/15
12/2/15
4/19/17
82.000
39.000
87.000
45.561
47.277
50.825
48.970
48.970
48.970
3,735.99
1,843.82
4,421.75
4,015.54
1,909.83
4,260.39
279.55
66.01
(161.36)
LT
LT
ST
Total 208.000 10,001.56 10,185.76 345.56
(161.36)
LT
ST
250.00 2.45
Next Dividend Payable 10/2017; Asset Class: Equities
REPUBLIC SERVICES INC (RSG) 11/9/15
2/16/16
4/26/16
191.000
30.000
119.000
43.578
45.157
45.927
65.240
65.240
65.240
8,323.49
1,354.71
5,465.28
12,460.84
1,957.20
7,763.56
4,137.35
602.49
2,298.28
LT
LT
LT
9/16/16 44.000 50.060 65.240 2,202.62 2,870.56 667.94 ST
10/5/16 46.000 50.082 65.240 2,303.78 3,001.04 697.26 ST
Total 430.000 19,649.88 28,053.20 7,038.12
1,365.20
LT
ST
593.00 2.11
Next Dividend Payable 10/2017; Asset Class: Equities
S&P GLOBAL INC COM (SPGI) 11/9/15
2/16/16
36.000
11.000
96.094
87.584
154.330
154.330
3,459.38
963.42
5,555.88
1,697.63
2,096.50
734.21
LT
LT
Total 47.000 4,422.80 7,253.51 2,830.71 LT 77.00 1.06
Next Dividend Payable 09/12/17; Asset Class: Equities
SCHLUMBERGER LTD (SLB) 11/9/15
12/22/15
5/10/16
33.000
57.000
60.000
78.020
69.491
73.758
63.510
63.510
63.510
2,574.66
3,960.96
4,425.46
2,095.83
3,620.07
3,810.60
(478.83)
(340.89)
(614.86)
LT
LT
LT
8/30/16 38.000 81.296 63.510 3,089.24 2,413.38 (675.86)LT
11/7/16 85.000 79.150 63.510 6,727.75 5,398.35 (1,329.40)ST
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
9
0
6
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 62 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 273.000 20,778.07 17,338.23 (2,110.44)
(1,329.40)
LT
ST
546.00 3.14
Next Dividend Payable 10/2017; Asset Class: Equities
SIMON PPTY GROUP INC (SPG) 11/9/15
11/9/15
2/16/16
76.000
15.000
13.000
190.056
199.005
185.824
156.850
156.850
156.850
14,444.25
2,985.07
2,415.71
11,920.60
2,352.75
2,039.05
(2,523.65)
(632.32)
(376.66)
LT
LT
LT
H
5/13/16 20.000 196.291 156.850 3,925.81 3,137.00 (788.81)LT
Total 124.000 23,770.84 19,449.40 (4,321.44)LT 862.00 4.43
Next Dividend Payable 11/2017; Basis Adjustment Due to Wash Sale: $505.77; Asset Class: Alt
SNAP-ON INC (SNA) 11/9/15 30.000 169.053 147.570 5,071.58 4,427.10 (644.48)LT 85.00 1.91
Next Dividend Payable 09/08/17; Asset Class: Equities
STANLEY BLACK & DECKER INC (SWK) 2/16/16
2/23/16
11/1/16
35.000
35.000
18.000
92.966
93.440
113.557
144.000
144.000
144.000
3,253.81
3,270.40
2,044.03
5,040.00
5,040.00
2,592.00
1,786.19
1,769.60
547.97
LT
LT
ST
5/1/17 20.000 136.363 144.000 2,727.25 2,880.00 152.75 ST
Total 108.000 11,295.49 15,552.00 3,555.79
700.72
LT
ST
272.00 1.74
Next Dividend Payable 09/19/17; Asset Class: Equities
T ROWE PRICE GROUP INC (TROW) 11/17/15 248.000 75.381 84.360 18,694.56 20,921.28 2,226.72 LT 565.00 2.70
Next Dividend Payable 09/2017; Asset Class: Equities
TEXAS INSTRUMENTS (TXN) 11/9/15
2/16/16
5/2/16
311.000
34.000
49.000
57.029
52.670
57.720
82.820
82.820
82.820
17,736.05
1,790.78
2,828.28
25,757.02
2,815.88
4,058.18
8,020.97
1,025.10
1,229.90
LT
LT
LT
Total 394.000 22,355.11 32,631.08 10,275.97 LT 788.00 2.41
Next Dividend Payable 11/2017; Asset Class: Equities
TIFFANY & COMPANY NEW (TIF) 11/9/15 89.000 79.957 91.400 7,116.20 8,134.60 1,018.40 LT 178.00 2.18
Next Dividend Payable 10/2017; Asset Class: Equities
TIME WARNER INC NEW (TWX) 11/9/15 100.000 68.505 101.100 6,850.50 10,110.00 3,259.50 LT 161.00 1.59
Next Dividend Payable 11/2017; Asset Class: Equities
TRAVELERS COMPANIES INC COM (TRV) 11/9/15
12/2/15
2/16/16
226.000
25.000
34.000
112.610
114.880
107.191
121.180
121.180
121.180
25,449.84
2,872.00
3,644.51
27,386.68
3,029.50
4,120.12
1,936.84
157.50
475.61
LT
LT
LT
7/5/17 26.000 126.324 121.180 3,284.43 3,150.68 (133.75)ST
Total 311.000 35,250.78 37,686.98 2,569.95
(133.75)
LT
ST
896.00 2.37
Next Dividend Payable 09/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 63 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
U S BANCORP COM NEW (USB) 11/9/15
2/16/16
1/3/17
338.000
39.000
80.000
43.112
40.427
51.265
51.250
51.250
51.250
14,571.99
1,576.65
4,101.18
17,322.50
1,998.75
4,100.00
2,750.51
422.10
(1.18)
LT
LT
ST
Total 457.000 20,249.82 23,421.25 3,172.61
(1.18)
LT
ST
512.00 2.18
Next Dividend Payable 10/2017; Asset Class: Equities
UNION PACIFIC CORP (UNP) 11/9/15
11/18/16
12/1/16
104.000
23.000
35.000
86.780
99.917
103.535
105.300
105.300
105.300
9,025.12
2,298.10
3,623.71
10,951.20
2,421.90
3,685.50
1,926.08
123.80
61.79
LT
ST
ST
3/1/17 28.000 110.375 105.300 3,090.50 2,948.40 (142.10)ST
5/1/17 22.000 112.187 105.300 2,468.11 2,316.60 (151.51)ST
Total 212.000 20,505.54 22,323.60 1,926.08
(108.02)
LT
ST
513.00 2.29
Next Dividend Payable 09/29/17; Asset Class: Equities
V F CORPORATION (VFC) 2/16/16
5/2/16
55.000
51.000
60.010
63.687
62.870
62.870
3,300.55
3,248.04
3,457.85
3,206.37
157.30
(41.67)
LT
LT
Total 106.000 6,548.59 6,664.22 115.63 LT 178.00 2.67
Next Dividend Payable 09/2017; Asset Class: Equities
VALERO ENERGY CP DELA NEW (VLO) 6/6/16
8/3/16
11/30/16
2.000
80.000
40.000
54.480
54.554
62.110
68.100
68.100
68.100
108.96
4,364.31
2,484.38
136.20
5,448.00
2,724.00
27.24
1,083.69
239.62
LT
LT
ST
2/2/17 38.000 65.630 68.100 2,493.94 2,587.80 93.86 ST
Total 160.000 9,451.59 10,896.00 1,110.93
333.48
LT
ST
448.00 4.11
Next Dividend Payable 09/07/17; Asset Class: Equities
VALIDUS HOLDINGS LTD COM (VR) 11/9/15 100.000 45.163 50.150 4,516.26 5,015.00 498.74 LT 152.00 3.03
Next Dividend Payable 09/2017; Asset Class: Equities
VERIZON COMMUNICATIONS (VZ) 1/7/15
2/16/16
5/2/16
406.000
67.000
55.000
46.194
50.117
51.210
47.970
47.970
47.970
18,754.60
3,357.85
2,816.55
19,475.82
3,213.99
2,638.35
721.22
(143.86)
(178.20)
LT
LT
LT
2/2/17 56.000 47.987 47.970 2,687.25 2,686.32 (0.93)ST
Total 584.000 27,616.25 28,014.48 399.16
(0.93)
LT
ST
1,349.00 4.81
Next Dividend Payable 11/2017; Asset Class: Equities
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
9
0
7
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 64 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
WALGREENS BOOTS ALLIANCE INC (WBA) 7/13/17
7/14/17
8/1/17
83.000
31.000
32.000
78.026
78.399
81.324
81.500
81.500
81.500
6,476.12
2,430.38
2,602.36
6,764.50
2,526.50
2,608.00
288.38
96.12
5.64
ST
ST
ST
Total 146.000 11,508.86 11,899.00 390.14 ST 234.00 1.96
Next Dividend Payable 09/12/17; Asset Class: Equities
WELLS FARGO & CO NEW (WFC) 11/9/15
2/16/16
4/22/16
856.000
155.000
61.000
55.310
48.336
50.555
51.070
51.070
51.070
47,345.45
7,492.02
3,083.87
43,715.92
7,915.85
3,115.27
(3,629.53)
423.83
31.40
LT
LT
LT
Total 1,072.000 57,921.34 54,747.04 (3,174.30)LT 1,672.00 3.05
Next Dividend Payable 09/01/17; Asset Class: Equities
WESTROCK CO COM (WRK) 11/9/15 90.000 46.464 56.910 4,181.76 5,121.90 940.14 LT 144.00 2.81
Next Dividend Payable 11/2017; Asset Class: Equities
WYNDHAM WORLDWIDE CORP (WYN) 11/9/15
12/2/15
55.000
26.000
80.528
76.296
99.680
99.680
4,429.01
1,983.69
5,482.40
2,591.68
1,053.39
607.99
LT
LT
Total 81.000 6,412.70 8,074.08 1,661.38 LT 188.00 2.32
Next Dividend Payable 09/08/17; Asset Class: Equities
XCEL ENERGY INC (XEL) 11/9/15
2/16/16
335.000
62.000
34.903
38.607
49.500
49.500
11,692.37
2,393.63
16,582.50
3,069.00
4,890.13
675.37
LT
LT
Total 397.000 14,086.00 19,651.50 5,565.50 LT 572.00 2.91
Next Dividend Payable 10/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 97.83%$1,718,941.47 $1,984,905.30 $259,472.45
$6,491.38
LT
ST
$52,200.00 2.63%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL VALUE 100.00%$1,718,941.47 $2,029,000.10 $259,472.45
$6,491.38
LT
ST
$52,237.00
—
2.58%
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
H - Wash sale rules apply to this tax lot. The cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale transaction. The aggregate amount of the basis
adjustment is identified in italics under the Security Description.
R - The cost basis for this tax lot was adjusted due to a reclassification of income.
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 65 of 128
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $44,094.80 ——————
Stocks —$1,930,016.22 —$54,889.08 ———
TOTAL ALLOCATION OF ASSETS $44,094.80 $1,930,016.22 —$54,889.08 ———
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
8/1 8/4 Sold PRAXAIR INC ACTED AS AGENT 49.000 $130.3708 $6,388.02
8/1 8/4 Sold AUTOMATIC DATA PROCESSING INC ACTED AS AGENT 23.000 116.8333 2,687.10
8/1 8/4 Sold VALERO ENERGY CP DELA NEW ACTED AS AGENT 38.000 69.3679 2,635.91
8/1 8/4 Bought AIR PROD & CHEM INC ACTED AS AGENT 43.000 147.4832 (6,341.78)
8/1 8/4 Bought WALGREENS BOOTS ALLIANCE INC ACTED AS AGENT 32.000 81.3236 (2,602.36)
8/3 8/8 Sold COCA COLA CO ACTED AS AGENT 106.000 45.8449 4,859.44
8/3 8/8 Sold TIME WARNER INC NEW ACTED AS AGENT 39.000 102.6203 4,002.09
8/3 8/8 Bought PEPSICO INC NC ACTED AS AGENT 42.000 116.4523 (4,891.00)
8/11 8/4 Security Sold BRIGHTHOUSE FINL INC CASH IN LIEU FRACTIONAL SHARE 10.44
8/11 8/16 Sold CHEVRON CORP ACTED AS AGENT 126.000 109.5500 13,802.98
8/11 8/16 Sold JOHNSON & JOHNSON ACTED AS AGENT 101.000 133.4104 13,474.13
8/11 8/16 Sold BANK OF AMERICA CORP ACTED AS AGENT 564.000 23.8401 13,445.50
8/11 8/16 Sold PNC FINL SVCS GP ACTED AS AGENT 101.000 127.9200 12,919.62
8/11 8/16 Sold APPLE INC ACTED AS AGENT 75.000 157.7760 11,832.92
8/11 8/16 Sold WELLS FARGO & CO NEW ACTED AS AGENT 226.000 51.8410 11,715.79
8/11 8/16 Sold TRAVELERS COMPANIES INC COM ACTED AS AGENT 78.000 128.1010 9,991.64
8/11 8/16 Sold CONOCOPHILLIPS ACTED AS AGENT 222.000 44.7610 9,936.71
8/11 8/16 Sold BLACKROCK INC ACTED AS AGENT 22.000 424.5709 9,340.34
8/11 8/16 Sold HOME DEPOT INC ACTED AS AGENT 58.000 155.2110 9,002.03
8/11 8/16 Sold MERCK & CO INC NEW COM ACTED AS AGENT 141.000 62.4319 8,802.69
8/11 8/16 Sold CME GROUP INC ACTED AS AGENT 70.000 123.5604 8,649.03
8/11 8/16 Sold MICROSOFT CORP ACTED AS AGENT 118.000 72.5231 8,557.53
8/11 8/16 Sold HONEYWELL INTERNATIONAL INC ACTED AS AGENT 62.000 136.7704 8,479.56
8/11 8/16 Sold HARTFORD FIN SERS GRP INC ACTED AS AGENT 150.000 56.0632 8,409.28
8/11 8/16 Sold ALTRIA GROUP INC ACTED AS AGENT 126.000 64.3510 8,108.04
8/11 8/16 Sold OCCIDENTAL PETROLEUM CORP DE ACTED AS AGENT 132.000 61.1132 8,066.75
8/11 8/16 Sold VERIZON COMMUNICATIONS ACTED AS AGENT 154.000 48.0914 7,405.90
8/11 8/16 Sold EXXON MOBIL CORP ACTED AS AGENT 94.000 78.3736 7,366.94
8/11 8/16 Sold PFIZER INC ACTED AS AGENT 221.000 33.2618 7,350.69
8/11 8/16 Sold METLIFE INCORPORATED ACTED AS AGENT 153.000 46.6750 7,141.11
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 66 of 128
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS (CONTINUED)
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
8/11 8/16 Sold ILL TOOL WORKS INC ACTED AS AGENT 51.000 138.6922 7,073.13
8/11 8/16 Sold REPUBLIC SERVICES INC ACTED AS AGENT 106.000 64.0969 6,794.11
8/11 8/16 Sold GENL DYNAMICS CORP ACTED AS AGENT 34.000 198.0508 6,733.57
8/11 8/16 Sold TEXAS INSTRUMENTS ACTED AS AGENT 83.000 80.8500 6,710.39
8/11 8/16 Sold BB & T CORP ACTED AS AGENT 145.000 46.2631 6,707.99
8/11 8/16 Sold ANALOG DEVICES INC ACTED AS AGENT 77.000 78.0093 6,006.58
8/11 8/16 Sold U S BANCORP COM NEW ACTED AS AGENT 113.000 51.9006 5,864.63
8/11 8/16 Sold MONDELEZ INTL INC COM ACTED AS AGENT 120.000 43.5732 5,228.65
8/11 8/16 Sold UNION PACIFIC CORP ACTED AS AGENT 48.000 104.1622 4,999.67
8/11 8/16 Sold PRUDENTIAL FINANCIAL INC ACTED AS AGENT 47.000 105.5590 4,961.15
8/11 8/16 Sold XCEL ENERGY INC ACTED AS AGENT 101.000 48.0401 4,851.93
8/11 8/16 Sold T ROWE PRICE GROUP INC ACTED AS AGENT 58.000 82.7150 4,797.35
8/11 8/16 Sold PPG INDUSTRIES INC ACTED AS AGENT 46.000 100.7469 4,634.25
8/11 8/16 Sold CAPITAL ONE FINANCIAL CORP ACTED AS AGENT 56.000 82.4962 4,619.68
8/11 8/16 Sold FIDELITY NATL INFORMATION SE ACTED AS AGENT 48.000 89.3730 4,289.80
8/11 8/16 Sold DU PONT EI DE NEMOURS & CO ACTED AS AGENT 53.000 80.8860 4,286.86
8/11 8/16 Sold DR PEPPER SNAPPLE GROUP INC ACTED AS AGENT 47.000 90.4590 4,251.47
8/11 8/16 Sold KLA TENCOR CORP ACTED AS AGENT 47.000 90.3397 4,245.87
8/11 8/16 Sold SIMON PPTY GROUP INC ACTED AS AGENT 27.000 156.3416 4,221.12
8/11 8/16 Sold BECTON DICKINSON & CO ACTED AS AGENT 21.000 200.9250 4,219.33
8/11 8/16 Sold CMS ENERGY CP ACTED AS AGENT 88.000 47.1626 4,150.21
8/11 8/16 Sold ELI LILLY & CO ACTED AS AGENT 51.000 81.2900 4,145.69
8/11 8/16 Sold EDISON INTERNATIONAL ACTED AS AGENT 52.000 79.3630 4,126.78
8/11 8/16 Sold NEXTERA ENERGY INC ACTED AS AGENT 28.000 146.9910 4,115.65
8/11 8/16 Sold PEPSICO INC NC ACTED AS AGENT 34.000 116.7986 3,971.05
8/11 8/16 Sold 3M COMPANY ACTED AS AGENT 19.000 206.3710 3,920.95
8/11 8/16 Sold SCHLUMBERGER LTD ACTED AS AGENT 61.000 63.9330 3,899.81
8/11 8/16 Sold COMCAST CORP (NEW) CLASS A ACTED AS AGENT 94.000 41.1301 3,866.14
8/11 8/16 Sold DOVER CORP ACTED AS AGENT 45.000 85.0831 3,828.65
8/11 8/16 Sold KRAFT HEINZ CO ACTED AS AGENT 44.000 86.4110 3,801.99
8/11 8/16 Sold GENUINE PARTS CO ACTED AS AGENT 45.000 82.5800 3,716.01
8/11 8/16 Sold BRISTOL MYERS SQUIBB CO ACTED AS AGENT 64.000 56.8328 3,637.21
8/11 8/16 Sold MOLSON COORS BREWING CO CL B ACTED AS AGENT 40.000 90.5860 3,623.35
8/11 8/16 Sold NORTHERN TRUST CORP ACTED AS AGENT 41.000 87.0660 3,569.62
8/11 8/16 Sold CHUBB LTD ACTED AS AGENT 24.000 146.6850 3,520.35
8/11 8/16 Sold ABBOTT LABORATORIES ACTED AS AGENT 72.000 48.5727 3,497.14
8/11 8/16 Sold QUALCOMM INC ACTED AS AGENT 65.000 52.8930 3,437.97
8/11 8/16 Sold GENERAL ELECTRIC CO ACTED AS AGENT 136.000 25.2432 3,433.00
8/11 8/16 Sold AVALONBAY COMM INC ACTED AS AGENT 18.000 188.6024 3,394.76
8/11 8/16 Sold STANLEY BLACK & DECKER INC ACTED AS AGENT 24.000 139.5650 3,349.48
8/11 8/16 Sold NISOURCE INC ACTED AS AGENT 121.000 26.2833 3,180.20
8/11 8/16 Sold VALERO ENERGY CP DELA NEW ACTED AS AGENT 46.000 65.9702 3,034.55
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 67 of 128
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS (CONTINUED)
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
8/11 8/16 Sold PHILIP MORRIS INTL INC ACTED AS AGENT 26.000 115.1090 2,992.76
8/11 8/16 Sold M&T BANK CORP ACTED AS AGENT 19.000 156.5710 2,974.78
8/11 8/16 Sold DISCOVER FINCL SVCS ACTED AS AGENT 49.000 59.6900 2,924.74
8/11 8/16 Sold AMERIPRISE FINCL INC ACTED AS AGENT 19.000 143.2800 2,722.25
8/11 8/16 Sold KIMBERLY CLARK CORP ACTED AS AGENT 22.000 120.9500 2,660.83
8/11 8/16 Sold ARTHUR J GALLAGHER ACTED AS AGENT 44.000 58.4260 2,570.68
8/11 8/16 Sold WALGREENS BOOTS ALLIANCE INC ACTED AS AGENT 31.000 80.9674 2,509.93
8/11 8/16 Sold GILEAD SCIENCE ACTED AS AGENT 34.000 72.2300 2,455.76
8/11 8/16 Sold CINCINNATI FINANCIAL OHIO ACTED AS AGENT 29.000 79.0560 2,292.56
8/11 8/16 Sold CINEMARK HOLDINGS INC.ACTED AS AGENT 62.000 36.8650 2,285.57
8/11 8/16 Sold TIME WARNER INC NEW ACTED AS AGENT 22.000 102.0810 2,245.72
8/11 8/16 Sold PROGRESSIVE CORP OHIO ACTED AS AGENT 44.000 47.2650 2,079.61
8/11 8/16 Sold AUTOMATIC DATA PROCESSING INC ACTED AS AGENT 18.000 109.4810 1,970.61
8/11 8/16 Sold MC DONALDS CORP ACTED AS AGENT 12.000 157.4930 1,889.87
8/11 8/16 Sold R P M INC ACTED AS AGENT 37.000 48.8060 1,805.77
8/11 8/16 Sold NORFOLK SOUTHERN CORP ACTED AS AGENT 13.000 116.5600 1,515.24
8/21 8/24 Sold BRIGHTHOUSE FINL INC ACTED AS AGENT 77.000 57.0493 4,392.69
8/22 8/25 Sold HCP INCORPORATED ACTED AS AGENT 182.000 28.8525 5,251.03
8/25 8/30 Sold L BRANDS INC COM ACTED AS AGENT 154.000 36.3524 5,598.14
8/29 9/1 Sold VALERO ENERGY CP DELA NEW ACTED AS AGENT 49.000 67.9492 3,329.43
8/31 9/6 Sold CINEMARK HOLDINGS INC.ACTED AS AGENT 105.000 32.9280 3,457.36
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $457,190.46
TOTAL PURCHASES $(13,835.14)
TOTAL SALES AND REDEMPTIONS $471,025.60
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
UNSETTLED PURCHASES/SALES ACTIVITY
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price
Pending
Credits/(Debits)
8/29 9/1 Sold VALERO ENERGY CP DELA NEW UNSETTLED SALE 49.000 $67.9492 $3,329.43
8/31 9/6 Sold CINEMARK HOLDINGS INC.UNSETTLED SALE 105.000 32.9280 3,457.36
NET UNSETTLED PURCHASES/SALES $6,786.79
This section displays transactions that have not settled during this statement period. The Holdings section includes positions purchased and omits positions sold or sold short as of the trade-date. The unit/share
price for unsettled fixed income new issues in the Holdings section may be approximate in advance of active market pricing or pricing from third party pricing services.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
8/1 Qualified Dividend VERIZON COMMUNICATIONS $426.20
8/1 Qualified Dividend BRISTOL MYERS SQUIBB CO 141.96
8/1 Qualified Dividend TIME WARNER INC NEW 64.80
8/7 Qualified Dividend PNC FINL SVCS GP 377.25
8/11 Qualified Dividend GENL DYNAMICS CORP 152.04
8/14 Qualified Dividend TEXAS INSTRUMENTS 238.50
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 68 of 128
TAXABLE INCOME AND DISTRIBUTIONS (CONTINUED)
Activity Date Activity Type Description Comments Credits/(Debits)
8/14 Qualified Dividend AIR PROD & CHEM INC 32.30
8/15 Qualified Dividend ABBOTT LABORATORIES 111.04
8/15 Qualified Dividend PROCTER & GAMBLE 51.03
8/15 Qualified Dividend ABBVIE INC COM 37.76
8/17 Qualified Dividend APPLE INC 258.30
8/17 Qualified Dividend CAPITAL ONE FINANCIAL CORP 114.00
8/18 Qualified Dividend NISOURCE INC 99.58
8/18 Qualified Dividend AMERIPRISE FINCL INC 66.40
8/21 Qualified Dividend WESTROCK CO COM 36.00
8/22 Dividend HCP INCORPORATED 116.92
8/31 Dividend SIMON PPTY GROUP INC 223.20
8/31 Qualified Dividend CMS ENERGY CP 143.64
8/31 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 08/01-08/31)
2.08
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $2,693.00
TOTAL QUALIFIED DIVIDENDS $2,350.80
TOTAL OTHER DIVIDENDS $340.12
TOTAL INTEREST $2.08
CASH RELATED ACTIVITY
ELECTRONIC TRANSFERS
Check disbursements from branch offices are displayed as Electronic Transfers.
