12 - September 2017TOTAL VALUE OF YOUR ACCOUNTS (as of 9/30/17)$18,108,316.86
Includes Accrued Interest
CLIENT STATEMENT For the Period September 1-30, 2017
660 - 110179 - 095 -1 - 0
STATEMENT PACKAGE FOR:
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Morgan Stanley Smith Barney LLC. Member SIPC.
Access Your Account s Online: www.morganstanley.com/online
Your Financial Advisor Team
BAGWELL/BRIDGES/TAYLOR
407-849-4700
Your Branch
201 E. PINE ST 11TH FL
ORLANDO, FL 32801
Telephone:407-849-4700 ; Alt. Phone:800-869-0007 ; Fax:407-849-4797
Client Service Center (24 Hours a Day; 7 Days a Week): 800-869-3326
000220 MSADS241 100000
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CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
C/O RUSSELL CAFFEY
800 SEMINOLE ROAD
ATLANTIC BCH FL 32233-5444
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Consolidated Summary
CLIENT STATEMENT For the Period September 1-30, 2017
This summary may include assets held in either brokerage and/or advisory accounts. Visit http://www.morganstanley.com/ourcommitment to understand the differences between brokerage and
advisory accounts. Refer to individual Account Gain/(Loss) Summary and Expanded Disclosures for additional information. Accounts with no balances, holdings or activity year-to-date are not
displayed on this page. >: Wash sale rules apply to some portion of this total.CONTINUED
Page 2 of 122
OVERVIEW OF YOUR ACCOUNTS (includes accrued interest)
Although only whole dollar amounts are displayed below, both dollars and cents are used to calculate all totals. Manually summing the individual line items may not equal the actual total displayed. Refer to Account Statements for details.
Account Number
Beginning Value
(9/1/17)
Funds
Credited/(Debited)
Security/Currency
Transfers
Rcvd/(Dlvd)Change in Value
Ending Value
(9/30/17)
Income/Dist
This Period/YTD
YTD Realized
Gain/(Loss)
(Total ST/LT)
Unrealized
Gain/(Loss)
(Total ST/LT) Page
TOTAL FOR ALL ACCOUNTS $17,823,463 ——$284,853 $18,108,316 $45,351
$230,616
$32
$200,725
$141,145
$1,731,594
Business Accounts
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
660-110179-095 1,058,110 ——86 1,058,197 86
288
—
—
—
—
7
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Sage Advisory - Intermediate Taxab
660-035174-095
Invest Advisory
4,431,902 ——(13,335)4,418,566 14,693
86,035
(39,624)
2,024
>57
11,421
> 11
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
660-035178-095
Invest Advisory
5,450,885 ——111,340 5,562,226 17,826
59,125
—
—
42,519
623,719
25
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Amundi Pioneer Fundamental Growth
Nickname: Pioneer
660-035191-095
Invest Advisory
1,070,406 ——7,498 1,077,904 1,687
10,853
6,768
19,228
30,654
107,878
31
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
JP Morgan - Equity Income SMA
660-110029-095
Invest Advisory
2,029,000 ——80,140 2,109,140 7,840
46,922
1,768
67,114
17,393
322,671
>
43
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Boston Partners - Smid Cap Value
660-110134-095
Invest Advisory
1,350,188 ——71,533 1,421,721 1,852
17,810
14,760
45,447
>
16,432
237,675
>
>
67
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Riverbridge Partners - SMID Growth
660-110145-095
Invest Advisory
1,334,942 ——39,143 1,374,086 858
5,197
16,439
35,706
4,318
250,107
95
Consolidated Summary
CLIENT STATEMENT For the Period September 1-30, 2017
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Page 3 of 122
OVERVIEW OF YOUR ACCOUNTS (includes accrued interest)
Although only whole dollar amounts are displayed below, both dollars and cents are used to calculate all totals. Manually summing the individual line items may not equal the actual total displayed. Refer to Account Statements for details.
Account Number
Beginning Value
(9/1/17)
Funds
Credited/(Debited)
Security/Currency
Transfers
Rcvd/(Dlvd)Change in Value
Ending Value
(9/30/17)
Income/Dist
This Period/YTD
YTD Realized
Gain/(Loss)
(Total ST/LT)
Unrealized
Gain/(Loss)
(Total ST/LT) Page
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Columbia Mgmt - Select LC Grwth
660-110222-095
Invest Advisory
1,098,027 ——(11,554)1,086,473 505
4,383
(79)
31,203
29,769
178,120
>
111
Total Business Accounts $17,823,463 ——$284,853 $18,108,316 $45,351
$230,616
$32
$200,725
$141,145
$1,731,594
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Consolidated Summary
CLIENT STATEMENT For the Period September 1-30, 2017
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
Page 4 of 122
SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG SEP
10
12
14
16
18
20
($
)
M
i
l
l
i
o
n
s
2016 2017
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
TOTAL BEGINNING VALUE $17,823,463.56 $16,453,513.18
Credits —1,598,873.00
Debits —(1,652,121.20)
Security Transfers ——
Net Credits/Debits/Transfers —$(53,248.20)
Change in Value 284,853.30 1,708,051.88
TOTAL ENDING VALUE $18,108,316.86 $18,108,316.86
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
Cash
Equities
Fixed Income & Preferreds
Alternatives
ASSET ALLOCATION (includes accrued interest)
Market Value Percentage
Cash $1,363,846.47 7.53
Equities 11,410,432.92 63.01
Fixed Income & Preferreds 4,332,418.38 23.93
Alternatives 1,001,619.09 5.53
TOTAL VALUE $18,108,316.86 100.00 %
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
Consolidated Summary
CLIENT STATEMENT For the Period September 1-30, 2017
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Page 5 of 122
CASH FLOW
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
OPENING CASH, BDP, MMFs $1,480,751.41 $1,271,031.47
Purchases (752,463.94)(7,258,272.57)
Dividend Reinvestments —(9,351.12)
Sales and Redemptions 579,546.97 7,160,339.90
Prior Net Unsettled Purch/Sales 6,786.79 N/A
2016 Net Unsettled Purch/Sales N/A 4,599.04
Net Unsettled Purch/Sales (6,845.07)(6,845.07)
Return of Principal 3,873.44 18,131.46
Income and Distributions 45,351.80 230,616.49
Total Investment Related Activity $(123,750.01)$139,218.13
Electronic Transfers-Credits —1,598,873.00
Electronic Transfers-Debits —(1,598,873.00)
Other Debits —(53,248.20)
Total Cash Related Activity —$(53,248.20)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $1,357,001.40 $1,357,001.40
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 8/31/17)
This Period
(as of 9/30/17)
Cash, BDP, MMFs $1,480,751.41 $1,357,001.40
Stocks 6,760,289.61 6,882,267.22
ETFs & CEFs 3,358,927.41 3,407,381.47
Corporate Fixed Income^2,598,946.47 2,760,186.13
Government Securities^1,531,039.45 1,562,660.49
Mutual Funds 2,086,722.42 2,131,975.08
Net Unsettled Purchases/Sales 6,786.79 6,845.07
Total Assets $17,823,463.56 $18,108,316.86
Total Liabilities (outstanding balance)——
TOTAL VALUE $17,823,463.56 $18,108,316.86
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Standard Disclosures
CLIENT STATEMENT For the Period September 1-30, 2017 Page 6 of 122
The following Disclosures are applicable to the enclosed statement(s).
Expanded Disclosures are attached to your most recent June and
December statement (or your first Statement if you have not received a
statement for those months). The Expanded Disclosures are also
available by selecting Account Documents when you log on to
www.morganstanley.com/online or, call 800-869-3326.
Questions?
Questions regarding your account may be directed to us by using the
contact information on the statement cover page, or the Client Service
Center at (800) 869-3326.
Errors and Inquiries
Be sure to review your statement promptly, and immediately address
any concerns regarding entries that you do not understand or believe
were made in error by contacting the Branch Manager of the office
where you maintain your account. Oral communications regarding any
inaccuracy or discrepancy in this statement should be re-confirmed in
writing to further protect your rights, including rights under the
Securities Investor Protection Act (SIPA). Your statement will be
deemed correct unless we receive a written inquiry of a suspected
error. See your account documentation for special rules regarding your
rights and responsibilities with respect to erroneous electronic fund
transfers, including a description of the transfers covered. For concerns
or complaints, contact our Client Relations Department at (866)
227-2256.
Senior Investor Helpline
For concerns or complaints, Senior Investors may contact our Firm by
calling (800) 280-4534.
Availability of Free Credit Balances and Financial Statements
Under the customer protection rules of the SEC [17 CFR
§240.15c3-3], we may use funds comprising free credit balances
carried for customer accounts here, provided that these funds are
payable to customers on demand (i.e., are free of a lien or right of
set-off in our favor or on behalf of some third party to whom you have
given control). A financial statement of this organization is available for
your personal inspection at its offices, or a copy will be mailed to you
upon your written request.
Listed Options
Information with respect to commissions and other charges related to
the execution of options transactions has been included in
confirmations of such transactions previously furnished to you and such
information will be made available to you promptly at your request.
Promptly advise us of any material change in your investment
objectives or financial situation.
Important Information if you are a Margin Customer (not available for
certain retirement accounts)
If you have margin privileges, you may borrow money from us in
exchange for pledging assets in your accounts as collateral for any
outstanding margin loan. The amount you may borrow is based on the
value of the eligible securities in your margin accounts. If a security has
eligible shares, the number of shares pledged as collateral will be
indicated below the position.
Margin Interest Charges
We calculate interest charges on margin loans as follows: (1) multiply
the applicable margin interest rate by the daily close of business net
settled debit balance, and (2) divide by 360 (days). Margin interest
accrues daily throughout the month and is added to your debit balance
at month-end. The month-end interest charge is the sum of the daily
accrued interest calculations for the month. We add the accrued
interest to your debit balance and start a new calculation each time the
applicable interest rate changes and at the close of every statement
month. For interest rate information, log into your Morgan Stanley
account at morganstanley.com/online. Select your account with a
Margin agreement and click Interest Rates for more information.
Information regarding Special Memorandum Account
If you have a Margin Account, this is a combined statement of your
Margin Account and Special Memorandum Account maintained for you
under Section 220.5 of Regulation T issued by the Board of Governors
of the Federal Reserve System. The permanent record of the Special
Memorandum Account as required by Regulation T is available for your
inspection at your request.
Important Information About Auction Rate Securities
For certain Auction Rate Securities there is no or limited liquidity.
Therefore, the price(s) for these Auction Rate Securities are indicated
by N/A (not available). There can be no assurance that a successful
auction will occur or that a secondary market exists or will develop for
a particular security.
Structured Investments Risks and Considerations
Structured Investments (Structured Products) are complex products and
may be subject to special risks. Investors should consider the
concentration risk of owning the related security and their total
exposure to any underlying asset. Structured Investments, which may
appear in various statement product categories and are identified on
the Position Description Details line as “Asset Class: Struct Inv,” may
not perform in a manner consistent with the statement product
category where they appear and therefore may not satisfy portfolio
asset allocation needs for that category. For information on the risks
and conflicts of interest related to Structured Investments generally, log
in to Morgan Stanley Online and go to
www.morganstanley.com/structuredproductsrisksandconflicts.
Security Measures
This statement features several embedded security elements to
safeguard its authenticity. One is a unique security mark-a blue
rectangle printed in heat-sensitive ink on the back of every page. When
exposed to warmth, the blue rectangle will disappear, and then
reappear.
SIPC Protection
We are a member of Securities Investor Protection Corporation (SIPC),
which protects securities of its customers up to $500,000 (including
$250,000 for claims for cash). An explanatory brochure is available
upon request or at www.sipc.org. Losses due to market fluctuation are
not protected by SIPC and assets not held with us may not be covered
by SIPC protection. To obtain information about SIPC, including an
explanatory SIPC brochure, contact SIPC at 1-202-371-8300 or visit
www.sipc.org.
Transaction Dates and Conditions
Upon written request, we will furnish the date and time of a transaction
and the name of the other party to a transaction. We and/or our
affiliates may accept benefits that constitute payment for order flow.
Details regarding these benefits and the source and amount of any
other remuneration received or to be received by us in connection with
any transaction will be furnished upon written request.
Equity Research Ratings Definitions and Global Investment Manager
Analysis Status
Some equity securities may have research ratings from Morgan Stanley
& Co. LLC or Morningstar, Inc. Research ratings are the research
providers’ opinions and not representations or guarantees of
performance. For more information about each research provider's
rating system, see the Research Ratings on your most recent June or
December statement (or your first statement if you have not received a
statement for those months), go to www.morganstanley.com/online or
refer to the research provider’s research report. Research reports
contain more complete information concerning the analyst's views and
you should read the entire research report and not infer its contents
from the rating alone. If your account contains an advisory component
or is an advisory account, a GIMA status will apply.
Credit Ratings from Moody's Investors Service and Standard & Poor's
The credit rating from Moody's Investors Service and Standard & Poor's
may be shown for certain securities. All credit ratings represent the
opinions of the provider and are not representations or guarantees of
performance. Please contact us if you need further information or
assistance in interpreting these credit ratings.
Revised 09/2017
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Active Assets Account
660-110179-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
TOTAL BEGINNING VALUE $1,058,110.74 $923,036.35
Credits —866,873.00
Debits —(732,000.00)
Security Transfers ——
Net Credits/Debits/Transfers —$134,873.00
Change in Value 86.93 288.32
TOTAL ENDING VALUE $1,058,197.67 $1,058,197.67
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period September 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG SEP
200
400
600
800
1,000
1,200
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 7 of 122
ASSET ALLOCATION (includes accrued interest)
Cash
Market Value Percentage
Cash $1,058,197.67 100.00
TOTAL VALUE $1,058,197.67 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.00
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Account Summary
CLIENT STATEMENT For the Period September 1-30, 2017
Active Assets Account
660-110179-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 8 of 122
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 8/31/17)
This Period
(as of 9/30/17)
Cash, BDP, MMFs $1,058,110.74 $1,058,197.67
Total Assets $1,058,110.74 $1,058,197.67
Total Liabilities (outstanding balance)——
TOTAL VALUE $1,058,110.74 $1,058,197.67
CASH FLOW
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
OPENING CASH, BDP, MMFs $1,058,110.74 $923,036.35
Income and Distributions 86.93 288.32
Total Investment Related Activity $86.93 $288.32
Electronic Transfers-Credits —866,873.00
Electronic Transfers-Debits —(732,000.00)
Total Cash Related Activity —$134,873.00
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $1,058,197.67 $1,058,197.67
INCOME AND DISTRIBUTION SUMMARY
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
Interest $86.93 $288.32
Total Taxable Income And Distributions $86.93 $288.32
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $86.93 $288.32
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(9/1/17-9/30/17)
Realized This Year
(1/1/17-9/30/17)
Unrealized
Inception to Date
(as of 9/30/17)
TOTAL GAIN/(LOSS)———
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Active Assets Account
660-110179-095
Investment Objectives (in order of priority) †: Capital Appreciation,Income Brokerage Account
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 9 of 122
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY BANK N.A. #$813,177.54 —$813.00 0.100
MORGAN STANLEY PRIVATE BANK NA #245,020.13 —245.00 0.100
BANK DEPOSITS $1,058,197.67 $1,058.00
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 100.00%$1,058,197.67 $1,058.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL VALUE 100.00%—$1,058,197.67 N/A $1,058.00
—
0.10%
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
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Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Active Assets Account
660-110179-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 10 of 122
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $1,058,197.67 ——————
TOTAL ALLOCATION OF ASSETS $1,058,197.67 ——————
ACTIVITY
INVESTMENT RELATED ACTIVITY
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
9/29 Interest Income MORGAN STANLEY BANK N.A.
(Period 09/01-09/30)
$66.80
9/29 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 09/01-09/30)
20.13
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $86.93
TOTAL INTEREST $86.93
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
9/29 Automatic Investment BANK DEPOSIT PROGRAM $66.80
9/29 Automatic Investment BANK DEPOSIT PROGRAM 20.13
NET ACTIVITY FOR PERIOD $86.93
MESSAGES
Consolidated Statement of Financial Condition (in millions of dollars):
At June 30, 2017 Morgan Stanley Smith Barney LLC had net capital of $2,288 which exceeded the Securities and Exchange Commission's minimum requirement by $2,131. A copy of the Morgan Stanley Smith
Barney LLC Consolidated Statement of Financial Condition at June 30, 2017 can be viewed online at:
http://www.morganstanley.com/about-us-ir/shareholder/morganstanley_smithbarney_llc.pdf or may be mailed to you at no cost by calling 1 (866) 825-1675, after September 15, 2017.
Senior Investor Helpline
For any inquiries or comments or potential concerns, senior investors or someone acting on their behalf may contact our Firm by calling (800) 280-4534.