Activity Date Activity Type Description Comments Credits/(Debits)
8/17 Cash Transfer - Debit FUNDS TRANSFERRED CONFIRMATION # 74954768
TO 660-110179
$(434,873.00)
TOTAL ELECTRONIC TRANSFERS $(434,873.00)
TOTAL ELECTRONIC TRANSFERS-DEBITS $(434,873.00)
OTHER CREDITS AND DEBITS
Activity Date Activity Type Description Comments Credits/(Debits)
8/18 Service Fee Adj DEPOSIT/WITHDRAWAL ADJ $284.16
TOTAL OTHER CREDITS AND DEBITS $284.16
TOTAL OTHER DEBITS $284.16
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
8/1 Automatic Redemption BANK DEPOSIT PROGRAM $(1,846.34)
8/2 Automatic Redemption BANK DEPOSIT PROGRAM (5,286.40)
8/7 Automatic Investment BANK DEPOSIT PROGRAM 3,144.14
8/9 Automatic Investment BANK DEPOSIT PROGRAM 3,970.53
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 69 of 128
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY (CONTINUED)
Activity
Date Activity Type Description Credits/(Debits)
8/11 Automatic Investment BANK DEPOSIT PROGRAM 152.04
8/14 Automatic Investment BANK DEPOSIT PROGRAM 281.24
8/15 Automatic Investment BANK DEPOSIT PROGRAM 199.83
8/17 Automatic Redemption BANK DEPOSIT PROGRAM (6,086.75)
8/18 Automatic Investment BANK DEPOSIT PROGRAM 165.98
8/21 Automatic Investment BANK DEPOSIT PROGRAM 320.16
8/22 Automatic Investment BANK DEPOSIT PROGRAM 116.92
8/25 Automatic Investment BANK DEPOSIT PROGRAM 4,392.69
8/28 Automatic Investment BANK DEPOSIT PROGRAM 5,251.03
8/31 Automatic Investment BANK DEPOSIT PROGRAM 5,964.98
8/31 Automatic Investment BANK DEPOSIT PROGRAM 2.08
NET ACTIVITY FOR PERIOD $10,742.13
TRANSFERS, CORPORATE ACTIONS AND ADDITIONAL ACTIVITY
CORPORATE ACTIONS
Activity
Date Activity Type Description Comments Quantity
8/10 Stock Dividend BRIGHTHOUSE FINL INC DISTRIBUTION FROM MET 77.000
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
3M COMPANY 11/09/15 08/11/17 19.000 $3,920.95 $2,985.47 $935.48
ABBOTT LABORATORIES 10/22/14 08/11/17 72.000 3,497.14 3,018.37 478.77
ALTRIA GROUP INC 11/09/15 08/11/17 126.000 8,108.04 7,173.24 934.80
AMERIPRISE FINCL INC 11/17/15 08/11/17 19.000 2,722.25 2,165.40 556.85
ANALOG DEVICES INC 11/09/15 08/11/17 77.000 6,006.58 4,679.19 1,327.39
APPLE INC 11/09/15 08/11/17 75.000 11,832.92 9,018.20 2,814.72
ARTHUR J GALLAGHER 11/09/15 08/11/17 44.000 2,570.68 1,913.27 657.41
AUTOMATIC DATA PROCESSING INC 11/09/15 08/01/17 23.000 2,687.10 1,987.04 700.06
11/09/15 08/11/17 18.000 1,970.61 1,555.07 415.54
AVALONBAY COMM INC 11/09/15 08/11/17 18.000 3,394.76 3,045.42 349.34
BANK OF AMERICA CORP 07/27/16 08/11/17 564.000 13,445.50 8,252.00 5,193.50
BB & T CORP 10/22/14 08/11/17 77.000 3,562.17 2,798.86 763.31
01/06/15 08/11/17 68.000 3,145.82 2,503.06 642.76
BECTON DICKINSON & CO 11/09/15 08/11/17 21.000 4,219.33 3,195.92 1,023.41
BLACKROCK INC 11/09/15 08/11/17 22.000 9,340.34 7,680.60 1,659.74
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 70 of 128
LONG-TERM GAIN/(LOSS) (CONTINUED)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
BRIGHTHOUSE FINL INC 03/26/15 08/04/17 0.182 10.44 10.54 (0.10)
03/26/15 08/21/17 38.092 2,173.07 2,201.05 (27.98)
12/02/15 08/21/17 3.809 217.30 221.24 (3.94)
02/16/16 08/21/17 3.265 186.26 142.39 43.87
04/26/16 08/21/17 13.514 770.95 719.15 51.80
08/03/16 08/21/17 14.511 827.82 720.84 106.98
BRISTOL MYERS SQUIBB CO 11/09/15 08/11/17 64.000 3,637.21 4,145.19 (507.98)
CAPITAL ONE FINANCIAL CORP 01/16/15 08/11/17 56.000 4,619.68 4,273.08 346.60
CHEVRON CORP 11/09/15 08/11/17 126.000 13,802.98 11,645.14 2,157.84
CHUBB LTD 11/09/15 08/11/17 24.000 3,520.35 2,692.90 827.45
CINCINNATI FINANCIAL OHIO 11/09/15 08/11/17 29.000 2,292.56 1,742.15 550.41
CINEMARK HOLDINGS INC.11/09/15 08/11/17 62.000 2,285.57 2,291.13 (5.56)
11/09/15 08/31/17 105.000 3,457.36 3,880.14 (422.78)
CME GROUP INC 11/09/15 08/11/17 70.000 8,649.03 6,800.61 1,848.42
CMS ENERGY CP 11/09/15 08/11/17 88.000 4,150.21 3,015.66 1,134.55
COCA COLA CO 04/24/15 08/03/17 106.000 4,859.44 4,341.52 517.92
COMCAST CORP (NEW) CLASS A 11/09/15 08/11/17 94.000 3,866.14 2,880.09 986.05
CONOCOPHILLIPS 11/09/15 08/11/17 222.000 9,936.71 12,150.17 (2,213.46)
DISCOVER FINCL SVCS 11/09/15 08/11/17 49.000 2,924.74 2,792.51 132.23
DR PEPPER SNAPPLE GROUP INC 11/09/15 08/11/17 47.000 4,251.47 4,029.58 221.89
DU PONT EI DE NEMOURS & CO 11/09/15 08/11/17 53.000 4,286.86 3,527.15 759.71
EDISON INTERNATIONAL 11/09/15 08/11/17 52.000 4,126.78 3,076.24 1,050.54
ELI LILLY & CO 11/09/15 08/11/17 51.000 4,145.69 4,041.32 104.37
EXXON MOBIL CORP 11/09/15 08/11/17 94.000 7,366.94 7,713.44 (346.50)
FIDELITY NATL INFORMATION SE 11/09/15 08/11/17 48.000 4,289.80 3,177.89 1,111.91
GENL DYNAMICS CORP 12/15/15 08/11/17 27.000 5,347.25 3,744.90 1,602.35
02/16/16 08/11/17 7.000 1,386.32 917.11 469.21
GENUINE PARTS CO 11/09/15 08/11/17 45.000 3,716.01 3,987.20 (271.19)
GILEAD SCIENCE 02/16/16 08/11/17 34.000 2,455.76 3,084.83 (629.07)
HARTFORD FIN SERS GRP INC 11/09/15 08/11/17 150.000 8,409.28 7,017.68 1,391.60
HCP INCORPORATED 11/09/15 08/22/17 87.000 2,510.11 2,489.18 20.93 R
12/02/15 08/22/17 55.000 1,586.85 1,719.92 (133.07)R
08/03/16 08/22/17 40.000 1,154.07 1,420.46 (266.39)R
HOME DEPOT INC 11/09/15 08/11/17 58.000 9,002.03 7,195.56 1,806.47
HONEYWELL INTERNATIONAL INC 11/09/15 08/11/17 62.000 8,479.56 6,312.75 2,166.81
ILL TOOL WORKS INC 11/09/15 08/11/17 51.000 7,073.13 4,647.07 2,426.06
JOHNSON & JOHNSON 11/09/15 08/11/17 101.000 13,474.13 10,178.83 3,295.30
KIMBERLY CLARK CORP 11/09/15 08/11/17 14.000 1,693.26 1,648.66 44.60
11/16/15 08/11/17 8.000 967.57 952.75 14.82
KLA TENCOR CORP 11/09/15 08/11/17 47.000 4,245.87 3,141.81 1,104.06
KRAFT HEINZ CO 11/09/15 08/11/17 44.000 3,801.99 3,019.60 782.39 R
L BRANDS INC COM 11/09/15 08/25/17 133.000 4,834.76 12,459.28 (7,624.52)
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 71 of 128
LONG-TERM GAIN/(LOSS) (CONTINUED)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
02/16/16 08/25/17 21.000 763.38 1,738.13 (974.75)
M&T BANK CORP 02/18/16 08/11/17 19.000 2,974.78 2,013.91 960.87
MERCK & CO INC NEW COM 11/09/15 08/11/17 141.000 8,802.69 7,634.39 1,168.30
METLIFE INCORPORATED 03/26/15 08/11/17 153.000 7,141.11 6,968.63 172.48
MICROSOFT CORP 11/09/15 08/11/17 118.000 8,557.53 6,355.39 2,202.14
MOLSON COORS BREWING CO CL B 02/16/16 08/11/17 40.000 3,623.35 3,403.38 219.97
MONDELEZ INTL INC COM 11/09/15 08/11/17 120.000 5,228.65 5,230.45 (1.80)R
NEXTERA ENERGY INC 11/09/15 08/11/17 28.000 4,115.65 2,763.40 1,352.25
NISOURCE INC 11/09/15 08/11/17 121.000 3,180.20 2,283.27 896.93
NORFOLK SOUTHERN CORP 09/28/15 08/11/17 13.000 1,515.24 975.36 539.88
NORTHERN TRUST CORP 11/09/15 08/11/17 41.000 3,569.62 3,028.13 541.49
OCCIDENTAL PETROLEUM CORP DE 11/09/15 08/11/17 132.000 8,066.75 9,923.02 (1,856.27)
PEPSICO INC NC 02/16/16 08/11/17 34.000 3,971.05 3,347.98 623.07
PFIZER INC 11/27/15 08/11/17 221.000 7,350.69 7,239.96 110.73
PHILIP MORRIS INTL INC 11/09/15 08/11/17 26.000 2,992.76 2,210.74 782.02
PNC FINL SVCS GP 11/09/15 08/11/17 101.000 12,919.62 9,511.17 3,408.45
PPG INDUSTRIES INC 11/09/15 08/11/17 46.000 4,634.25 4,670.76 (36.51)
PRAXAIR INC 11/18/15 08/01/17 4.000 521.47 457.23 64.24
12/02/15 08/01/17 15.000 1,955.52 1,658.43 297.09
02/16/16 08/01/17 11.000 1,434.05 1,144.79 289.26
05/02/16 08/01/17 19.000 2,476.98 2,244.36 232.62
PROGRESSIVE CORP OHIO 11/09/15 08/11/17 44.000 2,079.61 1,381.52 698.09
PRUDENTIAL FINANCIAL INC 11/09/15 08/11/17 47.000 4,961.15 4,037.54 923.61
QUALCOMM INC 09/08/15 08/11/17 65.000 3,437.97 3,580.64 (142.67)
R P M INC 11/09/15 08/11/17 37.000 1,805.77 1,685.75 120.02
REPUBLIC SERVICES INC 11/09/15 08/11/17 106.000 6,794.11 4,619.32 2,174.79
SCHLUMBERGER LTD 11/09/15 08/11/17 61.000 3,899.81 4,759.22 (859.41)
SIMON PPTY GROUP INC 11/09/15 08/11/17 15.000 2,345.07 2,850.84 (505.77)W
11/09/15 08/11/17 12.000 1,876.05 2,280.67 (404.62)
Disallowed Loss Based On Wash Sale: $505.77
STANLEY BLACK & DECKER INC 02/16/16 08/11/17 24.000 3,349.48 2,231.19 1,118.29
T ROWE PRICE GROUP INC 11/17/15 08/11/17 58.000 4,797.35 4,372.12 425.23
TEXAS INSTRUMENTS 11/09/15 08/11/17 83.000 6,710.39 4,733.42 1,976.97
TIME WARNER INC NEW 11/09/15 08/03/17 39.000 4,002.09 2,671.70 1,330.39
11/09/15 08/11/17 22.000 2,245.72 1,507.11 738.61
TRAVELERS COMPANIES INC COM 11/09/15 08/11/17 78.000 9,991.64 8,783.57 1,208.07
U S BANCORP COM NEW 11/09/15 08/11/17 113.000 5,864.63 4,871.70 992.93
UNION PACIFIC CORP 11/09/15 08/11/17 48.000 4,999.67 4,165.44 834.23
VALERO ENERGY CP DELA NEW 02/16/16 08/01/17 38.000 2,635.91 2,154.60 481.31
02/16/16 08/11/17 46.000 3,034.55 2,608.20 426.35
02/16/16 08/29/17 14.000 951.27 793.80 157.47
06/06/16 08/29/17 35.000 2,378.16 1,906.80 471.36
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 72 of 128
LONG-TERM GAIN/(LOSS) (CONTINUED)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
VERIZON COMMUNICATIONS 10/22/14 08/11/17 109.000 5,241.84 5,287.72 (45.88)
01/07/15 08/11/17 45.000 2,164.06 2,078.71 85.35
WELLS FARGO & CO NEW 11/09/15 08/11/17 226.000 11,715.79 12,500.08 (784.29)
XCEL ENERGY INC 11/09/15 08/11/17 101.000 4,851.93 3,525.16 1,326.77
Long-Term This Period $459,146.86 $402,329.52 $56,817.34
Long-Term Year to Date $572,776.74 $505,153.20 $67,623.54
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
BRIGHTHOUSE FINL INC 07/05/17 08/21/17 3.809 217.29 243.86 (26.57)
DOVER CORP 09/29/16 08/11/17 45.000 3,828.65 3,226.53 602.12
GENERAL ELECTRIC CO 04/11/17 08/11/17 136.000 3,433.00 4,083.71 (650.71)
MC DONALDS CORP 04/26/17 08/11/17 12.000 1,889.87 1,688.81 201.06
WALGREENS BOOTS ALLIANCE INC 07/13/17 08/11/17 31.000 2,509.93 2,418.79 91.14
Short-Term This Period $11,878.74 $11,661.70 $217.04
Short-Term Year to Date $32,702.98 $29,642.15 $3,060.83
Net Realized Gain/(Loss) This Period $471,025.60 $413,991.22 $57,034.38
Net Realized Gain/(Loss) Year to Date $605,479.72 $534,795.35 $70,684.37
Disallowed Loss Based On Wash Sale This Period: $505.77
Disallowed Loss Based On Wash Sale Year to Date: $505.77
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
H, W, > - The wash sale rule applies to this tax lot. For lots noted with an “H,” the cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale
transaction. For lots noted with a “W,” the disallowed loss on covered securities will be reported on Form 1099-B for the current tax year. The aggregate basis adjustment and the disallowed loss amount are
identified in italics under the Security Description. Net Realized Gain/(Loss) for “This Period” and “Year to Date” includes disallowed loss. For lots noted with a “>,” both “H” and “W” apply.
R - The cost basis for this tax lot was adjusted due to a reclassification of income.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Senior Investor Helpline
For any inquiries or comments or potential concerns, senior investors or someone acting on their behalf may contact our Firm by calling (800) 280-4534.