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CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-035174-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
TOTAL BEGINNING VALUE $4,431,902.28 $4,326,962.48
Credits ——
Debits —(15,734.58)
Security Transfers ——
Net Credits/Debits/Transfers —$(15,734.58)
Change in Value (13,335.63)107,338.75
TOTAL ENDING VALUE $4,418,566.65 $4,418,566.65
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period September 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG SEP
4.1
4.2
4.3
4.4
4.5
4.6
($
)
M
i
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This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 11 of 122
ASSET ALLOCATION (includes accrued interest)
Cash
Fixed Income & Preferreds
Market Value Percentage
Cash $95,720.03 2.17
Fixed Income & Preferreds 4,322,846.62 97.83
TOTAL VALUE $4,418,566.65 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 12 of 122
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 8/31/17)
This Period
(as of 9/30/17)
Cash, BDP, MMFs $301,916.36 $95,720.03
Corporate Fixed Income^2,598,946.47 2,760,186.13
Government Securities^1,531,039.45 1,562,660.49
Total Assets $4,431,902.28 $4,418,566.65
Total Liabilities (outstanding balance)——
TOTAL VALUE $4,431,902.28 $4,418,566.65
CASH FLOW
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
OPENING CASH, BDP, MMFs $301,916.36 $114,965.18
Purchases (616,238.16)(5,322,830.56)
Sales and Redemptions 391,475.33 5,215,153.21
Return of Principal 3,873.44 18,131.46
Income and Distributions 14,693.06 86,035.32
Total Investment Related Activity $(206,196.33)$(3,510.57)
Other Debits —(15,734.58)
Total Cash Related Activity —$(15,734.58)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $95,720.03 $95,720.03
INCOME AND DISTRIBUTION SUMMARY
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
Interest $14,693.06 $86,035.32
Total Taxable Income And Distributions $14,693.06 $86,035.32
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $14,693.06 $86,035.32
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(9/1/17-9/30/17)
Realized This Year
(1/1/17-9/30/17)
Unrealized
Inception to Date
(as of 9/30/17)
Short-Term Gain $2,025.36 $11,428.68 $9,085.58
Short-Term (Loss)(3,778.32)(51,053.03)(9,028.32)
Total Short-Term $(1,752.96)$(39,624.35)$57.26
Long-Term Gain —4,700.32 13,076.94
Long-Term (Loss)—(2,675.87)(1,654.98)
Total Long-Term —$2,024.45 $11,421.96
TOTAL GAIN/(LOSS)$(1,752.96)$(37,599.90)$11,479.22
Disallowed Loss $29.12 $2,294.92
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Summary
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 13 of 122
ADDITIONAL ACCOUNT INFORMATION
Category
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)Category
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
Accrued Interest Paid $1,519.32 $26,612.36 Accrued Interest Received 739.57 20,793.91
U.S. Treasury Coupon Interest 3,263.75 15,266.39
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035174-095
Investment Objectives (in order of priority) †: Income Investment Advisory Account
Manager:Sage Advisory - Intermediate Taxab
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 14 of 122
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY BANK N.A. #$95,716.28 —$96.00 0.100
MORGAN STANLEY PRIVATE BANK NA #3.75 ——0.100
BANK DEPOSITS $95,720.03 $96.00
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 2.17%$95,720.03 $96.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
CORPORATE FIXED INCOME
CORPORATE BONDS
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
AMERICAN EXPRESS CO
Coupon Rate 1.550%; Matures 05/22/2018; CUSIP 025816BG3
5/12/16
6/23/16
64,000.000
23,000.000
$100.281
$100.090
100.357
100.122
$99.987
99.987
$64,179.84
$64,057.82
23,082.11
23,027.95
$63,991.68
22,997.01
$(66.14)
(30.94)
LT
LT
Total 87,000.000 87,261.95
87,085.77 86,988.69 (97.08)LT
1,349.00
479.46
1.55
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 15 of 122
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
Int. Semi-Annually May/Nov 22; Yield to Maturity 1.569%; Moody A3 S&P BBB+; Issued 05/22/13; Asset Class: FI & Pref
BP CAPITAL MARKETS PLC
Coupon Rate 2.241%; Matures 09/26/2018; CUSIP 05565QCG1
11/16/15 86,000.000 101.376
100.483
100.605 87,183.36
86,415.61 86,520.30 104.69 LT
1,927.00
21.41
2.22
Int. Semi-Annually Mar/Sep 26; Yield to Maturity 1.622%; Moody A1 S&P A-; Issued 09/26/13; Asset Class: FI & Pref
DOW CHEMCIAL CO
Coupon Rate 8.550%; Matures 05/15/2019; CUSIP 260543BX0
3/2/17 74,000.000 113.834
110.306
110.420 84,237.16
81,626.51 81,710.80 84.29 ST
6,327.00
2,372.62
7.74
Int. Semi-Annually May/Nov 15; Yield to Maturity 1.999%; Moody BAA2 S&P BBB; Issued 05/13/09; Asset Class: FI & Pref
ACTAVIS FUNDING SCS
Coupon Rate 3.000%; Matures 03/12/2020; CUSIP 00507UAP6
6/8/17 85,000.000 102.322
102.074
102.093 86,973.70
86,763.11 86,779.05 15.94 ST
2,550.00
127.50
2.93
Int. Semi-Annually Mar/Sep 12; Callable $100.00 on 02/12/20; Yield to Call 2.088%; Moody BAA3 S&P BBB; Issued 03/12/15; Asset Class: FI & Pref
ABBOTT LABORATORIES
Coupon Rate 2.000%; Matures 03/15/2020; CUSIP 002824AZ3
6/5/17 88,000.000 100.160
100.142
99.787 88,140.80
88,125.18 87,812.56 (312.62)ST
1,760.00
73.33
2.00
Int. Semi-Annually Mar/Sep 15; Yield to Maturity 2.089%; Moody BAA3 S&P BBB; Issued 03/10/15; Asset Class: FI & Pref
APPLE INC
Coupon Rate 1.800%; Matures 05/11/2020; CUSIP 037833CS7
6/1/17 88,000.000 100.133
100.119
100.045 88,117.04
88,104.55 88,039.60 (64.95)ST
1,584.00
611.59
1.79
Int. Semi-Annually May/Nov 11; Yield to Maturity 1.782%; First Coupon 11/11/17; Moody AA1 S&P AA+; Issued 05/11/17; Asset Class: FI & Pref
CVS HEALTH CORP
Coupon Rate 2.800%; Matures 07/20/2020; CUSIP 126650CJ7
6/15/17 85,000.000 101.963
101.789
101.724 86,668.55
86,520.70 86,465.40 (55.30)ST
2,380.00
462.77
2.75
Int. Semi-Annually Jan/Jul 20; Callable $100.00 on 06/20/20; Yield to Call 2.144%; Moody BAA1 S&P BBB+; Issued 07/20/15; Asset Class: FI & Pref
HP ENTERPRISE CO
Coupon Rate 3.600%; Matures 10/15/2020; CUSIP 42824CAG4
5/23/17 84,000.000 103.995
103.599
103.655 87,355.80
87,023.31 87,070.20 46.89 ST
3,024.00
1,385.99
3.47
Int. Semi-Annually Apr/Oct 15; Callable $100.00 on 09/15/20; Yield to Call 2.314%; Moody BAA2 S&P BBB; Issued 10/15/16; Asset Class: FI & Pref
CONOCOPHILLIPS COMPANY
Coupon Rate 4.200%; Matures 03/15/2021; CUSIP 20826FAS5
1/10/17 80,000.000 106.491
105.423
106.349 85,192.80
84,338.41 85,079.20 740.79 ST
3,360.00
140.00
3.94
Int. Semi-Annually Mar/Sep 15; Callable $100.00 on 02/15/21; Yield to Call 2.236%; Moody BAA1 S&P A-; Issued 03/08/16; Asset Class: FI & Pref
CAPITAL ONE FINANCIAL CO
Coupon Rate 4.750%; Matures 07/15/2021; CUSIP 14040HAY1
5/1/17 80,000.000 107.824
107.099
108.050 86,259.20
85,679.20 86,440.00 760.80 ST
3,800.00
791.66
4.39
Int. Semi-Annually Jan/Jul 15; Yield to Maturity 2.510%; Moody BAA1 S&P BBB; Issued 07/19/11; Asset Class: FI & Pref
SUMITOMO MITSUI FINL GRP
Coupon Rate 2.446%; Matures 10/19/2021; CUSIP 86562MAJ9
9/20/17
9/21/17
62,000.000
24,000.000
101.666
101.656
101.622
101.616
101.685
101.685
63,032.80
63,026.84
24,389.28
24,387.78
63,044.70
24,404.40
17.86
16.62
ST
ST
Total 86,000.000 87,422.08
87,414.62 87,449.10 34.48 ST
2,104.00
414.88
2.40
Interest Paid Quarterly Jan 19; Yield to Maturity 2.011%; Floater; Moody A1 S&P A-; Issued 10/19/16; Asset Class: FI & Pref
ROYAL BANK OF CANADA
Coupon Rate 2.040%; Matures 02/01/2022; CUSIP 78012KZD2
9/18/17 88,000.000 100.812
100.807
100.721 88,714.56
88,709.85 88,634.48 (75.37)ST
1,796.00
289.29
2.02
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 16 of 122
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
Interest Paid Quarterly May 02; Yield to Maturity 1.866%; Floater; Moody A1 S&P AA-; Issued 01/31/17; Asset Class: FI & Pref
VERIZON COMMUNICATIONS
Coupon Rate 3.125%; Matures 03/16/2022; CUSIP 92343VDW1
7/5/17 87,000.000 101.424
101.359
102.471 88,238.88
88,182.72 89,149.77 967.05 ST
2,719.00
105.72
3.04
Int. Semi-Annually Mar/Sep 16; Yield to Maturity 2.536%; Moody BAA1 S&P BBB+; Issued 03/16/17; Asset Class: FI & Pref
WILLIAMS PARTNERS LP
Coupon Rate 3.350%; Matures 08/15/2022; CUSIP 96950FAJ3
8/10/16 91,000.000 97.255
97.255
101.501 88,502.05
88,502.05 92,365.91 3,863.86 LT
3,049.00
381.06
3.30
Int. Semi-Annually Feb/Aug 15; Callable $100.00 on 05/15/22; Yield to Call 2.999%; Moody BAA3 S&P BBB; Issued 08/14/12; Asset Class: FI & Pref
ABBVIE INC
Coupon Rate 2.900%; Matures 11/06/2022; CUSIP 00287YAL3
7/23/14
11/16/15
4,000.000
82,000.000
97.377
97.377
96.934
96.934
101.411
101.411
3,895.08
3,895.08
79,485.88
79,485.88
4,056.44
83,157.02
161.36
3,671.14
LT
LT
Total 86,000.000 83,380.96
83,380.96 87,213.46 3,832.50 LT
2,494.00
997.60
2.85
Int. Semi-Annually May/Nov 06; Yield to Maturity 2.602%; Moody BAA2 S&P A-; Issued 05/06/13; Asset Class: FI & Pref
WELLS FARGO & COMPANY
Coupon Rate 3.069%; Matures 01/24/2023; CUSIP 949746SK8
2/24/17 86,000.000 100.842
100.765
101.713 86,724.12
86,657.72 87,473.18 815.46 ST
2,639.00
483.87
3.01
Int. Semi-Annually Jan/Jul 24; Callable $100.00 on 01/24/22; Yield to Call 2.646%; Moody A2 S&P A; Issued 01/24/17; Asset Class: FI & Pref
JP MORGAN CHASE & CO
Coupon Rate 3.200%; Matures 01/25/2023; CUSIP 46625HJH4
11/10/15
11/16/15
8,000.000
78,000.000
99.660
99.660
100.125
100.095
102.558
102.558
7,972.80
7,972.80
78,097.50
78,074.22
8,204.64
79,995.24
231.84
1,921.02
LT
LT
Total 86,000.000 86,070.30
86,047.02 88,199.88 2,152.86 LT
2,752.00
496.88
3.12
Int. Semi-Annually Jan/Jul 25; Yield to Maturity 2.680%; Moody A3 S&P A-; Issued 01/25/13; Asset Class: FI & Pref
ANHEUSER-BUSCH INBEV FIN
Coupon Rate 3.300%; Matures 02/01/2023; CUSIP 035242AL0
4/5/16 83,000.000 104.564
103.638
103.677 86,788.12
86,019.37 86,051.91 32.54 LT
2,739.00
448.89
3.18
Int. Semi-Annually Feb/Aug 01; Callable $100.00 on 12/01/22; Yield to Call 2.536%; Moody A3 S&P A-; Issued 01/25/16; Asset Class: FI & Pref
GOLDAM SACHS GROUP INC 2.905% FIXED TO 07/24/2022 FLTS
THERE
Coupon Rate 2.905%; Matures 07/24/2023; CUSIP 38141GWM2
8/2/17 88,000.000 100.266
100.260
100.072 88,234.08
88,228.64 88,063.36 (165.28)ST
2,556.00
468.67
2.90
Int. Semi-Annually Jan/Jul 24; Callable $100.00 on 07/24/22; Yield to Maturity 2.891%; First Coupon 01/24/18; Floater; Moody A3 S&P BBB+; Issued 07/24/17; Asset Class: FI & Pref
ECOPETROL SA
Coupon Rate 5.875%; Matures 09/18/2023; CUSIP 279158AC3
2/2/17 79,000.000 107.350
106.720
111.050 84,806.50
84,308.70 87,729.50 3,420.80 ST
4,641.00
154.70
5.29
Int. Semi-Annually Mar/Sep 18; Yield to Maturity 3.789%; Moody BAA3 S&P BBB; Issued 09/18/13; Asset Class: FI & Pref
TOYOTA MOTOR CREDIT CORP
Coupon Rate 2.250%; Matures 10/18/2023; CUSIP 89236TDK8
10/14/16 88,000.000 100.058
100.051
98.369 88,051.04
88,044.56 86,564.72 (1,479.84)ST
1,980.00
891.00
2.28
Int. Semi-Annually Apr/Oct 18; Yield to Maturity 2.543%; Moody AA3 S&P AA-; Issued 10/18/16; Asset Class: FI & Pref
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 17 of 122
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
HEALTH CARE REIT INC
Coupon Rate 4.000%; Matures 06/01/2025; CUSIP 42217KBF2
5/20/16 83,000.000 102.442
102.125
104.252 85,026.86
84,763.91 86,529.16 1,765.25 LT
3,320.00
1,097.44
3.83
Int. Semi-Annually Jun/Dec 01; Callable $100.00 on 03/01/25; Yield to Call 3.348%; Moody BAA1 S&P BBB+; Issued 05/26/15; Asset Class: FI & Pref
BANK OF AMERICA CORP
Coupon Rate 4.450%; Matures 03/03/2026; CUSIP 06051GFU8
10/4/16
5/18/17
82,000.000
2,000.000
107.141
106.499
104.587
104.429
105.724
105.724
87,855.62
87,329.49
2,091.74
2,088.57
86,693.68
2,114.48
(635.81)
25.91
ST
ST
Total 84,000.000 89,947.36
89,418.06 88,808.16 (609.90)ST
3,738.00
280.35
4.20
Int. Semi-Annually Mar/Sep 03; Yield to Maturity 3.654%; Moody BAA3 (+) S&P BBB; Issued 03/03/16; Asset Class: FI & Pref
SABINE PASS LIQUEFACTION LLC
Coupon Rate 5.875%; Matures 06/30/2026; CUSIP 785592AV8
2/28/17 87,000.000 111.762
111.159
111.583 97,232.94
96,708.41 97,077.21 368.80 ST
5,111.00
1,277.81
5.26
Int. Semi-Annually Jun/Dec 30; Callable $100.00 on 12/31/25; Yield to Call 4.199%; Moody BAA3 S&P BBB-; Issued 12/31/16; Asset Class: FI & Pref
KROGER CO
Coupon Rate 2.650%; Matures 10/15/2026; CUSIP 501044DE8
7/14/17 95,000.000 92.916
92.916
91.458 88,270.20
88,270.20 86,885.10 (1,385.10)ST
2,518.00
1,153.85
2.89
Int. Semi-Annually Apr/Oct 15; Callable $100.00 on 07/15/26; Yield to Maturity 3.774%; Moody BAA1 S&P BBB; Issued 10/03/16; Asset Class: FI & Pref
AIR LEASE CORP
Coupon Rate 3.625%; Matures 04/01/2027; CUSIP 00912XAV6
4/11/17
4/13/17
4/17/17
62,000.000
13,000.000
13,000.000
98.882
98.882
99.145
99.145
99.474
99.474
100.068
100.068
100.068
61,306.84
61,306.84
12,888.85
12,888.85
12,931.62
12,931.62
62,042.16
13,008.84
13,008.84
735.32
119.99
77.22
ST
ST
ST
Total 88,000.000 87,127.31
87,127.31 88,059.84 932.53 ST
3,190.00
1,789.94
3.62
Int. Semi-Annually Apr/Oct 01; Callable $100.00 on 01/01/27; Yield to Call 3.616%; First Coupon 10/01/17; S&P BBB; Issued 03/08/17; Asset Class: FI & Pref
AT&T INC
Coupon Rate 3.900%; Matures 08/14/2027; CUSIP 00206REM0
8/15/17 89,000.000 99.736
99.736
100.195 88,765.04
88,765.04 89,173.55 408.51 ST
3,471.00
511.00
3.89
Int. Semi-Annually Feb/Aug 14; Callable $100.00 on 05/14/27; Yield to Call 3.875%; First Coupon 02/14/18; Moody BAA1 (-) S&P BBB+ (-); Issued 08/07/17; Asset Class: FI & Pref
CITIGROUP INC 3.66 FXD TO 07/24/2027 FLTS THRFTR
Coupon Rate 3.668%; Matures 07/24/2028; CUSIP 172967LP4
9/12/17 87,000.000 101.246
101.242
100.979 88,084.02
88,080.11 87,851.73 (228.38)ST
3,191.00
585.04
3.63
Int. Semi-Annually Jan/Jul 24; Callable $100.00 on 07/24/27; Yield to Call 3.549%; First Coupon 01/24/18; Floater; Moody BAA1 S&P BBB+; Issued 07/24/17; Asset Class: FI & Pref
CORPORATE BONDS 2,398,000.000 $2,448,776.78
$2,440,311.60 $2,456,185.82 $11,654.62
$4,219.60
LT
ST
$82,069.00
$18,294.32
3.34%
00
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2
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D
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1
4
5
3
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Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 18 of 122
OTHER FIXED INCOME
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
BACCT 2014-A1 A
Coupon Rate 1.614%; Matures 06/15/2021; CUSIP 05522RCQ9
11/13/15
11/17/15
30,000.000
125,000.000
$99.684
$99.684
99.461
99.461
$100.359
100.359
$29,905.08
$29,905.08
124,326.13
124,326.13
$30,107.70
125,448.75
$202.62
1,122.62
LT
LT
Total 155,000.000 154,231.21
154,231.21 155,556.45 1,325.24 LT
2,502.00
104.26
1.60
Interest Paid Monthly Sep 15; Yield to Maturity 1.514%; Floater; Moody AAA S&P AAA; Issued 02/13/14; Asset Class: FI & Pref
COMET 2016-A6 A
Coupon Rate 1.820%; Matures 09/15/2022; CUSIP 14041NFH9
3/16/17 130,000.000 99.789
99.789
99.959 129,725.83
129,725.83 129,946.70 220.87 ST
2,366.00
98.58
1.82
Interest Paid Monthly Sep 15; Yield to Maturity 1.829%; S&P AAA; Issued 12/08/16; Asset Class: FI & Pref
OTHER FIXED INCOME 285,000.000 $283,957.04
$283,957.04 $285,503.15 $1,325.24
$220.87
LT
ST
$4,868.00
$202.84
1.70%
Percentage
of Holdings Face Value
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
CORPORATE FIXED INCOME 2,683,000.000 $2,732,733.82
$2,724,268.64 $2,741,688.97 $12,979.86
$4,440.47
LT
ST
$86,937.00
$18,497.16
3.17%
TOTAL CORPORATE FIXED INCOME
(includes accrued interest)
62.47%$2,760,186.13
Watchlist and CreditWatch Indicators: (*) = developing/uncertain (+) = On Watchlist/CreditWatch Upgrade (-) = On Watchlist/CreditWatch Downgrade
GOVERNMENT SECURITIES
TREASURY SECURITIES
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
UNITED STATES TREASURY NOTE
Coupon Rate 0.750%; Matures 02/15/2019; CUSIP 912828P53
2/8/17 12,000.000 $99.099
$99.099
$99.102 $11,891.83
$11,891.83 $11,892.24 $0.41 ST H
$90.00
$11.25
0.75
Int. Semi-Annually Feb/Aug 15; Yield to Maturity 1.411%; Moody AAA; Issued 02/15/16; Basis Adjustment Due to Wash Sale: $6.17; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 1.625%; Matures 06/30/2019; CUSIP 912828WS5
6/28/17 117,000.000 100.547
100.478
100.285 117,640.22
117,559.38 117,333.45 (225.93)ST
1,901.00
475.31
1.62
Int. Semi-Annually Jun/Dec 31; Yield to Maturity 1.459%; Moody AAA; Issued 06/30/14; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 1.375%; Matures 08/31/2020; CUSIP 912828L32
5/5/17 119,000.000 99.274
99.274
99.313 118,135.82
118,135.82 118,182.47 46.65 ST
1,636.00
142.28
1.38
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 19 of 122
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
Int. Semi-Annually Feb/Aug 29; Yield to Maturity 1.617%; Moody AAA; Issued 08/31/15; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 2.125%; Matures 01/31/2021; CUSIP 912828B58
4/18/17
6/5/17
6/6/17
52,000.000
10,000.000
69,000.000
102.082
101.839
101.934
101.768
102.032
101.859
101.391
101.391
101.391
53,082.85
52,956.32
10,193.39
10,176.82
70,401.80
70,282.59
52,723.32
10,139.10
69,959.79
(233.00)
(37.72)
(322.80)
ST
ST
ST
Total 131,000.000 133,678.04
133,415.73 132,822.21 (593.52)ST
2,784.00
461.43
2.09
Int. Semi-Annually Jan/Jul 31; Yield to Maturity 1.694%; Moody AAA; Issued 01/31/14; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 1.375%; Matures 05/31/2021; CUSIP 912828R77
7/14/17 276,000.000 98.727
98.727
98.648 272,486.24
272,486.24 272,268.48 (217.76)ST
3,795.00
1,265.00
1.39
Int. Semi-Annually May/Nov 30; Yield to Maturity 1.757%; Moody AAA; Issued 05/31/16; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 1.750%; Matures 03/31/2022; CUSIP 912828J76
5/5/17
7/12/17
238,000.000
135,000.000
99.352
99.352
99.555
99.555
99.434
99.434
236,457.52
236,457.52
134,399.25
134,399.25
236,652.92
134,235.90
195.40
(163.35)
ST
ST
Total 373,000.000 370,856.77
370,856.77 370,888.82 32.05 ST
6,528.00
—
1.76
Int. Semi-Annually Mar/Sep 30; Yield to Maturity 1.882%; Moody AAA; Issued 03/31/15; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 2.250%; Matures 02/15/2027; CUSIP 912828V98
6/6/17
6/6/17
6/6/17
34,000.000
28,000.000
30,000.000
100.903
100.876
99.887
99.887
100.324
100.320
99.395
99.395
99.395
34,306.92
34,297.78
27,968.22
27,968.22
30,097.20
30,096.02
33,794.30
27,830.60
29,818.50
(503.48)
(137.62)
(277.52)
ST
ST
ST
H
H
8/14/17 8,000.000 100.274
100.270
99.395 8,021.90
8,021.63 7,951.60 (70.03)ST
Total 100,000.000 100,394.24
100,383.65 99,395.00 (988.65)ST
2,250.00
281.25
2.26
Int. Semi-Annually Feb/Aug 15; Yield to Maturity 2.322%; Moody AAA; Issued 02/15/17; Basis Adjustment Due to Wash Sale: $29.12; Asset Class: FI & Pref
UNITED STATES TREASURY BOND-INFLATION INDEXED
Coupon Rate 0.375%; Matures 07/15/2027; CUSIP 9128282L3
9/1/17 89,000.000 100.188
100.255
99.042 89,281.01
89,226.55 88,211.72 (1,014.83)ST
334.00
69.88
0.37
Int. Semi-Annually Jan/Jul 15; Factor 1.00073000; Moody AAA; Issued 07/15/17; Current Face 89,064.970; Asset Class: FI & Pref
UNITED STATES TREASURY NOTE
Coupon Rate 2.250%; Matures 08/15/2027; CUSIP 9128282R0
9/25/17 66,000.000 100.262
100.262
99.320 66,172.99
66,172.78 65,551.20 (621.58)ST
1,485.00
185.62
2.26
Int. Semi-Annually Feb/Aug 15; Yield to Maturity 2.327%; Moody AAA; Issued 08/15/17; Asset Class: FI & Pref
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 20 of 122
TREASURY SECURITIES 1,283,000.000 $1,280,537.16
$1,280,128.75 $1,276,545.59 $(3,583.16)ST
$20,803.00
$2,892.02
1.63%
FEDERAL AGENCIES
Security Description Trade Date Face Value
Orig Unit Cost
Adj Unit Cost Unit Price
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
INTL BK FOR RECON & DEV
Coupon Rate 1.375%; Matures 05/24/2021; CUSIP 459058FH1
9/16/16 90,000.000 $99.936
$99.936
$98.205 $89,942.40
$89,942.40 $88,384.50 $(1,557.90)LT
$1,238.00
—
1.40
Int. Semi-Annually May/Nov 24; Yield to Maturity 1.886%; Moody AAA S&P AAA; Issued 05/24/16; Asset Class: FI & Pref
FHLMC 30 YR GOLD G08775
Coupon Rate 4.000%; Matures 07/01/2047; CUSIP 3128MJ2H2
9/11/17 186,000.000 105.758
105.758
105.324 195,044.18
195,044.18 194,244.13 (800.05)ST
7,377.00
594.25
3.79
Interest Paid Monthly Jul 01; Yield to Maturity 3.703%; Factor .99153405; Issued 07/01/17; Current Face 184,425.333; Asset Class: FI & Pref
FEDERAL AGENCIES 276,000.000 $284,986.58
$284,986.58 $282,628.63 $(1,557.90)
$(800.05)
LT
ST
$8,615.00
$594.25
3.05%
Percentage
of Holdings Face Value
Orig Total Cost
Adj Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
GOVERNMENT SECURITIES 1,559,000.000 $1,565,523.74
$1,565,115.33 $1,559,174.22 $(1,557.90)
$(4,383.21)
LT
ST
$29,418.00
$3,486.27
1.89%
TOTAL GOVERNMENT SECURITIES
(includes accrued interest)
35.37%$1,562,660.49
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL VALUE $4,289,383.97 $4,396,583.22 $11,421.96
$57.26
LT
ST
$116,451.00
$21,983.43
2.64%
TOTAL VALUE (includes accrued interest)100.00%$4,418,566.65
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
H - Wash sale rules apply to this tax lot. The cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale transaction. The aggregate amount of the basis
adjustment is identified in italics under the Security Description.
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 21 of 122
ALLOCATION OF ASSETS (^includes accrued interest)
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $95,720.03 ——————
Corporate Fixed Income^——$2,760,186.13 ————
Government Securities^——1,562,660.49 ————
TOTAL ALLOCATION OF ASSETS^$95,720.03 —$4,322,846.62 ————
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
9/1 9/5 Sold US TSY NOTE 2250 27FB15 ACTED AS AGENT
ACCRUED INTEREST 127.11
99,000.000 $100.8316 $99,950.39
9/5 9/5 Bought US TSY BOND TIIB 0375 27JL15 ACTED AS AGENT
ACCRUED INTEREST 47.09
a/o 09/01/17
89,000.000 100.1875 (89,328.10)
9/12 9/12 Sold FHLMC 30G G08749 4000 47JA01 ACTED AS AGENT
ACCRUED INTEREST 233.16
a/o 09/11/17
207,000.000 105.6953 201,869.72
9/12 9/12 Bought FHLMC 30G G08775 4000 47JL01 ACTED AS AGENT
ACCRUED INTEREST 225.41
a/o 09/11/17
186,000.000 105.7578 (195,269.59)
9/12 9/14 Sold BOSTON PROPERTIE 3650 *26FB01 ACTED AS AGENT
ACCRUED INTEREST 379.30
87,000.000 102.6160 89,655.22
9/12 9/14 Bought CITIGROUP INC 3668 *28JL24 ACTED AS AGENT
ACCRUED INTEREST 443.22
87,000.000 101.2460 (88,527.24)
9/20 9/20 Bought ROYAL BANK OF CA 20405 22FB01 ACTED AS AGENT
ACCRUED INTEREST 249.40
a/o 09/18/17
88,000.000 100.8120 (88,963.96)
9/20 9/22 Bought SUMITOMO MITSUI 24461 21OC19 ACTED AS AGENT
ACCRUED INTEREST 273.83
62,000.000 101.6658 (63,306.63)
9/21 9/25 Bought SUMITOMO MITSUI 24461 21OC19 ACTED AS AGENT
ACCRUED INTEREST 110.89
24,000.000 101.6220 (24,500.17)
9/26 9/26 Bought US TSY NOTE 2250 27AU15 ACTED AS AGENT
ACCRUED INTEREST 169.48
a/o 09/25/17
66,000.000 100.2621 (66,342.47)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $(224,762.83)
TOTAL PURCHASES $(616,238.16)
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 22 of 122
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS (CONTINUED)
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
TOTAL SALES AND REDEMPTIONS $391,475.33
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
RETURN OF PRINCIPAL
Activity Date Activity Type Description Comments Credits/(Debits)
9/15 Return of Principal FHLMC 30G G08749 4000 47JA01 CUSIP: 3128MJZP8 $3,873.44
TOTAL RETURN OF PRINCIPAL $3,873.44
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
9/5 Interest Income BANK OF AMERICA C 4450 26MH03 CUSIP: 06051GFU8 $1,869.00
9/12 Interest Income ACTAVIS FUNDING 3000 *20MH12 CUSIP: 00507UAP6 1,275.00
9/15 Interest Income CONOCOPHILLIPS CO 4200 *21MH15 CUSIP: 20826FAS5 1,680.00
9/15 Interest Income ABBOTT LABS 2000 20MH15 CUSIP: 002824AZ3 880.00
9/15 Interest Income FHLMC 30G G08749 4000 47JA01 CUSIP: 3128MJZP8 648.81
9/15 Interest Income BACCT 2014-A1 A 1614 *21JNRG CUSIP: 05522RCQ9 214.45
9/15 Interest Income COMET 2016-A6 A 1820 *22SPRG CUSIP: 14041NFH9 197.17
9/18 Interest Income ECOPETROL SA 5875 23SP18 CUSIP: 279158AC3 2,320.63
9/18 Interest Income VERIZON COMMUNICA 3125 22MH16 CUSIP: 92343VDW1 1,359.38
9/26 Interest Income BP CAP MRKT PLC 2241 18SP26 CUSIP: 05565QCG1 963.63
9/29 Interest Income US TSY NOTE 1750 22MH31 CUSIP: 912828J76 3,263.75
9/29 Interest Income MORGAN STANLEY BANK N.A.
(Period 09/01-09/30)
17.49
9/29 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 09/01-09/30)
3.75
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $14,693.06
TOTAL INTEREST $14,693.06
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
9/1 Automatic Investment BANK DEPOSIT PROGRAM $32,334.92
9/5 Automatic Investment BANK DEPOSIT PROGRAM 1,869.00
9/6 Automatic Investment BANK DEPOSIT PROGRAM 10,622.29
9/12 Automatic Investment BANK DEPOSIT PROGRAM 1,275.00
9/13 Automatic Investment BANK DEPOSIT PROGRAM 6,600.13
9/15 Automatic Investment BANK DEPOSIT PROGRAM 7,973.04
9/18 Automatic Investment BANK DEPOSIT PROGRAM 4,328.82
9/20 Automatic Redemption BANK DEPOSIT PROGRAM (88,958.97)
9/21 Automatic Redemption BANK DEPOSIT PROGRAM (4.99)
9/22 Automatic Redemption BANK DEPOSIT PROGRAM (63,306.63)
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 23 of 122
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY (CONTINUED)
Activity
Date Activity Type Description Credits/(Debits)
9/25 Automatic Redemption BANK DEPOSIT PROGRAM (24,500.17)
9/26 Automatic Investment BANK DEPOSIT PROGRAM 963.63
9/27 Automatic Redemption BANK DEPOSIT PROGRAM (66,342.47)
9/29 Automatic Investment BANK DEPOSIT PROGRAM 3,263.75
9/29 Automatic Investment BANK DEPOSIT PROGRAM 17.49
9/29 Automatic Investment BANK DEPOSIT PROGRAM 3.75
NET ACTIVITY FOR PERIOD $(173,861.41)
REALIZED GAIN/(LOSS) DETAIL
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
BOSTON PROPERTIE 3.650 2-01-26 05/01/17 09/12/17 87,000.000 $89,275.92 $87,499.19 $1,776.73
FHLMC 30G G08749 4.000 1-01-47 02/09/17 09/11/17 207,000.000 201,636.56 205,175.66 (3,539.10)
02/09/17 09/15/17 3,873.440 3,873.44 4,083.00 (209.56)
US TSY NOTE 2 1/4 2-15-27 05/30/17 09/01/17 41,000.000 41,340.95 41,092.32 248.63
06/06/17 09/01/17 30,000.000 30,249.48 30,264.82 (15.34)W
06/06/17 09/01/17 28,000.000 28,232.85 28,247.17 (14.32)W
Disallowed Loss Based On Wash Sale: $29.12
Short-Term This Period $394,609.20 $396,362.16 $(1,752.96)
Short-Term Year to Date $4,418,427.62 $4,458,051.97 $(39,624.35)
Net Realized Gain/(Loss) This Period $394,609.20 $396,362.16 $(1,752.96)
Net Realized Gain/(Loss) Year to Date $5,212,490.77 $5,248,244.74 $(37,599.90)
Disallowed Loss Based On Wash Sale This Period: $29.12
Disallowed Loss Based On Wash Sale Year to Date: $2,294.92
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
H, W, > - The wash sale rule applies to this tax lot. For lots noted with an “H,” the cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale
transaction. For lots noted with a “W,” the disallowed loss on covered securities will be reported on Form 1099-B for the current tax year. The aggregate basis adjustment and the disallowed loss amount are
identified in italics under the Security Description. Net Realized Gain/(Loss) for “This Period” and “Year to Date” includes disallowed loss. For lots noted with a “>,” both “H” and “W” apply.
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035174-095
CITY OF ATLANTIC BEACH
C/O GENERAL EMPLOYEE RETIREMENT
Page 24 of 122
MESSAGES
Consolidated Statement of Financial Condition (in millions of dollars):
At June 30, 2017 Morgan Stanley Smith Barney LLC had net capital of $2,288 which exceeded the Securities and Exchange Commission's minimum requirement by $2,131. A copy of the Morgan Stanley Smith
Barney LLC Consolidated Statement of Financial Condition at June 30, 2017 can be viewed online at:
http://www.morganstanley.com/about-us-ir/shareholder/morganstanley_smithbarney_llc.pdf or may be mailed to you at no cost by calling 1 (866) 825-1675, after September 15, 2017.
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CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Consulting Group Advisor Active Assets Account
660-035178-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
TOTAL BEGINNING VALUE $5,450,885.35 $4,236,016.96
Credits —732,000.00
Debits —(6,164.00)
Security Transfers ——
Net Credits/Debits/Transfers —$725,836.00
Change in Value 111,340.74 600,373.13
TOTAL ENDING VALUE $5,562,226.09 $5,562,226.09
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period September 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG SEP
3.7
4.1
4.5
4.9
5.3
5.7
($
)
M
i
l
l
i
o
n
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 25 of 122
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Alternatives
Market Value Percentage
Cash $32,441.30 0.58
Equities 4,673,337.83 84.02
Alternatives 856,446.96 15.40
TOTAL VALUE $5,562,226.09 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period September 1-30, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 26 of 122
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 8/31/17)
This Period
(as of 9/30/17)
Cash, BDP, MMFs $14,614.56 $32,441.30
ETFs & CEFs 3,349,548.37 3,397,809.71
Mutual Funds 2,086,722.42 2,131,975.08
Total Assets $5,450,885.35 $5,562,226.09
Total Liabilities (outstanding balance)——
TOTAL VALUE $5,450,885.35 $5,562,226.09
CASH FLOW
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
OPENING CASH, BDP, MMFs $14,614.56 $57,279.95
Purchases —(800,448.75)
Dividend Reinvestments —(9,351.12)
Income and Distributions 17,826.74 59,125.22
Total Investment Related Activity $17,826.74 $(750,674.65)
Electronic Transfers-Credits —732,000.00
Other Debits —(6,164.00)
Total Cash Related Activity —$725,836.00
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $32,441.30 $32,441.30
INCOME AND DISTRIBUTION SUMMARY
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
Other Dividends $17,825.25 $59,104.56
Interest 1.49 20.66
Total Taxable Income And Distributions $17,826.74 $59,125.22
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $17,826.74 $59,125.22
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(9/1/17-9/30/17)
Realized This Year
(1/1/17-9/30/17)
Unrealized
Inception to Date
(as of 9/30/17)
Short-Term Gain ——$42,824.56
Short-Term (Loss)——(305.09)
Total Short-Term ——$42,519.47
Long-Term Gain ——623,719.03
TOTAL GAIN/(LOSS)——$666,238.50
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
Investment Objectives (in order of priority) †: Capital Appreciation,Income,Aggressive Income,Speculation Investment Advisory Account
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 27 of 122
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY BANK N.A. #$32,441.30 —$32.00 0.100
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 0.58%$32,441.30 $32.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
EXCHANGE-TRADED & CLOSED-END FUNDS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
VANGUARD INDEX FDS S&P 500 ETF (VOO) 11/10/15
2/12/16
8,262.000
133.000
$190.319
170.880
$230.760
230.760
$1,572,414.75
22,727.09
$1,906,539.12
30,691.08
$334,124.37
7,963.99
LT
LT
Total 8,395.000 1,595,141.84 1,937,230.20 342,088.36 LT 37,610.00 1.94
Next Dividend Payable 12/2017; Asset Class: Equities
VANGUARD TOTAL INTL STOCK ETF (VXUS) 11/10/15
2/12/16
5/12/17
16,987.000
816.000
4,180.000
46.280
40.307
51.670
54.730
54.730
54.730
786,158.36
32,890.76
215,980.18
929,698.51
44,659.68
228,771.40
143,540.15
11,768.92
12,791.22
LT
LT
ST
8/11/17 4,704.000 52.980 54.730 249,215.57 257,449.92 8,234.35 ST
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CLIENT STATEMENT For the Period September 1-30, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 28 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 26,687.000 1,284,244.87 1,460,579.51 155,309.07
21,025.57
LT
ST
37,469.00 2.56
Next Dividend Payable 12/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
EXCHANGE-TRADED & CLOSED-END FUNDS 61.09%$2,879,386.71 $3,397,809.71 $497,397.43
$21,025.57
LT
ST
$75,079.00 2.21%
MUTUAL FUNDS
“Total Purchases vs. Market Value” is provided to assist you in comparing your “Total Purchases,” excluding reinvested distributions, with the current value of the mutual fund positions in your account.
“Cumulative Cash Distributions” when shown, may reflect distributions on shares no longer held in the account. It may not reflect all distributions received in cash; due to but not limited to: investments made
prior to addition of this information on statements; securities transfers; timing of recent distributions; and certain adjustments made in your account.
“Net Value Increase/ (Decrease)” reflects the difference between your total purchases, and the sum of the current value of the fund’s shares, and cash distributions shown. This calculation is for informational
purposes only and does not reflect your total unrealized gain or loss nor should it be used for tax purposes. Global Investment Manager Analysis (GIMA) status codes (FL, AL or NL), may be shown for certain
mutual funds and are not guarantees of performance. Refer to “GIMA Status in Investment Advisory Programs” in the June or December statement for a description of these codes.
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
LAZARD INTL STRAT EQ PTF INST (LISIX) 11/10/15
2/12/16
5/12/17
57,921.887
1,868.289
15,417.559
$13.570
11.920
14.010
$14.990
14.990
14.990
$786,000.00
22,270.00
216,000.00
$868,249.09
28,005.65
231,109.21
$82,249.09
5,735.65
15,109.21
LT
LT
ST
8/11/17 8,230.021 14.490 14.990 119,253.00 123,368.01 4,115.01 ST
Purchases 83,437.756 1,143,523.00 1,250,731.96 87,984.74
19,224.22
LT
ST
Long Term Reinvestments 678.890 8,947.78 10,176.56 1,228.78 LT
Short Term Reinvestments 975.290 12,044.83 14,619.60 2,574.77 ST
Total 85,091.936 1,164,515.61 1,275,528.12 89,213.52
21,798.99
LT
ST
16,933.00 1.32
Total Purchases vs Market Value
Net Value Increase/(Decrease)
1,143,523.00 1,275,528.12
132,005.12
GIMA Status: FL; Enrolled In MS Dividend Reinvestment; Capital Gains Reinvest; Asset Class: Equities
TORTOISE MLP & PIPELINE INST (TORIX) 7/15/16 61,846.805 12.990 13.590 803,390.00 840,498.08 37,108.08 LT
Purchases 61,846.805 803,390.00 840,498.08 37,108.08 LT
Short Term Reinvestments 1,173.575 16,253.97 15,948.88 (305.09)ST
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 29 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 63,020.380 819,643.97 856,446.96 37,108.08
(305.09)
LT
ST
16,511.00 1.92
Total Purchases vs Market Value
Net Value Increase/(Decrease)
803,390.00 856,446.96
53,056.96
GIMA Status: AL; Enrolled In MS Dividend Reinvestment; Capital Gains Reinvest; Asset Class: Alt
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
MUTUAL FUNDS 38.33%$1,984,159.58 $2,131,975.08 $126,321.60
$21,493.90
LT
ST
$33,444.00 1.57%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL VALUE 100.00%$4,863,546.29 $5,562,226.09 $623,719.03
$42,519.47
LT
ST
$108,555.00
—
1.95%
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $32,441.30 ——————
ETFs & CEFs —$3,397,809.71 —————
Mutual Funds —1,275,528.12 —$856,446.96 ———
TOTAL ALLOCATION OF ASSETS $32,441.30 $4,673,337.83 —$856,446.96 ———
ACTIVITY
INVESTMENT RELATED ACTIVITY
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
9/25 Dividend VANGUARD INDEX FDS S&P 500 ETF $9,872.52
9/25 Dividend VANGUARD TOTAL INTL STOCK ETF 7,952.73
9/29 Interest Income MORGAN STANLEY BANK N.A.
(Period 09/01-09/30)
1.49
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $17,826.74
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CLIENT STATEMENT For the Period September 1-30, 2017
Consulting Group Advisor Active Assets Account
660-035178-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 30 of 122
TAXABLE INCOME AND DISTRIBUTIONS (CONTINUED)
Activity Date Activity Type Description Comments Credits/(Debits)
TOTAL OTHER DIVIDENDS $17,825.25
TOTAL INTEREST $1.49
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
9/25 Automatic Investment BANK DEPOSIT PROGRAM $17,825.25
9/29 Automatic Investment BANK DEPOSIT PROGRAM 1.49
NET ACTIVITY FOR PERIOD $17,826.74
MESSAGES
Consolidated Statement of Financial Condition (in millions of dollars):
At June 30, 2017 Morgan Stanley Smith Barney LLC had net capital of $2,288 which exceeded the Securities and Exchange Commission's minimum requirement by $2,131. A copy of the Morgan Stanley Smith
Barney LLC Consolidated Statement of Financial Condition at June 30, 2017 can be viewed online at:
http://www.morganstanley.com/about-us-ir/shareholder/morganstanley_smithbarney_llc.pdf or may be mailed to you at no cost by calling 1 (866) 825-1675, after September 15, 2017.
Senior Investor Helpline
For any inquiries or comments or potential concerns, senior investors or someone acting on their behalf may contact our Firm by calling (800) 280-4534.
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Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-035191-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
TOTAL BEGINNING VALUE $1,070,406.50 $912,436.77
Credits ——
Debits —(3,818.66)
Security Transfers ——
Net Credits/Debits/Transfers —$(3,818.66)
Change in Value 7,498.02 169,286.41
TOTAL ENDING VALUE $1,077,904.52 $1,077,904.52
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period September 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG SEP
700
800
900
1,000
1,100
1,200
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 31 of 122
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Market Value Percentage
Cash $42,291.00 3.92
Equities 1,035,613.52 96.08
TOTAL VALUE $1,077,904.52 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 32 of 122
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 8/31/17)
This Period
(as of 9/30/17)
Cash, BDP, MMFs $25,291.99 $51,684.26
Stocks 1,045,114.51 1,035,613.52
Net Unsettled Purchases/Sales —(9,393.26)
Total Assets $1,070,406.50 $1,077,904.52
Total Liabilities (outstanding balance)——
TOTAL VALUE $1,070,406.50 $1,077,904.52
CASH FLOW
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
OPENING CASH, BDP, MMFs $25,291.99 $20,879.26
Purchases (46,364.88)(203,438.49)
Sales and Redemptions 61,676.29 219,838.59
2016 Net Unsettled Purch/Sales N/A (2,023.42)
Net Unsettled Purch/Sales 9,393.26 9,393.26
Income and Distributions 1,687.60 10,853.72
Total Investment Related Activity $26,392.27 $34,623.66
Other Debits —(3,818.66)
Total Cash Related Activity —$(3,818.66)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $51,684.26 $51,684.26
INCOME AND DISTRIBUTION SUMMARY
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
Qualified Dividends $1,685.36 $10,846.06
Interest 2.24 7.66
Total Taxable Income And Distributions $1,687.60 $10,853.72
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $1,687.60 $10,853.72
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(9/1/17-9/30/17)
Realized This Year
(1/1/17-9/30/17)
Unrealized
Inception to Date
(as of 9/30/17)
Short-Term Gain $51.32 $10,540.31 $32,140.32
Short-Term (Loss)(816.06)(3,772.10)(1,485.39)
Total Short-Term $(764.74)$6,768.21 $30,654.93
Long-Term Gain 16,273.20 19,228.70 129,017.28
Long-Term (Loss)——(21,139.10)
Total Long-Term $16,273.20 $19,228.70 $107,878.18
TOTAL GAIN/(LOSS)$15,508.46 $25,996.91 $138,533.11
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035191-095
Investment Objectives (in order of priority) †: Capital Appreciation,Income,Aggressive Income,Speculation Investment Advisory Account
Manager:Amundi Pioneer Fundamental Growth
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 33 of 122
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
CASH $13,738.76
MORGAN STANLEY BANK N.A. #37,945.50 —38.00 0.100
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs $51,684.26 $38.00
NET UNSETTLED PURCHASES/SALES $(9,393.26)
CASH, BDP, AND MMFs (PROJECTED SETTLED BALANCE)3.92%$42,291.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
The “Projected Settled Balance” includes accrued interest on deposits and reflects the impact of unsettled purchases/sales.