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 73 of 128
Important Tax Information Related To Your International Securities Holdings
You may be eligible to benefit from a reduction of the amount of foreign taxes you pay on dividends on international securities in your account. These taxes are withheld by foreign tax authorities. Contact your Financial
Advisor to determine qualification eligibility and requirements.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
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CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110134-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
TOTAL BEGINNING VALUE $1,387,424.25 $1,526,578.62
Credits ——
Debits —(223,127.58)
Security Transfers ——
Net Credits/Debits/Transfers —$(223,127.58)
Change in Value (37,236.14)46,737.07
TOTAL ENDING VALUE $1,350,188.11 $1,350,188.11
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period August 1-31, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
AUG SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG
1.2
1.3
1.4
1.5
1.6
1.7
($
)
M
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l
i
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s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 75 of 128
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Fixed Income & Preferreds
Alternatives
Market Value Percentage
Cash $20,100.90 1.49
Equities 1,229,222.97 91.04
Fixed Income & Preferreds 9,379.04 0.69
Alternatives 91,485.20 6.78
TOTAL VALUE $1,350,188.11 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 76 of 128
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 7/31/17)
This Period
(as of 8/31/17)
Cash, BDP, MMFs $16,511.80 $20,100.90
Stocks 1,363,487.78 1,320,708.17
ETFs & CEFs 7,424.67 9,379.04
Total Assets $1,387,424.25 $1,350,188.11
Total Liabilities (outstanding balance)——
TOTAL VALUE $1,387,424.25 $1,350,188.11
CASH FLOW
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
OPENING CASH, BDP, MMFs $16,511.80 $83,290.74
Purchases (2,098.71)(266,077.62)
Sales and Redemptions 5,021.68 410,057.55
Income and Distributions 666.13 15,957.81
Total Investment Related Activity $3,589.10 $159,937.74
Electronic Transfers-Debits —(216,000.00)
Other Debits —(7,127.58)
Total Cash Related Activity —$(223,127.58)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $20,100.90 $20,100.90
INCOME AND DISTRIBUTION SUMMARY
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
Qualified Dividends $590.88 $9,509.39
Other Dividends 73.60 6,443.02
Interest 1.65 5.40
Total Taxable Income And Distributions $666.13 $15,957.81
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $666.13 $15,957.81
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(8/1/17-8/31/17)
Realized This Year
(1/1/17-8/31/17)
Unrealized
Inception to Date
(as of 8/31/17)
Short-Term Gain $1,400.30 $12,493.37 $33,922.52
Short-Term (Loss)—(787.27)(28,302.61)
Total Short-Term $1,400.30 $11,706.10 $5,619.91
Long-Term Gain —72,779.19 234,268.96
Long-Term (Loss)—(17,440.92)(62,298.28)
Total Long-Term —$55,338.27 $171,970.68
TOTAL GAIN/(LOSS)$1,400.30 $67,044.37 $177,590.59
Disallowed Loss —$4,741.57
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
Investment Objectives (in order of priority) †: Capital Appreciation,Income Investment Advisory Account
Manager:Boston Partners - Smid Cap Value
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 77 of 128
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$20,100.90 —$20.00 0.100
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 1.49%$20,100.90 $20.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ABM INDUSTRIES INCORPORATED (ABM) 11/10/15
2/22/16
92.000
41.000
$28.575
31.774
$44.430
44.430
$2,628.91
1,302.75
$4,087.56
1,821.63
$1,458.65
518.88
LT
LT
Total 133.000 3,931.66 5,909.19 1,977.53 LT 90.00 1.52
Next Dividend Payable 11/2017; Asset Class: Equities
ACCO BRANDS CORP (ACCO) 4/4/17 513.000 13.506 10.950 6,928.78 5,617.35 (1,311.43)ST ——
Asset Class: Equities
AECOM (ACM) 11/10/15
2/22/16
77.000
126.000
30.858
26.720
33.500
33.500
2,376.03
3,366.72
2,579.50
4,221.00
203.47
854.28
LT
LT
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 78 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 203.000 5,742.75 6,800.50 1,057.75 LT ——
Asset Class: Equities
AEGION CORP COM (AEGN) 11/10/15 168.000 21.384 21.670 3,592.50 3,640.56 48.06 LT ——
Asset Class: Equities
AES CORP (AES) 11/10/15
2/22/16
493.000
68.000
9.664
9.446
11.040
11.040
4,764.40
642.33
5,442.72
750.72
678.32
108.39
LT
LT
R
R
Total 561.000 5,406.73 6,193.44 786.71 LT 269.00 4.34
Next Dividend Payable 11/2017; Asset Class: Equities
AGNC INVT CORP COM (AGNC) 11/10/15
2/22/16
3/13/17
141.000
28.000
37.000
17.420
17.718
19.260
21.540
21.540
21.540
2,456.18
496.10
712.62
3,037.14
603.12
796.98
580.96
107.02
84.36
LT
LT
ST
R
R
Total 206.000 3,664.90 4,437.24 687.98
84.36
LT
ST
445.00 10.02
Next Dividend Payable 09/08/17; Asset Class: Alt
AIR LEASE CORP CL A (AL) 10/28/15
11/6/15
2/22/16
2.000
92.000
249.000
33.454
34.982
28.390
40.640
40.640
40.640
66.91
3,218.35
7,069.11
81.28
3,738.88
10,119.36
14.37
520.53
3,050.25
LT
LT
LT
6/24/16 216.000 26.235 40.640 5,666.80 8,778.24 3,111.44 LT
7/21/16 1.000 29.740 40.640 29.74 40.64 10.90 LT
1/11/17 24.000 35.980 40.640 863.52 975.36 111.84 ST
Total 584.000 16,914.43 23,733.76 6,707.49
111.84
LT
ST
175.00 0.73
Next Dividend Payable 10/2017; Asset Class: Equities
ALLY FINANCIAL INC (ALLY) 12/4/15
2/22/16
343.000
38.000
19.907
17.487
22.600
22.600
6,828.24
664.51
7,751.80
858.80
923.56
194.29
LT
LT
Total 381.000 7,492.75 8,610.60 1,117.85 LT 183.00 2.12
Next Dividend Payable 11/2017; Asset Class: Equities
AMC NETWORKS INC CL A (AMCX) 5/19/17 128.000 53.209 60.780 6,810.71 7,779.84 969.13 ST ——
Asset Class: Equities
AMDOCS LIMITED ORD (DOX) 11/10/15
2/22/16
148.000
20.000
60.001
58.927
64.790
64.790
8,880.22
1,178.54
9,588.92
1,295.80
708.70
117.26
LT
LT
Total 168.000 10,058.76 10,884.72 825.96 LT 148.00 1.35
Next Dividend Payable 10/2017; Asset Class: Equities
ANDEAVOR (ANDV) 2/22/16
3/13/17
3/15/17
0.367
18.633
92.000
62.125
82.264
84.498
100.150
100.150
100.150
22.80
1,532.82
7,773.84
36.76
1,866.09
9,213.80
13.96
333.27
1,439.96
LT
ST
ST
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 79 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
5/17/17 38.000 81.308 100.150 3,089.72 3,805.70 715.98 ST
Total 149.000 12,419.18 14,922.35 13.96
2,489.21
LT
ST
352.00 2.35
Next Dividend Payable 09/15/17; Asset Class: Equities
ANWORTH MORTGAGE ASSET CORP (ANH) 11/10/15 457.000 4.700 6.060 2,147.90 2,769.42 621.52 LT 274.00 9.89
Next Dividend Payable 10/2017; Asset Class: Alt
ARES COMMERCIAL REAL EST CORP (ACRE) 11/10/15
2/22/16
533.000
76.000
12.639
9.709
13.190
13.190
6,736.48
737.85
7,030.27
1,002.44
293.79
264.59
LT
LT
Total 609.000 7,474.33 8,032.71 558.38 LT 658.00 8.19
Next Dividend Payable 10/2017; Asset Class: Alt
ARROW ELECTRONICS (ARW) 11/10/15
2/22/16
7/21/16
234.000
31.000
18.000
58.614
57.181
65.955
79.430
79.430
79.430
13,715.58
1,772.62
1,187.19
18,586.62
2,462.33
1,429.74
4,871.04
689.71
242.55
LT
LT
LT
Total 283.000 16,675.39 22,478.69 5,803.30 LT ——
Asset Class: Equities
ASSURANT INC (AIZ) 11/10/15
2/22/16
34.000
5.000
84.225
70.632
94.690
94.690
2,863.66
353.16
3,219.46
473.45
355.80
120.29
LT
LT
Total 39.000 3,216.82 3,692.91 476.09 LT 83.00 2.24
Next Dividend Payable 09/19/17; Asset Class: Equities
ASSURED GUARANTY LTD (AGO) 11/10/15
2/22/16
1/11/17
200.000
30.000
34.000
28.557
24.197
39.330
42.540
42.540
42.540
5,711.40
725.92
1,337.22
8,508.00
1,276.20
1,446.36
2,796.60
550.28
109.14
LT
LT
ST
Total 264.000 7,774.54 11,230.56 3,346.88
109.14
LT
ST
150.00 1.33
Next Dividend Payable 11/2017; Asset Class: Equities
ATHENE HOLDING LTD CLASS A (ATH) 3/29/17 93.000 49.679 53.510 4,620.12 4,976.43 356.31 ST ——
Asset Class: Equities
AVNET INC (AVT) 11/10/15
2/22/16
1/11/17
270.000
35.000
30.000
45.701
41.647
46.840
38.570
38.570
38.570
12,339.22
1,457.66
1,405.21
10,413.90
1,349.95
1,157.10
(1,925.32)
(107.71)
(248.11)
LT
LT
ST
Total 335.000 15,202.09 12,920.95 (2,033.03)
(248.11)
LT
ST
241.00 1.86
Next Dividend Payable 09/2017; Asset Class: Equities
AXIS CAPITAL HOLDINGS LTD (AXS) 11/10/15
2/22/16
46.000
28.000
55.520
53.607
60.240
60.240
2,553.92
1,500.99
2,771.04
1,686.72
217.12
185.73
LT
LT
Total 74.000 4,054.91 4,457.76 402.85 LT 112.00 2.51
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 80 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 10/2017; Asset Class: Equities
BANKUNITED INC (BKU) 3/28/17 253.000 36.271 33.280 9,176.54 8,419.84 (756.70)ST 213.00 2.52
Next Dividend Payable 10/2017; Asset Class: Equities
BELDEN INC (BDC) 11/10/15 49.000 63.248 77.070 3,099.15 3,776.43 677.28 LT 10.00 0.26
Next Dividend Payable 10/2017; Asset Class: Equities
BERRY GLOBAL GROUP INC (BERY) 2/22/16 246.000 30.150 56.240 7,416.90 13,835.04 6,418.14 LT ——
Asset Class: Equities
BLACKSTONE MTG TRUST INC CL A (BXMT) 9/21/16
3/13/17
103.000
15.000
29.515
30.107
31.350
31.350
3,040.00
451.60
3,229.05
470.25
189.05
18.65
ST
ST
Total 118.000 3,491.60 3,699.30 207.70 ST 293.00 7.92
Next Dividend Payable 10/2017; Asset Class: Alt
BMC STK HLDGS INC (BMCH) 11/10/15
2/22/16
5/20/16
315.000
44.000
96.000
17.137
14.715
18.057
20.300
20.300
20.300
5,398.28
647.44
1,733.44
6,394.50
893.20
1,948.80
996.22
245.76
215.36
LT
LT
LT
Total 455.000 7,779.16 9,236.50 1,457.34 LT ——
Asset Class: Equities
BOOZ ALLEN HAMILTON HLDG CL-A (BAH) 11/10/15
2/22/16
114.000
18.000
29.155
27.187
34.110
34.110
3,323.68
489.37
3,888.54
613.98
564.86
124.61
LT
LT
Total 132.000 3,813.05 4,502.52 689.47 LT 90.00 1.99
Next Dividend Payable 11/2017; Asset Class: Equities
BRISTOW GROUP INC (BRS) 11/10/15
11/10/15
12/1/15
50.000
8.000
157.000
30.736
30.138
30.967
8.240
8.240
8.240
1,536.78
241.10
4,861.77
412.00
65.92
1,293.68
(1,124.78)
(175.18)
(3,568.09)
LT
LT
LT
H
H
12/1/15 106.000 30.754 8.240 3,259.92 873.44 (2,386.48)LT H
2/22/16 13.000 15.377 8.240 199.90 107.12 (92.78)LT
6/7/17 232.000 6.880 8.240 1,596.23 1,911.68 315.45 ST
Total 566.000 11,695.70 4,663.84 (7,347.31)
315.45
LT
ST
158.00 3.38
Next Dividend Payable 09/2017; Basis Adjustment Due to Wash Sale: $3,550.19; Asset Class: Equities
BROCADE COMMUN SYSTEMS INC (BRCD) 11/10/15
2/22/16
609.000
75.000
10.728
9.810
12.380
12.380
6,533.59
735.75
7,539.42
928.50
1,005.83
192.75
LT
LT
Total 684.000 7,269.34 8,467.92 1,198.58 LT 150.00 1.77
Next Dividend Payable 10/2017; Asset Class: Equities
BROOKS-AUTOMATION INC (BRKS) 11/10/15
2/22/16
263.000
45.000
11.258
9.310
26.070
26.070
2,960.91
418.95
6,856.41
1,173.15
3,895.50
754.20
LT
LT
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 81 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 308.000 3,379.86 8,029.56 4,649.70 LT 123.00 1.53
Next Dividend Payable 09/2017; Asset Class: Equities
BRUNSWICK CORP (BC) 10/28/16 78.000 43.116 52.480 3,363.04 4,093.44 730.40 ST 51.00 1.24
Next Dividend Payable 09/15/17; Asset Class: Equities
CABOT CORP (CBT) 11/10/15 81.000 41.164 52.680 3,334.26 4,267.08 932.82 LT 102.00 2.39
Next Dividend Payable 09/08/17; Asset Class: Equities
CARLISLE CO INC (CSL) 4/4/17 78.000 104.444 94.690 8,146.64 7,385.82 (760.82)ST 115.00 1.55
Next Dividend Payable 09/01/17; Asset Class: Equities
CARS COM INC (CARS) 11/10/15
2/22/16
6/7/17
65.333
6.667
89.000
29.544
26.588
28.741
25.860
25.860
25.860
1,930.18
177.26
2,557.92
1,689.51
172.41
2,301.54
(240.67)
(4.85)
(256.38)
LT
LT
ST
Total 161.000 4,665.36 4,163.46 (245.52)
(256.38)
LT
ST
——
Asset Class: Equities
CDW CORPORATION (CDW) 11/10/15
2/22/16
1/11/17
219.000
32.000
24.000
42.590
38.900
53.042
63.420
63.420
63.420
9,327.21
1,244.80
1,273.00
13,888.98
2,029.44
1,522.08
4,561.77
784.64
249.08
LT
LT
ST
Total 275.000 11,845.01 17,440.50 5,346.41
249.08
LT
ST
176.00 1.00
Next Dividend Payable 09/11/17; Asset Class: Equities
CHATHAM LODGING TRUST COM (CLDT) 11/10/15
2/22/16
294.000
38.000
22.452
20.813
20.280
20.280
6,600.79
790.91
5,962.32
770.64
(638.47)
(20.27)
LT
LT
R
R
Total 332.000 7,391.70 6,732.96 (658.74)LT 438.00 6.50
Next Dividend Payable 09/29/17; Asset Class: Alt
CHEMED CORPORATION (CHE) 11/10/15
2/22/16
1/11/17
51.000
11.000
8.000
153.059
128.620
163.136
197.290
197.290
197.290
7,805.99
1,414.82
1,305.09
10,061.79
2,170.19
1,578.32
2,255.80
755.37
273.23
LT
LT
ST
Total 70.000 10,525.90 13,810.30 3,011.17
273.23
LT
ST
78.00 0.56
Next Dividend Payable 09/01/17; Asset Class: Equities
CLUBCORP HLDGS INC (MYCC) 12/7/15
2/22/16
9/2/16
195.000
36.000
575.000
17.476
10.797
15.044
17.000
17.000
17.000
3,407.78
388.70
8,650.30
3,315.00
612.00
9,775.00
(92.78)
223.30
1,124.70
LT
LT
ST
Total 806.000 12,446.78 13,702.00 130.52
1,124.70
LT
ST
419.00 3.05
Next Dividend Payable 10/2017; Asset Class: Equities
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
9
1
6
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 82 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
COHERENT INC (COHR) 11/10/15
2/22/16
1/11/17
75.000
9.000
11.000
63.180
83.541
142.927
233.320
233.320
233.320
4,738.49
751.87
1,572.20
17,499.00
2,099.88
2,566.52
12,760.51
1,348.01
994.32
LT
LT
ST
Total 95.000 7,062.56 22,165.40 14,108.52
994.32
LT
ST
——
Asset Class: Equities
COLONY NORTHSTAR INC (CLNS) 11/10/15
2/22/16
4/29/16
490.000
69.000
88.000
14.552
11.156
11.967
13.110
13.110
13.110
7,130.44
769.73
1,053.10
6,423.90
904.59
1,153.68
(706.54)
134.86
100.58
LT
LT
LT
Total 647.000 8,953.27 8,482.17 (471.10)LT 699.00 8.24
Next Dividend Payable 10/2017; Asset Class: Alt
COLUMBIA BANKING SYSTEMS INC (COLB) 11/10/15
2/22/16
69.000
11.000
35.365
28.650
37.170
37.170
2,440.22
315.15
2,564.73
408.87
124.51
93.72
LT
LT
Total 80.000 2,755.37 2,973.60 218.23 LT 70.00 2.35
Next Dividend Payable 11/2017; Asset Class: Equities
COMMSCOPE HOLDING COMPANY INC (COMM) 9/16/16
11/11/16
181.000
94.000
30.384
33.030
33.060
33.060
5,499.50
3,104.85
5,983.86
3,107.64
484.36
2.79
ST
ST
Total 275.000 8,604.35 9,091.50 487.15 ST ——
Asset Class: Equities
CONVERGYS CORPORATION (CVG) 11/10/15
2/22/16
158.000
19.000
25.777
24.877
23.500
23.500
4,072.69
472.67
3,713.00
446.50
(359.69)
(26.17)
LT
LT
Total 177.000 4,545.36 4,159.50 (385.86)LT 71.00 1.70
Next Dividend Payable 10/2017; Asset Class: Equities
CROWN HLDGS INC (HOLDING CO) (CCK) 11/10/15
2/22/16
4/29/16
41.000
27.000
6.000
51.933
45.775
53.030
59.030
59.030
59.030
2,129.27
1,235.93
318.18
2,420.23
1,593.81
354.18
290.96
357.88
36.00
LT
LT
LT
Total 74.000 3,683.38 4,368.22 684.84 LT ——
Asset Class: Equities
CURTISS WRIGHT CORP (CW) 11/10/15
2/22/16
13.000
56.000
68.210
66.786
96.820
96.820
886.73
3,740.02
1,258.66
5,421.92
371.93
1,681.90
LT
LT
Total 69.000 4,626.75 6,680.58 2,053.83 LT 36.00 0.53
Next Dividend Payable 10/2017; Asset Class: Equities
CYS INVESTMENTS INC (CYS) 11/10/15
2/22/16
1,274.000
175.000
7.222
7.411
8.790
8.790
9,201.35
1,296.91
11,198.46
1,538.25
1,997.11
241.34
LT
LT
R
R
Total 1,449.000 10,498.26 12,736.71 2,238.45 LT 1,449.00 11.37
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 83 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 10/2017; Asset Class: Alt
DIAMONDBACK ENERGY INC (FANG) 5/12/15
5/12/15
5/12/15
14.000
22.000
23.000
78.721
79.474
79.459
90.790
90.790
90.790
1,102.10
1,748.43
1,827.56
1,271.06
1,997.38
2,088.17
168.96
248.95
260.61
LT
LT
LT
12/2/15 67.000 76.425 90.790 5,120.49 6,082.93 962.44 LT
2/22/16 18.000 73.410 90.790 1,321.38 1,634.22 312.84 LT
1/11/17 13.000 103.078 90.790 1,340.01 1,180.27 (159.74)ST
Total 157.000 12,459.97 14,254.03 1,953.80
(159.74)
LT
ST
——
Asset Class: Equities
DICKS SPORTING GOODS INC (DKS) 3/7/17
3/7/17
5/16/17
76.000
23.000
68.000
47.810
47.963
41.065
26.360
26.360
26.360
3,633.56
1,103.14
2,792.39
2,003.36
606.28
1,792.48
(1,630.20)
(496.86)
(999.91)
ST
ST
ST
H
Total 167.000 7,529.09 4,402.12 (3,126.97)ST 114.00 2.58
Next Dividend Payable 09/2017; Basis Adjustment Due to Wash Sale: $158.66; Asset Class: Equities
DRILL-QUIP INC (DRQ) 12/15/15
2/22/16
54.000
7.000
59.994
52.246
37.550
37.550
3,239.70
365.72
2,027.70
262.85
(1,212.00)
(102.87)
LT
LT
Total 61.000 3,605.42 2,290.55 (1,314.87)LT ——
Asset Class: Equities
E*TRADE FINANCIAL CORP NEW COM (ETFC) 10/19/16
2/9/17
92.000
205.000
28.624
35.880
41.010
41.010
2,633.39
7,355.40
3,772.92
8,407.05
1,139.53
1,051.65
ST
ST
Total 297.000 9,988.79 12,179.97 2,191.18 ST ——
Asset Class: Equities
EAST WEST BANCORP (EWBC) 2/22/16
9/21/16
128.000
123.000
29.860
35.957
55.370
55.370
3,822.08
4,422.71
7,087.36
6,810.51
3,265.28
2,387.80
LT
ST
Total 251.000 8,244.79 13,897.87 3,265.28
2,387.80
LT
ST
201.00 1.44
Next Dividend Payable 11/2017; Asset Class: Equities
ENERSYS (ENS) 11/10/15
2/22/16
3/14/17
72.000
16.000
46.000
64.216
47.821
75.543
64.100
64.100
64.100
4,623.56
765.14
3,474.98
4,615.20
1,025.60
2,948.60
(8.36)
260.46
(526.38)
LT
LT
ST
Total 134.000 8,863.68 8,589.40 252.10
(526.38)
LT
ST
94.00 1.09
Next Dividend Payable 09/2017; Asset Class: Equities
ENVISION HEALTHCARE CORP (EVHC) 11/10/15
2/22/16
84.000
11.000
84.892
70.585
52.410
52.410
7,130.95
776.43
4,402.44
576.51
(2,728.51)
(199.92)
LT
LT
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
9
1
7
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 84 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 95.000 7,907.38 4,978.95 (2,928.43)LT ——
Asset Class: Equities
ESSENT GROUP LTD COM (ESNT) 11/10/15
2/22/16
4/29/16
232.000
25.000
45.000
24.534
19.405
20.019
39.080
39.080
39.080
5,691.80
485.13
900.87
9,066.56
977.00
1,758.60
3,374.76
491.87
857.73
LT
LT
LT
Total 302.000 7,077.80 11,802.16 4,724.36 LT ——
Asset Class: Equities
EXTRACTION OIL & GAS LLC (XOG) 1/11/17 81.000 18.990 13.140 1,538.19 1,064.34 (473.85)ST ——
Asset Class: Equities
FCB FINL HLDGS INC CL A (FCB) 9/23/16
9/26/16
85.000
43.000
39.299
38.331
43.600
43.600
3,340.42
1,648.23
3,706.00
1,874.80
365.58
226.57
ST
ST
Total 128.000 4,988.65 5,580.80 592.15 ST ——
Asset Class: Equities
FERRO CORP (FOE) 6/17/16
6/7/17
6/8/17
206.000
143.000
33.000
14.505
17.500
17.500
19.270
19.270
19.270
2,987.99
2,502.50
577.50
3,969.62
2,755.61
635.91
981.63
253.11
58.41
LT
ST
ST
Total 382.000 6,067.99 7,361.14 981.63
311.52
LT
ST
——
Asset Class: Equities
FERROGLOBE PLC SHS (GSM) 11/10/15
2/22/16
192.000
5.000
11.070
7.558
13.490
13.490
2,125.44
37.79
2,590.08
67.45
464.64
29.66
LT
LT
Total 197.000 2,163.23 2,657.53 494.30 LT ——
Asset Class: Equities
FIDELITY NATIONAL FINANCIAL IN (FNF) 11/10/15 124.000 34.750 48.240 4,309.00 5,981.76 1,672.76 LT 124.00 2.07
Next Dividend Payable 09/2017; Asset Class: Equities
FIDELITY NATIONAL FINL INC (FNFV) 11/10/15
2/22/16
95.000
7.000
11.150
9.910
16.850
16.850
1,059.25
69.37
1,600.75
117.95
541.50
48.58
LT
LT
Total 102.000 1,128.62 1,718.70 590.08 LT ——
Asset Class: Equities
FINISH LINE INC CL A (FINL) 11/10/15
2/22/16
303.000
37.000
18.426
18.677
8.330
8.330
5,583.11
691.06
2,523.99
308.21
(3,059.12)
(382.85)
LT
LT
Total 340.000 6,274.17 2,832.20 (3,441.97)LT 150.00 5.29
Next Dividend Payable 09/11/17; Asset Class: Equities
FIRST AMERICAN FINL CORP (FAF) 2/22/16 137.000 37.350 49.060 5,116.95 6,721.22 1,604.27 LT 208.00 3.09
Next Dividend Payable 09/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 85 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
FIRST CITIZ BANCSHARES A (FCNCA) 11/10/15
2/22/16
1/11/17
14.000
2.000
4.000
262.660
239.715
358.000
340.510
340.510
340.510
3,677.24
479.43
1,432.00
4,767.14
681.02
1,362.04
1,089.90
201.59
(69.96)
LT
LT
ST
Total 20.000 5,588.67 6,810.20 1,291.49
(69.96)
LT
ST
24.00 0.35
Next Dividend Payable 10/2017; Asset Class: Equities
FIRST MIDW BNCP DELA (FMBI) 3/28/17 169.000 23.156 21.080 3,913.43 3,562.52 (350.91)ST 68.00 1.90
Next Dividend Payable 10/2017; Asset Class: Equities
FIRSTCASH INC (FCFS) 11/10/15
2/22/16
3/7/17
138.000
21.000
86.000
39.054
40.991
43.800
58.700
58.700
58.700
5,389.51
860.82
3,766.80
8,100.60
1,232.70
5,048.20
2,711.09
371.88
1,281.40
LT
LT
ST
3/30/17 35.000 47.874 58.700 1,675.60 2,054.50 378.90 ST
Total 280.000 11,692.73 16,436.00 3,082.97
1,660.30
LT
ST
213.00 1.29
Next Dividend Payable 11/2017; Asset Class: Equities
FLEXTRONICS INTL LTD (FLEX) 11/10/15
2/22/16
1/11/17
673.000
91.000
95.000
11.547
10.700
14.576
16.270
16.270
16.270
7,771.27
973.70
1,384.73
10,949.71
1,480.57
1,545.65
3,178.44
506.87
160.92
LT
LT
ST
Total 859.000 10,129.70 13,975.93 3,685.31
160.92
LT
ST
——
Asset Class: Equities
FOOT LOCKER INC (FL) 6/29/17 84.000 48.572 35.230 4,080.01 2,959.32 (1,120.69)ST 104.00 3.51
Next Dividend Payable 10/2017; Asset Class: Equities
FTD COS INC COM (FTD) 11/10/15
2/22/16
171.000
24.000
25.097
24.156
13.390
13.390
4,291.59
579.75
2,289.69
321.36
(2,001.90)
(258.39)
LT
LT
Total 195.000 4,871.34 2,611.05 (2,260.29)LT ——
Asset Class: Equities
FTI CONSULTING INC (FCN) 11/10/15
2/22/16
90.000
11.000
36.200
34.572
33.910
33.910
3,258.00
380.29
3,051.90
373.01
(206.10)
(7.28)
LT
LT
Total 101.000 3,638.29 3,424.91 (213.38)LT ——
Asset Class: Equities
GARDNER DENVER HOLDINGS, INC (GDI) 5/23/17 279.000 23.443 23.490 6,540.52 6,553.71 13.19 ST ——
Asset Class: Equities
GRANITE CONSTR INC (GVA) 11/10/15
2/22/16
83.000
20.000
38.008
39.125
55.230
55.230
3,154.69
782.49
4,584.09
1,104.60
1,429.40
322.11
LT
LT
Total 103.000 3,937.18 5,688.69 1,751.51 LT 54.00 0.94
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
9
1
8
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 86 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 10/2017; Asset Class: Equities
GRAPHIC PACKAGING HOLDING CO (GPK) 11/10/15
2/22/16
517.000
353.000
13.672
11.535
13.050
13.050
7,068.58
4,071.86
6,746.85
4,606.65
(321.73)
534.79
LT
LT
Total 870.000 11,140.44 11,353.50 213.06 LT 261.00 2.29
Next Dividend Payable 10/2017; Asset Class: Equities
GROUP I AUTOMOTIVE INC (GPI) 11/10/15
2/22/16
59.000
7.000
85.275
53.011
60.020
60.020
5,031.25
371.08
3,541.18
420.14
(1,490.07)
49.06
LT
LT
Total 66.000 5,402.33 3,961.32 (1,441.01)LT 63.00 1.59
Next Dividend Payable 09/15/17; Asset Class: Equities
GULFPORT ENERGY CORP NEW (GPOR) 9/30/16 247.000 27.976 12.530 6,910.00 3,094.91 (3,815.09)ST ——
Asset Class: Equities
HANMI FINANCIAL CORP NEW (HAFC) 8/29/16
9/21/16
125.000
47.000
26.158
26.286
26.700
26.700
3,269.81
1,235.44
3,337.50
1,254.90
67.69
19.46
LT
ST
Total 172.000 4,505.25 4,592.40 67.69
19.46
LT
ST
144.00 3.13
Next Dividend Payable 11/2017; Asset Class: Equities
HANOVER INSURANCE GROUP INC (THG) 11/10/15
2/22/16
3/14/17
30.000
7.000
112.000
85.732
83.996
90.750
98.180
98.180
98.180
2,571.96
587.97
10,163.97
2,945.40
687.26
10,996.16
373.44
99.29
832.19
LT
LT
ST
Total 149.000 13,323.90 14,628.82 472.73
832.19
LT
ST
298.00 2.03
Next Dividend Payable 09/2017; Asset Class: Equities
HEIDRICK & STRUGGLES INTL INC (HSII) 11/10/15
2/22/16
3/13/17
120.000
27.000
22.000
28.869
22.853
24.685
18.250
18.250
18.250
3,464.32
617.04
543.07
2,190.00
492.75
401.50
(1,274.32)
(124.29)
(141.57)
LT
LT
ST
Total 169.000 4,624.43 3,084.25 (1,398.61)
(141.57)
LT
ST
88.00 2.85
Next Dividend Payable 11/2017; Asset Class: Equities
HILLENBRAND INC (HI) 11/10/15 128.000 30.455 35.750 3,898.19 4,576.00 677.81 LT 105.00 2.29
Next Dividend Payable 09/2017; Asset Class: Equities
HUNTINGTON INGALLS INDUSTRIES (HII) 11/10/15
2/22/16
7/21/16
13.000
11.000
8.000
127.644
134.625
168.720
213.960
213.960
213.960
1,659.37
1,480.87
1,349.76
2,781.48
2,353.56
1,711.68
1,122.11
872.69
361.92
LT
LT
LT
Total 32.000 4,490.00 6,846.72 2,356.72 LT 77.00 1.12
Next Dividend Payable 09/08/17; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 87 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
IAC INTERACTIVECORP COM (IAC) 11/10/15
2/22/16
34.000
76.000
65.260
45.430
113.510
113.510
2,218.84
3,452.68
3,859.34
8,626.76
1,640.50
5,174.08
LT
LT
Total 110.000 5,671.52 12,486.10 6,814.58 LT ——
Asset Class: Equities
ICON PLC (ICLR) 11/10/15
2/22/16
6/24/16
8.000
23.000
110.000
69.835
69.313
67.399
113.390
113.390
113.390
558.68
1,594.21
7,413.84
907.12
2,607.97
12,472.90
348.44
1,013.76
5,059.06
LT
LT
LT
Total 141.000 9,566.73 15,987.99 6,421.26 LT ——
Asset Class: Equities
INFINITY PPTY & CASUALTY (IPCC) 11/10/15
2/22/16
32.000
5.000
81.726
80.672
88.450
88.450
2,615.25
403.36
2,830.40
442.25
215.15
38.89
LT
LT
Total 37.000 3,018.61 3,272.65 254.04 LT 86.00 2.62
Next Dividend Payable 09/2017; Asset Class: Equities
INSIGHT ENTERPRISES INC (NSIT) 11/10/15 103.000 26.693 40.080 2,749.39 4,128.24 1,378.85 LT ——
Asset Class: Equities
INTEGRA LIFESCIENCES CRP NEW (IART) 11/10/15
2/22/16
70.000
32.000
31.902
29.200
50.990
50.990
2,233.13
934.39
3,569.30
1,631.68
1,336.17
697.29
LT
LT
Total 102.000 3,167.52 5,200.98 2,033.46 LT ——
Asset Class: Equities
INVESTORS BANCORP INC NEW (ISBC) 11/10/15
2/22/16
384.000
47.000
12.750
11.640
13.090
13.090
4,896.00
547.08
5,026.56
615.23
130.56
68.15
LT
LT
Total 431.000 5,443.08 5,641.79 198.71 LT 138.00 2.44
Next Dividend Payable 11/2017; Asset Class: Equities
JACOBS ENGINEERING GROUP INC (JEC) 5/5/16 82.000 45.879 54.490 3,762.04 4,468.18 706.14 LT 49.00 1.09
Next Dividend Payable 09/01/17; Asset Class: Equities
JAGGED PEAK ENERGY INC COM (JAG) 1/30/17 627.000 14.441 12.810 9,054.63 8,031.87 (1,022.76)ST ——
Asset Class: Equities
JELD WEN HLD INC (JELD) 3/30/17 52.000 32.845 30.520 1,707.93 1,587.04 (120.89)ST ——
Asset Class: Equities
JONES LANG LASALLE INC (JLL) 10/28/16
11/28/16
31.000
33.000
97.778
100.016
121.910
121.910
3,031.13
3,300.52
3,779.21
4,023.03
748.08
722.51
ST
ST
Total 64.000 6,331.65 7,802.24 1,470.59 ST 45.00 0.57
Next Dividend Payable 12/2017; Asset Class: Equities
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
9
1
9
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 88 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
KAR AUCTION SVCS INC (KAR) 10/19/15
11/5/15
11/5/15
1.000
34.000
41.000
37.613
37.415
37.934
45.090
45.090
45.090
37.61
1,272.10
1,555.30
45.09
1,533.06
1,848.69
7.48
260.96
293.39
LT
LT
LT
11/5/15 73.000 37.757 45.090 2,756.29 3,291.57 535.28 LT
11/6/15 79.000 37.690 45.090 2,977.54 3,562.11 584.57 LT
2/22/16 29.000 34.827 45.090 1,009.99 1,307.61 297.62 LT
Total 257.000 9,608.83 11,588.13 1,979.30 LT 329.00 2.83
Next Dividend Payable 10/2017; Asset Class: Equities
KOSMOS ENERGY LTD (KOS) 1/27/17 947.000 6.360 7.040 6,022.92 6,666.88 643.96 ST ——
Asset Class: Equities
LA Z BOY INCORPORATED (LZB) 5/17/17 255.000 27.082 23.850 6,905.79 6,081.75 (824.04)ST 112.00 1.84
Next Dividend Payable 09/2017; Asset Class: Equities
LCI INDS (LCII) 11/10/15
2/22/16
7/21/16
172.000
31.000
17.000
58.887
60.481
89.891
98.800
98.800
98.800
10,128.48
1,874.90
1,528.14
16,993.60
3,062.80
1,679.60
6,865.12
1,187.90
151.46
LT
LT
LT
Total 220.000 13,531.52 21,736.00 8,204.48 LT 440.00 2.02
Next Dividend Payable 09/01/17; Asset Class: Equities
LEUCADIA NAT CP (LUK) 12/15/15
12/18/15
2/22/16
119.000
275.000
53.000
16.888
16.476
15.047
23.680
23.680
23.680
2,009.66
4,530.90
797.50
2,817.92
6,512.00
1,255.04
808.26
1,981.10
457.54
LT
LT
LT
1/11/17 59.000 23.660 23.680 1,395.94 1,397.12 1.18 ST
Total 506.000 8,734.00 11,982.08 3,246.90
1.18
LT
ST
202.00 1.68
Next Dividend Payable 09/2017; Asset Class: Equities
LIFEPOINT HEALTH INC (LPNT) 11/10/15
2/22/16
78.000
6.000
71.569
64.258
57.950
57.950
5,582.35
385.55
4,520.10
347.70
(1,062.25)
(37.85)
LT
LT
Total 84.000 5,967.90 4,867.80 (1,100.10)LT ——
Asset Class: Equities
LIONS GATE ENTMNT CORP CL B (LGF'B) 12/12/16 146.000 26.100 28.070 3,810.60 4,098.22 287.62 ST ——
Asset Class: Equities
LITHIA MOTORS INC A (LAD) 9/2/16
9/15/16
96.000
30.000
84.514
91.404
108.000
108.000
8,113.32
2,742.12
10,368.00
3,240.00
2,254.68
497.88
ST
ST
Total 126.000 10,855.44 13,608.00 2,752.56 ST 136.00 0.99
Next Dividend Payable 11/2017; Asset Class: Equities
LIVE NATION ENTERTAINMENT INC (LYV) 11/10/15
2/22/16
103.000
25.000
26.585
20.585
39.960
39.960
2,738.20
514.63
4,115.88
999.00
1,377.68
484.37
LT
LT
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 89 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 128.000 3,252.83 5,114.88 1,862.05 LT ——
Asset Class: Equities
MAIDEN HOLDINGS LTD SHS (MHLD) 11/10/15
2/22/16
1/11/17
971.000
128.000
63.000
15.200
13.629
17.975
7.250
7.250
7.250
14,758.91
1,744.46
1,132.43
7,039.75
928.00
456.75
(7,719.16)
(816.46)
(675.68)
LT
LT
ST
3/14/17 200.000 14.860 7.250 2,971.98 1,450.00 (1,521.98)ST
Total 1,362.000 20,607.78 9,874.50 (8,535.62)
(2,197.66)
LT
ST
817.00 8.27
Next Dividend Payable 10/2017; Asset Class: Equities
MANPOWERGROUP INC COM (MAN) 11/10/15
2/22/16
39.000
9.000
91.140
78.036
111.510
111.510
3,554.46
702.32
4,348.89
1,003.59
794.43
301.27
LT
LT
Total 48.000 4,256.78 5,352.48 1,095.70 LT 89.00 1.66
Next Dividend Payable 12/2017; Asset Class: Equities
MARVELL TECH GROUP LTD (MRVL) 4/5/17 619.000 15.129 17.910 9,364.86 11,086.29 1,721.43 ST 149.00 1.34
Next Dividend Payable 10/2017; Asset Class: Equities
MAXIMUS INC (MMS) 11/10/15
2/22/16
56.000
12.000
69.103
47.970
60.780
60.780
3,869.77
575.64
3,403.68
729.36
(466.09)
153.72
LT
LT
Total 68.000 4,445.41 4,133.04 (312.37)LT 12.00 0.29
Next Dividend Payable 11/2017; Asset Class: Equities
MFA FINANCIAL INC (MFA) 11/10/15
2/22/16
1,160.000
168.000
6.827
6.690
8.780
8.780
7,919.67
1,123.92
10,184.80
1,475.04
2,265.13
351.12
LT
LT
Total 1,328.000 9,043.59 11,659.84 2,616.25 LT 1,062.00 9.10
Next Dividend Payable 10/2017; Asset Class: Alt
MINERALS TECHNOLOGY INC (MTX) 11/10/15
2/22/16
85.000
87.000
60.920
49.749
64.000
64.000
5,178.23
4,328.12
5,440.00
5,568.00
261.77
1,239.88
LT
LT
Total 172.000 9,506.35 11,008.00 1,501.65 LT 34.00 0.30
Next Dividend Payable 09/07/17; Asset Class: Equities
MTGE INVT CORP (MTGE) 11/10/15
2/22/16
166.000
23.000
14.885
13.437
19.200
19.200
2,470.99
309.06
3,187.20
441.60
716.21
132.54
LT
LT
Total 189.000 2,780.05 3,628.80 848.75 LT 340.00 9.36
Next Dividend Payable 10/2017; Asset Class: Alt
NATIONAL GEN HLDGS CORP (NGHC) 3/17/17 286.000 23.494 17.170 6,719.15 4,910.62 (1,808.53)ST 46.00 0.93
Next Dividend Payable 10/2017; Asset Class: Equities
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
9
2
0
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 90 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
NAVIENT CORP COM (NAVI) 11/10/15
12/2/15
2/22/16
229.000
220.000
550.000
12.687
11.920
10.349
13.200
13.200
13.200
2,905.28
2,622.44
5,691.79
3,022.80
2,904.00
7,260.00
117.52
281.56
1,568.21
LT
LT
LT
4/6/17 189.000 14.580 13.200 2,755.58 2,494.80 (260.78)ST
Total 1,188.000 13,975.09 15,681.60 1,967.29
(260.78)
LT
ST
760.00 4.84
Next Dividend Payable 09/15/17; Asset Class: Equities
NAVIGANT CONSULTING INC (NCI) 11/10/15
2/22/16
269.000
65.000
17.378
14.864
15.330
15.330
4,674.76
966.19
4,123.77
996.45
(550.99)
30.26
LT
LT
Total 334.000 5,640.95 5,120.22 (520.73)LT ——
Asset Class: Equities
NELNET INC CL A (NNI) 6/24/16 163.000 32.477 47.430 5,293.72 7,731.09 2,437.37 LT 91.00 1.17
Next Dividend Payable 09/15/17; Asset Class: Equities
NU SKIN ENTERPRISE INC A (NUS) 11/10/15
2/22/16
7/21/16
26.000
20.000
25.000
36.000
28.557
51.140
60.830
60.830
60.830
936.00
571.14
1,278.50