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 34 of 122
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ACCENTURE PLC IRELAND CL A (ACN) 9/22/17
9/28/17
77.000
23.000
$137.658
136.583
$135.070
135.070
$10,599.68
3,141.42
$10,400.39
3,106.61
$(199.29)
(34.81)
ST
ST
Total 100.000 13,741.10 13,507.00 (234.10)ST 266.00 1.96
Next Dividend Payable 11/2017; Asset Class: Equities
ADOBE SYSTEMS (ADBE) 1/25/17
2/13/17
7/11/17
124.000
20.000
25.000
113.773
117.802
143.726
149.180
149.180
149.180
14,107.85
2,356.04
3,593.15
18,498.32
2,983.60
3,729.50
4,390.47
627.56
136.35
ST
ST
ST
Total 169.000 20,057.04 25,211.42 5,154.38 ST ——
Asset Class: Equities
ALLERGAN PLC SHS (AGN) 8/22/16
2/23/17
108.000
22.000
253.850
246.826
204.950
204.950
27,415.80
5,430.18
22,134.60
4,508.90
(5,281.20)
(921.28)
LT
ST
Total 130.000 32,845.98 26,643.50 (5,281.20)
(921.28)
LT
ST
364.00 1.36
Next Dividend Payable 12/2017; Asset Class: Equities
ALPHABET INC CL C (GOOG) 8/22/16 58.000 771.889 959.110 44,769.55 55,628.38 10,858.83 LT ——
Asset Class: Equities
AMAZON COM INC (AMZN) 9/4/15
12/22/16
21.000
19.000
497.298
767.787
961.350
961.350
10,443.26
14,587.96
20,188.35
18,265.65
9,745.09
3,677.69
LT
ST
Total 40.000 25,031.22 38,454.00 9,745.09
3,677.69
LT
ST
——
Asset Class: Equities
AMPHENOL CORP NEW CL A (APH) 9/16/16
9/20/16
9/27/16
80.000
19.000
41.000
62.739
64.400
64.033
84.640
84.640
84.640
5,019.14
1,223.60
2,625.36
6,771.20
1,608.16
3,470.24
1,752.06
384.56
844.88
LT
LT
LT
9/29/16 22.000 64.925 84.640 1,428.34 1,862.08 433.74 LT
10/7/16 42.000 64.987 84.640 2,729.47 3,554.88 825.41 ST
3/30/17 17.000 71.896 84.640 1,222.24 1,438.88 216.64 ST
Total 221.000 14,248.15 18,705.44 3,415.24
1,042.05
LT
ST
168.00 0.89
Next Dividend Payable 10/11/17; Asset Class: Equities
APPLE INC (AAPL) 8/22/16
11/9/16
11/16/16
404.000
18.000
10.000
108.358
109.850
110.170
154.120
154.120
154.120
43,776.67
1,977.30
1,101.70
62,264.48
2,774.16
1,541.20
18,487.81
796.86
439.50
LT
ST
ST
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 35 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
12/22/16 23.000 116.482 154.120 2,679.08 3,544.76 865.68 ST
7/13/17 21.000 148.022 154.120 3,108.46 3,236.52 128.06 ST
Total 476.000 52,643.21 73,361.12 18,487.81
2,230.10
LT
ST
1,200.00 1.63
Next Dividend Payable 11/2017; Asset Class: Equities
BROADCOM LTD SHS (AVGO) 1/25/17
3/30/17
85.000
21.000
200.056
222.574
242.540
242.540
17,004.77
4,674.06
20,615.90
5,093.34
3,611.13
419.28
ST
ST
Total 106.000 21,678.83 25,709.24 4,030.41 ST 432.00 1.68
Next Dividend Payable 12/2017; Asset Class: Equities
CABOT OIL & GAS CORP A (COG) 8/22/16
10/26/16
11/22/16
400.000
52.000
67.000
25.735
20.450
23.181
26.750
26.750
26.750
10,294.00
1,063.40
1,553.11
10,700.00
1,391.00
1,792.25
406.00
327.60
239.14
LT
ST
ST
9/22/17 40.000 26.550 26.750 1,061.99 1,070.00 8.01 ST
Total 559.000 13,972.50 14,953.25 406.00
574.75
LT
ST
112.00 0.74
Next Dividend Payable 11/2017; Asset Class: Equities
CELGENE CORP (CELG) 4/22/15
7/1/15
8/22/16
77.000
43.000
36.000
115.781
117.677
113.952
145.820
145.820
145.820
8,915.13
5,060.11
4,102.27
11,228.14
6,270.26
5,249.52
2,313.01
1,210.15
1,147.25
LT
LT
LT
Total 156.000 18,077.51 22,747.92 4,670.41 LT ——
Asset Class: Equities
CHARLES SCHWAB NEW (SCHW) 9/22/17
9/28/17
276.000
74.000
42.521
43.873
43.740
43.740
11,735.88
3,246.59
12,072.24
3,236.76
336.36
(9.83)
ST
ST
Total 350.000 14,982.47 15,309.00 326.53 ST 112.00 0.73
Next Dividend Payable 11/2017; Asset Class: Equities
COGNIZANT TECH SOLUTIONS CL A (CTSH) 8/22/16
10/7/16
11/16/16
201.000
45.000
18.000
57.515
50.610
55.117
72.540
72.540
72.540
11,560.51
2,277.44
992.11
14,580.54
3,264.30
1,305.72
3,020.03
986.86
313.61
LT
ST
ST
Total 264.000 14,830.06 19,150.56 3,020.03
1,300.47
LT
ST
158.00 0.82
Next Dividend Payable 11/2017; Asset Class: Equities
COLGATE PALMOLIVE CO (CL) 8/22/16
11/9/16
5/3/17
122.000
22.000
41.000
74.535
70.327
71.025
72.850
72.850
72.850
9,093.33
1,547.20
2,912.03
8,887.70
1,602.70
2,986.85
(205.63)
55.50
74.82
LT
ST
ST
8/15/17 23.000 71.783 72.850 1,651.01 1,675.55 24.54 ST
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
4
1
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 36 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 208.000 15,203.57 15,152.80 (205.63)
154.86
LT
ST
333.00 2.19
Next Dividend Payable 11/2017; Asset Class: Equities
COOPER CO INC NEW (COO) 5/9/17
5/11/17
5/12/17
24.000
23.000
22.000
207.646
207.008
207.866
237.110
237.110
237.110
4,983.50
4,761.18
4,573.06
5,690.64
5,453.53
5,216.42
707.14
692.35
643.36
ST
ST
ST
9/27/17 26.000 235.573 237.110 6,124.89 6,164.86 39.97 ST
Total 95.000 20,442.63 22,525.45 2,082.82 ST 6.00 0.02
Next Dividend Payable 02/2018; Asset Class: Equities
CVS HEALTH CORP COM (CVS) 6/12/15
8/5/15
8/22/16
128.000
86.000
166.000
102.265
110.521
98.070
81.320
81.320
81.320
13,089.95
9,504.77
16,279.62
10,408.96
6,993.52
13,499.12
(2,680.99)
(2,511.25)
(2,780.50)
LT
LT
LT
11/9/16 14.000 75.287 81.320 1,054.02 1,138.48 84.46 ST
12/22/16 21.000 79.677 81.320 1,673.22 1,707.72 34.50 ST
Total 415.000 41,601.58 33,747.80 (7,972.74)
118.96
LT
ST
830.00 2.45
Next Dividend Payable 11/2017; Asset Class: Equities
ECOLAB INC (ECL) 8/22/16 125.000 122.120 128.610 15,264.97 16,076.25 811.28 LT 185.00 1.15
Next Dividend Payable 10/16/17; Asset Class: Equities
EDWARD LIFESCIENCES CORP (EW) 2/17/16 74.000 85.508 109.310 6,327.56 8,088.94 1,761.38 LT ——
Asset Class: Equities
GILEAD SCIENCE (GILD) 8/22/16
6/27/17
8/15/17
193.000
21.000
47.000
81.027
71.677
73.327
81.020
81.020
81.020
15,638.13
1,505.21
3,446.35
15,636.86
1,701.42
3,807.94
(1.27)
196.21
361.59
LT
ST
ST
Total 261.000 20,589.69 21,146.22 (1.27)
557.80
LT
ST
543.00 2.56
Next Dividend Payable 12/2017; Asset Class: Equities
HERSHEY COMPANY (HSY) 8/22/16 152.000 113.933 109.170 17,317.82 16,593.84 (723.98)LT 399.00 2.40
Next Dividend Payable 12/2017; Asset Class: Equities
HOME DEPOT INC (HD) 8/22/16
11/9/16
266.000
21.000
135.387
124.808
163.560
163.560
36,012.84
2,620.97
43,506.96
3,434.76
7,494.12
813.79
LT
ST
Total 287.000 38,633.81 46,941.72 7,494.12
813.79
LT
ST
1,022.00 2.17
Next Dividend Payable 12/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 37 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
INTERCONTINENTALEXCHANGE GROUP (ICE) 9/10/15
8/22/16
2/13/17
368.000
115.000
13.000
47.147
55.938
59.033
68.700
68.700
68.700
17,349.96
6,432.92
767.43
25,281.60
7,900.50
893.10
7,931.64
1,467.58
125.67
LT
LT
ST
5/31/17 25.000 60.287 68.700 1,507.17 1,717.50 210.33 ST
Total 521.000 26,057.48 35,792.70 9,399.22
336.00
LT
ST
417.00 1.16
Next Dividend Payable 12/2017; Asset Class: Equities
INTL FLAVORS & FRAGRANCES (IFF) 8/22/16 86.000 137.269 142.910 11,805.17 12,290.26 485.09 LT 237.00 1.92
Next Dividend Payable 10/06/17; Asset Class: Equities
JOHNSON & JOHNSON (JNJ) 8/22/16
10/26/16
8/15/17
160.000
18.000
22.000
119.247
113.967
133.658
130.010
130.010
130.010
19,079.46
2,051.41
2,940.47
20,801.60
2,340.18
2,860.22
1,722.14
288.77
(80.25)
LT
ST
ST
Total 200.000 24,071.34 26,002.00 1,722.14
208.52
LT
ST
672.00 2.58
Next Dividend Payable 12/2017; Asset Class: Equities
MARSH & MCLENNAN COS INC (MMC) 2/16/17
2/23/17
3/16/17
128.000
22.000
43.000
72.890
73.048
74.663
83.810
83.810
83.810
9,329.86
1,607.06
3,210.50
10,727.68
1,843.82
3,603.83
1,397.82
236.76
393.33
ST
ST
ST
3/30/17 23.000 74.480 83.810 1,713.04 1,927.63 214.59 ST
5/31/17 22.000 77.605 83.810 1,707.31 1,843.82 136.51 ST
8/15/17 25.000 78.159 83.810 1,953.97 2,095.25 141.28 ST
9/8/17 44.000 80.996 83.810 3,563.82 3,687.64 123.82 ST
9/22/17 47.000 82.667 83.810 3,885.36 3,939.07 53.71 ST
9/28/17 36.000 83.479 83.810 3,005.25 3,017.16 11.91 ST
Total 390.000 29,976.17 32,685.90 2,709.73 ST 585.00 1.78
Next Dividend Payable 11/2017; Asset Class: Equities
MASCO CORP (MAS) 9/20/16
9/27/16
10/7/16
142.000
143.000
90.000
32.704
34.455
33.961
39.010
39.010
39.010
4,643.95
4,927.05
3,056.51
5,539.42
5,578.43
3,510.90
895.47
651.38
454.39
LT
LT
ST
11/9/16 20.000 30.911 39.010 618.22 780.20 161.98 ST
7/11/17 51.000 38.871 39.010 1,982.41 1,989.51 7.10 ST
Total 446.000 15,228.14 17,398.46 1,546.85
623.47
LT
ST
187.00 1.07
Next Dividend Payable 11/2017; Asset Class: Equities
MASTERCARD INC CL A (MA) 8/22/16 371.000 95.827 141.200 35,551.67 52,385.20 16,833.53 LT 326.00 0.62
Next Dividend Payable 11/2017; Asset Class: Equities
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
4
2
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 38 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
MEDTRONIC PLC SHS (MDT) 8/22/16 265.000 87.457 77.770 23,176.00 20,609.05 (2,566.95)LT 488.00 2.36
Next Dividend Payable 10/20/17; Asset Class: Equities
MICROSOFT CORP (MSFT) 8/22/16
3/30/17
4/5/17
795.000
21.000
42.000
57.587
65.899
66.260
74.490
74.490
74.490
45,781.67
1,383.88
2,782.90
59,219.55
1,564.29
3,128.58
13,437.88
180.41
345.68
LT
ST
ST
7/13/17 45.000 71.970 74.490 3,238.64 3,352.05 113.41 ST
8/4/17 36.000 72.997 74.490 2,627.88 2,681.64 53.76 ST
8/15/17 29.000 73.153 74.490 2,121.45 2,160.21 38.76 ST
Total 968.000 57,936.42 72,106.32 13,437.88
732.02
LT
ST
1,626.00 2.25
Next Dividend Payable 12/2017; Asset Class: Equities
O'REILLY AUTOMOTIVE INC NEW (ORLY) 8/22/16 49.000 287.588 215.370 14,091.83 10,553.13 (3,538.70)LT ——
Asset Class: Equities
PAYPAL HLDGS INC COM (PYPL) 6/22/17
7/11/17
7/13/17
166.000
91.000
49.000
53.593
54.964
57.441
64.030
64.030
64.030
8,896.36
5,001.74
2,814.60
10,628.98
5,826.73
3,137.47
1,732.62
824.99
322.87
ST
ST
ST
8/1/17 47.000 59.096 64.030 2,777.52 3,009.41 231.89 ST
8/4/17 46.000 58.658 64.030 2,698.25 2,945.38 247.13 ST
8/15/17 41.000 59.893 64.030 2,455.61 2,625.23 169.62 ST
Total 440.000 24,644.08 28,173.20 3,529.12 ST ——
Asset Class: Equities
PEPSICO INC NC (PEP) 8/22/16
8/15/17
262.000
20.000
108.027
118.900
111.430
111.430
28,302.97
2,377.99
29,194.66
2,228.60
891.69
(149.39)
LT
ST
Total 282.000 30,680.96 31,423.26 891.69
(149.39)
LT
ST
908.00 2.88
Next Dividend Payable 12/2017; Asset Class: Equities
RAYTHEON CO (NEW) (RTN) 8/22/16 176.000 142.893 186.580 25,149.20 32,838.08 7,688.88 LT 561.00 1.70
Next Dividend Payable 11/2017; Asset Class: Equities
ROSS STORES INC (ROST) 8/22/16
10/7/16
6/30/17
194.000
21.000
46.000
64.635
64.073
57.646
64.570
64.570
64.570
12,539.19
1,345.54
2,651.71
12,526.58
1,355.97
2,970.22
(12.61)
10.43
318.51
LT
ST
ST
Total 261.000 16,536.44 16,852.77 (12.61)
328.94
LT
ST
167.00 0.99
Next Dividend Payable 12/2017; Asset Class: Equities
STARBUCKS CORP WASHINGTON (SBUX) 7/6/16
11/16/16
280.000
53.000
56.696
55.418
53.710
53.710
15,874.82
2,937.17
15,038.80
2,846.63
(836.02)
(90.54)
LT
ST
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 39 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 333.000 18,811.99 17,885.43 (836.02)
(90.54)
LT
ST
333.00 1.86
Next Dividend Payable 11/2017; Asset Class: Equities
THERMO FISHER SCIENTIFIC (TMO) 8/22/16
10/26/16
192.000
21.000
153.733
146.471
189.200
189.200
29,516.77
3,075.90
36,326.40
3,973.20
6,809.63
897.30
LT
ST
Total 213.000 32,592.67 40,299.60 6,809.63
897.30
LT
ST
128.00 0.31
Next Dividend Payable 10/16/17; Asset Class: Equities
TIME WARNER INC NEW (TWX) 8/22/16
11/9/16
12/28/16
252.000
26.000
21.000
80.580
87.003
96.353
102.450
102.450
102.450
20,306.16
2,262.07
2,023.42
25,817.40
2,663.70
2,151.45
5,511.24
401.63
128.03
LT
ST
ST
3/10/17 24.000 98.664 102.450 2,367.93 2,458.80 90.87 ST
Total 323.000 26,959.58 33,091.35 5,511.24
620.53
LT
ST
520.00 1.57
Next Dividend Payable 11/2017; Asset Class: Equities
UNITED TECHNOLOGIES CORP (UTX) 8/22/16
9/29/16
104.000
22.000
108.667
102.166
116.080
116.080
11,301.33
2,247.65
12,072.32
2,553.76
770.99
306.11
LT
LT
Total 126.000 13,548.98 14,626.08 1,077.10 LT 353.00 2.41
Next Dividend Payable 12/2017; Asset Class: Equities
VERTEX PHARMACEUTICALS (VRTX) 11/17/14
11/20/14
60.000
12.000
111.274
110.550
152.040
152.040
6,676.44
1,326.60
9,122.40
1,824.48
2,445.96
497.88
LT
LT
Total 72.000 8,003.04 10,946.88 2,943.84 LT ——
Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 96.08%$897,080.41 $1,035,613.52 $107,878.18
$30,654.93
LT
ST
$13,638.00 1.32%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL VALUE 100.00%$897,080.41 $1,077,904.52 $107,878.18
$30,654.93
LT
ST
$13,676.00
—
1.27%
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
4
3
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 40 of 122
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $42,291.00 ——————
Stocks —$1,035,613.52 —————
TOTAL ALLOCATION OF ASSETS $42,291.00 $1,035,613.52 —————
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
9/8 9/12 Bought MARSH & MCLENNAN COS INC ACTED AS AGENT 44.000 $80.9958 $(3,563.82)
9/12 9/14 Sold MASTERCARD INC CL A ACTED AS AGENT 29.000 142.1151 4,121.24
9/22 9/26 Sold WALT DISNEY CO HLDG CO ACTED AS AGENT 194.000 98.6027 19,128.47
9/22 9/26 Sold NIKE INC B ACTED AS AGENT 306.000 53.2394 16,290.88
9/22 9/26 Sold APPLE INC ACTED AS AGENT 15.000 151.4740 2,272.05
9/22 9/26 Bought CHARLES SCHWAB NEW ACTED AS AGENT 276.000 42.5213 (11,735.88)
9/22 9/26 Bought ACCENTURE PLC IRELAND CL A ACTED AS AGENT 77.000 137.6582 (10,599.68)
9/22 9/26 Bought MARSH & MCLENNAN COS INC ACTED AS AGENT 47.000 82.6673 (3,885.36)
9/22 9/26 Bought CABOT OIL & GAS CORP A ACTED AS AGENT 40.000 26.5497 (1,061.99)
9/27 9/29 Sold AMAZON COM INC ACTED AS AGENT 21.000 945.9099 19,863.65
9/27 9/29 Bought COOPER CO INC NEW ACTED AS AGENT 26.000 235.5725 (6,124.89)
9/28 10/2 Bought CHARLES SCHWAB NEW ACTED AS AGENT 74.000 43.8728 (3,246.59)
9/28 10/2 Bought ACCENTURE PLC IRELAND CL A ACTED AS AGENT 23.000 136.5833 (3,141.42)
9/28 10/2 Bought MARSH & MCLENNAN COS INC ACTED AS AGENT 36.000 83.4792 (3,005.25)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $15,311.41
TOTAL PURCHASES $(46,364.88)
TOTAL SALES AND REDEMPTIONS $61,676.29
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
UNSETTLED PURCHASES/SALES ACTIVITY
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price
Pending
Credits/(Debits)
9/28 10/2 Bought ACCENTURE PLC IRELAND CL A UNSETTLED PURCHASE 23.000 $136.5833 $(3,141.42)
9/28 10/2 Bought CHARLES SCHWAB NEW UNSETTLED PURCHASE 74.000 43.8728 (3,246.59)
9/28 10/2 Bought MARSH & MCLENNAN COS INC UNSETTLED PURCHASE 36.000 83.4792 (3,005.25)
NET UNSETTLED PURCHASES/SALES $(9,393.26)
This section displays transactions that have not settled during this statement period. The Holdings section includes positions purchased and omits positions sold or sold short as of the trade-date. The unit/share
price for unsettled fixed income new issues in the Holdings section may be approximate in advance of active market pricing or pricing from third party pricing services.
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 41 of 122
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
9/11 Qualified Dividend UNITED TECHNOLOGIES CORP $88.20
9/12 Qualified Dividend JOHNSON & JOHNSON 168.00
9/14 Qualified Dividend MICROSOFT CORP 366.21
9/14 Qualified Dividend HOME DEPOT INC 255.43
9/15 Qualified Dividend HERSHEY COMPANY 99.71
9/15 Qualified Dividend ALLERGAN PLC SHS 91.00
9/28 Qualified Dividend GILEAD SCIENCE 135.72
9/29 Qualified Dividend PEPSICO INC NC 227.01
9/29 Qualified Dividend BROADCOM LTD SHS 108.12
9/29 Qualified Dividend INTERCONTINENTALEXCHANGE GROUP 104.20
9/29 Qualified Dividend ROSS STORES INC 41.76
9/29 Interest Income MORGAN STANLEY BANK N.A.
(Period 09/01-09/30)
2.24
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $1,687.60
TOTAL QUALIFIED DIVIDENDS $1,685.36
TOTAL INTEREST $2.24
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
9/11 Automatic Investment BANK DEPOSIT PROGRAM $88.20
9/12 Automatic Redemption BANK DEPOSIT PROGRAM (3,395.82)
9/14 Automatic Investment BANK DEPOSIT PROGRAM 621.64
9/15 Automatic Investment BANK DEPOSIT PROGRAM 4,220.95
9/18 Automatic Investment BANK DEPOSIT PROGRAM 91.00
9/27 Automatic Investment BANK DEPOSIT PROGRAM 10,408.49
9/28 Automatic Investment BANK DEPOSIT PROGRAM 135.72
9/29 Automatic Investment BANK DEPOSIT PROGRAM 481.09
9/29 Automatic Investment BANK DEPOSIT PROGRAM 2.24
NET ACTIVITY FOR PERIOD $12,653.51
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
AMAZON COM INC 12/22/14 09/27/17 19.000 $17,971.87 $5,825.67 $12,146.20
09/04/15 09/27/17 2.000 1,891.78 994.60 897.18
APPLE INC 08/22/16 09/22/17 15.000 2,272.05 1,625.37 646.68
MASTERCARD INC CL A 08/22/16 09/12/17 29.000 4,121.24 2,778.97 1,342.27
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-035191-095
CITY OF ATLANTIC BEACH
C/O RUSSELL CAFFEY
Nickname: Pioneer
Page 42 of 122
LONG-TERM GAIN/(LOSS) (CONTINUED)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
NIKE INC B 02/23/15 09/22/17 122.000 6,495.06 5,790.55 704.51
WALT DISNEY CO HLDG CO 08/22/16 09/22/17 194.000 19,128.47 18,592.11 536.36
Long-Term This Period $51,880.47 $35,607.27 $16,273.20
Long-Term Year to Date $75,616.85 $56,388.15 $19,228.70
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
NIKE INC B 11/09/16 09/22/17 21.000 1,118.00 1,066.68 51.32
03/30/17 09/22/17 48.000 2,555.43 2,687.80 (132.37)
07/11/17 09/22/17 46.000 2,448.96 2,690.20 (241.24)
07/21/17 09/22/17 69.000 3,673.43 4,115.88 (442.45)
Short-Term This Period $9,795.82 $10,560.56 $(764.74)
Short-Term Year to Date $144,221.74 $137,453.53 $6,768.21
Net Realized Gain/(Loss) This Period $61,676.29 $46,167.83 $15,508.46
Net Realized Gain/(Loss) Year to Date $219,838.59 $193,841.68 $25,996.91
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Consolidated Statement of Financial Condition (in millions of dollars):
At June 30, 2017 Morgan Stanley Smith Barney LLC had net capital of $2,288 which exceeded the Securities and Exchange Commission's minimum requirement by $2,131. A copy of the Morgan Stanley Smith
Barney LLC Consolidated Statement of Financial Condition at June 30, 2017 can be viewed online at:
http://www.morganstanley.com/about-us-ir/shareholder/morganstanley_smithbarney_llc.pdf or may be mailed to you at no cost by calling 1 (866) 825-1675, after September 15, 2017.
Senior Investor Helpline
For any inquiries or comments or potential concerns, senior investors or someone acting on their behalf may contact our Firm by calling (800) 280-4534.
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Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110029-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
TOTAL BEGINNING VALUE $2,029,000.10 $2,323,360.96
Credits ——
Debits —(444,606.23)
Security Transfers ——
Net Credits/Debits/Transfers —$(444,606.23)
Change in Value 80,140.09 230,385.46
TOTAL ENDING VALUE $2,109,140.19 $2,109,140.19
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period September 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG SEP
1.6
1.8
2
2.2
2.4
2.6
($
)
M
i
l
l
i
o
n
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 43 of 122
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
AlternativesMarket Value Percentage
Cash $52,130.27 2.47
Equities 2,002,640.15 94.95
Alternatives 54,369.77 2.58
TOTAL VALUE $2,109,140.19 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 44 of 122
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 8/31/17)
This Period
(as of 9/30/17)
Cash, BDP, MMFs $37,308.01 $51,406.07
Stocks 1,984,905.30 2,057,009.92
Net Unsettled Purchases/Sales 6,786.79 724.20
Total Assets $2,029,000.10 $2,109,140.19
Total Liabilities (outstanding balance)——
TOTAL VALUE $2,029,000.10 $2,109,140.19
CASH FLOW
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
OPENING CASH, BDP, MMFs $37,308.01 $45,267.52
Purchases (24,291.74)(225,420.43)
Sales and Redemptions 24,486.84 629,966.56
Prior Net Unsettled Purch/Sales 6,786.79 N/A
Net Unsettled Purch/Sales (724.20)(724.20)
Income and Distributions 7,840.37 46,922.85
Total Investment Related Activity $14,098.06 $450,744.78
Electronic Transfers-Debits —(434,873.00)
Other Debits —(9,733.23)
Total Cash Related Activity —$(444,606.23)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $51,406.07 $51,406.07
INCOME AND DISTRIBUTION SUMMARY
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
Qualified Dividends $7,836.26 $45,127.78
Other Dividends —1,785.47
Interest 4.11 9.60
Total Taxable Income And Distributions $7,840.37 $46,922.85
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $7,840.37 $46,922.85
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(9/1/17-9/30/17)
Realized This Year
(1/1/17-9/30/17)
Unrealized
Inception to Date
(as of 9/30/17)
Short-Term Gain —$3,850.79 $26,405.00
Short-Term (Loss)(1,292.54)(2,082.50)(9,011.83)
Total Short-Term $(1,292.54)$1,768.29 $17,393.17
Long-Term Gain 2,937.11 93,715.56 339,873.70
Long-Term (Loss)(3,446.17)(26,601.08)(17,201.75)
Total Long-Term $(509.06)$67,114.48 $322,671.95
TOTAL GAIN/(LOSS)$(1,801.60)$68,882.77 $340,065.12
Disallowed Loss —$505.77
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
Investment Objectives (in order of priority) †: Capital Appreciation,Income Investment Advisory Account
Manager:JP Morgan - Equity Income SMA
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 45 of 122
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$51,406.07 —$51.00 0.100
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs $51,406.07 $51.00
NET UNSETTLED PURCHASES/SALES $724.20
CASH, BDP, AND MMFs (PROJECTED SETTLED BALANCE)2.47%$52,130.27
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
The “Projected Settled Balance” includes accrued interest on deposits and reflects the impact of unsettled purchases/sales.