1,581.58
1,216.60
1,520.75
645.58
645.46
242.25
LT
LT
LT
Total 71.000 2,785.64 4,318.93 1,533.29 LT 102.00 2.36
Next Dividend Payable 09/13/17; Asset Class: Equities
OFFICE DEPOT (ODP) 5/11/16 900.000 3.708 4.290 3,337.56 3,861.00 523.44 LT 90.00 2.33
Next Dividend Payable 09/15/17; Asset Class: Equities
OLIN CORPORATION (OLN) 1/8/16
2/22/16
183.000
22.000
17.008
15.450
32.230
32.230
3,112.48
339.90
5,898.09
709.06
2,785.61
369.16
LT
LT
Total 205.000 3,452.38 6,607.15 3,154.77 LT 164.00 2.48
Next Dividend Payable 09/11/17; Asset Class: Equities
ON ASSIGNMENT INC (ASGN) 11/2/16
5/26/17
88.000
91.000
34.531
52.475
47.700
47.700
3,038.73
4,775.23
4,197.60
4,340.70
1,158.87
(434.53)
ST
ST
Total 179.000 7,813.96 8,538.30 724.34 ST ——
Asset Class: Equities
ON SEMICONDUCTOR CORP (ON) 11/10/15
2/22/16
6/24/16
824.000
79.000
439.000
11.259
7.960
9.016
17.080
17.080
17.080
9,277.66
628.84
3,957.85
14,073.92
1,349.32
7,498.12
4,796.26
720.48
3,540.27
LT
LT
LT
1/11/17 99.000 13.475 17.080 1,334.03 1,690.92 356.89 ST
Total 1,441.000 15,198.38 24,612.28 9,057.01
356.89
LT
ST
——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 91 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
OWENS & MINOR INC NEW (OMI) 11/10/15
2/22/16
4/29/16
79.000
10.000
12.000
36.650
39.534
36.365
27.940
27.940
27.940
2,895.35
395.34
436.38
2,207.26
279.40
335.28
(688.09)
(115.94)
(101.10)
LT
LT
LT
Total 101.000 3,727.07 2,821.94 (905.13)LT 104.00 3.68
Next Dividend Payable 09/2017; Asset Class: Equities
PAREXEL INTL CORP (PRXL) 2/22/16
4/1/16
7.000
149.000
58.290
63.999
87.890
87.890
408.03
9,535.88
615.23
13,095.61
207.20
3,559.73
LT
LT
Total 156.000 9,943.91 13,710.84 3,766.93 LT ——
Asset Class: Equities
PARSLEY ENERGY INC CL A (PE) 11/10/15
12/2/15
2/22/16
344.000
210.000
86.000
18.615
18.978
17.020
25.050
25.050
25.050
6,403.56
3,985.38
1,463.72
8,617.20
5,260.50
2,154.30
2,213.64
1,275.12
690.58
LT
LT
LT
7/21/16 45.000 28.034 25.050 1,261.53 1,127.25 (134.28)LT
Total 685.000 13,114.19 17,159.25 4,045.06 LT ——
Asset Class: Equities
PHARMERICA CORP COM (PMC) 8/22/16
5/17/17
155.000
115.000
22.371
25.313
29.400
29.400
3,467.53
2,911.02
4,557.00
3,381.00
1,089.47
469.98
LT
ST
Total 270.000 6,378.55 7,938.00 1,089.47
469.98
LT
ST
——
Asset Class: Equities
POLYONE CORP (POL) 3/7/17 121.000 32.840 36.140 3,973.59 4,372.94 399.35 ST 65.00 1.48
Next Dividend Payable 10/2017; Asset Class: Equities
PORTLAND GENERAL ELEC CO (POR) 3/15/17 105.000 44.611 47.510 4,684.12 4,988.55 304.43 ST 143.00 2.86
Next Dividend Payable 10/2017; Asset Class: Equities
PRA GROUP INC (PRAA) 5/10/16 128.000 24.958 28.900 3,194.59 3,699.20 504.61 LT ——
Asset Class: Equities
PULTE GROUP INC (PHM) 2/22/16 203.000 17.160 25.820 3,483.48 5,241.46 1,757.98 LT 73.00 1.39
Next Dividend Payable 10/2017; Asset Class: Equities
QEP RESOURCES INC (QEP) 11/10/15
2/22/16
9/21/16
127.000
17.000
432.000
15.870
11.207
17.569
7.550
7.550
7.550
2,015.49
190.52
7,589.81
958.85
128.35
3,261.60
(1,056.64)
(62.17)
(4,328.21)
LT
LT
ST
Total 576.000 9,795.82 4,348.80 (1,118.81)
(4,328.21)
LT
ST
——
Asset Class: Equities
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
9
2
1
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 92 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
RADIAN GROUP INC (RDN) 11/10/15
2/22/16
556.000
69.000
14.417
10.987
17.500
17.500
8,016.07
758.09
9,730.00
1,207.50
1,713.93
449.41
LT
LT
Total 625.000 8,774.16 10,937.50 2,163.34 LT ——
Next Dividend Payable 09/01/17; Asset Class: Equities
RAYMOND JAMES FINCL INC (RJF) 5/18/15
5/18/15
2/22/16
25.000
13.000
18.000
57.963
58.692
44.145
78.320
78.320
78.320
1,449.08
762.99
794.61
1,958.00
1,018.16
1,409.76
508.92
255.17
615.15
LT
LT
LT
Total 56.000 3,006.68 4,385.92 1,379.24 LT 49.00 1.11
Next Dividend Payable 10/2017; Asset Class: Equities
REALOGY HOLDINGS CORP (RLGY) 11/10/15 108.000 42.320 33.900 4,570.56 3,661.20 (909.36)LT 39.00 1.06
Next Dividend Payable 11/2017; Asset Class: Equities
REINSURANCE GROUP OF AMERICA (RGA) 11/10/15
2/22/16
85.000
13.000
91.490
90.646
134.450
134.450
7,776.65
1,178.40
11,428.25
1,747.85
3,651.60
569.45
LT
LT
Total 98.000 8,955.05 13,176.10 4,221.05 LT 196.00 1.48
Next Dividend Payable 11/2017; Asset Class: Equities
RICE ENERGY INC (RICE) 11/10/15
2/22/16
8/9/16
223.000
5.000
255.000
15.930
9.168
24.681
27.360
27.360
27.360
3,552.39
45.84
6,293.55
6,101.28
136.80
6,976.80
2,548.89
90.96
683.25
LT
LT
LT
Total 483.000 9,891.78 13,214.88 3,323.10 LT ——
Asset Class: Equities
RPX CORPORATION COM (RPXC) 11/10/15
2/22/16
483.000
67.000
14.051
9.797
13.060
13.060
6,786.44
656.41
6,307.98
875.02
(478.46)
218.61
LT
LT
Total 550.000 7,442.85 7,183.00 (259.85)LT ——
Asset Class: Equities
RSP PERMIAN INC (RSPP) 11/10/15
2/22/16
5/17/17
116.000
11.000
105.000
28.170
21.260
40.880
31.380
31.380
31.380
3,267.72
233.86
4,292.38
3,640.08
345.18
3,294.90
372.36
111.32
(997.48)
LT
LT
ST
Total 232.000 7,793.96 7,280.16 483.68
(997.48)
LT
ST
——
Asset Class: Equities
SCHOLASTIC CP (SCHL) 5/20/16 100.000 37.305 39.430 3,730.48 3,943.00 212.52 LT 60.00 1.52
Next Dividend Payable 09/15/17; Asset Class: Equities
SCHWEITZER MAUDUIT INT INC (SWM) 11/10/15
12/14/15
2/22/16
96.000
58.000
76.000
39.744
40.264
33.260
37.930
37.930
37.930
3,815.47
2,335.30
2,527.76
3,641.28
2,199.94
2,882.68
(174.19)
(135.36)
354.92
LT
LT
LT
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 93 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 230.000 8,678.53 8,723.90 45.37 LT 386.00 4.42
Next Dividend Payable 09/22/17; Asset Class: Equities
SCRIPPS NETWORKS INTERAC CL A (SNI) 6/24/16 92.000 60.301 85.650 5,547.69 7,879.80 2,332.11 LT 110.00 1.39
Next Dividend Payable 09/10/17; Asset Class: Equities
SELECT MEDICAL HLDGS CP (SEM) 11/10/15
2/22/16
299.000
30.000
12.154
8.575
18.600
18.600
3,633.93
257.25
5,561.40
558.00
1,927.47
300.75
LT
LT
Total 329.000 3,891.18 6,119.40 2,228.22 LT ——
Asset Class: Equities
SERVICE CORP INTL (SCI) 11/10/15
2/22/16
3/13/17
106.000
17.000
24.000
26.470
23.507
30.800
35.340
35.340
35.340
2,805.86
399.62
739.20
3,746.04
600.78
848.16
940.18
201.16
108.96
LT
LT
ST
Total 147.000 3,944.68 5,194.98 1,141.34
108.96
LT
ST
88.00 1.69
Next Dividend Payable 09/2017; Asset Class: Equities
SKECHERS U S A INC CL A (SKX) 10/21/16
6/5/17
219.000
272.000
19.100
27.308
26.430
26.430
4,182.79
7,427.80
5,788.17
7,188.96
1,605.38
(238.84)
ST
ST
Total 491.000 11,610.59 12,977.13 1,366.54 ST ——
Asset Class: Equities
SLM CORPORATION (SLM) 11/10/15
2/22/16
3/13/17
454.000
55.000
131.000
6.880
6.030
11.895
10.170
10.170
10.170
3,123.52
331.64
1,558.25
4,617.18
559.35
1,332.27
1,493.66
227.71
(225.98)
LT
LT
ST
Total 640.000 5,013.41 6,508.80 1,721.37
(225.98)
LT
ST
——
Asset Class: Equities
STARWOOD PROPERTY TRUST INC (STWD) 5/13/16
12/6/16
239.000
227.000
20.352
22.140
22.210
22.210
4,864.23
5,025.78
5,308.19
5,041.67
443.96
15.89
LT
ST
Total 466.000 9,890.01 10,349.86 443.96
15.89
LT
ST
895.00 8.64
Next Dividend Payable 10/2017; Asset Class: Alt
STEEL DYNAMICS INC (STLD) 12/4/15
2/22/16
7/21/16
92.000
303.000
57.000
17.152
18.343
25.931
34.450
34.450
34.450
1,577.99
5,557.81
1,478.08
3,169.40
10,438.35
1,963.65
1,591.41
4,880.54
485.57
LT
LT
LT
Total 452.000 8,613.88 15,571.40 6,957.52 LT 280.00 1.79
Next Dividend Payable 10/2017; Asset Class: Equities
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
9
2
2
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 94 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STEVEN MADDEN LTD (SHOO) 11/10/15
12/1/15
2/22/16
125.000
79.000
33.000
33.730
31.893
34.675
42.400
42.400
42.400
4,216.25
2,519.55
1,144.26
5,300.00
3,349.60
1,399.20
1,083.75
830.05
254.94
LT
LT
LT
6/5/17 110.000 39.237 42.400 4,316.09 4,664.00 347.91 ST
Total 347.000 12,196.15 14,712.80 2,168.74
347.91
LT
ST
——
Asset Class: Equities
STIFEL FINANCIAL CORPORATION (SF) 5/10/16
7/21/16
9/21/16
207.000
39.000
48.000
34.359
33.566
38.865
47.750
47.750
47.750
7,112.31
1,309.07
1,865.53
9,884.25
1,862.25
2,292.00
2,771.94
553.18
426.47
LT
LT
ST
Total 294.000 10,286.91 14,038.50 3,325.12
426.47
LT
ST
118.00 0.84
Next Dividend Payable 09/15/17; Asset Class: Equities
SUNCOKE ENERGY INC COM (SXC) 3/23/17
5/17/17
400.000
419.000
9.018
8.276
9.320
9.320
3,607.04
3,467.64
3,728.00
3,905.08
120.96
437.44
ST
ST
Total 819.000 7,074.68 7,633.08 558.40 ST ——
Asset Class: Equities
SVB FNCL GRP (SIVB) 2/22/16
9/21/16
42.000
35.000
87.486
107.563
169.340
169.340
3,674.42
3,764.72
7,112.28
5,926.90
3,437.86
2,162.18
LT
ST
Total 77.000 7,439.14 13,039.18 3,437.86
2,162.18
LT
ST
——
Asset Class: Equities
SYKES ENTERPRISES INC (SYKE) 11/10/15
2/22/16
140.000
22.000
31.328
29.862
26.660
26.660
4,385.98
656.96
3,732.40
586.52
(653.58)
(70.44)
LT
LT
Total 162.000 5,042.94 4,318.92 (724.02)LT ——
Asset Class: Equities
SYNNEX CORP (SNX) 11/10/15
2/22/16
75.000
14.000
94.740
93.850
119.610
119.610
7,105.50
1,313.90
8,970.75
1,674.54
1,865.25
360.64
LT
LT
Total 89.000 8,419.40 10,645.29 2,225.89 LT 89.00 0.83
Next Dividend Payable 10/2017; Asset Class: Equities
TAILORED BRANDS INC COM (TLRD) 5/1/15
5/5/15
5/5/15
12.000
34.000
33.000
57.477
57.753
58.419
11.820
11.820
11.820
689.73
1,963.60
1,927.83
141.84
401.88
390.06
(547.89)
(1,561.72)
(1,537.77)
LT
LT
LT
5/8/15 26.000 58.570 11.820 1,522.82 307.32 (1,215.50)LT
5/8/15 37.000 58.472 11.820 2,163.45 437.34 (1,726.11)LT
5/15/15 25.000 57.665 11.820 1,441.62 295.50 (1,146.12)LT
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 95 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
6/25/15 72.000 65.516 11.820 4,717.17 851.04 (3,866.13)LT
8/19/15 15.000 57.403 11.820 861.05 177.30 (683.75)LT
8/20/15 16.000 57.071 11.820 913.14 189.12 (724.02)LT
11/10/15 351.000 21.802 11.820 7,652.64 4,148.82 (3,503.82)LT
2/22/16 54.000 14.390 11.820 777.05 638.28 (138.77)LT
4/29/16 48.000 17.427 11.820 836.49 567.36 (269.13)LT
Total 723.000 25,466.59 8,545.86 (16,920.73)LT 521.00 6.09
Next Dividend Payable 09/2017; Asset Class: Equities
TEGNA INC COM (TGNA) 11/10/15
2/22/16
196.000
20.000
17.560
15.804
12.620
12.620
3,441.73
316.08
2,473.52
252.40
(968.21)
(63.68)
LT
LT
Total 216.000 3,757.81 2,725.92 (1,031.89)LT 60.00 2.20
Next Dividend Payable 10/2017; Asset Class: Equities
TELETECH HOLDINGS INC (TTEC) 11/10/15
2/22/16
369.000
32.000
28.833
27.209
39.700
39.700
10,639.53
870.68
14,649.30
1,270.40
4,009.77
399.72
LT
LT
Total 401.000 11,510.21 15,919.70 4,409.49 LT 168.00 1.05
Next Dividend Payable 10/2017; Asset Class: Equities
TEMPUR-PEDIC INT'L INC (TPX) 10/17/16 79.000 51.869 61.900 4,097.68 4,890.10 792.42 ST ——
Asset Class: Equities
TERADYNE INC (TER) 11/10/15
2/22/16
1/11/17
266.000
40.000
50.000
20.100
18.840
26.100
35.610
35.610
35.610
5,346.60
753.60
1,305.00
9,472.26
1,424.40
1,780.50
4,125.66
670.80
475.50
LT
LT
ST
Total 356.000 7,405.20 12,677.16 4,796.46
475.50
LT
ST
100.00 0.78
Next Dividend Payable 09/2017; Asset Class: Equities
TETRA TECH INC (TTEK) 11/10/15
2/22/16
196.000
19.000
26.620
27.523
42.600
42.600
5,217.52
522.94
8,349.60
809.40
3,132.08
286.46
LT
LT
Total 215.000 5,740.46 9,159.00 3,418.54 LT 86.00 0.93
Next Dividend Payable 09/01/17; Asset Class: Equities
TORCHMARK CORP (TMK) 11/10/15
2/22/16
36.000
14.000
59.604
52.397
76.970
76.970
2,145.73
733.56
2,770.92
1,077.58
625.19
344.02
LT
LT
Total 50.000 2,879.29 3,848.50 969.21 LT 30.00 0.77
Next Dividend Payable 11/2017; Asset Class: Equities
TUTOR PERINI CORP COM (TPC) 11/10/15
2/22/16
115.000
5.000
15.976
13.078
26.150
26.150
1,837.27
65.39
3,007.25
130.75
1,169.98
65.36
LT
LT
Total 120.000 1,902.66 3,138.00 1,235.34 LT ——
Asset Class: Equities
00
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A
D
S
2
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0
7
9
2
3
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 96 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
TWO HARBORS INVT CORP COM (TWO) 11/10/15
2/22/16
1/31/17
1,020.000
168.000
665.000
8.350
7.625
8.600
10.230
10.230
10.230
8,517.00
1,281.00
5,719.00
10,434.60
1,718.64
6,802.95
1,917.60
437.64
1,083.95
LT
LT
ST
Total 1,853.000 15,517.00 18,956.19 2,355.24
1,083.95
LT
ST
1,927.00 10.16
Next Dividend Payable 10/2017; Asset Class: Alt
UNIVERSAL CP VA (UVV) 11/10/15
2/22/16
6/24/16
31.000
15.000
99.000
55.266
55.003
55.052
57.200
57.200
57.200
1,713.24
825.05
5,450.13
1,773.20
858.00
5,662.80
59.96
32.95
212.67
LT
LT
LT
Total 145.000 7,988.42 8,294.00 305.58 LT 313.00 3.77
Next Dividend Payable 11/2017; Asset Class: Equities
VALIDUS HOLDINGS LTD COM (VR) 11/10/15
2/22/16
7/21/16
60.000
46.000
20.000
45.200
45.134
48.890
50.150
50.150
50.150
2,712.00
2,076.18
977.80
3,009.00
2,306.90
1,003.00
297.00
230.72
25.20
LT
LT
LT
Total 126.000 5,765.98 6,318.90 552.92 LT 192.00 3.03
Next Dividend Payable 09/2017; Asset Class: Equities
VALVOLINE INC COM (VVV) 1/5/17
5/17/17
382.000
56.000
21.419
23.059
21.290
21.290
8,182.06
1,291.30
8,132.78
1,192.24
(49.28)
(99.06)
ST
ST
Total 438.000 9,473.36 9,325.02 (148.34)ST 86.00 0.92
Next Dividend Payable 09/15/17; Asset Class: Equities
WALKER & DUNLOP INC (WD) 11/10/15
2/22/16
4/29/16
291.000
41.000
89.000
28.519
22.994
21.869
48.190
48.190
48.190
8,299.00
942.77
1,946.34
14,023.29
1,975.79
4,288.91
5,724.29
1,033.02
2,342.57
LT
LT
LT
Total 421.000 11,188.11 20,287.99 9,099.88 LT ——
Asset Class: Equities
WESCO INTL INC (WCC) 12/4/15
2/22/16
62.000
161.000
47.886
43.870
50.450
50.450
2,968.92
7,063.07
3,127.90
8,122.45
158.98
1,059.38
LT
LT
Total 223.000 10,031.99 11,250.35 1,218.36 LT ——
Asset Class: Equities
WILDHORSE RESOURCE DEV CORP (WRD) 12/15/16 472.000 14.809 10.910 6,989.71 5,149.52 (1,840.19)ST ——
Asset Class: Equities
WORLD FUEL SERVICES CORP (INT) 11/10/15
11/10/15
2/22/16
240.000
116.000
39.000
45.402
44.957
46.089
34.540
34.540
34.540
10,896.55
5,215.03
1,797.48
8,289.60
4,006.64
1,347.06
(2,606.95)
(1,208.39)
(450.42)
LT
LT
LT
H
3/13/17 112.000 36.645 34.540 4,104.24 3,868.48 (235.76)ST
3/14/17 209.000 36.766 34.540 7,684.05 7,218.86 (465.19)ST
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 97 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
5/26/17 23.000 36.054 34.540 829.25 794.42 (34.83)ST
Total 739.000 30,526.60 25,525.06 (4,265.76)
(735.78)
LT
ST
177.00 0.69
Next Dividend Payable 10/2017; Basis Adjustment Due to Wash Sale: $1,032.72; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 97.82%$1,143,384.35 $1,320,708.17 $171,811.78
$5,512.04
LT
ST
$21,959.00 1.66%
EXCHANGE-TRADED & CLOSED-END FUNDS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ARES CAPITAL CORP (ARCC) 11/10/15
2/22/16
9/21/16
158.000
27.000
268.000
$15.610
12.807
15.677
$16.060
16.060
16.060
$2,466.41
345.79
4,201.36
$2,537.48
433.62
4,304.08
$71.07
87.83
102.72
LT
LT
ST
8/11/17 131.000 16.021 16.060 2,098.71 2,103.86 5.15 ST
Total 584.000 9,112.27 9,379.04 158.90
107.87
LT
ST
888.00 9.46
Next Dividend Payable 09/2017; Asset Class: FI & Pref
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
EXCHANGE-TRADED & CLOSED-END FUNDS 0.69%$9,112.27 $9,379.04 $158.90
$107.87
LT
ST
$888.00 9.47%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL VALUE 100.00%$1,152,496.62 $1,350,188.11 $171,970.68
$5,619.91
LT
ST
$22,867.00
—
1.69%
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
H - Wash sale rules apply to this tax lot. The cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale transaction. The aggregate amount of the basis
adjustment is identified in italics under the Security Description.
R - The cost basis for this tax lot was adjusted due to a reclassification of income.
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Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 98 of 128
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $20,100.90 ——————
Stocks —$1,229,222.97 —$91,485.20 ———
ETFs & CEFs ——$9,379.04 ————
TOTAL ALLOCATION OF ASSETS $20,100.90 $1,229,222.97 $9,379.04 $91,485.20 ———
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
8/3 8/8 Sold FIRST SOLAR, INC.ACTED AS AGENT 104.000 $48.2865 $5,021.68
8/11 8/16 Bought ARES CAPITAL CORP ACTED AS AGENT 131.000 16.0207 (2,098.71)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $2,922.97
TOTAL PURCHASES $(2,098.71)
TOTAL SALES AND REDEMPTIONS $5,021.68
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
8/1 Qualified Dividend TORCHMARK CORP $7.50
8/7 Qualified Dividend UNIVERSAL CP VA 78.30
8/7 Dividend AGNC INVT CORP COM 37.08
8/7 Qualified Dividend ABM INDUSTRIES INCORPORATED 22.61
8/15 Qualified Dividend EAST WEST BANCORP 50.20
8/15 Qualified Dividend ALLY FINANCIAL INC 45.72
8/16 Qualified Dividend HANMI FINANCIAL CORP NEW 36.12
8/17 Qualified Dividend AES CORP 67.32
8/18 Qualified Dividend HEIDRICK & STRUGGLES INTL INC 21.97
8/23 Qualified Dividend COLUMBIA BANKING SYSTEMS INC 17.60
8/25 Dividend CHATHAM LODGING TRUST COM 36.52
8/25 Qualified Dividend INVESTORS BANCORP INC NEW 34.48
8/25 Qualified Dividend LITHIA MOTORS INC A 34.02
8/29 Qualified Dividend REINSURANCE GROUP OF AMERICA 49.00
8/30 Qualified Dividend ASSURED GUARANTY LTD 37.62
8/30 Qualified Dividend REALOGY HOLDINGS CORP 9.72
8/31 Qualified Dividend FIRSTCASH INC 53.20
8/31 Qualified Dividend BOOZ ALLEN HAMILTON HLDG CL-A 22.44
8/31 Qualified Dividend MAXIMUS INC 3.06
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 99 of 128
TAXABLE INCOME AND DISTRIBUTIONS (CONTINUED)
Activity Date Activity Type Description Comments Credits/(Debits)
8/31 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 08/01-08/31)
1.65
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $666.13
TOTAL QUALIFIED DIVIDENDS $590.88
TOTAL OTHER DIVIDENDS $73.60
TOTAL INTEREST $1.65
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
8/1 Automatic Investment BANK DEPOSIT PROGRAM $7.50
8/7 Automatic Investment BANK DEPOSIT PROGRAM 137.99
8/9 Automatic Investment BANK DEPOSIT PROGRAM 5,021.68
8/15 Automatic Investment BANK DEPOSIT PROGRAM 95.92
8/16 Automatic Redemption BANK DEPOSIT PROGRAM (2,062.59)
8/17 Automatic Investment BANK DEPOSIT PROGRAM 67.32
8/18 Automatic Investment BANK DEPOSIT PROGRAM 21.97
8/23 Automatic Investment BANK DEPOSIT PROGRAM 17.60
8/25 Automatic Investment BANK DEPOSIT PROGRAM 105.02
8/29 Automatic Investment BANK DEPOSIT PROGRAM 49.00
8/30 Automatic Investment BANK DEPOSIT PROGRAM 47.34
8/31 Automatic Investment BANK DEPOSIT PROGRAM 78.70
8/31 Automatic Investment BANK DEPOSIT PROGRAM 1.65
NET ACTIVITY FOR PERIOD $3,589.10
TRANSFERS, CORPORATE ACTIONS AND ADDITIONAL ACTIVITY
CORPORATE ACTIONS
Activity
Date Activity Type Description Comments Quantity
8/2 Exchange Delivered Out TESORO PETROLEUM CP EXCHANGE (149.000)
8/2 Exchange Received In ANDEAVOR EXCHANGE 149.000
REALIZED GAIN/(LOSS) DETAIL
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
FIRST SOLAR, INC.09/15/16 08/03/17 90.000 $4,345.68 $3,166.52 $1,179.16
03/13/17 08/03/17 14.000 676.00 454.86 221.14
00
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2
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 100 of 128
SHORT-TERM GAIN/(LOSS) (CONTINUED)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
Short-Term This Period $5,021.68 $3,621.38 $1,400.30
Short-Term Year to Date $77,452.91 $65,746.81 $11,706.10
Net Realized Gain/(Loss) This Period $5,021.68 $3,621.38 $1,400.30
Net Realized Gain/(Loss) Year to Date $410,057.55 $343,013.18 $67,044.37
Disallowed Loss Based On Wash Sale Year to Date: $4,741.57
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Senior Investor Helpline
For any inquiries or comments or potential concerns, senior investors or someone acting on their behalf may contact our Firm by calling (800) 280-4534.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110145-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
TOTAL BEGINNING VALUE $1,360,845.06 $1,362,287.35
Credits ——
Debits —(222,727.85)
Security Transfers ——
Net Credits/Debits/Transfers —$(222,727.85)
Change in Value (25,902.47)195,383.09
TOTAL ENDING VALUE $1,334,942.59 $1,334,942.59
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period August 1-31, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
AUG SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG
700
900
1,100
1,300
1,500
1,700
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 101 of 128
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Market Value Percentage
Cash $11,047.21 0.83
Equities 1,323,895.38 99.17
TOTAL VALUE $1,334,942.59 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 102 of 128
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 7/31/17)
This Period
(as of 8/31/17)
Cash, BDP, MMFs $4,800.19 $11,047.21
Stocks 1,341,056.42 1,323,895.38
Net Unsettled Purchases/Sales 14,988.45 —
Total Assets $1,360,845.06 $1,334,942.59
Total Liabilities (outstanding balance)——
TOTAL VALUE $1,360,845.06 $1,334,942.59
CASH FLOW
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
OPENING CASH, BDP, MMFs $4,800.19 $21,613.68
Purchases (27,792.63)(166,630.98)
Sales and Redemptions 18,713.60 374,453.33
Prior Net Unsettled Purch/Sales 14,988.45 N/A
Income and Distributions 337.60 4,339.03
Total Investment Related Activity $6,247.02 $212,161.38
Electronic Transfers-Debits —(216,000.00)
Other Debits —(6,727.85)
Total Cash Related Activity —$(222,727.85)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $11,047.21 $11,047.21
INCOME AND DISTRIBUTION SUMMARY
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
Qualified Dividends $336.47 $4,335.86
Interest 1.13 3.17
Total Taxable Income And Distributions $337.60 $4,339.03
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $337.60 $4,339.03
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(8/1/17-8/31/17)
Realized This Year
(1/1/17-8/31/17)
Unrealized
Inception to Date
(as of 8/31/17)
Short-Term Gain —$16,486.38 $19,613.04
Short-Term (Loss)—(46.73)(28,333.50)
Total Short-Term —$16,439.65 $(8,720.46)
Long-Term Gain 4,396.19 67,384.33 268,392.50
Long-Term (Loss)—(31,677.34)(43,531.71)
Total Long-Term $4,396.19 $35,706.99 $224,860.79
TOTAL GAIN/(LOSS)$4,396.19 $52,146.64 $216,140.33
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Summary
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 103 of 128
ADDITIONAL ACCOUNT INFORMATION
Category
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
Foreign Tax Paid —$48.04
00
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110145-095
Investment Objectives (in order of priority) †: Capital Appreciation,Income Investment Advisory Account
Manager:Riverbridge Partners - SMID Growth
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 104 of 128
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$11,047.21 —$11.00 0.100
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 0.83%$11,047.21 $11.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
2U INC COM (TWOU) 10/20/16
10/21/16
10/25/16
187.000
35.000
147.000
$35.977
35.922
36.056
$50.100
50.100
50.100
$6,727.72
1,257.26
5,300.28
$9,368.70
1,753.50
7,364.70
$2,640.98
496.24
2,064.42
ST
ST
ST
5/26/17 1.000 43.590 50.100 43.59 50.10 6.51 ST
5/26/17 2.000 43.625 50.100 87.25 100.20 12.95 ST
Total 372.000 13,416.10 18,637.20 5,221.10 ST ——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 105 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ACUITY BRANDS INC (AYI) 11/10/15
2/16/16
2/10/17
79.000
15.000
48.000
210.959
185.555
211.070
176.790
176.790
176.790
16,665.79
2,783.33
10,131.36
13,966.41
2,651.85
8,485.92
(2,699.38)
(131.48)
(1,645.44)
LT
LT
ST
Total 142.000 29,580.48 25,104.18 (2,830.86)
(1,645.44)
LT
ST
74.00 0.29
Next Dividend Payable 11/2017; Asset Class: Equities
ALARM COM HLDGS INC COM (ALRM) 6/14/17
8/11/17
103.000
180.000
35.739
40.806
44.920
44.920
3,681.09
7,345.12
4,626.76
8,085.60
945.67
740.48
ST
ST
Total 283.000 11,026.21 12,712.36 1,686.15 ST ——
Asset Class: Equities
ANSYS INC (ANSS) 11/10/15
2/16/16
4/18/16
132.000
25.000
24.000
92.230
84.902
89.780
128.820
128.820
128.820
12,174.36
2,122.54
2,154.71
17,004.24
3,220.50
3,091.68
4,829.88
1,097.96
936.97
LT
LT
LT
4/26/16 26.000 91.013 128.820 2,366.35 3,349.32 982.97 LT
4/27/16 28.000 90.984 128.820 2,547.55 3,606.96 1,059.41 LT
4/28/16 64.000 90.875 128.820 5,816.00 8,244.48 2,428.48 LT
Total 299.000 27,181.51 38,517.18 11,335.67 LT ——
Asset Class: Equities
ATHENAHEALTH INC COM (ATHN) 1/12/15
6/10/15
2/16/16
92.000
105.000
30.000
139.590
117.975
127.546
140.930
140.930
140.930
12,842.27
12,387.33
3,826.38
12,965.56
14,797.65
4,227.90
123.29
2,410.32
401.52
LT
LT
LT
6/24/16 50.000 131.236 140.930 6,561.80 7,046.50 484.70 LT
5/26/17 2.000 134.275 140.930 268.55 281.86 13.31 ST
Total 279.000 35,886.33 39,319.47 3,419.83
13.31
LT
ST
——
Asset Class: Equities
BEACON ROOFING SUPPLY INC (BECN) 1/12/15
11/10/15
390.000
35.000
27.079
37.520
47.100
47.100
10,560.93
1,313.20
18,369.00
1,648.50
7,808.07
335.30
LT
LT
Total 425.000 11,874.13 20,017.50 8,143.37 LT ——
Asset Class: Equities
BIO-TECHNE CORP (TECH) 10/17/14
1/12/15
2/16/16
36.000
165.000
25.000
90.930
92.188
87.221
123.780
123.780
123.780
3,273.48
15,211.02
2,180.53
4,456.08
20,423.70
3,094.50
1,182.60
5,212.68
913.97
LT
LT
LT
Total 226.000 20,665.03 27,974.28 7,309.25 LT 289.00 1.03
Next Dividend Payable 09/01/17; Asset Class: Equities
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 106 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
CHANNELADVISOR CORP COM (ECOM) 10/17/14
1/12/15
11/10/15
130.000
295.000
205.000
14.374
21.118
13.530
11.600
11.600
11.600
1,868.66
6,229.84
2,773.69
1,508.00
3,422.00
2,378.00
(360.66)
(2,807.84)
(395.69)
LT
LT
LT
2/16/16 80.000 11.467 11.600 917.35 928.00 10.65 LT
Total 710.000 11,789.54 8,236.00 (3,553.54)LT ——
Asset Class: Equities
CHEMED CORPORATION (CHE) 1/12/15
2/16/16
123.000
25.000
103.282
134.254
197.290
197.290
12,703.65
3,356.36
24,266.67
4,932.25
11,563.02
1,575.89
LT
LT
Total 148.000 16,060.01 29,198.92 13,138.91 LT 166.00 0.56
Next Dividend Payable 09/01/17; Asset Class: Equities
COGNEX CORP (CGNX) 11/10/15
2/16/16
166.000
55.000
35.920
34.453
108.970
108.970
5,962.64
1,894.89
18,089.02
5,993.35
12,126.38
4,098.46
LT
LT
Total 221.000 7,857.53 24,082.37 16,224.84 LT 75.00 0.31
Next Dividend Payable 09/01/17; Asset Class: Equities
COSTAR GROUP INC (CSGP) 10/17/14
1/12/15
11/10/15
21.000
125.000
35.000
143.180
178.150
202.297
286.620
286.620
286.620
3,006.78
22,268.69
7,080.41
6,019.02
35,827.50
10,031.70
3,012.24
13,558.81
2,951.29
LT
LT
LT
2/16/16 25.000 161.606 286.620 4,040.15 7,165.50 3,125.35 LT
Total 206.000 36,396.03 59,043.72 22,647.69 LT ——
Asset Class: Equities
DIPLOMAT PHARMACY,INC. (DPLO) 10/18/16
10/19/16
10/21/16
64.000
75.000
108.000
28.397
27.992
28.955
16.750
16.750
16.750
1,817.43
2,099.41
3,127.14
1,072.00
1,256.25
1,809.00
(745.43)
(843.16)
(1,318.14)
ST
ST
ST
10/24/16 326.000 28.853 16.750 9,406.21 5,460.50 (3,945.71)ST
10/25/16 145.000 28.878 16.750 4,187.27 2,428.75 (1,758.52)ST
Total 718.000 20,637.46 12,026.50 (8,610.96)ST ——
Asset Class: Equities
DORMAN PRODUCTS, INC (DORM) 7/24/15
7/27/15
7/28/15
79.000
85.000
84.000
48.006
46.556
47.145
66.420
66.420
66.420
3,792.44
3,957.27
3,960.21
5,247.18
5,645.70
5,579.28
1,454.74
1,688.43
1,619.07
LT
LT
LT
2/16/16 35.000 42.951 66.420 1,503.27 2,324.70 821.43 LT
5/26/17 1.000 83.460 66.420 83.46 66.42 (17.04)ST
Total 284.000 13,296.65 18,863.28 5,583.67
(17.04)
LT
ST
——
Asset Class: Equities
ELLIE MAE INC (ELLI) 12/1/16 203.000 79.999 82.980 16,239.86 16,844.94 605.08 ST ——
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 107 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Asset Class: Equities
EVOLENT HEALTH INC CL A (EVH) 6/13/17
6/14/17
8/11/17
112.000
16.000
226.000
25.317
26.433
17.990
16.700
16.700
16.700
2,835.47
422.93
4,065.74
1,870.40
267.20
3,774.20
(965.07)
(155.73)
(291.54)
ST
ST
ST
Total 354.000 7,324.14 5,911.80 (1,412.34)ST ——
Asset Class: Equities
EXLSERVICE HLDGS INC (EXLS) 12/12/16 440.000 49.917 56.280 21,963.52 24,763.20 2,799.68 ST ——
Asset Class: Equities
FASTENAL CO (FAST) 11/10/15
2/16/16
732.000
120.000
40.747
43.587
42.670
42.670
29,826.58
5,230.45
31,234.44
5,120.40
1,407.86
(110.05)
LT
LT
Total 852.000 35,057.03 36,354.84 1,297.81 LT 1,091.00 3.00
Next Dividend Payable 11/2017; Asset Class: Equities
FINANCIAL ENGINES INC (FNGN) 1/12/15
2/6/15
2/9/15
132.000
43.000
34.000
35.312
39.889
39.750
33.050
33.050
33.050
4,661.21
1,715.21
1,351.50
4,362.60
1,421.15
1,123.70
(298.61)
(294.06)
(227.80)
LT
LT
LT
2/18/15 84.000 39.001 33.050 3,276.08 2,776.20 (499.88)LT
2/19/15 144.000 39.132 33.050 5,635.05 4,759.20 (875.85)LT
2/16/16 55.000 26.237 33.050 1,443.01 1,817.75 374.74 LT
Total 492.000 18,082.06 16,260.60 (1,821.46)LT 138.00 0.84
Next Dividend Payable 10/2017; Asset Class: Equities
FIVE BELOW (FIVE) 10/17/14
1/12/15
2/16/16
25.000
385.000
240.000
38.896
34.907
35.504
47.570
47.570
47.570
972.39
13,439.31
8,520.96
1,189.25
18,314.45
11,416.80
216.86
4,875.14
2,895.84
LT
LT
LT
Total 650.000 22,932.66 30,920.50 7,987.84 LT ——
Asset Class: Equities
GENTEX CORP (GNTX) 1/12/15
11/10/15
2/16/16
221.000
505.000
295.000
17.590
16.452
14.177
18.270
18.270
18.270
3,887.39
8,308.31
4,182.16
4,037.67
9,226.35
5,389.65
150.28
918.04
1,207.49
LT
LT
LT
8/17/17 607.000 17.335 18.270 10,522.41 11,089.89 567.48 ST
Total 1,628.000 26,900.27 29,743.56 2,275.81
567.48
LT
ST
651.00 2.18
Next Dividend Payable 10/2017; Asset Class: Equities
GLOBANT S.A (GLOB) 7/13/17
7/14/17
174.000
140.000
41.071
42.812
38.890
38.890
7,146.30
5,993.67
6,766.86
5,444.60
(379.44)
(549.07)
ST
ST
Total 314.000 13,139.97 12,211.46 (928.51)ST ——
Asset Class: Equities
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CLIENT STATEMENT For the Period August 1-31, 2017
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660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 108 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
GRAND CANYON ED INC COM (LOPE) 1/12/15
7/24/15
7/27/15
259.000
71.000
36.000
44.015
43.786
42.947
82.050
82.050
82.050
11,399.86
3,108.81
1,546.10
21,250.95
5,825.55
2,953.80
9,851.09
2,716.74
1,407.70
LT
LT
LT
7/28/15 27.000 42.932 82.050 1,159.16 2,215.35 1,056.19 LT
8/3/15 28.000 43.031 82.050 1,204.88 2,297.40 1,092.52 LT
8/4/15 107.000 42.905 82.050 4,590.85 8,779.35 4,188.50 LT
2/16/16 80.000 34.275 82.050 2,742.00 6,564.00 3,822.00 LT
Total 608.000 25,751.66 49,886.40 24,134.74 LT ——
Asset Class: Equities
HEALTHSTREAM INC (HSTM) 10/24/16
10/24/16
10/25/16
38.000
49.000
63.000
27.565
27.675
27.610
23.490
23.490
23.490
1,047.47
1,356.06
1,739.41
892.62
1,151.01
1,479.87
(154.85)
(205.05)
(259.54)
ST
ST
ST
10/28/16 165.000 26.649 23.490 4,397.12 3,875.85 (521.27)ST
11/2/16 227.000 26.307 23.490 5,971.80 5,332.23 (639.57)ST
11/3/16 217.000 24.029 23.490 5,214.34 5,097.33 (117.01)ST
Total 759.000 19,726.20 17,828.91 (1,897.29)ST ——
Asset Class: Equities
HEICO CORP NEW (HEI) 4/30/15
5/15/15
5/19/15
32.000
68.000
92.000
44.938
45.267
45.864
85.770
85.770
85.770
1,438.03
3,078.15
4,219.51
2,744.64
5,832.36
7,890.84
1,306.61
2,754.21
3,671.33
LT
LT
LT
6/3/15 92.000 46.924 85.770 4,317.00 7,890.84 3,573.84 LT
2/16/16 43.000 43.254 85.770 1,859.92 3,688.11 1,828.19 LT
6/22/16 16.000 52.679 85.770 842.86 1,372.32 529.46 LT
6/24/16 32.000 51.947 85.770 1,662.31 2,744.64 1,082.33 LT
6/29/16 26.000 52.418 85.770 1,362.86 2,230.02 867.16 LT
7/12/16 110.000 50.943 85.770 5,603.68 9,434.70 3,831.02 LT
5/26/17 1.000 74.510 85.770 74.51 85.77 11.26 ST
Total 512.000 24,458.83 43,914.24 19,444.15
11.26
LT
ST
82.00 0.18
Next Dividend Payable 01/2018; Asset Class: Equities
HENRY SCHEIN INC (HSIC) 12/11/15
12/14/15
2/16/16
39.000
65.000
15.000
153.070
153.270
161.677
173.680
173.680
173.680
5,969.74
9,962.53
2,425.15
6,773.52
11,289.20
2,605.20
803.78
1,326.67
180.05
LT
LT
LT
Total 119.000 18,357.42 20,667.92 2,310.50 LT ——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 109 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