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
3M COMPANY (MMM) 11/9/15
2/16/16
75.000
16.000
$157.130
155.644
$209.900
209.900
$11,784.75
2,490.31
$15,742.50
3,358.40
$3,957.75
868.09
LT
LT
Total 91.000 14,275.06 19,100.90 4,825.84 LT 428.00 2.24
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 46 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 12/2017; Asset Class: Equities
ABBOTT LABORATORIES (ABT) 10/22/14
2/16/16
5/2/16
245.000
36.000
66.000
41.922
37.969
38.969
53.360
53.360
53.360
10,270.84
1,366.87
2,571.97
13,073.20
1,920.96
3,521.76
2,802.36
554.09
949.79
LT
LT
LT
Total 347.000 14,209.68 18,515.92 4,306.24 LT 368.00 1.98
Next Dividend Payable 11/2017; Asset Class: Equities
ABBVIE INC COM (ABBV) 4/6/15 59.000 57.769 88.860 3,408.37 5,242.74 1,834.37 LT 151.00 2.88
Next Dividend Payable 11/2017; Asset Class: Equities
ACCENTURE PLC IRELAND CL A (ACN) 11/9/15 102.000 104.660 135.070 10,675.32 13,777.14 3,101.82 LT 271.00 1.96
Next Dividend Payable 11/2017; Asset Class: Equities
AIR PROD & CHEM INC (APD) 6/22/17
8/1/17
9/29/17
34.000
43.000
38.000
144.449
147.483
151.335
151.220
151.220
151.220
4,911.28
6,341.78
5,750.74
5,141.48
6,502.46
5,746.36
230.20
160.68
(4.38)
ST
ST
ST
Total 115.000 17,003.80 17,390.30 386.50 ST 437.00 2.51
Next Dividend Payable 11/2017; Asset Class: Equities
ALEXANDRIA REAL ESTATE EQ INC (ARE) 11/9/15 53.000 86.271 118.970 4,572.37 6,305.41 1,733.04 LT R 182.00 2.88
Next Dividend Payable 10/16/17; Asset Class: Alt
ALTRIA GROUP INC (MO) 11/9/15
2/16/16
7/28/17
256.000
78.000
79.000
56.930
60.300
66.916
63.420
63.420
63.420
14,574.21
4,703.40
5,286.40
16,235.52
4,946.76
5,010.18
1,661.31
243.36
(276.22)
LT
LT
ST
Total 413.000 24,564.01 26,192.46 1,904.67
(276.22)
LT
ST
1,090.00 4.16
Next Dividend Payable 10/10/17; Asset Class: Equities
AMERIPRISE FINCL INC (AMP) 11/17/15 61.000 113.969 148.510 6,952.08 9,059.11 2,107.03 LT 203.00 2.24
Next Dividend Payable 11/2017; Asset Class: Equities
ANALOG DEVICES INC (ADI) 11/9/15
3/2/17
201.000
96.000
60.769
83.547
86.170
86.170
12,214.51
8,020.49
17,320.17
8,272.32
5,105.66
251.83
LT
ST
Total 297.000 20,235.00 25,592.49 5,105.66
251.83
LT
ST
535.00 2.09
Next Dividend Payable 12/2017; Asset Class: Equities
APPLE INC (AAPL) 11/9/15
2/16/16
7/5/17
252.000
66.000
17.000
120.243
96.317
144.601
154.120
154.120
154.120
30,301.16
6,356.94
2,458.22
38,838.24
10,171.92
2,620.04
8,537.08
3,814.98
161.82
LT
LT
ST
Total 335.000 39,116.32 51,630.20 12,352.06
161.82
LT
ST
844.00 1.63
Next Dividend Payable 11/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 47 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ARTHUR J GALLAGHER (AJG) 11/9/15
2/16/16
189.000
27.000
43.483
38.947
61.550
61.550
8,218.34
1,051.57
11,632.95
1,661.85
3,414.61
610.28
LT
LT
Total 216.000 9,269.91 13,294.80 4,024.89 LT 337.00 2.53
Next Dividend Payable 12/2017; Asset Class: Equities
AUTOMATIC DATA PROCESSING INC (ADP) 11/9/15
2/16/16
83.000
14.000
86.393
83.874
109.320
109.320
7,170.61
1,174.23
9,073.56
1,530.48
1,902.95
356.25
LT
LT
Total 97.000 8,344.84 10,604.04 2,259.20 LT 221.00 2.08
Next Dividend Payable 10/01/17; Asset Class: Equities
AVALONBAY COMM INC (AVB) 11/9/15
2/16/16
5/10/16
60.000
11.000
16.000
169.190
164.841
192.079
178.420
178.420
178.420
10,151.40
1,813.25
3,073.27
10,705.20
1,962.62
2,854.72
553.80
149.37
(218.55)
LT
LT
LT
Total 87.000 15,037.92 15,522.54 484.62 LT 494.00 3.18
Next Dividend Payable 10/16/17; Asset Class: Alt
BANK OF AMERICA CORP (BAC) 7/27/16
8/15/16
8/30/16
976.000
451.000
273.000
14.631
15.010
15.935
25.340
25.340
25.340
14,280.05
6,769.51
4,350.34
24,731.84
11,428.34
6,917.82
10,451.79
4,658.83
2,567.48
LT
LT
LT
11/4/16 671.000 16.695 25.340 11,202.35 17,003.14 5,800.79 ST
12/1/16 133.000 21.847 25.340 2,905.68 3,370.22 464.54 ST
7/5/17 64.000 24.868 25.340 1,591.56 1,621.76 30.20 ST
Total 2,568.000 41,099.49 65,073.12 17,678.10
6,295.53
LT
ST
1,233.00 1.89
Next Dividend Payable 12/2017; Asset Class: Equities
BB & T CORP (BBT) 1/6/15
12/2/15
2/16/16
383.000
49.000
39.000
36.810
38.459
32.787
46.940
46.940
46.940
14,098.11
1,884.48
1,278.71
17,978.02
2,300.06
1,830.66
3,879.91
415.58
551.95
LT
LT
LT
12/9/16 126.000 46.725 46.940 5,887.34 5,914.44 27.10 ST
Total 597.000 23,148.64 28,023.18 4,847.44
27.10
LT
ST
788.00 2.81
Next Dividend Payable 12/2017; Asset Class: Equities
BECTON DICKINSON & CO (BDX) 11/9/15
2/16/16
4/22/16
65.000
17.000
22.000
152.187
142.173
159.086
195.950
195.950
195.950
9,892.14
2,416.94
3,499.89
12,736.75
3,331.15
4,310.90
2,844.61
914.21
811.01
LT
LT
LT
Total 104.000 15,808.97 20,378.80 4,569.83 LT 304.00 1.49
Next Dividend Payable 12/2017; Asset Class: Equities
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 48 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
BLACKROCK INC (BLK) 11/9/15
12/15/15
2/16/16
71.000
14.000
7.000
349.118
325.244
314.557
447.090
447.090
447.090
24,787.40
4,553.42
2,201.90
31,743.39
6,259.26
3,129.63
6,955.99
1,705.84
927.73
LT
LT
LT
4/22/16 11.000 368.615 447.090 4,054.77 4,917.99 863.22 LT
Total 103.000 35,597.49 46,050.27 10,452.78 LT 1,030.00 2.23
Next Dividend Payable 12/2017; Asset Class: Equities
BOSTON PROPERTIES INC (BXP) 2/16/16
3/11/16
25.000
47.000
109.950
120.097
122.880
122.880
2,748.74
5,644.58
3,072.00
5,775.36
323.26
130.78
LT
LT
Total 72.000 8,393.32 8,847.36 454.04 LT 216.00 2.44
Next Dividend Payable 10/31/17; Asset Class: Alt
BRISTOL MYERS SQUIBB CO (BMY) 11/9/15
2/16/16
270.000
30.000
64.769
62.057
63.740
63.740
17,487.52
1,861.72
17,209.80
1,912.20
(277.72)
50.48
LT
LT
Total 300.000 19,349.24 19,122.00 (227.24)LT 468.00 2.44
Next Dividend Payable 11/2017; Asset Class: Equities
CAPITAL ONE FINANCIAL CORP (COF) 1/16/15
7/28/15
2/23/16
33.000
66.000
79.000
76.305
78.973
65.879
84.660
84.660
84.660
2,518.07
5,212.20
5,204.43
2,793.78
5,587.56
6,688.14
275.71
375.36
1,483.71
LT
LT
LT
12/9/16 51.000 89.799 84.660 4,579.73 4,317.66 (262.07)ST
Total 229.000 17,514.43 19,387.14 2,134.78
(262.07)
LT
ST
366.00 1.88
Next Dividend Payable 11/2017; Asset Class: Equities
CHEVRON CORP (CVX) 11/9/15
2/16/16
4/13/16
136.000
97.000
44.000
92.422
84.320
97.547
117.500
117.500
117.500
12,569.35
8,179.04
4,292.05
15,980.00
11,397.50
5,170.00
3,410.65
3,218.46
877.95
LT
LT
LT
4/22/16 17.000 102.160 117.500 1,736.72 1,997.50 260.78 LT
11/1/16 57.000 106.339 117.500 6,061.33 6,697.50 636.17 ST
1/3/17 28.000 117.528 117.500 3,290.78 3,290.00 (0.78)ST
2/14/17 47.000 111.900 117.500 5,259.30 5,522.50 263.20 ST
2/28/17 45.000 111.981 117.500 5,039.14 5,287.50 248.36 ST
7/5/17 38.000 104.885 117.500 3,985.64 4,465.00 479.36 ST
Total 509.000 50,413.35 59,807.50 7,767.84
1,626.31
LT
ST
2,199.00 3.67
Next Dividend Payable 12/2017; Asset Class: Equities
CHUBB LTD (CB) 11/9/15
2/16/16
9/11/17
100.000
15.000
27.000
112.204
115.673
145.651
142.550
142.550
142.550
11,220.41
1,735.10
3,932.58
14,255.00
2,138.25
3,848.85
3,034.59
403.15
(83.73)
LT
LT
ST
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 49 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 142.000 16,888.09 20,242.10 3,437.74
(83.73)
LT
ST
403.00 1.99
Next Dividend Payable 10/20/17; Asset Class: Equities
CINCINNATI FINANCIAL OHIO (CINF) 11/9/15
2/16/16
92.000
19.000
60.074
61.982
76.570
76.570
5,526.82
1,177.66
7,044.44
1,454.83
1,517.62
277.17
LT
LT
Total 111.000 6,704.48 8,499.27 1,794.79 LT 222.00 2.61
Next Dividend Payable 10/16/17; Asset Class: Equities
CME GROUP INC (CME) 11/9/15 320.000 97.152 135.680 31,088.51 43,417.60 12,329.09 LT 845.00 1.94
Next Dividend Payable 12/2017; Asset Class: Equities
CMS ENERGY CP (CMS) 11/9/15
2/16/16
274.000
70.000
34.269
38.860
46.320
46.320
9,389.68
2,720.23
12,691.68
3,242.40
3,302.00
522.17
LT
LT
Total 344.000 12,109.91 15,934.08 3,824.17 LT 458.00 2.87
Next Dividend Payable 11/2017; Asset Class: Equities
COCA COLA CO (KO) 4/24/15 169.000 40.958 45.010 6,921.85 7,606.69 684.84 LT 250.00 3.28
Next Dividend Payable 10/02/17; Asset Class: Equities
COMCAST CORP (NEW) CLASS A (CMCSA) 11/9/15
12/2/15
2/16/16
266.000
106.000
50.000
30.639
30.300
28.734
38.480
38.480
38.480
8,150.04
3,211.76
1,436.68
10,235.68
4,078.88
1,924.00
2,085.64
867.12
487.32
LT
LT
LT
9/7/17 51.000 40.800 38.480 2,080.78 1,962.48 (118.30)ST
Total 473.000 14,879.26 18,201.04 3,440.08
(118.30)
LT
ST
298.00 1.63
Next Dividend Payable 10/2017; Asset Class: Equities
CONOCOPHILLIPS (COP) 11/9/15
4/26/16
5/10/16
236.000
6.000
73.000
54.731
47.398
42.162
50.050
50.050
50.050
12,916.40
284.39
3,077.81
11,811.80
300.30
3,653.65
(1,104.60)
15.91
575.84
LT
LT
LT
6/7/16 100.000 47.428 50.050 4,742.83 5,005.00 262.17 LT
6/22/16 95.000 44.080 50.050 4,187.58 4,754.75 567.17 LT
11/2/16 102.000 43.105 50.050 4,396.71 5,105.10 708.39 ST
11/9/16 75.000 45.773 50.050 3,432.97 3,753.75 320.78 ST
11/18/16 160.000 44.940 50.050 7,190.40 8,008.00 817.60 ST
Total 847.000 40,229.09 42,392.35 316.49
1,846.77
LT
ST
898.00 2.11
Next Dividend Payable 12/2017; Asset Class: Equities
CULLEN FROST BANKERS INC (CFR) 11/17/15 140.000 69.508 94.920 9,731.12 13,288.80 3,557.68 LT 319.00 2.40
Next Dividend Payable 12/2017; Asset Class: Equities
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
4
8
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 50 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
DISCOVER FINCL SVCS (DFS) 11/9/15
12/2/15
4/25/16
16.000
33.000
103.000
56.990
56.050
56.680
64.480
64.480
64.480
911.84
1,849.65
5,838.03
1,031.68
2,127.84
6,641.44
119.84
278.19
803.41
LT
LT
LT
12/9/16 70.000 72.040 64.480 5,042.80 4,513.60 (529.20)ST
Total 222.000 13,642.32 14,314.56 1,201.44
(529.20)
LT
ST
311.00 2.17
Next Dividend Payable 12/2017; Asset Class: Equities
DOVER CORP (DOV) 9/29/16
11/1/16
11/10/16
35.000
49.000
31.000
71.701
66.690
71.550
91.390
91.390
91.390
2,509.53
3,267.81
2,218.05
3,198.65
4,478.11
2,833.09
689.12
1,210.30
615.04
LT
ST
ST
11/18/16 32.000 70.000 91.390 2,240.00 2,924.48 684.48 ST
2/2/17 35.000 77.571 91.390 2,714.99 3,198.65 483.66 ST
6/23/17 57.000 78.186 91.390 4,456.62 5,209.23 752.61 ST
Total 239.000 17,407.00 21,842.21 689.12
3,746.09
LT
ST
449.00 2.05
Next Dividend Payable 12/2017; Asset Class: Equities
DOWDUPONT INC (DWDP) 11/9/15
12/2/15
2/16/16
107.681
55.122
25.638
51.907
52.483
45.860
69.230
69.230
69.230
5,589.37
2,892.98
1,175.76
7,454.75
3,816.09
1,774.91
1,865.38
923.11
599.15
LT
LT
LT
5/1/17 52.559 62.270 69.230 3,272.87 3,638.65 365.78 ST
9/7/17 43.000 64.599 69.230 2,777.75 2,976.89 199.14 ST
Total 284.000 15,708.73 19,661.32 3,387.64
564.92
LT
ST
——
Asset Class: Equities
DR PEPPER SNAPPLE GROUP INC (DPS) 11/9/15
2/16/16
3/31/17
122.000
27.000
48.000
85.736
91.919
97.943
88.470
88.470
88.470
10,459.76
2,481.81
4,701.25
10,793.34
2,388.69
4,246.56
333.58
(93.12)
(454.69)
LT
LT
ST
Total 197.000 17,642.82 17,428.59 240.46
(454.69)
LT
ST
457.00 2.62
Next Dividend Payable 10/05/17; Asset Class: Equities
DTE ENERGY COMPANY (DTE) 11/9/15 40.000 79.210 107.360 3,168.40 4,294.40 1,126.00 LT 132.00 3.07
Next Dividend Payable 10/15/17; Asset Class: Equities
EDISON INTERNATIONAL (EIX) 11/9/15
2/16/16
182.000
45.000
59.158
61.827
77.170
77.170
10,766.83
2,782.22
14,044.94
3,472.65
3,278.11
690.43
LT
LT
Total 227.000 13,549.05 17,517.59 3,968.54 LT 493.00 2.81
Next Dividend Payable 10/31/17; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 51 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ELI LILLY & CO (LLY) 11/9/15
12/2/15
2/16/16
94.000
27.000
20.000
79.241
84.716
73.052
85.540
85.540
85.540
7,448.70
2,287.33
1,461.04
8,040.76
2,309.58
1,710.80
592.06
22.25
249.76
LT
LT
LT
5/17/16 34.000 76.509 85.540 2,601.30 2,908.36 307.06 LT
Total 175.000 13,798.37 14,969.50 1,171.13 LT 364.00 2.43
Next Dividend Payable 12/2017; Asset Class: Equities
EXXON MOBIL CORP (XOM) 11/9/15
2/16/16
348.000
84.000
82.058
81.082
81.980
81.980
28,556.15
6,810.88
28,529.04
6,886.32
(27.11)
75.44
LT
LT
Total 432.000 35,367.03 35,415.36 48.33 LT 1,331.00 3.75
Next Dividend Payable 12/2017; Asset Class: Equities
FIDELITY NATL INFORMATION SE (FIS) 11/9/15
2/16/16
7/5/17
173.000
28.000
33.000
66.206
58.557
85.954
93.390
93.390
93.390
11,453.66
1,639.60
2,836.49
16,156.47
2,614.92
3,081.87
4,702.81
975.32
245.38
LT
LT
ST
Total 234.000 15,929.75 21,853.26 5,678.13
245.38
LT
ST
271.00 1.24
Next Dividend Payable 12/2017; Asset Class: Equities
GENERAL ELECTRIC CO (GE) 4/11/17
4/25/17
278.000
220.000
30.027
29.485
24.180
24.180
8,347.59
6,486.70
6,722.04
5,319.60
(1,625.55)
(1,167.10)
ST
ST
Total 498.000 14,834.29 12,041.64 (2,792.65)ST 478.00 3.96
Next Dividend Payable 10/25/17; Asset Class: Equities
GENL DYNAMICS CORP (GD) 2/16/16
5/2/16
7/1/16
53.000
19.000
32.000
131.015
142.396
141.083
205.580
205.580
205.580
6,943.79
2,705.52
4,514.66
10,895.74
3,906.02
6,578.56
3,951.95
1,200.50
2,063.90
LT
LT
LT
9/16/16 30.000 151.111 205.580 4,533.32 6,167.40 1,634.08 LT
11/18/16 13.000 166.955 205.580 2,170.41 2,672.54 502.13 ST
Total 147.000 20,867.70 30,220.26 8,850.43
502.13
LT
ST
494.00 1.63
Next Dividend Payable 11/2017; Asset Class: Equities
GENUINE PARTS CO (GPC) 11/9/15
2/16/16
5/2/16
109.000
15.000
34.000
88.604
90.635
96.439
95.650
95.650
95.650
9,657.89
1,359.52
3,278.93
10,425.85
1,434.75
3,252.10
767.96
75.23
(26.83)
LT
LT
LT
11/1/16 25.000 88.972 95.650 2,224.29 2,391.25 166.96 ST
11/18/16 25.000 94.179 95.650 2,354.47 2,391.25 36.78 ST
11/30/16 26.000 96.832 95.650 2,517.62 2,486.90 (30.72)ST
6/5/17 30.000 94.285 95.650 2,828.55 2,869.50 40.95 ST
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
4
9
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 52 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 264.000 24,221.27 25,251.60 816.36
213.97
LT
ST
713.00 2.82
Next Dividend Payable 10/02/17; Asset Class: Equities
GILEAD SCIENCE (GILD) 2/16/16
5/17/16
7/20/16
35.000
26.000
41.000
90.730
83.513
86.953
81.020
81.020
81.020
3,175.57
2,171.35
3,565.07
2,835.70
2,106.52
3,321.82
(339.87)
(64.83)
(243.25)
LT
LT
LT
Total 102.000 8,911.99 8,264.04 (647.95)LT 212.00 2.56
Next Dividend Payable 12/2017; Asset Class: Equities
HARTFORD FIN SERS GRP INC (HIG) 11/9/15
2/16/16
1/3/17
485.000
78.000
67.000
46.785
41.159
47.738
55.430
55.430
55.430
22,690.48
3,210.39
3,198.45
26,883.55
4,323.54
3,713.81
4,193.07
1,113.15
515.36
LT
LT
ST
Total 630.000 29,099.32 34,920.90 5,306.22
515.36
LT
ST
580.00 1.66
Next Dividend Payable 10/02/17; Asset Class: Equities
HCP INCORPORATED (HCP) 8/3/16 134.000 35.512 27.830 4,758.55 3,729.22 (1,029.33)LT R 198.00 5.30
Next Dividend Payable 11/2017; Asset Class: Alt
HOME DEPOT INC (HD) 11/9/15
2/16/16
5/2/16
154.000
18.000
22.000
124.061
119.501
135.500
163.560
163.560
163.560
19,105.44
2,151.01
2,981.01
25,188.24
2,944.08
3,598.32
6,082.80
793.07
617.31
LT
LT
LT
12/13/16 38.000 136.217 163.560 5,176.25 6,215.28 1,039.03 ST
Total 232.000 29,413.71 37,945.92 7,493.18
1,039.03
LT
ST
826.00 2.17
Next Dividend Payable 12/2017; Asset Class: Equities
HONEYWELL INTERNATIONAL INC (HON) 11/9/15
2/16/16
4/22/16
80.000
22.000
30.000
101.819
104.144
112.641
141.740
141.740
141.740
8,145.48
2,291.17
3,379.23
11,339.20
3,118.28
4,252.20
3,193.72
827.11
872.97
LT
LT
LT
9/16/16 26.000 113.462 141.740 2,950.00 3,685.24 735.24 LT
10/5/16 18.000 115.189 141.740 2,073.41 2,551.32 477.91 ST
11/1/16 20.000 109.239 141.740 2,184.78 2,834.80 650.02 ST
11/10/16 21.000 113.500 141.740 2,383.50 2,976.54 593.04 ST
Total 217.000 23,407.57 30,757.58 5,629.04
1,720.97
LT
ST
647.00 2.10
Next Dividend Payable 12/2017; Asset Class: Equities
ILL TOOL WORKS INC (ITW) 11/9/15
2/16/16
181.000
32.000
91.119
93.097
147.960
147.960
16,492.54
2,979.10
26,780.76
4,734.72
10,288.22
1,755.62
LT
LT
Total 213.000 19,471.64 31,515.48 12,043.84 LT 665.00 2.11
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 53 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 10/10/17; Asset Class: Equities
INTL FLAVORS & FRAGRANCES (IFF) 2/16/16
6/30/16
34.000
17.000
107.500
124.169
142.910
142.910
3,655.00
2,110.88
4,858.94
2,429.47
1,203.94
318.59
LT
LT
Total 51.000 5,765.88 7,288.41 1,522.53 LT 141.00 1.93
Next Dividend Payable 10/06/17; Asset Class: Equities
JOHNSON & JOHNSON (JNJ) 11/9/15
2/16/16
1/3/17
327.000
52.000
26.000
100.780
102.294
115.840
130.010
130.010
130.010
32,955.22
5,319.31
3,011.84
42,513.27
6,760.52
3,380.26
9,558.05
1,441.21
368.42
LT
LT
ST
Total 405.000 41,286.37 52,654.05 10,999.26
368.42
LT
ST
1,361.00 2.58
Next Dividend Payable 12/2017; Asset Class: Equities
KIMBERLY CLARK CORP (KMB) 11/16/15
12/2/15
2/16/16
39.000
27.000
16.000
119.094
119.967
128.298
117.680
117.680
117.680
4,644.65
3,239.11
2,052.77
4,589.52
3,177.36
1,882.88
(55.13)
(61.75)
(169.89)
LT
LT
LT
5/2/16 14.000 125.899 117.680 1,762.58 1,647.52 (115.06)LT
Total 96.000 11,699.11 11,297.28 (401.83)LT 372.00 3.29
Next Dividend Payable 10/03/17; Asset Class: Equities
KLA TENCOR CORP (KLAC) 11/9/15
2/16/16
167.000
25.000
66.847
65.048
106.000
106.000
11,163.47
1,626.19
17,702.00
2,650.00
6,538.53
1,023.81
LT
LT
Total 192.000 12,789.66 20,352.00 7,562.34 LT 453.00 2.22
Next Dividend Payable 12/2017; Asset Class: Equities
KRAFT HEINZ CO (KHC) 11/9/15
11/4/16
2/14/17
16.000
53.000
53.000
68.627
83.562
90.140
77.550
77.550
77.550
1,098.04
4,428.79
4,777.42
1,240.80
4,110.15
4,110.15
142.76
(318.64)
(667.27)
LT
ST
ST
R
R
3/31/17 43.000 90.912 77.550 3,909.22 3,334.65 (574.57)ST
Total 165.000 14,213.47 12,795.75 142.76
(1,560.48)
LT
ST
413.00 3.22
Next Dividend Payable 12/2017; Asset Class: Equities
M&T BANK CORP (MTB) 2/18/16 107.000 105.995 161.040 11,341.51 17,231.28 5,889.77 LT 321.00 1.86
Next Dividend Payable 12/2017; Asset Class: Equities
MC DONALDS CORP (MCD) 4/26/17
6/5/17
41.000
19.000
140.734
152.994
156.680
156.680
5,770.10
2,906.89
6,423.88
2,976.92
653.78
70.03
ST
ST
Total 60.000 8,676.99 9,400.80 723.81 ST 242.00 2.57
Next Dividend Payable 12/2017; Asset Class: Equities
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
5
0
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 54 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
MERCK & CO INC NEW COM (MRK) 11/9/15
2/16/16
7/5/17
498.000
66.000
54.000
54.145
49.967
64.156
64.030
64.030
64.030
26,964.01
3,297.84
3,464.45
31,886.94
4,225.98
3,457.62
4,922.93
928.14
(6.83)
LT
LT
ST
Total 618.000 33,726.30 39,570.54 5,851.07
(6.83)
LT
ST
1,162.00 2.93
Next Dividend Payable 10/06/17; Asset Class: Equities
METLIFE INCORPORATED (MET) 3/26/15
12/2/15
2/16/16
267.000
42.000
36.000
45.547
45.562
34.212
51.950
51.950
51.950
12,160.94
1,913.62
1,231.62
13,870.65
2,181.90
1,870.20
1,709.71
268.28
638.58
LT
LT
LT
4/26/16 149.000 41.748 51.950 6,220.41 7,740.55 1,520.14 LT
8/3/16 160.000 38.969 51.950 6,235.02 8,312.00 2,076.98 LT
7/5/17 42.000 50.222 51.950 2,109.33 2,181.90 72.57 ST
Total 696.000 29,870.94 36,157.20 6,213.69
72.57
LT
ST
1,114.00 3.08
Next Dividend Payable 12/2017; Asset Class: Equities
MICROSOFT CORP (MSFT) 11/9/15
2/16/16
3/11/16
334.000
48.000
129.000
53.859
50.847
52.916
74.490
74.490
74.490
17,988.97
2,440.67
6,826.14
24,879.66
3,575.52
9,609.21
6,890.69
1,134.85
2,783.07
LT
LT
LT
4/22/16 78.000 51.277 74.490 3,999.62 5,810.22 1,810.60 LT
7/5/17 17.000 69.303 74.490 1,178.15 1,266.33 88.18 ST
Total 606.000 32,433.55 45,140.94 12,619.21
88.18
LT
ST
1,018.00 2.25
Next Dividend Payable 12/2017; Asset Class: Equities
MOLSON COORS BREWING CO CL B (TAP) 2/16/16
3/11/16
6/9/16
16.000
56.000
41.000
85.084
91.748
102.969
81.640
81.640
81.640
1,361.35
5,137.89
4,221.72
1,306.24
4,571.84
3,347.24
(55.11)
(566.05)
(874.48)
LT
LT
LT
5/10/17 42.000 92.762 81.640 3,896.02 3,428.88 (467.14)ST
9/7/17 27.000 88.509 81.640 2,389.73 2,204.28 (185.45)ST
Total 182.000 17,006.71 14,858.48 (1,495.64)
(652.59)
LT
ST
298.00 2.00
Next Dividend Payable 12/2017; Asset Class: Equities
MONDELEZ INTL INC COM (MDLZ) 11/9/15
12/2/15
2/16/16
216.000
78.000
26.000
43.587
43.576
38.477
40.660
40.660
40.660
9,414.82
3,398.89
1,000.41
8,782.56
3,171.48
1,057.16
(632.26)
(227.41)
56.75
LT
LT
LT
R
R
R
5/2/16 62.000 43.590 40.660 2,702.61 2,520.92 (181.69)LT R
Total 382.000 16,516.73 15,532.12 (984.61)LT 336.00 2.16
Next Dividend Payable 10/12/17; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 55 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
NEXTERA ENERGY INC (NEE) 11/9/15
2/16/16
62.000
53.000
98.693
111.972
146.550
146.550
6,118.97
5,934.49
9,086.10
7,767.15
2,967.13
1,832.66
LT
LT
Total 115.000 12,053.46 16,853.25 4,799.79 LT 452.00 2.68
Next Dividend Payable 12/2017; Asset Class: Equities
NISOURCE INC (NI) 11/9/15
2/16/16
377.000
71.000
18.870
21.180
25.590
25.590
7,113.99
1,503.78
9,647.43
1,816.89
2,533.44
313.11
LT
LT
Total 448.000 8,617.77 11,464.32 2,846.55 LT 314.00 2.73
Next Dividend Payable 11/2017; Asset Class: Equities
NORFOLK SOUTHERN CORP (NSC) 9/28/15
11/16/15
30.000
107.000
75.028
87.720
132.240
132.240
2,250.84
9,386.04
3,967.20
14,149.68
1,716.36
4,763.64
LT
LT
Total 137.000 11,636.88 18,116.88 6,480.00 LT 334.00 1.84
Next Dividend Payable 12/2017; Asset Class: Equities
NORTHERN TRUST CORP (NTRS) 11/9/15
2/16/16
201.000
21.000
73.857
58.690
91.930
91.930
14,845.24
1,232.49
18,477.93
1,930.53
3,632.69
698.04
LT
LT
Total 222.000 16,077.73 20,408.46 4,330.73 LT 373.00 1.82
Next Dividend Payable 10/01/17; Asset Class: Equities
OCCIDENTAL PETROLEUM CORP DE (OXY) 11/9/15
11/16/15
2/16/16
306.000
73.000
60.000
75.174
74.307
67.715
64.210
64.210
64.210
23,003.37
5,424.38
4,062.89
19,648.26
4,687.33
3,852.60
(3,355.11)
(737.05)
(210.29)
LT
LT
LT
5/2/16 38.000 76.220 64.210 2,896.37 2,439.98 (456.39)LT
11/18/16 39.000 68.690 64.210 2,678.91 2,504.19 (174.72)ST
2/2/17 43.000 68.830 64.210 2,959.69 2,761.03 (198.66)ST
5/5/17 118.000 59.879 64.210 7,065.67 7,576.78 511.11 ST
Total 677.000 48,091.28 43,470.17 (4,758.84)
137.73
LT
ST
2,085.00 4.79
Next Dividend Payable 10/16/17; Asset Class: Equities
PEPSICO INC NC (PEP) 2/16/16
3/11/16
1/23/17
26.000
62.000
36.000
98.470
101.232
103.767
111.430
111.430
111.430
2,560.22
6,276.38
3,735.61
2,897.18
6,908.66
4,011.48
336.96
632.28
275.87
LT
LT
ST
8/3/17 42.000 116.452 111.430 4,891.00 4,680.06 (210.94)ST
Total 166.000 17,463.21 18,497.38 969.24
64.93
LT
ST
535.00 2.89
Next Dividend Payable 12/2017; Asset Class: Equities
PFIZER INC (PFE) 11/27/15
2/16/16
4/22/16
855.000
145.000
91.000
32.760
29.655
33.359
35.700
35.700
35.700
28,009.80
4,300.02
3,035.67
30,523.50
5,176.50
3,248.70
2,513.70
876.48
213.03
LT
LT
LT
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
5
1
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 56 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 1,091.000 35,345.49 38,948.70 3,603.21 LT 1,396.00 3.58
Next Dividend Payable 12/2017; Asset Class: Equities
PHILIP MORRIS INTL INC (PM) 11/9/15
2/16/16
88.000
24.000
85.028
89.898
111.010
111.010
7,482.49
2,157.54
9,768.88
2,664.24
2,286.39
506.70
LT
LT
Total 112.000 9,640.03 12,433.12 2,793.09 LT 479.00 3.85
Next Dividend Payable 10/12/17; Asset Class: Equities
PNC FINL SVCS GP (PNC) 11/9/15
2/16/16
1/3/17
316.000
34.000
52.000
94.170
84.041
117.692
134.770
134.770
134.770
29,757.72
2,857.39
6,119.97
42,587.32
4,582.18
7,008.04
12,829.60
1,724.79
888.07
LT
LT
ST
Total 402.000 38,735.08 54,177.54 14,554.39
888.07
LT
ST
1,206.00 2.22
Next Dividend Payable 11/2017; Asset Class: Equities
PPG INDUSTRIES INC (PPG) 11/9/15
12/2/15
2/16/16
55.000
27.000
41.000
101.538
105.605
93.488
108.660
108.660
108.660
5,584.60
2,851.34
3,833.01
5,976.30
2,933.82
4,455.06
391.70
82.48
622.05
LT
LT
LT
8/2/16 29.000 103.710 108.660 3,007.58 3,151.14 143.56 LT
5/1/17 28.000 109.781 108.660 3,073.87 3,042.48 (31.39)ST
9/27/17 46.000 108.391 108.660 4,986.00 4,998.36 12.36 ST
Total 226.000 23,336.40 24,557.16 1,239.79
(19.03)
LT
ST
407.00 1.65
Next Dividend Payable 12/2017; Asset Class: Equities
PROCTER & GAMBLE (PG) 11/9/15
2/16/16
44.000
30.000
75.300
81.277
90.980
90.980
3,313.20
2,438.32
4,003.12
2,729.40
689.92
291.08
LT
LT
Total 74.000 5,751.52 6,732.52 981.00 LT 204.00 3.03
Next Dividend Payable 11/2017; Asset Class: Equities
PROGRESSIVE CORP OHIO (PGR) 11/9/15
3/13/17
166.000
23.000
31.398
39.600
48.420
48.420
5,212.12
910.80
8,037.72
1,113.66
2,825.60
202.86
LT
ST
Total 189.000 6,122.92 9,151.38 2,825.60
202.86
LT
ST
129.00 1.40
Next Dividend Payable 02/2018; Asset Class: Equities
PRUDENTIAL FINANCIAL INC (PRU) 11/9/15
2/16/16
6/30/16
134.000
16.000
43.000
85.905
63.569
69.758
106.320
106.320
106.320
11,511.28
1,017.10
2,999.60
14,246.88
1,701.12
4,571.76
2,735.60
684.02
1,572.16
LT
LT
LT
Total 193.000 15,527.98 20,519.76 4,991.78 LT 579.00 2.82
Next Dividend Payable 12/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 57 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
QUALCOMM INC (QCOM) 9/8/15
1/23/17
136.000
96.000
55.087
55.558
51.840
51.840
7,491.79
5,333.54
7,050.24
4,976.64
(441.55)
(356.90)
LT
ST
Total 232.000 12,825.33 12,026.88 (441.55)
(356.90)
LT
ST
529.00 4.39
Next Dividend Payable 12/2017; Asset Class: Equities
R P M INC (RPM) 11/9/15
12/2/15
4/19/17
82.000
39.000
87.000
45.561
47.277
50.825
51.340
51.340
51.340
3,735.99
1,843.82
4,421.75
4,209.88
2,002.26
4,466.58
473.89
158.44
44.83
LT
LT
ST
Total 208.000 10,001.56 10,678.72 632.33
44.83
LT
ST
250.00 2.34
Next Dividend Payable 10/2017; Asset Class: Equities
REPUBLIC SERVICES INC (RSG) 11/9/15
2/16/16
4/26/16
191.000
30.000
119.000
43.578
45.157
45.927
66.060
66.060
66.060
8,323.49
1,354.71
5,465.28
12,617.46
1,981.80
7,861.14
4,293.97
627.09
2,395.86
LT
LT
LT
9/16/16 44.000 50.060 66.060 2,202.62 2,906.64 704.02 LT
10/5/16 46.000 50.082 66.060 2,303.78 3,038.76 734.98 ST
Total 430.000 19,649.88 28,405.80 8,020.94
734.98
LT
ST
593.00 2.08
Next Dividend Payable 10/16/17; Asset Class: Equities
S&P GLOBAL INC COM (SPGI) 11/9/15
2/16/16
36.000
11.000
96.094
87.584
156.310
156.310
3,459.38
963.42
5,627.16
1,719.41
2,167.78
755.99
LT
LT
Total 47.000 4,422.80 7,346.57 2,923.77 LT 77.00 1.04
Next Dividend Payable 12/2017; Asset Class: Equities
SCHLUMBERGER LTD (SLB) 11/9/15
12/22/15
5/10/16
33.000
57.000
60.000
78.020
69.491
73.758
69.760
69.760
69.760
2,574.66
3,960.96
4,425.46
2,302.08
3,976.32
4,185.60
(272.58)
15.36
(239.86)
LT
LT
LT
8/30/16 38.000 81.296 69.760 3,089.24 2,650.88 (438.36)LT
11/7/16 85.000 79.150 69.760 6,727.75 5,929.60 (798.15)ST
Total 273.000 20,778.07 19,044.48 (935.44)
(798.15)
LT
ST
546.00 2.86
Next Dividend Payable 10/13/17; Asset Class: Equities
SIMON PPTY GROUP INC (SPG) 11/9/15
11/9/15
2/16/16
76.000
15.000
13.000
190.056
199.005
185.824
161.010
161.010
161.010
14,444.25
2,985.07
2,415.71
12,236.76
2,415.15
2,093.13
(2,207.49)
(569.92)
(322.58)
LT
LT
LT
H
5/13/16 20.000 196.291 161.010 3,925.81 3,220.20 (705.61)LT
Total 124.000 23,770.84 19,965.24 (3,805.60)LT 862.00 4.31
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
5
2
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 58 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 11/2017; Basis Adjustment Due to Wash Sale: $505.77; Asset Class: Alt
SNAP-ON INC (SNA) 11/9/15 30.000 169.053 149.010 5,071.58 4,470.30 (601.28)LT 85.00 1.90
Next Dividend Payable 12/2017; Asset Class: Equities
STANLEY BLACK & DECKER INC (SWK) 2/16/16
2/23/16
11/1/16
35.000
35.000
18.000
92.966
93.440
113.557
150.970
150.970
150.970
3,253.81
3,270.40
2,044.03
5,283.95
5,283.95
2,717.46
2,030.14
2,013.55
673.43
LT
LT
ST
5/1/17 20.000 136.363 150.970 2,727.25 3,019.40 292.15 ST
Total 108.000 11,295.49 16,304.76 4,043.69
965.58
LT
ST
272.00 1.66
Next Dividend Payable 12/2017; Asset Class: Equities
T ROWE PRICE GROUP INC (TROW) 11/17/15 248.000 75.381 90.650 18,694.56 22,481.20 3,786.64 LT 565.00 2.51
Next Dividend Payable 12/2017; Asset Class: Equities
TEXAS INSTRUMENTS (TXN) 11/9/15
2/16/16
5/2/16
311.000
34.000
49.000
57.029
52.670
57.720
89.640
89.640
89.640
17,736.05
1,790.78
2,828.28
27,878.04
3,047.76
4,392.36
10,141.99
1,256.98
1,564.08
LT
LT
LT
Total 394.000 22,355.11 35,318.16 12,963.05 LT 977.00 2.76
Next Dividend Payable 11/2017; Asset Class: Equities
TIFFANY & COMPANY NEW (TIF) 11/9/15 29.000 79.957 91.780 2,318.76 2,661.62 342.86 LT 58.00 2.17
Next Dividend Payable 10/10/17; Asset Class: Equities
TIME WARNER INC NEW (TWX) 11/9/15 100.000 68.505 102.450 6,850.50 10,245.00 3,394.50 LT 161.00 1.57
Next Dividend Payable 11/2017; Asset Class: Equities
TRAVELERS COMPANIES INC COM (TRV) 11/9/15
12/2/15
2/16/16
226.000
25.000
34.000
112.610
114.880
107.191
122.520
122.520
122.520
25,449.84
2,872.00
3,644.51
27,689.52
3,063.00
4,165.68
2,239.68
191.00
521.17
LT
LT
LT
7/5/17 26.000 126.324 122.520 3,284.43 3,185.52 (98.91)ST
Total 311.000 35,250.78 38,103.72 2,951.85
(98.91)
LT
ST
896.00 2.35
Next Dividend Payable 12/2017; Asset Class: Equities
U S BANCORP COM NEW (USB) 11/9/15
2/16/16
1/3/17
338.000
39.000
80.000
43.112
40.427
51.265
53.590
53.590
53.590
14,571.99
1,576.65
4,101.18
18,113.42
2,090.01
4,287.20
3,541.43
513.36
186.02
LT
LT
ST
Total 457.000 20,249.82 24,490.63 4,054.79
186.02
LT
ST
548.00 2.23
Next Dividend Payable 10/16/17; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 59 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
UNION PACIFIC CORP (UNP) 11/9/15
11/18/16
12/1/16
104.000
23.000
35.000
86.780
99.917
103.535
115.970
115.970
115.970
9,025.12
2,298.10
3,623.71
12,060.88
2,667.31
4,058.95
3,035.76
369.21
435.24
LT
ST
ST
3/1/17 28.000 110.375 115.970 3,090.50 3,247.16 156.66 ST
5/1/17 22.000 112.187 115.970 2,468.11 2,551.34 83.23 ST
Total 212.000 20,505.54 24,585.64 3,035.76
1,044.34
LT
ST
513.00 2.08
Next Dividend Payable 12/2017; Asset Class: Equities
V F CORPORATION (VFC) 2/16/16
5/2/16
55.000
51.000
60.010
63.687
63.570
63.570
3,300.55
3,248.04
3,496.35
3,242.07
195.80
(5.97)
LT
LT
Total 106.000 6,548.59 6,738.42 189.83 LT 178.00 2.64
Next Dividend Payable 12/2017; Asset Class: Equities
VALERO ENERGY CP DELA NEW (VLO) 6/6/16
8/3/16
11/30/16
2.000
80.000
40.000
54.480
54.554
62.110
76.930
76.930
76.930
108.96
4,364.31
2,484.38
153.86
6,154.40
3,077.20
44.90
1,790.09
592.82
LT
LT
ST
2/2/17 38.000 65.630 76.930 2,493.94 2,923.34 429.40 ST
Total 160.000 9,451.59 12,308.80 1,834.99
1,022.22
LT
ST
448.00 3.63
Next Dividend Payable 12/2017; Asset Class: Equities
VALIDUS HOLDINGS LTD COM (VR) 11/9/15 100.000 45.163 49.210 4,516.26 4,921.00 404.74 LT 152.00 3.08
Next Dividend Payable 12/2017; Asset Class: Equities
VERIZON COMMUNICATIONS (VZ) 1/7/15
2/16/16
5/2/16
406.000
67.000
55.000
46.194
50.117
51.210
49.490
49.490
49.490
18,754.60
3,357.85
2,816.55
20,092.94
3,315.83
2,721.95
1,338.34
(42.02)
(94.60)
LT
LT
LT
2/2/17 56.000 47.987 49.490 2,687.25 2,771.44 84.19 ST
Total 584.000 27,616.25 28,902.16 1,201.72
84.19
LT
ST
1,378.00 4.76
Next Dividend Payable 11/2017; Asset Class: Equities
WALGREENS BOOTS ALLIANCE INC (WBA) 7/13/17
7/14/17
8/1/17
83.000
31.000
32.000
78.026
78.399
81.324
77.220
77.220
77.220
6,476.12
2,430.38
2,602.36
6,409.26
2,393.82
2,471.04
(66.86)
(36.56)
(131.32)
ST
ST
ST
9/6/17 29.000 81.868 77.220 2,374.16 2,239.38 (134.78)ST
Total 175.000 13,883.02 13,513.50 (369.52)ST 280.00 2.07
Next Dividend Payable 12/2017; Asset Class: Equities
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
5
3
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 60 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
WELLS FARGO & CO NEW (WFC) 11/9/15
2/16/16
4/22/16
856.000
155.000
61.000
55.310
48.336
50.555
55.150
55.150
55.150
47,345.45
7,492.02
3,083.87
47,208.40
8,548.25
3,364.15
(137.05)
1,056.23
280.28
LT
LT
LT
Total 1,072.000 57,921.34 59,120.80 1,199.46 LT 1,672.00 2.82
Next Dividend Payable 12/2017; Asset Class: Equities
WYNDHAM WORLDWIDE CORP (WYN) 11/9/15
12/2/15
55.000
26.000
80.528
76.296
105.410
105.410
4,429.01
1,983.69
5,797.55
2,740.66
1,368.54
756.97
LT
LT
Total 81.000 6,412.70 8,538.21 2,125.51 LT 188.00 2.20
Next Dividend Payable 12/2017; Asset Class: Equities
XCEL ENERGY INC (XEL) 11/9/15
2/16/16
335.000
62.000
34.903
38.607
47.320
47.320
11,692.37
2,393.63
15,852.20
2,933.84
4,159.83
540.21
LT
LT
Total 397.000 14,086.00 18,786.04 4,700.04 LT 572.00 3.04
Next Dividend Payable 10/20/17; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 97.53%$1,716,944.77 $2,057,009.92 $322,671.95
$17,393.17
LT
ST
$52,003.00 2.53%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL VALUE 100.00%$1,716,944.77 $2,109,140.19 $322,671.95
$17,393.17
LT
ST
$52,054.00
—
2.47%
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
H - Wash sale rules apply to this tax lot. The cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale transaction. The aggregate amount of the basis
adjustment is identified in italics under the Security Description.