HLTH CARE SVC GRP (HCSG) 1/12/15
6/18/15
6/19/15
400.000
46.000
220.000
30.447
33.005
33.170
51.200
51.200
51.200
12,178.84
1,518.22
7,297.38
20,480.00
2,355.20
11,264.00
8,301.16
836.98
3,966.62
LT
LT
LT
6/23/15 89.000 33.452 51.200 2,977.23 4,556.80 1,579.57 LT
2/16/16 115.000 34.847 51.200 4,007.42 5,888.00 1,880.58 LT
Total 870.000 27,979.09 44,544.00 16,564.91 LT 657.00 1.47
Next Dividend Payable 09/22/17; Asset Class: Equities
IHS MARKIT LTD (INFO) 7/13/16
5/26/17
698.000
2.000
32.880
46.255
46.840
46.840
22,950.24
92.51
32,694.32
93.68
9,744.08
1.17
LT
ST
Total 700.000 23,042.75 32,788.00 9,744.08
1.17
LT
ST
——
Asset Class: Equities
INNERWORKINGS INC (INWK) 10/17/14
1/12/15
11/10/15
300.000
700.000
675.000
8.376
7.023
8.089
10.470
10.470
10.470
2,512.77
4,916.38
5,460.01
3,141.00
7,329.00
7,067.25
628.23
2,412.62
1,607.24
LT
LT
LT
2/16/16 240.000 6.581 10.470 1,579.44 2,512.80 933.36 LT
Total 1,915.000 14,468.60 20,050.05 5,581.45 LT ——
Asset Class: Equities
INOVALON HLDGS INC COM CL A (INOV) 2/17/16
2/17/16
2/19/16
20.000
40.000
57.000
18.647
18.781
19.538
13.550
13.550
13.550
372.94
751.22
1,113.64
271.00
542.00
772.35
(101.94)
(209.22)
(341.29)
LT
LT
LT
2/22/16 331.000 19.547 13.550 6,470.16 4,485.05 (1,985.11)LT
2/25/16 125.000 17.654 13.550 2,206.73 1,693.75 (512.98)LT
2/26/16 172.000 16.423 13.550 2,824.84 2,330.60 (494.24)LT
3/2/16 51.000 17.375 13.550 886.12 691.05 (195.07)LT
3/4/16 115.000 17.944 13.550 2,063.55 1,558.25 (505.30)LT
3/7/16 64.000 17.976 13.550 1,150.44 867.20 (283.24)LT
5/26/17 2.000 13.575 13.550 27.15 27.10 (0.05)ST
5/26/17 3.000 13.587 13.550 40.76 40.65 (0.11)ST
Total 980.000 17,907.55 13,279.00 (4,628.39)
(0.16)
LT
ST
——
Asset Class: Equities
INTL FLAVORS & FRAGRANCES (IFF) 11/10/15
2/16/16
145.000
20.000
114.785
106.799
136.850
136.850
16,643.83
2,135.98
19,843.25
2,737.00
3,199.42
601.02
LT
LT
Total 165.000 18,779.81 22,580.25 3,800.44 LT 455.00 2.01
Next Dividend Payable 10/2017; Asset Class: Equities
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
9
3
0
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 110 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
LKQ CORPORATION (LKQ) 11/10/15
2/16/16
640.000
190.000
30.035
25.600
34.650
34.650
19,222.21
4,864.00
22,176.00
6,583.50
2,953.79
1,719.50
LT
LT
Total 830.000 24,086.21 28,759.50 4,673.29 LT ——
Asset Class: Equities
MAXIMUS INC (MMS) 1/12/15
2/16/16
290.000
45.000
53.795
47.779
60.780
60.780
15,600.69
2,150.05
17,626.20
2,735.10
2,025.51
585.05
LT
LT
Total 335.000 17,750.74 20,361.30 2,610.56 LT 60.00 0.29
Next Dividend Payable 11/2017; Asset Class: Equities
MEDNAX INC (MD) 10/17/14
1/12/15
2/16/16
53.000
260.000
65.000
52.792
65.537
64.892
44.850
44.850
44.850
2,797.96
17,039.70
4,217.96
2,377.05
11,661.00
2,915.25
(420.91)
(5,378.70)
(1,302.71)
LT
LT
LT
Total 378.000 24,055.62 16,953.30 (7,102.32)LT ——
Asset Class: Equities
MIDDLEBY CORP DEL (MIDD) 11/10/15
2/16/16
171.000
25.000
118.080
84.142
121.700
121.700
20,191.68
2,103.54
20,810.70
3,042.50
619.02
938.96
LT
LT
Total 196.000 22,295.22 23,853.20 1,557.98 LT ——
Asset Class: Equities
NATL INSTRUMS CP (NATI) 1/12/15
2/16/16
6/24/16
264.000
145.000
229.000
30.206
27.905
27.325
40.390
40.390
40.390
7,974.25
4,046.17
6,257.31
10,662.96
5,856.55
9,249.31
2,688.71
1,810.38
2,992.00
LT
LT
LT
6/27/16 37.000 26.030 40.390 963.11 1,494.43 531.32 LT
6/29/16 106.000 26.365 40.390 2,794.72 4,281.34 1,486.62 LT
7/13/16 78.000 28.782 40.390 2,245.00 3,150.42 905.42 LT
Total 859.000 24,280.56 34,695.01 10,414.45 LT 722.00 2.08
Next Dividend Payable 09/05/17; Asset Class: Equities
NEOGEN CP (NEOG) 1/12/15
2/16/16
177.000
45.000
48.280
48.364
68.900
68.900
8,545.56
2,176.37
12,195.30
3,100.50
3,649.74
924.13
LT
LT
Total 222.000 10,721.93 15,295.80 4,573.87 LT ——
Asset Class: Equities
PRA GROUP INC (PRAA) 1/12/15
11/30/15
12/1/15
352.000
31.000
49.000
56.302
41.316
40.399
28.900
28.900
28.900
19,818.41
1,280.79
1,979.55
10,172.80
895.90
1,416.10
(9,645.61)
(384.89)
(563.45)
LT
LT
LT
12/2/15 38.000 39.699 28.900 1,508.55 1,098.20 (410.35)LT
12/3/15 19.000 39.319 28.900 747.07 549.10 (197.97)LT
12/7/15 11.000 38.739 28.900 426.13 317.90 (108.23)LT
12/8/15 13.000 38.584 28.900 501.59 375.70 (125.89)LT
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 111 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
12/9/15 44.000 38.640 28.900 1,700.16 1,271.60 (428.56)LT
2/16/16 75.000 27.189 28.900 2,039.17 2,167.50 128.33 LT
12/12/16 177.000 38.067 28.900 6,737.91 5,115.30 (1,622.61)ST
Total 809.000 36,739.33 23,380.10 (11,736.62)
(1,622.61)
LT
ST
——
Asset Class: Equities
PROS HLDG INC (PRO) 7/24/15
7/30/15
8/4/15
2.000
43.000
34.000
20.738
21.394
21.316
26.340
26.340
26.340
41.48
919.95
724.76
52.68
1,132.62
895.56
11.20
212.67
170.80
LT
LT
LT
8/5/15 25.000 21.586 26.340 539.64 658.50 118.86 LT
8/5/15 17.000 21.605 26.340 367.29 447.78 80.49 LT
8/6/15 63.000 21.580 26.340 1,359.54 1,659.42 299.88 LT
8/6/15 43.000 21.630 26.340 930.09 1,132.62 202.53 LT
8/11/15 66.000 21.055 26.340 1,389.65 1,738.44 348.79 LT
8/13/15 31.000 20.457 26.340 634.16 816.54 182.38 LT
8/20/15 49.000 20.601 26.340 1,009.45 1,290.66 281.21 LT
8/24/15 39.000 20.572 26.340 802.30 1,027.26 224.96 LT
8/27/15 31.000 21.069 26.340 653.15 816.54 163.39 LT
2/16/16 75.000 10.597 26.340 794.79 1,975.50 1,180.71 LT
10/21/16 66.000 21.884 26.340 1,444.32 1,738.44 294.12 ST
10/24/16 129.000 22.306 26.340 2,877.42 3,397.86 520.44 ST
10/25/16 62.000 22.142 26.340 1,372.79 1,633.08 260.29 ST
10/26/16 84.000 22.200 26.340 1,864.80 2,212.56 347.76 ST
8/17/17 225.000 26.042 26.340 5,859.36 5,926.50 67.14 ST
Total 1,084.000 23,584.94 28,552.56 3,477.87
1,489.75
LT
ST
——
Asset Class: Equities
PROTO LABS (PRLB) 12/11/14
1/12/15
7/27/15
3.000
260.000
62.000
67.204
62.130
75.326
71.800
71.800
71.800
201.61
16,153.80
4,670.19
215.40
18,668.00
4,451.60
13.79
2,514.20
(218.59)
LT
LT
LT
7/28/15 16.000 72.988 71.800 1,167.81 1,148.80 (19.01)LT
8/4/15 22.000 73.075 71.800 1,607.66 1,579.60 (28.06)LT
2/16/16 55.000 60.511 71.800 3,328.08 3,949.00 620.92 LT
Total 418.000 27,129.15 30,012.40 2,883.25 LT ——
Asset Class: Equities
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
9
3
1
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 112 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
RITCHIE BROTHERS AUCTIONEERS (RBA) 1/12/15
2/16/16
5/26/17
662.000
145.000
17.000
26.037
23.097
31.245
29.740
29.740
29.740
17,236.56
3,349.05
531.16
19,687.88
4,312.30
505.58
2,451.32
963.25
(25.58)
LT
LT
ST
Total 824.000 21,116.77 24,505.76 3,414.57
(25.58)
LT
ST
560.00 2.28
Next Dividend Payable 09/15/17; Asset Class: Equities
ROLLINS INC (ROL) 1/12/15
11/10/15
2/16/16
494.000
135.000
100.000
21.687
26.306
26.904
44.410
44.410
44.410
10,713.52
3,551.26
2,690.37
21,938.54
5,995.35
4,441.00
11,225.02
2,444.09
1,750.63
LT
LT
LT
Total 729.000 16,955.15 32,374.89 15,419.74 LT 335.00 1.03
Next Dividend Payable 09/11/17; Asset Class: Equities
SNAP-ON INC (SNA) 2/1/17 110.000 180.120 147.570 19,813.20 16,232.70 (3,580.50)ST 312.00 1.92
Next Dividend Payable 09/08/17; Asset Class: Equities
TYLER TECHNOLOGIES INC (TYL) 7/13/17
7/14/17
44.000
35.000
173.798
175.574
172.800
172.800
7,647.09
6,145.08
7,603.20
6,048.00
(43.89)
(97.08)
ST
ST
Total 79.000 13,792.17 13,651.20 (140.97)ST ——
Asset Class: Equities
ULTIMATE SOFTWARE GP INC (ULTI) 1/12/15
11/10/15
2/16/16
193.000
25.000
35.000
144.503
203.630
160.030
200.900
200.900
200.900
27,889.12
5,090.75
5,601.05
38,773.70
5,022.50
7,031.50
10,884.58
(68.25)
1,430.45
LT
LT
LT
Total 253.000 38,580.92 50,827.70 12,246.78 LT ——
Asset Class: Equities
UNITED NATURAL FOODS INC (UNFI) 1/12/15
2/16/16
9/19/16
138.000
55.000
34.000
76.818
35.134
39.319
34.750
34.750
34.750
10,600.86
1,932.39
1,336.86
4,795.50
1,911.25
1,181.50
(5,805.36)
(21.14)
(155.36)
LT
LT
ST
9/20/16 45.000 38.844 34.750 1,747.98 1,563.75 (184.23)ST
10/4/16 26.000 40.075 34.750 1,041.95 903.50 (138.45)ST
10/7/16 30.000 40.341 34.750 1,210.22 1,042.50 (167.72)ST
10/11/16 24.000 40.982 34.750 983.57 834.00 (149.57)ST
10/12/16 141.000 42.658 34.750 6,014.76 4,899.75 (1,115.01)ST
Total 493.000 24,868.59 17,131.75 (5,826.50)
(1,910.34)
LT
ST
——
Asset Class: Equities
VEEVA SYS INC CL A (VEEV) 12/11/15
12/14/15
12/15/15
49.000
120.000
183.000
26.336
26.653
27.216
59.500
59.500
59.500
1,290.49
3,198.30
4,980.53
2,915.50
7,140.00
10,888.50
1,625.01
3,941.70
5,907.97
LT
LT
LT
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 113 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
12/16/15 166.000 28.085 59.500 4,662.09 9,877.00 5,214.91 LT
2/16/16 85.000 21.617 59.500 1,837.45 5,057.50 3,220.05 LT
5/26/17 4.000 66.870 59.500 267.48 238.00 (29.48)ST
5/26/17 1.000 66.810 59.500 66.81 59.50 (7.31)ST
Total 608.000 16,303.15 36,176.00 19,909.64
(36.79)
LT
ST
——
Asset Class: Equities
VERINT SYSTEMS INC (VRNT) 1/12/15
7/23/15
7/24/15
150.000
20.000
37.000
55.792
59.972
59.421
39.700
39.700
39.700
8,368.86
1,199.43
2,198.57
5,955.00
794.00
1,468.90
(2,413.86)
(405.43)
(729.67)
LT
LT
LT
7/27/15 25.000 58.101 39.700 1,452.53 992.50 (460.03)LT
7/30/15 12.000 57.998 39.700 695.97 476.40 (219.57)LT
7/31/15 31.000 57.850 39.700 1,793.35 1,230.70 (562.65)LT
8/5/15 15.000 58.575 39.700 878.63 595.50 (283.13)LT
2/16/16 40.000 30.967 39.700 1,238.67 1,588.00 349.33 LT
6/24/16 260.000 33.800 39.700 8,788.00 10,322.00 1,534.00 LT
5/26/17 9.000 41.486 39.700 373.37 357.30 (16.07)ST
Total 599.000 26,987.38 23,780.30 (3,191.01)
(16.07)
LT
ST
——
Asset Class: Equities
VERISK ANALYTICS INC COM (VRSK) 11/10/15
2/16/16
4/27/17
280.000
45.000
140.000
70.890
68.167
83.174
81.050
81.050
81.050
19,849.20
3,067.52
11,644.39
22,694.00
3,647.25
11,347.00
2,844.80
579.73
(297.39)
LT
LT
ST
Total 465.000 34,561.11 37,688.25 3,424.53
(297.39)
LT
ST
——
Asset Class: Equities
WABCO HLDGS INC (WBC) 10/18/16
10/19/16
10/20/16
95.000
25.000
65.000
107.013
105.956
100.922
143.620
143.620
143.620
10,166.21
2,648.90
6,559.92
13,643.90
3,590.50
9,335.30
3,477.69
941.60
2,775.38
ST
ST
ST
5/26/17 1.000 120.230 143.620 120.23 143.62 23.39 ST
Total 186.000 19,495.26 26,713.32 7,218.06 ST ——
Asset Class: Equities
WAGEWORKS INC COM (WAGE) 4/27/17 293.000 74.853 58.950 21,931.84 17,272.35 (4,659.49)ST ——
Asset Class: Equities
WATSCO INC (WSO) 7/13/17
7/14/17
63.000
26.000
150.662
150.813
147.360
147.360
9,491.73
3,921.14
9,283.68
3,831.36
(208.05)
(89.78)
ST
ST
00
0
1
2
1
M
S
A
D
S
2
4
1
0
0
7
9
3
2
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 114 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 89.000 13,412.87 13,115.04 (297.83)ST 445.00 3.39
Next Dividend Payable 10/2017; Asset Class: Equities
WEST PHARMACEUTICAL SVCS INC (WST) 4/27/17
5/26/17
5/26/17
220.000
1.000
12.000
92.066
96.910
96.925
87.040
87.040
87.040
20,254.50
96.91
1,163.10
19,148.80
87.04
1,044.48
(1,105.70)
(9.87)
(118.62)
ST
ST
ST
Total 233.000 21,514.51 20,280.32 (1,234.19)ST 130.00 0.64
Next Dividend Payable 11/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 99.17%$1,107,755.05 $1,323,895.38 $224,860.79
$(8,720.46)
LT
ST
$6,242.00 0.47%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL VALUE 100.00%$1,107,755.05 $1,334,942.59 $224,860.79
$(8,720.46)
LT
ST
$6,253.00
—
0.47%
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $11,047.21 ——————
Stocks —$1,323,895.38 —————
TOTAL ALLOCATION OF ASSETS $11,047.21 $1,323,895.38 —————
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
8/11 8/16 Bought ALARM COM HLDGS INC COM ACTED AS AGENT 180.000 $40.8062 $(7,345.12)
8/11 8/16 Bought EVOLENT HEALTH INC CL A ACTED AS AGENT 226.000 17.9900 (4,065.74)
8/17 8/22 Sold NATL INSTRUMS CP ACTED AS AGENT 474.000 39.4811 18,713.60
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 115 of 128
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS (CONTINUED)
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
8/17 8/22 Bought GENTEX CORP ACTED AS AGENT 607.000 17.3351 (10,522.41)
8/17 8/22 Bought PROS HLDG INC ACTED AS AGENT 225.000 26.0416 (5,859.36)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(9,079.03)
TOTAL PURCHASES $(27,792.63)
TOTAL SALES AND REDEMPTIONS $18,713.60
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
8/1 Qualified Dividend ACUITY BRANDS INC $18.46
8/2 Qualified Dividend WEST PHARMACEUTICAL SVCS INC 30.29
8/23 Qualified Dividend FASTENAL CO 272.64
8/31 Qualified Dividend MAXIMUS INC 15.08
8/31 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 08/01-08/31)
1.13
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $337.60
TOTAL QUALIFIED DIVIDENDS $336.47
TOTAL INTEREST $1.13
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
8/1 Automatic Investment BANK DEPOSIT PROGRAM $18.46
8/2 Automatic Investment BANK DEPOSIT PROGRAM 30.29
8/4 Automatic Investment BANK DEPOSIT PROGRAM 14,988.45
8/16 Automatic Redemption BANK DEPOSIT PROGRAM (11,410.86)
8/23 Automatic Investment BANK DEPOSIT PROGRAM 2,604.47
8/31 Automatic Investment BANK DEPOSIT PROGRAM 15.08
8/31 Automatic Investment BANK DEPOSIT PROGRAM 1.13
NET ACTIVITY FOR PERIOD $6,247.02
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
NATL INSTRUMS CP 01/12/15 08/17/17 474.000 $18,713.60 $14,317.41 $4,396.19
Long-Term This Period $18,713.60 $14,317.41 $4,396.19
Long-Term Year to Date $319,833.63 $284,126.64 $35,706.99
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 116 of 128
LONG-TERM GAIN/(LOSS) (CONTINUED)
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)
Net Realized Gain/(Loss) This Period $18,713.60 $14,317.41 $4,396.19
Net Realized Gain/(Loss) Year to Date $374,453.33 $322,306.69 $52,146.64
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Senior Investor Helpline
For any inquiries or comments or potential concerns, senior investors or someone acting on their behalf may contact our Firm by calling (800) 280-4534.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110222-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
TOTAL BEGINNING VALUE $1,082,995.96 $842,833.69
Credits ——
Debits —(3,942.30)
Security Transfers ——
Net Credits/Debits/Transfers —$(3,942.30)
Change in Value 15,031.93 259,136.50
TOTAL ENDING VALUE $1,098,027.89 $1,098,027.89
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period August 1-31, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
AUG SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG
700
800
900
1,000
1,100
1,200
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 117 of 128
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Market Value Percentage
Cash $12,361.64 1.13
Equities 1,085,666.25 98.87
TOTAL VALUE $1,098,027.89 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 118 of 128
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 7/31/17)
This Period
(as of 8/31/17)
Cash, BDP, MMFs $4,343.95 $12,361.64
Stocks 1,078,652.01 1,085,666.25
Total Assets $1,082,995.96 $1,098,027.89
Total Liabilities (outstanding balance)——
TOTAL VALUE $1,082,995.96 $1,098,027.89
CASH FLOW
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
OPENING CASH, BDP, MMFs $4,343.95 $4,698.79
Purchases —(207,856.58)
Sales and Redemptions 7,525.09 208,962.15
2016 Net Unsettled Purch/Sales N/A 6,622.46
Income and Distributions 492.60 3,877.12
Total Investment Related Activity $8,017.69 $11,605.15
Other Debits —(3,942.30)
Total Cash Related Activity —$(3,942.30)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $12,361.64 $12,361.64
INCOME AND DISTRIBUTION SUMMARY
This Period
(8/1/17-8/31/17)
This Year
(1/1/17-8/31/17)
Qualified Dividends $491.87 $3,875.00
Interest 0.73 2.12
Total Taxable Income And Distributions $492.60 $3,877.12
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $492.60 $3,877.12
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(8/1/17-8/31/17)
Realized This Year
(1/1/17-8/31/17)
Unrealized
Inception to Date
(as of 8/31/17)
Short-Term Gain $2,950.28 $7,195.93 $39,166.95
Short-Term (Loss)—(3,631.12)(19,280.99)
Total Short-Term $2,950.28 $3,564.81 $19,885.96
Long-Term Gain —38,066.81 217,710.05
Long-Term (Loss)—(2,470.76)(25,682.63)
Total Long-Term —$35,596.05 $192,027.42
TOTAL GAIN/(LOSS)$2,950.28 $39,160.86 $211,913.38
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110222-095