R - The cost basis for this tax lot was adjusted due to a reclassification of income.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $52,130.27 ——————
Stocks —$2,002,640.15 —$54,369.77 ———
TOTAL ALLOCATION OF ASSETS $52,130.27 $2,002,640.15 —$54,369.77 ———
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 61 of 122
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
9/6 9/1 Cash in Lieu DOWDUPONT INC CASH IN LIEU OF FRACTIONS $1.06
9/6 9/8 Sold TIFFANY & COMPANY NEW ACTED AS AGENT 60.000 $93.4528 5,607.04
9/6 9/8 Sold L BRANDS INC COM ACTED AS AGENT 84.000 37.4253 3,143.65
9/6 9/8 Bought WALGREENS BOOTS ALLIANCE INC ACTED AS AGENT 29.000 81.8675 (2,374.16)
9/7 9/11 Sold WESTROCK CO COM ACTED AS AGENT 61.000 55.9908 3,415.36
9/7 9/11 Bought DOWDUPONT INC ACTED AS AGENT 43.000 64.5989 (2,777.75)
9/7 9/11 Bought MOLSON COORS BREWING CO CL B ACTED AS AGENT 27.000 88.5085 (2,389.73)
9/7 9/11 Bought COMCAST CORP (NEW) CLASS A ACTED AS AGENT 51.000 40.7996 (2,080.78)
9/8 9/12 Sold L BRANDS INC COM ACTED AS AGENT 28.000 36.8997 1,033.16
9/11 9/13 Sold CINEMARK HOLDINGS INC.ACTED AS AGENT 93.000 33.9266 3,155.09
9/11 9/13 Sold WESTROCK CO COM ACTED AS AGENT 29.000 57.1234 1,656.54
9/11 9/13 Bought CHUBB LTD ACTED AS AGENT 27.000 145.6510 (3,932.58)
9/27 9/29 Bought PPG INDUSTRIES INC ACTED AS AGENT 46.000 108.3912 (4,986.00)
9/29 10/3 Sold PRAXAIR INC ACTED AS AGENT 46.000 140.7629 6,474.94
9/29 10/3 Bought AIR PROD & CHEM INC ACTED AS AGENT 38.000 151.3353 (5,750.74)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $195.10
TOTAL PURCHASES $(24,291.74)
TOTAL SALES AND REDEMPTIONS $24,486.84
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
UNSETTLED PURCHASES/SALES ACTIVITY
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price
Pending
Credits/(Debits)
9/29 10/3 Sold PRAXAIR INC UNSETTLED SALE 46.000 $140.7629 $6,474.94
9/29 10/3 Bought AIR PROD & CHEM INC UNSETTLED PURCHASE 38.000 151.3353 (5,750.74)
NET UNSETTLED PURCHASES/SALES $724.20
This section displays transactions that have not settled during this statement period. The Holdings section includes positions purchased and omits positions sold or sold short as of the trade-date. The unit/share
price for unsettled fixed income new issues in the Holdings section may be approximate in advance of active market pricing or pricing from third party pricing services.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
9/1 Qualified Dividend WELLS FARGO & CO NEW $506.22
9/1 Qualified Dividend PFIZER INC 419.84
9/1 Qualified Dividend CONOCOPHILLIPS 283.29
9/1 Qualified Dividend BB & T CORP 244.86
9/1 Qualified Dividend L BRANDS INC COM 159.60
9/1 Qualified Dividend KLA TENCOR CORP 141.01
9/7 Qualified Dividend VALERO ENERGY CP DELA NEW 178.50
9/7 Qualified Dividend DISCOVER FINCL SVCS 77.70
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 62 of 122
TAXABLE INCOME AND DISTRIBUTIONS (CONTINUED)
Activity Date Activity Type Description Comments Credits/(Debits)
9/8 Qualified Dividend HONEYWELL INTERNATIONAL INC 144.31
9/8 Qualified Dividend ELI LILLY & CO 117.52
9/8 Qualified Dividend WYNDHAM WORLDWIDE CORP 46.98
9/8 Qualified Dividend SNAP-ON INC 21.30
9/11 Qualified Dividend CHEVRON CORP 549.72
9/11 Qualified Dividend EXXON MOBIL CORP 405.02
9/11 Qualified Dividend NORFOLK SOUTHERN CORP 91.50
9/12 Qualified Dividend JOHNSON & JOHNSON 340.20
9/12 Qualified Dividend 3M COMPANY 106.93
9/12 Qualified Dividend PPG INDUSTRIES INC 101.70
9/12 Qualified Dividend WALGREENS BOOTS ALLIANCE INC 58.40
9/12 Qualified Dividend S&P GLOBAL INC COM 19.27
9/13 Qualified Dividend METLIFE INCORPORATED 339.60
9/13 Qualified Dividend CINEMARK HOLDINGS INC.57.42
9/14 Qualified Dividend MICROSOFT CORP 236.34
9/14 Qualified Dividend HOME DEPOT INC 206.48
9/14 Qualified Dividend PRUDENTIAL FINANCIAL INC 144.75
9/15 Qualified Dividend NEXTERA ENERGY INC 112.99
9/15 Qualified Dividend DOVER CORP 112.33
9/15 Qualified Dividend KRAFT HEINZ CO 103.13
9/15 Qualified Dividend ARTHUR J GALLAGHER 84.24
9/15 Qualified Dividend CULLEN FROST BANKERS INC 79.80
9/15 Qualified Dividend MOLSON COORS BREWING CO CL B 63.55
9/15 Qualified Dividend PRAXAIR INC 36.23
9/18 Qualified Dividend MC DONALDS CORP 56.40
9/18 Qualified Dividend V F CORPORATION 44.52
9/19 Qualified Dividend ANALOG DEVICES INC 133.65
9/19 Qualified Dividend STANLEY BLACK & DECKER INC 68.04
9/20 Qualified Dividend QUALCOMM INC 132.24
9/22 Qualified Dividend BLACKROCK INC 257.50
9/25 Qualified Dividend CME GROUP INC 211.20
9/28 Qualified Dividend T ROWE PRICE GROUP INC 141.36
9/28 Qualified Dividend GILEAD SCIENCE 53.04
9/29 Qualified Dividend BANK OF AMERICA CORP 308.16
9/29 Qualified Dividend TRAVELERS COMPANIES INC COM 223.92
9/29 Qualified Dividend PEPSICO INC NC 133.63
9/29 Qualified Dividend UNION PACIFIC CORP 128.26
9/29 Qualified Dividend DU PONT EI DE NEMOURS & CO 91.58
9/29 Qualified Dividend M&T BANK CORP 80.25
9/29 Qualified Dividend BECTON DICKINSON & CO 75.92
9/29 Qualified Dividend FIDELITY NATL INFORMATION SE 67.86
9/29 Qualified Dividend VALIDUS HOLDINGS LTD COM 38.00
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 63 of 122
TAXABLE INCOME AND DISTRIBUTIONS (CONTINUED)
Activity Date Activity Type Description Comments Credits/(Debits)
9/29 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 09/01-09/30)
4.11
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $7,840.37
TOTAL QUALIFIED DIVIDENDS $7,836.26
TOTAL INTEREST $4.11
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
9/1 Automatic Investment BANK DEPOSIT PROGRAM $1,754.82
9/5 Automatic Investment BANK DEPOSIT PROGRAM 3,329.43
9/7 Automatic Investment BANK DEPOSIT PROGRAM 3,714.62
9/8 Automatic Investment BANK DEPOSIT PROGRAM 330.11
9/11 Automatic Investment BANK DEPOSIT PROGRAM 3,589.87
9/12 Automatic Investment BANK DEPOSIT PROGRAM 626.50
9/13 Automatic Investment BANK DEPOSIT PROGRAM 1,430.18
9/14 Automatic Investment BANK DEPOSIT PROGRAM 1,466.62
9/15 Automatic Investment BANK DEPOSIT PROGRAM 592.27
9/18 Automatic Investment BANK DEPOSIT PROGRAM 100.92
9/19 Automatic Investment BANK DEPOSIT PROGRAM 201.69
9/20 Automatic Investment BANK DEPOSIT PROGRAM 132.24
9/22 Automatic Investment BANK DEPOSIT PROGRAM 257.50
9/25 Automatic Investment BANK DEPOSIT PROGRAM 211.20
9/28 Automatic Investment BANK DEPOSIT PROGRAM 194.40
9/29 Automatic Investment BANK DEPOSIT PROGRAM 4.11
9/29 Automatic Redemption BANK DEPOSIT PROGRAM (3,838.42)
NET ACTIVITY FOR PERIOD $14,098.06
TRANSFERS, CORPORATE ACTIONS AND ADDITIONAL ACTIVITY
CORPORATE ACTIONS
Activity
Date Activity Type Description Comments Quantity
9/1 Exchange Delivered Out DU PONT EI DE NEMOURS & CO EXCHANGE (188.000)
9/1 Exchange Received In DOWDUPONT INC EXCHANGE 241.000
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 64 of 122
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
CINEMARK HOLDINGS INC.11/09/15 09/11/17 62.000 $2,103.39 $2,291.13 $(187.74)
DOWDUPONT INC 11/09/15 09/01/17 0.016 1.06 0.83 0.23
L BRANDS INC COM 02/16/16 09/06/17 1.000 37.42 82.77 (45.35)
04/28/16 09/06/17 77.000 2,881.68 6,094.76 (3,213.08)
PRAXAIR INC 05/02/16 09/29/17 6.000 844.56 708.75 135.81
07/01/16 09/29/17 40.000 5,630.38 4,529.05 1,101.33
TIFFANY & COMPANY NEW 11/09/15 09/06/17 60.000 5,607.04 4,797.44 809.60
WESTROCK CO COM 11/09/15 09/07/17 61.000 3,415.36 2,834.30 581.06
11/09/15 09/11/17 29.000 1,656.54 1,347.46 309.08
Long-Term This Period $22,177.43 $22,686.49 $(509.06)
Long-Term Year to Date $594,954.17 $527,839.69 $67,114.48
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
CINEMARK HOLDINGS INC.03/13/17 09/11/17 31.000 1,051.70 1,362.56 (310.86)
L BRANDS INC COM 11/01/16 09/06/17 6.000 224.55 395.19 (170.64)
11/01/16 09/08/17 28.000 1,033.16 1,844.20 (811.04)
Short-Term This Period $2,309.41 $3,601.95 $(1,292.54)
Short-Term Year to Date $35,012.39 $33,244.10 $1,768.29
Net Realized Gain/(Loss) This Period $24,486.84 $26,288.44 $(1,801.60)
Net Realized Gain/(Loss) Year to Date $629,966.56 $561,083.79 $68,882.77
Disallowed Loss Based On Wash Sale Year to Date: $505.77
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Consolidated Statement of Financial Condition (in millions of dollars):
At June 30, 2017 Morgan Stanley Smith Barney LLC had net capital of $2,288 which exceeded the Securities and Exchange Commission's minimum requirement by $2,131. A copy of the Morgan Stanley Smith
Barney LLC Consolidated Statement of Financial Condition at June 30, 2017 can be viewed online at:
http://www.morganstanley.com/about-us-ir/shareholder/morganstanley_smithbarney_llc.pdf or may be mailed to you at no cost by calling 1 (866) 825-1675, after September 15, 2017.
Senior Investor Helpline
For any inquiries or comments or potential concerns, senior investors or someone acting on their behalf may contact our Firm by calling (800) 280-4534.
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110029-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 65 of 122
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Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
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Page 66 of 122
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110134-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
TOTAL BEGINNING VALUE $1,350,188.11 $1,526,578.62
Credits ——
Debits —(223,127.58)
Security Transfers ——
Net Credits/Debits/Transfers —$(223,127.58)
Change in Value 71,533.86 118,270.93
TOTAL ENDING VALUE $1,421,721.97 $1,421,721.97
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period September 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG SEP
1.2
1.3
1.4
1.5
1.6
1.7
($
)
M
i
l
l
i
o
n
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 67 of 122
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Fixed Income & Preferreds
AlternativesMarket Value Percentage
Cash $35,783.96 2.52
Equities 1,285,563.89 90.42
Fixed Income & Preferreds 9,571.76 0.67
Alternatives 90,802.36 6.39
TOTAL VALUE $1,421,721.97 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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Account Summary
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 68 of 122
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 8/31/17)
This Period
(as of 9/30/17)
Cash, BDP, MMFs $20,100.90 $35,783.96
Stocks 1,320,708.17 1,376,366.25
ETFs & CEFs 9,379.04 9,571.76
Total Assets $1,350,188.11 $1,421,721.97
Total Liabilities (outstanding balance)——
TOTAL VALUE $1,350,188.11 $1,421,721.97
CASH FLOW
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
OPENING CASH, BDP, MMFs $20,100.90 $83,290.74
Purchases (65,569.16)(331,646.78)
Sales and Redemptions 79,399.73 489,457.28
Income and Distributions 1,852.49 17,810.30
Total Investment Related Activity $15,683.06 $175,620.80
Electronic Transfers-Debits —(216,000.00)
Other Debits —(7,127.58)
Total Cash Related Activity —$(223,127.58)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $35,783.96 $35,783.96
INCOME AND DISTRIBUTION SUMMARY
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
Qualified Dividends $1,555.27 $11,064.66
Other Dividends 295.52 6,738.54
Interest 1.70 7.10
Total Taxable Income And Distributions $1,852.49 $17,810.30
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $1,852.49 $17,810.30
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(9/1/17-9/30/17)
Realized This Year
(1/1/17-9/30/17)
Unrealized
Inception to Date
(as of 9/30/17)
Short-Term Gain $3,062.25 $15,555.62 $33,337.62
Short-Term (Loss)(8.03)(795.30)(16,905.31)
Total Short-Term $3,054.22 $14,760.32 $16,432.31
Long-Term Gain 11,716.41 84,495.60 275,155.15
Long-Term (Loss)(21,606.69)(39,047.61)(37,479.43)
Total Long-Term $(9,890.28)$45,447.99 $237,675.72
TOTAL GAIN/(LOSS)$(6,836.06)$60,208.31 $254,108.03
Disallowed Loss —$4,741.57
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
Investment Objectives (in order of priority) †: Capital Appreciation,Income Investment Advisory Account
Manager:Boston Partners - Smid Cap Value
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 69 of 122
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$35,783.96 —$36.00 0.100
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 2.52%$35,783.96 $36.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ABM INDUSTRIES INCORPORATED (ABM) 11/10/15
2/22/16
92.000
41.000
$28.575
31.774
$41.710
41.710
$2,628.91
1,302.75
$3,837.32
1,710.11
$1,208.41
407.36
LT
LT
Total 133.000 3,931.66 5,547.43 1,615.77 LT 90.00 1.62
Next Dividend Payable 11/2017; Asset Class: Equities
ACCO BRANDS CORP (ACCO) 4/4/17 513.000 13.506 11.900 6,928.78 6,104.70 (824.08)ST ——
Asset Class: Equities
AECOM (ACM) 11/10/15
2/22/16
77.000
126.000
30.858
26.720
36.810
36.810
2,376.03
3,366.72
2,834.37
4,638.06
458.34
1,271.34
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 70 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 203.000 5,742.75 7,472.43 1,729.68 LT ——
Asset Class: Equities
AEGION CORP COM (AEGN) 11/10/15 168.000 21.384 23.280 3,592.50 3,911.04 318.54 LT ——
Asset Class: Equities
AES CORP (AES) 11/10/15
2/22/16
493.000
68.000
9.664
9.446
11.020
11.020
4,764.40
642.33
5,432.86
749.36
668.46
107.03
LT
LT
R
R
Total 561.000 5,406.73 6,182.22 775.49 LT 269.00 4.35
Next Dividend Payable 11/2017; Asset Class: Equities
AGNC INVT CORP COM (AGNC) 11/10/15
2/22/16
3/13/17
141.000
28.000
37.000
17.420
17.718
19.260
21.680
21.680
21.680
2,456.18
496.10
712.62
3,056.88
607.04
802.16
600.70
110.94
89.54
LT
LT
ST
R
R
Total 206.000 3,664.90 4,466.08 711.64
89.54
LT
ST
445.00 9.96
Next Dividend Payable 10/10/17; Asset Class: Alt
AIR LEASE CORP CL A (AL) 10/28/15
11/6/15
2/22/16
2.000
92.000
249.000
33.454
34.982
28.390
42.620
42.620
42.620
66.91
3,218.35
7,069.11
85.24
3,921.04
10,612.38
18.33
702.69
3,543.27
LT
LT
LT
6/24/16 216.000 26.235 42.620 5,666.80 9,205.92 3,539.12 LT
7/21/16 1.000 29.740 42.620 29.74 42.62 12.88 LT
1/11/17 24.000 35.980 42.620 863.52 1,022.88 159.36 ST
Total 584.000 16,914.43 24,890.08 7,816.29
159.36
LT
ST
175.00 0.70
Next Dividend Payable 10/06/17; Asset Class: Equities
ALASKA AIR GROUP INCORPORATED (ALK) 9/12/17 41.000 76.057 76.270 3,118.35 3,127.07 8.72 ST 49.00 1.56
Next Dividend Payable 12/2017; Asset Class: Equities
ALLY FINANCIAL INC (ALLY) 12/4/15
2/22/16
343.000
38.000
19.907
17.487
24.260
24.260
6,828.24
664.51
8,321.18
921.88
1,492.94
257.37
LT
LT
Total 381.000 7,492.75 9,243.06 1,750.31 LT 183.00 1.97
Next Dividend Payable 11/2017; Asset Class: Equities
AMC NETWORKS INC CL A (AMCX) 5/19/17 128.000 53.209 58.470 6,810.71 7,484.16 673.45 ST ——
Asset Class: Equities
AMDOCS LIMITED ORD (DOX) 11/10/15
2/22/16
148.000
20.000
60.001
58.927
64.320
64.320
8,880.22
1,178.54
9,519.36
1,286.40
639.14
107.86
LT
LT
Total 168.000 10,058.76 10,805.76 747.00 LT 148.00 1.36
Next Dividend Payable 10/20/17; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 71 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ANWORTH MORTGAGE ASSET CORP (ANH) 11/10/15 457.000 4.700 6.010 2,147.90 2,746.57 598.67 LT 274.00 9.97
Next Dividend Payable 10/27/17; Asset Class: Alt
ARES COMMERCIAL REAL EST CORP (ACRE) 11/10/15
2/22/16
533.000
76.000
12.639
9.709
13.310
13.310
6,736.48
737.85
7,094.23
1,011.56
357.75
273.71
LT
LT
Total 609.000 7,474.33 8,105.79 631.46 LT 658.00 8.11
Next Dividend Payable 10/16/17; Asset Class: Alt
ARROW ELECTRONICS (ARW) 11/10/15
2/22/16
7/21/16
234.000
31.000
18.000
58.614
57.181
65.955
80.410
80.410
80.410
13,715.58
1,772.62
1,187.19
18,815.94
2,492.71
1,447.38
5,100.36
720.09
260.19
LT
LT
LT
Total 283.000 16,675.39 22,756.03 6,080.64 LT ——
Asset Class: Equities
ASSURANT INC (AIZ) 11/10/15
2/22/16
34.000
5.000
84.225
70.632
95.520
95.520
2,863.66
353.16
3,247.68
477.60
384.02
124.44
LT
LT
Total 39.000 3,216.82 3,725.28 508.46 LT 83.00 2.22
Next Dividend Payable 12/2017; Asset Class: Equities
ASSURED GUARANTY LTD (AGO) 11/10/15
2/22/16
1/11/17
200.000
30.000
34.000
28.557
24.197
39.330
37.750
37.750
37.750
5,711.40
725.92
1,337.22
7,550.00
1,132.50
1,283.50
1,838.60
406.58
(53.72)
LT
LT
ST
Total 264.000 7,774.54 9,966.00 2,245.18
(53.72)
LT
ST
150.00 1.50
Next Dividend Payable 11/2017; Asset Class: Equities
ATHENE HOLDING LTD CLASS A (ATH) 3/29/17 93.000 49.679 53.840 4,620.12 5,007.12 387.00 ST ——
Asset Class: Equities
AVNET INC (AVT) 11/10/15
2/22/16
1/11/17
270.000
35.000
30.000
45.701
41.647
46.840
39.300
39.300
39.300
12,339.22
1,457.66
1,405.21
10,611.00
1,375.50
1,179.00
(1,728.22)
(82.16)
(226.21)
LT
LT