Investment Objectives (in order of priority) †: Capital Appreciation,Income Investment Advisory Account
Manager:Columbia Mgmt - Select LC Grwth
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 119 of 128
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$12,361.64 —$12.00 0.100
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 1.13%$12,361.64 $12.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ACTIVISION BLIZZARD INC (ATVI) 6/20/16
9/6/16
516.000
86.000
$38.833
43.500
$65.560
65.560
$20,037.98
3,741.04
$33,828.96
5,638.16
$13,790.98
1,897.12
LT
ST
Total 602.000 23,779.02 39,467.12 13,790.98
1,897.12
LT
ST
181.00 0.45
Next Dividend Payable 05/2018; Asset Class: Equities
ACUITY BRANDS INC (AYI) 8/10/15
2/17/16
1/30/17
49.000
19.000
21.000
209.685
191.398
200.784
176.790
176.790
176.790
10,274.59
3,636.57
4,216.47
8,662.71
3,359.01
3,712.59
(1,611.88)
(277.56)
(503.88)
LT
LT
ST
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 120 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
3/21/17 11.000 206.038 176.790 2,266.42 1,944.69 (321.73)ST
5/9/17 7.000 190.989 176.790 1,336.92 1,237.53 (99.39)ST
Total 107.000 21,730.97 18,916.53 (1,889.44)
(925.00)
LT
ST
56.00 0.29
Next Dividend Payable 11/2017; Asset Class: Equities
ADOBE SYSTEMS (ADBE) 9/8/15
2/17/16
194.000
22.000
78.832
80.362
155.160
155.160
15,293.35
1,767.96
30,101.04
3,413.52
14,807.69
1,645.56
LT
LT
Total 216.000 17,061.31 33,514.56 16,453.25 LT ——
Asset Class: Equities
ALEXION PHARM INC (ALXN) 5/6/15
6/12/15
9/24/15
33.000
98.000
47.000
152.351
172.310
155.894
142.410
142.410
142.410
5,027.59
16,886.37
7,327.01
4,699.53
13,956.18
6,693.27
(328.06)
(2,930.19)
(633.74)
LT
LT
LT
9/30/15 5.000 153.342 142.410 766.71 712.05 (54.66)LT
2/17/16 28.000 145.470 142.410 4,073.17 3,987.48 (85.69)LT
4/3/17 4.000 119.583 142.410 478.33 569.64 91.31 ST
5/24/17 58.000 100.568 142.410 5,832.97 8,259.78 2,426.81 ST
Total 273.000 40,392.15 38,877.93 (4,032.34)
2,518.12
LT
ST
——
Asset Class: Equities
ALIBABA GROUP HLDG LTD (BABA) 2/17/16
2/19/16
12.000
241.000
66.600
67.274
171.740
171.740
799.20
16,213.15
2,060.88
41,389.34
1,261.68
25,176.19
LT
LT
Total 253.000 17,012.35 43,450.22 26,437.87 LT ——
Asset Class: Equities
AMAZON COM INC (AMZN) 9/4/15
2/17/16
4/4/16
13.000
11.000
19.000
497.298
528.230
592.554
980.600
980.600
980.600
6,464.87
5,810.53
11,258.52
12,747.80
10,786.60
18,631.40
6,282.93
4,976.07
7,372.88
LT
LT
LT
4/6/17 2.000 903.855 980.600 1,807.71 1,961.20 153.49 ST
Total 45.000 25,341.63 44,127.00 18,631.88
153.49
LT
ST
——
Asset Class: Equities
BRISTOL MYERS SQUIBB CO (BMY) 3/4/15
3/4/15
3/12/15
279.000
30.000
89.000
65.449
68.409
66.500
60.480
60.480
60.480
18,260.25
2,052.26
5,918.54
16,873.92
1,814.40
5,382.72
(1,386.33)
(237.86)
(535.82)
LT
LT
LT
H
9/30/15 104.000 59.285 60.480 6,165.69 6,289.92 124.23 LT
8/9/16 45.000 61.938 60.480 2,787.22 2,721.60 (65.62)LT
8/15/16 64.000 60.549 60.480 3,875.14 3,870.72 (4.42)LT
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 121 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
9/7/16 66.000 56.806 60.480 3,749.22 3,991.68 242.46 ST
4/3/17 7.000 54.173 60.480 379.21 423.36 44.15 ST
Total 684.000 43,187.53 41,368.32 (2,105.82)
286.61
LT
ST
1,067.00 2.57
Next Dividend Payable 11/2017; Basis Adjustment Due to Wash Sale: $194.11; Asset Class: Equities
CELGENE CORP (CELG) 7/1/15
8/24/15
2/17/16
53.000
150.000
57.000
117.677
116.533
105.400
138.930
138.930
138.930
6,236.87
17,479.97
6,007.79
7,363.29
20,839.50
7,919.01
1,126.42
3,359.53
1,911.22
LT
LT
LT
11/11/16 30.000 119.493 138.930 3,584.78 4,167.90 583.12 ST
4/3/17 4.000 124.573 138.930 498.29 555.72 57.43 ST
Total 294.000 33,807.70 40,845.42 6,397.17
640.55
LT
ST
——
Asset Class: Equities
CHARLES SCHWAB NEW (SCHW) 6/20/16
7/11/16
7/13/16
308.000
122.000
176.000
27.750
25.901
26.306
39.900
39.900
39.900
8,547.07
3,159.93
4,629.80
12,289.20
4,867.80
7,022.40
3,742.13
1,707.87
2,392.60
LT
LT
LT
H
3/30/17 109.000 40.917 39.900 4,459.90 4,349.10 (110.80)ST
Total 715.000 20,796.70 28,528.50 7,842.60
(110.80)
LT
ST
229.00 0.80
Next Dividend Payable 11/2017; Basis Adjustment Due to Wash Sale: $569.53; Asset Class: Equities
COGNEX CORP (CGNX) 4/6/17
5/3/17
114.000
57.000
84.746
88.249
108.970
108.970
9,661.06
5,030.20
12,422.58
6,211.29
2,761.52
1,181.09
ST
ST
Total 171.000 14,691.26 18,633.87 3,942.61 ST 58.00 0.31
Next Dividend Payable 09/01/17; Asset Class: Equities
COSTCO WHOLESALE CORP NEW (COST) 11/11/16
3/6/17
3/17/17
104.000
18.000
15.000
148.564
166.708
167.945
156.740
156.740
156.740
15,450.69
3,000.75
2,519.18
16,300.96
2,821.32
2,351.10
850.27
(179.43)
(168.08)
ST
ST
ST
4/3/17 1.000 166.630 156.740 166.63 156.74 (9.89)ST
6/19/17 20.000 164.589 156.740 3,291.78 3,134.80 (156.98)ST
Total 158.000 24,429.03 24,764.92 335.89 ST 316.00 1.27
Next Dividend Payable 09/01/17; Asset Class: Equities
DEXCOM INC (DXCM) 10/16/15
2/17/16
11/11/16
137.000
51.000
58.000
83.509
61.568
65.813
74.610
74.610
74.610
11,440.73
3,139.99
3,817.15
10,221.57
3,805.11
4,327.38
(1,219.16)
665.12
510.23
LT
LT
ST
4/3/17 1.000 83.240 74.610 83.24 74.61 (8.63)ST
5/5/17 83.000 77.350 74.610 6,420.08 6,192.63 (227.45)ST
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 122 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 330.000 24,901.19 24,621.30 (554.04)
274.15
LT
ST
——
Asset Class: Equities
DOMINOS PIZZA INC (DPZ) 2/23/17
3/21/17
95.000
15.000
184.263
184.937
182.260
182.260
17,504.98
2,774.05
17,314.70
2,733.90
(190.28)
(40.15)
ST
ST
Total 110.000 20,279.03 20,048.60 (230.43)ST 202.00 1.00
Next Dividend Payable 09/2017; Asset Class: Equities
EDWARD LIFESCIENCES CORP (EW) 4/6/16
10/26/16
11/11/16
163.000
34.000
17.000
106.918
95.691
91.676
113.660
113.660
113.660
17,427.65
3,253.51
1,558.49
18,526.58
3,864.44
1,932.22
1,098.93
610.93
373.73
LT
ST
ST
3/2/17 55.000 93.403 113.660 5,137.17 6,251.30 1,114.13 ST
4/3/17 1.000 94.380 113.660 94.38 113.66 19.28 ST
Total 270.000 27,471.20 30,688.20 1,098.93
2,118.07
LT
ST
——
Asset Class: Equities
FACEBOOK INC CL-A (FB) 8/31/15 279.000 90.658 171.970 25,293.53 47,979.63 22,686.10 LT ——
Asset Class: Equities
ILLUMINA INC (ILMN) 9/4/15
1/4/16
2/17/16
75.000
34.000
47.000
193.160
182.651
153.700
204.460
204.460
204.460
14,487.00
6,210.12
7,223.90
15,334.50
6,951.64
9,609.62
847.50
741.52
2,385.72
LT
LT
LT
11/11/16 15.000 139.419 204.460 2,091.28 3,066.90 975.62 ST
4/3/17 1.000 170.280 204.460 170.28 204.46 34.18 ST
Total 172.000 30,182.58 35,167.12 3,974.74
1,009.80
LT
ST
——
Asset Class: Equities
INTERCEPT PHARMACEUTICALS INC (ICPT) 6/19/15
8/26/15
12/21/15
59.000
1.000
32.000
256.817
173.500
162.030
116.610
116.610
116.610
15,152.19
173.50
5,184.98
6,879.99
116.61
3,731.52
(8,272.20)
(56.89)
(1,453.46)
LT
LT
LT
H
H
2/17/16 38.000 121.380 116.610 4,612.44 4,431.18 (181.26)LT
6/3/16 52.000 171.365 116.610 8,910.99 6,063.72 (2,847.27)LT
11/11/16 27.000 110.272 116.610 2,977.35 3,148.47 171.12 ST
4/3/17 3.000 113.173 116.610 339.52 349.83 10.31 ST
Total 212.000 37,350.97 24,721.32 (12,811.08)
181.43
LT
ST
——
Basis Adjustment Due to Wash Sale: $6,785.57; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 123 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
INTERCONTINENTALEXCHANGE GROUP (ICE) 9/10/15
2/17/16
5/3/16
177.000
115.000
95.000
47.147
48.439
48.132
64.670
64.670
64.670
8,344.96
5,570.44
4,572.55
11,446.59
7,437.05
6,143.65
3,101.63
1,866.61
1,571.10
LT
LT
LT
3/20/17 80.000 61.314 64.670 4,905.10 5,173.60 268.50 ST
Total 467.000 23,393.05 30,200.89 6,539.34
268.50
LT
ST
374.00 1.23
Next Dividend Payable 09/2017; Asset Class: Equities
MERCADOLIBRE INC (MELI) 9/3/15
2/17/16
18.000
59.000
112.215
97.848
258.470
258.470
2,019.88
5,773.06
4,652.46
15,249.73
2,632.58
9,476.67
LT
LT
Total 77.000 7,792.94 19,902.19 12,109.25 LT 46.00 0.23
Next Dividend Payable 10/2017; Asset Class: Equities
MONSTER BEVERAGE CORP NEW COM (MNST) 6/16/15
2/17/16
3/10/16
207.000
156.000
237.000
44.209
41.897
43.928
55.820
55.820
55.820
9,151.19
6,535.91
10,410.86
11,554.74
8,707.92
13,229.34
2,403.55
2,172.01
2,818.48
LT
LT
LT
4/3/17 1.000 45.620 55.820 45.62 55.82 10.20 ST
Total 601.000 26,143.58 33,547.82 7,394.04
10.20
LT
ST
——
Asset Class: Equities
NEW ORIENTAL ED & TECH GRP ADR (EDU) 6/5/17
6/6/17
6/7/17
163.000
27.000
83.000
74.408
75.965
78.362
81.750
81.750
81.750
12,128.54
2,051.06
6,504.06
13,325.25
2,207.25
6,785.25
1,196.71
156.19
281.19
ST
ST
ST
Total 273.000 20,683.66 22,317.75 1,634.09 ST ——
Asset Class: Equities
NIKE INC B (NKE) 3/12/15
2/17/16
4/4/16
83.000
109.000
174.000
48.391
57.310
59.859
52.810
52.810
52.810
4,016.45
6,246.79
10,415.55
4,383.23
5,756.29
9,188.94
366.78
(490.50)
(1,226.61)
LT
LT
LT
5/23/16 229.000 56.358 52.810 12,905.87 12,093.49 (812.38)LT
9/28/16 66.000 53.542 52.810 3,533.76 3,485.46 (48.30)ST
4/3/17 4.000 55.435 52.810 221.74 211.24 (10.50)ST
Total 665.000 37,340.16 35,118.65 (2,162.71)
(58.80)
LT
ST
479.00 1.36
Next Dividend Payable 10/02/17; Asset Class: Equities
NVIDIA CORPORATION (NVDA) 12/28/16
1/26/17
2/24/17
40.000
72.000
49.000
109.862
108.762
98.826
169.440
169.440
169.440
4,394.48
7,830.88
4,842.48
6,777.60
12,199.68
8,302.56
2,383.12
4,368.80
3,460.08
ST
ST
ST
3/17/17 45.000 104.826 169.440 4,717.16 7,624.80 2,907.64 ST
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 124 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
4/12/17 29.000 98.367 169.440 2,852.63 4,913.76 2,061.13 ST
Total 235.000 24,637.63 39,818.40 15,180.77 ST 132.00 0.33
Next Dividend Payable 09/18/17; Asset Class: Equities
PIONEER NATURAL RESOURCES CO (PXD) 4/10/17
5/18/17
101.000
43.000
192.255
173.205
129.650
129.650
19,417.77
7,447.81
13,094.65
5,574.95
(6,323.12)
(1,872.86)
ST
ST
Total 144.000 26,865.58 18,669.60 (8,195.98)ST 12.00 0.06
Next Dividend Payable 10/2017; Asset Class: Equities
PRICELINE GRP INC COM NEW (PCLN) 12/19/14
2/17/16
20.000
2.000
1,107.075
1,230.860
1,852.080
1,852.080
22,141.50
2,461.72
37,041.60
3,704.16
14,900.10
1,242.44
LT
LT
Total 22.000 24,603.22 40,745.76 16,142.54 LT ——
Asset Class: Equities
SALESFORCE.COM,INC. (CRM) 2/17/16
9/21/16
10/6/16
217.000
87.000
58.000
63.147
73.208
71.171
95.490
95.490
95.490
13,702.96
6,369.06
4,127.89
20,721.33
8,307.63
5,538.42
7,018.37
1,938.57
1,410.53
LT
ST
ST
Total 362.000 24,199.91 34,567.38 7,018.37
3,349.10
LT
ST
——
Asset Class: Equities
SERVICENOW INC (NOW) 2/17/16
2/19/16
6/8/16
12.000
87.000
183.000
54.230
54.741
77.332
116.190
116.190
116.190
650.76
4,762.48
14,151.68
1,394.28
10,108.53
21,262.77
743.52
5,346.05
7,111.09
LT
LT
LT
Total 282.000 19,564.92 32,765.58 13,200.66 LT ——
Asset Class: Equities
SHIRE PLC ADR (SHPG) 9/6/16
9/21/16
4/3/17
72.000
28.000
2.000
194.309
204.636
173.815
149.390
149.390
149.390
13,990.24
5,729.82
347.63
10,756.08
4,182.92
298.78
(3,234.16)
(1,546.90)
(48.85)
ST
ST
ST
5/5/17 26.000 181.022 149.390 4,706.56 3,884.14 (822.42)ST
Total 128.000 24,774.25 19,121.92 (5,652.33)ST 118.00 0.61
Asset Class: Equities
SPLUNK INC (SPLK) 8/28/15
12/31/15
2/17/16
127.000
191.000
145.000
62.398
59.379
34.070
67.090
67.090
67.090
7,924.52
11,341.31
4,940.15
8,520.43
12,814.19
9,728.05
595.91
1,472.88
4,787.90
LT
LT
LT
Total 463.000 24,205.98 31,062.67 6,856.69 LT ——
Asset Class: Equities
STARBUCKS CORP WASHINGTON (SBUX) 7/6/16
7/25/16
9/6/16
315.000
125.000
81.000
56.696
58.002
56.035
54.860
54.860
54.860
17,859.18
7,250.29
4,538.87
17,280.90
6,857.50
4,443.66
(578.28)
(392.79)
(95.21)
LT
LT
ST
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 125 of 128
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
10/11/16 95.000 52.862 54.860 5,021.85 5,211.70 189.85 ST
Total 616.000 34,670.19 33,793.76 (971.07)
94.64
LT
ST
616.00 1.82
Next Dividend Payable 11/2017; Asset Class: Equities
TRACTOR SUPPLY CO (TSCO) 6/9/17 366.000 57.000 59.510 20,861.85 21,780.66 918.81 ST 395.00 1.81
Next Dividend Payable 09/06/17; Asset Class: Equities
ULTA BEAUTY INC (ULTA) 11/23/16
1/31/17
4/4/17
29.000
24.000
15.000
262.418
268.025
283.195
221.010
221.010
221.010
7,610.13
6,432.60
4,247.93
6,409.29
5,304.24
3,315.15
(1,200.84)
(1,128.36)
(932.78)
ST
ST
ST
Total 68.000 18,290.66 15,028.68 (3,261.98)ST ——
Asset Class: Equities
UNITEDHEALTH GP INC (UNH) 3/20/17
3/22/17
57.000
57.000
169.058
167.210
198.900
198.900
9,636.29
9,530.98
11,337.30
11,337.30
1,701.01
1,806.32
ST
ST
Total 114.000 19,167.27 22,674.60 3,507.33 ST 342.00 1.50
Next Dividend Payable 09/2017; Asset Class: Equities
VERTEX PHARMACEUTICALS (VRTX) 3/12/15
8/26/15
9/24/15
13.000
23.000
66.000
123.046
123.464
109.640
160.540
160.540
160.540
1,599.59
2,839.67
7,236.25
2,087.02
3,692.42
10,595.64
487.43
852.75
3,359.39
LT
LT
LT
9/29/15 5.000 100.484 160.540 502.42 802.70 300.28 LT
2/17/16 70.000 86.611 160.540 6,062.78 11,237.80 5,175.02 LT
2/19/16 33.000 87.377 160.540 2,883.45 5,297.82 2,414.37 LT
5/4/16 85.000 81.020 160.540 6,886.72 13,645.90 6,759.18 LT
Total 295.000 28,010.88 47,359.30 19,348.42 LT ——
Asset Class: Equities
VISA INC CL A (V) 6/26/15 304.000 68.549 103.520 20,838.99 31,470.08 10,631.09 LT 201.00 0.63
Next Dividend Payable 09/05/17; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 98.87%$873,752.87 $1,085,666.25 $192,027.42
$19,885.96
LT
ST
$4,824.00 0.44%
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CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 126 of 128
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL VALUE 100.00%$873,752.87 $1,098,027.89 $192,027.42
$19,885.96
LT
ST
$4,836.00
—
0.44%
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
H - Wash sale rules apply to this tax lot. The cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale transaction. The aggregate amount of the basis
adjustment is identified in italics under the Security Description.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $12,361.64 ——————
Stocks —$1,085,666.25 —————
TOTAL ALLOCATION OF ASSETS $12,361.64 $1,085,666.25 —————
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
8/10 8/15 Sold NVIDIA CORPORATION ACTED AS AGENT 45.000 $167.2283 $7,525.09
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $7,525.09
TOTAL SALES AND REDEMPTIONS $7,525.09
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
8/1 Qualified Dividend BRISTOL MYERS SQUIBB CO $266.76
8/1 Qualified Dividend ACUITY BRANDS INC 13.91
8/25 Qualified Dividend STARBUCKS CORP WASHINGTON 154.00
8/25 Qualified Dividend CHARLES SCHWAB NEW 57.20
8/31 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 08/01-08/31)
0.73
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $492.60
TOTAL QUALIFIED DIVIDENDS $491.87
TOTAL INTEREST $0.73
Account Detail
CLIENT STATEMENT For the Period August 1-31, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 127 of 128
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
8/1 Automatic Investment BANK DEPOSIT PROGRAM $280.67
8/16 Automatic Investment BANK DEPOSIT PROGRAM 7,525.09
8/25 Automatic Investment BANK DEPOSIT PROGRAM 211.20
8/31 Automatic Investment BANK DEPOSIT PROGRAM 0.73
NET ACTIVITY FOR PERIOD $8,017.69
REALIZED GAIN/(LOSS) DETAIL
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
NVIDIA CORPORATION 12/01/16 08/10/17 18.000 $3,010.04 $1,608.54 $1,401.50
12/28/16 08/10/17 27.000 4,515.05 2,966.27 1,548.78
Short-Term This Period $7,525.09 $4,574.81 $2,950.28
Short-Term Year to Date $66,298.26 $62,733.45 $3,564.81
Net Realized Gain/(Loss) This Period $7,525.09 $4,574.81 $2,950.28
Net Realized Gain/(Loss) Year to Date $208,962.15 $169,801.29 $39,160.86
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Settlement Cycle Change to Trade Date Plus Two (T+2)
On September 5, 2017, the settlement cycle for equities, corporate and municipal bonds, and unit investment trusts traded in the United States, Canada and Mexico will change from a three day to a two day cycle.
Upon the effective date, you will be required to fund purchases and make deliveries of securities for sales on trade date plus two business days.
Senior Investor Helpline
For any inquiries or comments or potential concerns, senior investors or someone acting on their behalf may contact our Firm by calling (800) 280-4534.
Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
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