ST
Total 335.000 15,202.09 13,165.50 (1,810.38)
(226.21)
LT
ST
241.00 1.83
Next Dividend Payable 12/2017; Asset Class: Equities
AXIS CAPITAL HOLDINGS LTD (AXS) 11/10/15
2/22/16
46.000
28.000
55.520
53.607
57.310
57.310
2,553.92
1,500.99
2,636.26
1,604.68
82.34
103.69
LT
LT
Total 74.000 4,054.91 4,240.94 186.03 LT 112.00 2.64
Next Dividend Payable 10/2017; Asset Class: Equities
BANKUNITED INC (BKU) 3/28/17 253.000 36.271 35.570 9,176.54 8,999.21 (177.33)ST 213.00 2.36
Next Dividend Payable 10/2017; Asset Class: Equities
00
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A
D
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2
4
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1
4
5
5
9
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 72 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
BELDEN INC (BDC) 11/10/15 49.000 63.248 80.530 3,099.15 3,945.97 846.82 LT 10.00 0.25
Next Dividend Payable 10/04/17; Asset Class: Equities
BERRY GLOBAL GROUP INC (BERY) 2/22/16 246.000 30.150 56.650 7,416.90 13,935.90 6,519.00 LT ——
Asset Class: Equities
BLACKSTONE MTG TRUST INC CL A (BXMT) 9/21/16
3/13/17
103.000
15.000
29.515
30.107
31.020
31.020
3,040.00
451.60
3,195.06
465.30
155.06
13.70
LT
ST
Total 118.000 3,491.60 3,660.36 155.06
13.70
LT
ST
293.00 8.00
Next Dividend Payable 10/13/17; Asset Class: Alt
BMC STK HLDGS INC (BMCH) 11/10/15
2/22/16
5/20/16
315.000
44.000
96.000
17.137
14.715
18.057
21.350
21.350
21.350
5,398.28
647.44
1,733.44
6,725.25
939.40
2,049.60
1,326.97
291.96
316.16
LT
LT
LT
Total 455.000 7,779.16 9,714.25 1,935.09 LT ——
Asset Class: Equities
BOOZ ALLEN HAMILTON HLDG CL-A (BAH) 11/10/15
2/22/16
114.000
18.000
29.155
27.187
37.390
37.390
3,323.68
489.37
4,262.46
673.02
938.78
183.65
LT
LT
Total 132.000 3,813.05 4,935.48 1,122.43 LT 90.00 1.82
Next Dividend Payable 11/2017; Asset Class: Equities
BRISTOW GROUP INC (BRS) 12/1/15
6/7/17
58.000
232.000
30.754
6.880
9.350
9.350
1,783.73
1,596.23
542.30
2,169.20
(1,241.43)
572.97
LT
ST
H
Total 290.000 3,379.96 2,711.50 (1,241.43)
572.97
LT
ST
81.00 2.98
Basis Adjustment Due to Wash Sale: $1,384.67; Asset Class: Equities
BROCADE COMMUN SYSTEMS INC (BRCD) 11/10/15
2/22/16
609.000
75.000
10.728
9.810
11.950
11.950
6,533.59
735.75
7,277.55
896.25
743.96
160.50
LT
LT
Total 684.000 7,269.34 8,173.80 904.46 LT 150.00 1.83
Next Dividend Payable 10/03/17; Asset Class: Equities
BROOKS-AUTOMATION INC (BRKS) 11/10/15
2/22/16
263.000
45.000
11.258
9.310
30.360
30.360
2,960.91
418.95
7,984.68
1,366.20
5,023.77
947.25
LT
LT
Total 308.000 3,379.86 9,350.88 5,971.02 LT 123.00 1.31
Next Dividend Payable 12/2017; Asset Class: Equities
BRUNSWICK CORP (BC) 10/28/16 78.000 43.116 55.970 3,363.04 4,365.66 1,002.62 ST 51.00 1.16
Next Dividend Payable 12/2017; Asset Class: Equities
CABOT CORP (CBT) 11/10/15 81.000 41.164 55.800 3,334.26 4,519.80 1,185.54 LT 102.00 2.25
Next Dividend Payable 12/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 73 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
CAMBREX CORP (CBM) 9/12/17 134.000 50.642 55.000 6,786.07 7,370.00 583.93 ST ——
Asset Class: Equities
CARLISLE CO INC (CSL) 4/4/17 78.000 104.444 100.290 8,146.64 7,822.62 (324.02)ST 115.00 1.47
Next Dividend Payable 12/2017; Asset Class: Equities
CARS COM INC (CARS) 11/10/15
2/22/16
6/7/17
65.333
6.667
89.000
29.544
26.588
28.741
26.610
26.610
26.610
1,930.18
177.26
2,557.92
1,738.51
177.41
2,368.29
(191.67)
0.15
(189.63)
LT
LT
ST
Total 161.000 4,665.36 4,284.21 (191.52)
(189.63)
LT
ST
——
Asset Class: Equities
CDW CORPORATION (CDW) 11/10/15
2/22/16
1/11/17
219.000
32.000
24.000
42.590
38.900
53.042
66.000
66.000
66.000
9,327.21
1,244.80
1,273.00
14,454.00
2,112.00
1,584.00
5,126.79
867.20
311.00
LT
LT
ST
Total 275.000 11,845.01 18,150.00 5,993.99
311.00
LT
ST
176.00 0.96
Next Dividend Payable 12/2017; Asset Class: Equities
CHATHAM LODGING TRUST COM (CLDT) 11/10/15
2/22/16
294.000
38.000
22.452
20.813
21.320
21.320
6,600.79
790.91
6,268.08
810.16
(332.71)
19.25
LT
LT
R
R
Total 332.000 7,391.70 7,078.24 (313.46)LT 438.00 6.18
Next Dividend Payable 10/2017; Asset Class: Alt
CHEMED CORPORATION (CHE) 11/10/15
2/22/16
1/11/17
47.000
11.000
8.000
153.059
128.620
163.136
202.050
202.050
202.050
7,193.75
1,414.82
1,305.09
9,496.35
2,222.55
1,616.40
2,302.60
807.73
311.31
LT
LT
ST
Total 66.000 9,913.66 13,335.30 3,110.33
311.31
LT
ST
74.00 0.55
Next Dividend Payable 12/2017; Asset Class: Equities
COHERENT INC (COHR) 11/10/15
2/22/16
1/11/17
75.000
9.000
11.000
63.180
83.541
142.927
235.170
235.170
235.170
4,738.49
751.87
1,572.20
17,637.75
2,116.53
2,586.87
12,899.26
1,364.66
1,014.67
LT
LT
ST
Total 95.000 7,062.56 22,341.15 14,263.92
1,014.67
LT
ST
——
Asset Class: Equities
COLONY NORTHSTAR INC (CLNS) 11/10/15
2/22/16
4/29/16
490.000
69.000
88.000
14.552
11.156
11.967
12.560
12.560
12.560
7,130.44
769.73
1,053.10
6,154.40
866.64
1,105.28
(976.04)
96.91
52.18
LT
LT
LT
Total 647.000 8,953.27 8,126.32 (826.95)LT 699.00 8.60
00
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2
2
0
M
S
A
D
S
2
4
1
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1
4
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Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 74 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 10/16/17; Asset Class: Alt
COLUMBIA BANKING SYSTEMS INC (COLB) 11/10/15
2/22/16
69.000
11.000
35.365
28.650
42.110
42.110
2,440.22
315.15
2,905.59
463.21
465.37
148.06
LT
LT
Total 80.000 2,755.37 3,368.80 613.43 LT 70.00 2.07
Next Dividend Payable 11/2017; Asset Class: Equities
COMMSCOPE HOLDING COMPANY INC (COMM) 9/16/16
11/11/16
181.000
94.000
30.384
33.030
33.210
33.210
5,499.50
3,104.85
6,011.01
3,121.74
511.51
16.89
LT
ST
Total 275.000 8,604.35 9,132.75 511.51
16.89
LT
ST
——
Asset Class: Equities
CONVERGYS CORPORATION (CVG) 11/10/15
2/22/16
158.000
19.000
25.777
24.877
25.890
25.890
4,072.69
472.67
4,090.62
491.91
17.93
19.24
LT
LT
Total 177.000 4,545.36 4,582.53 37.17 LT 71.00 1.54
Next Dividend Payable 10/06/17; Asset Class: Equities
CROWN HLDGS INC (HOLDING CO) (CCK) 11/10/15
2/22/16
4/29/16
41.000
27.000
6.000
51.933
45.775
53.030
59.720
59.720
59.720
2,129.27
1,235.93
318.18
2,448.52
1,612.44
358.32
319.25
376.51
40.14
LT
LT
LT
Total 74.000 3,683.38 4,419.28 735.90 LT ——
Asset Class: Equities
CURTISS WRIGHT CORP (CW) 11/10/15
2/22/16
13.000
56.000
68.210
66.786
104.540
104.540
886.73
3,740.02
1,359.02
5,854.24
472.29
2,114.22
LT
LT
Total 69.000 4,626.75 7,213.26 2,586.51 LT 41.00 0.56
Next Dividend Payable 10/2017; Asset Class: Equities
CYS INVESTMENTS INC (CYS) 11/10/15
2/22/16
1,274.000
175.000
7.222
7.411
8.640
8.640
9,201.35
1,296.91
11,007.36
1,512.00
1,806.01
215.09
LT
LT
R
R
Total 1,449.000 10,498.26 12,519.36 2,021.10 LT 1,449.00 11.57
Next Dividend Payable 10/11/17; Asset Class: Alt
DIAMONDBACK ENERGY INC (FANG) 5/12/15
5/12/15
5/12/15
14.000
22.000
23.000
78.721
79.474
79.459
97.960
97.960
97.960
1,102.10
1,748.43
1,827.56
1,371.44
2,155.12
2,253.08
269.34
406.69
425.52
LT
LT
LT
12/2/15 67.000 76.425 97.960 5,120.49 6,563.32 1,442.83 LT
2/22/16 18.000 73.410 97.960 1,321.38 1,763.28 441.90 LT
1/11/17 13.000 103.078 97.960 1,340.01 1,273.48 (66.53)ST
Total 157.000 12,459.97 15,379.72 2,986.28
(66.53)
LT
ST
——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 75 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
DICKS SPORTING GOODS INC (DKS) 3/7/17
3/7/17
5/16/17
76.000
23.000
68.000
47.810
47.963
41.065
27.010
27.010
27.010
3,633.56
1,103.14
2,792.39
2,052.76
621.23
1,836.68
(1,580.80)
(481.91)
(955.71)
ST
ST
ST
H
Total 167.000 7,529.09 4,510.67 (3,018.42)ST 114.00 2.52
Next Dividend Payable 12/2017; Basis Adjustment Due to Wash Sale: $158.66; Asset Class: Equities
DRILL-QUIP INC (DRQ) 12/15/15
2/22/16
54.000
7.000
59.994
52.246
44.150
44.150
3,239.70
365.72
2,384.10
309.05
(855.60)
(56.67)
LT
LT
Total 61.000 3,605.42 2,693.15 (912.27)LT ——
Asset Class: Equities
E*TRADE FINANCIAL CORP NEW COM (ETFC) 10/19/16
2/9/17
92.000
205.000
28.624
35.880
43.610
43.610
2,633.39
7,355.40
4,012.12
8,940.05
1,378.73
1,584.65
ST
ST
Total 297.000 9,988.79 12,952.17 2,963.38 ST ——
Asset Class: Equities
EAST WEST BANCORP (EWBC) 2/22/16
9/21/16
128.000
123.000
29.860
35.957
59.780
59.780
3,822.08
4,422.71
7,651.84
7,352.94
3,829.76
2,930.23
LT
LT
Total 251.000 8,244.79 15,004.78 6,759.99 LT 201.00 1.33
Next Dividend Payable 11/2017; Asset Class: Equities
ENERSYS (ENS) 11/10/15
2/22/16
3/14/17
72.000
16.000
46.000
64.216
47.821
75.543
69.170
69.170
69.170
4,623.56
765.14
3,474.98
4,980.24
1,106.72
3,181.82
356.68
341.58
(293.16)
LT
LT
ST
Total 134.000 8,863.68 9,268.78 698.26
(293.16)
LT
ST
94.00 1.01
Next Dividend Payable 12/2017; Asset Class: Equities
ENGILITY HLDGS INC NEW COM (EGL) 9/19/17 178.000 31.811 34.680 5,662.38 6,173.04 510.66 ST ——
Asset Class: Equities
ENVISION HEALTHCARE CORP (EVHC) 11/10/15
2/22/16
84.000
11.000
84.892
70.585
44.950
44.950
7,130.95
776.43
3,775.80
494.45
(3,355.15)
(281.98)
LT
LT
Total 95.000 7,907.38 4,270.25 (3,637.13)LT ——
Asset Class: Equities
ESSENT GROUP LTD COM (ESNT) 11/10/15
2/22/16
4/29/16
232.000
25.000
45.000
24.534
19.405
20.019
40.500
40.500
40.500
5,691.80
485.13
900.87
9,396.00
1,012.50
1,822.50
3,704.20
527.37
921.63
LT
LT
LT
Total 302.000 7,077.80 12,231.00 5,153.20 LT ——
Asset Class: Equities
EXTRACTION OIL & GAS LLC (XOG) 1/11/17 81.000 18.990 15.390 1,538.19 1,246.59 (291.60)ST ——
00
0
2
2
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M
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A
D
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4
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1
4
5
6
1
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 76 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Asset Class: Equities
FCB FINL HLDGS INC CL A (FCB) 9/23/16
9/26/16
85.000
43.000
39.299
38.331
48.300
48.300
3,340.42
1,648.23
4,105.50
2,076.90
765.08
428.67
LT
LT
Total 128.000 4,988.65 6,182.40 1,193.75 LT ——
Asset Class: Equities
FERRO CORP (FOE) 6/17/16
6/7/17
6/8/17
206.000
143.000
33.000
14.505
17.500
17.500
22.300
22.300
22.300
2,987.99
2,502.50
577.50
4,593.80
3,188.90
735.90
1,605.81
686.40
158.40
LT
ST
ST
Total 382.000 6,067.99 8,518.60 1,605.81
844.80
LT
ST
——
Asset Class: Equities
FERROGLOBE PLC SHS (GSM) 11/10/15
2/22/16
192.000
5.000
11.070
7.558
13.160
13.160
2,125.44
37.79
2,526.72
65.80
401.28
28.01
LT
LT
Total 197.000 2,163.23 2,592.52 429.29 LT ——
Asset Class: Equities
FIDELITY NATIONAL FINANCIAL IN (FNF) 11/10/15 124.000 34.750 47.460 4,309.00 5,885.04 1,576.04 LT 124.00 2.10
Next Dividend Payable 12/2017; Asset Class: Equities
FIDELITY NATIONAL FINL INC (FNFV) 11/10/15
2/22/16
95.000
7.000
11.150
9.910
17.150
17.150
1,059.25
69.37
1,629.25
120.05
570.00
50.68
LT
LT
Total 102.000 1,128.62 1,749.30 620.68 LT ——
Asset Class: Equities
FINISH LINE INC CL A (FINL) 11/10/15
2/22/16
303.000
37.000
18.426
18.677
12.030
12.030
5,583.11
691.06
3,645.09
445.11
(1,938.02)
(245.95)
LT
LT
Total 340.000 6,274.17 4,090.20 (2,183.97)LT 150.00 3.66
Next Dividend Payable 12/2017; Asset Class: Equities
FIRST AMERICAN FINL CORP (FAF) 2/22/16 137.000 37.350 49.970 5,116.95 6,845.89 1,728.94 LT 208.00 3.03
Next Dividend Payable 12/2017; Asset Class: Equities
FIRST CITIZ BANCSHARES A (FCNCA) 11/10/15
2/22/16
1/11/17
14.000
2.000
4.000
262.660
239.715
358.000
373.890
373.890
373.890
3,677.24
479.43
1,432.00
5,234.46
747.78
1,495.56
1,557.22
268.35
63.56
LT
LT
ST
Total 20.000 5,588.67 7,477.80 1,825.57
63.56
LT
ST
24.00 0.32
Next Dividend Payable 10/02/17; Asset Class: Equities
FIRST MERCHANTS CORP (FRME) 9/18/17 173.000 39.799 42.930 6,885.24 7,426.89 541.65 ST 125.00 1.68
Next Dividend Payable 12/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 77 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
FIRST MIDW BNCP DELA (FMBI) 3/28/17 169.000 23.156 23.420 3,913.43 3,957.98 44.55 ST 68.00 1.71
Next Dividend Payable 10/10/17; Asset Class: Equities
FIRSTCASH INC (FCFS) 11/10/15
2/22/16
3/7/17
138.000
21.000
86.000
39.054
40.991
43.800
63.150
63.150
63.150
5,389.51
860.82
3,766.80
8,714.70
1,326.15
5,430.90
3,325.19
465.33
1,664.10
LT
LT
ST
3/30/17 35.000 47.874 63.150 1,675.60 2,210.25 534.65 ST
Total 280.000 11,692.73 17,682.00 3,790.52
2,198.75
LT
ST
213.00 1.20
Next Dividend Payable 11/2017; Asset Class: Equities
FLEXTRONICS INTL LTD (FLEX) 11/10/15
2/22/16
1/11/17
673.000
91.000
95.000
11.547
10.700
14.576
16.570
16.570
16.570
7,771.27
973.70
1,384.73
11,151.61
1,507.87
1,574.15
3,380.34
534.17
189.42
LT
LT
ST
Total 859.000 10,129.70 14,233.63 3,914.51
189.42
LT
ST
——
Asset Class: Equities
FOOT LOCKER INC (FL) 6/29/17 84.000 48.572 35.220 4,080.01 2,958.48 (1,121.53)ST 104.00 3.51
Next Dividend Payable 10/2017; Asset Class: Equities
FORUM ENERGY TECHNOLOGIES (FET) 9/13/17 289.000 14.090 15.900 4,071.98 4,595.10 523.12 ST ——
Asset Class: Equities
FTD COS INC COM (FTD) 11/10/15
2/22/16
171.000
24.000
25.097
24.156
13.040
13.040
4,291.59
579.75
2,229.84
312.96
(2,061.75)
(266.79)
LT
LT
Total 195.000 4,871.34 2,542.80 (2,328.54)LT ——
Asset Class: Equities
FTI CONSULTING INC (FCN) 11/10/15
2/22/16
90.000
11.000
36.200
34.572
35.480
35.480
3,258.00
380.29
3,193.20
390.28
(64.80)
9.99
LT
LT
Total 101.000 3,638.29 3,583.48 (54.81)LT ——
Asset Class: Equities
GARDNER DENVER HOLDINGS, INC (GDI) 5/23/17 279.000 23.443 27.520 6,540.52 7,678.08 1,137.56 ST ——
Asset Class: Equities
GRANITE CONSTR INC (GVA) 11/10/15
2/22/16
83.000
20.000
38.008
39.125
57.950
57.950
3,154.69
782.49
4,809.85
1,159.00
1,655.16
376.51
LT
LT
Total 103.000 3,937.18 5,968.85 2,031.67 LT 54.00 0.90
Next Dividend Payable 10/13/17; Asset Class: Equities
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
6
2
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 78 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
GRAPHIC PACKAGING HOLDING CO (GPK) 11/10/15
2/22/16
9/15/17
517.000
353.000
391.000
13.672
11.535
13.000
13.950
13.950
13.950
7,068.58
4,071.86
5,083.00
7,212.15
4,924.35
5,454.45
143.57
852.49
371.45
LT
LT
ST
Total 1,261.000 16,223.44 17,590.95 996.06
371.45
LT
ST
378.00 2.14
Next Dividend Payable 10/05/17; Asset Class: Equities
GROUP I AUTOMOTIVE INC (GPI) 11/10/15
2/22/16
59.000
7.000
85.275
53.011
72.460
72.460
5,031.25
371.08
4,275.14
507.22
(756.11)
136.14
LT
LT
Total 66.000 5,402.33 4,782.36 (619.97)LT 63.00 1.31
Next Dividend Payable 12/2017; Asset Class: Equities
GULFPORT ENERGY CORP NEW (GPOR) 9/30/16 247.000 27.976 14.340 6,910.00 3,541.98 (3,368.02)ST ——
Asset Class: Equities
HANMI FINANCIAL CORP NEW (HAFC) 8/29/16
9/21/16
125.000
47.000
26.158
26.286
30.950
30.950
3,269.81
1,235.44
3,868.75
1,454.65
598.94
219.21
LT
LT
Total 172.000 4,505.25 5,323.40 818.15 LT 144.00 2.70
Next Dividend Payable 11/2017; Asset Class: Equities
HANOVER INSURANCE GROUP INC (THG) 11/10/15
2/22/16
3/14/17
30.000
7.000
112.000
85.732
83.996
90.750
96.930
96.930
96.930
2,571.96
587.97
10,163.97
2,907.90
678.51
10,856.16
335.94
90.54
692.19
LT
LT
ST
Total 149.000 13,323.90 14,442.57 426.48
692.19
LT
ST
298.00 2.06
Next Dividend Payable 12/2017; Asset Class: Equities
HEIDRICK & STRUGGLES INTL INC (HSII) 11/10/15
2/22/16
3/13/17
120.000
27.000
22.000
28.869
22.853
24.685
21.150
21.150
21.150
3,464.32
617.04
543.07
2,538.00
571.05
465.30
(926.32)
(45.99)
(77.77)
LT
LT
ST
Total 169.000 4,624.43 3,574.35 (972.31)
(77.77)
LT
ST
88.00 2.46
Next Dividend Payable 11/2017; Asset Class: Equities
HILLENBRAND INC (HI) 11/10/15 128.000 30.455 38.850 3,898.19 4,972.80 1,074.61 LT 105.00 2.11
Next Dividend Payable 12/2017; Asset Class: Equities
HUNTINGTON INGALLS INDUSTRIES (HII) 11/10/15
2/22/16
7/21/16
13.000
11.000
8.000
127.644
134.625
168.720
226.440
226.440
226.440
1,659.37
1,480.87
1,349.76
2,943.72
2,490.84
1,811.52
1,284.35
1,009.97
461.76
LT
LT
LT
Total 32.000 4,490.00 7,246.08 2,756.08 LT 77.00 1.06
Next Dividend Payable 12/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 79 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
IAC INTERACTIVECORP COM (IAC) 11/10/15
2/22/16
34.000
76.000
65.260
45.430
117.580
117.580
2,218.84
3,452.68
3,997.72
8,936.08
1,778.88
5,483.40
LT
LT
Total 110.000 5,671.52 12,933.80 7,262.28 LT ——
Asset Class: Equities
ICON PLC (ICLR) 2/22/16
6/24/16
13.000
110.000
69.313
67.399
113.880
113.880
901.08
7,413.84
1,480.44
12,526.80
579.36
5,112.96
LT
LT
Total 123.000 8,314.92 14,007.24 5,692.32 LT ——
Asset Class: Equities
INFINITY PPTY & CASUALTY (IPCC) 11/10/15
2/22/16
32.000
5.000
81.726
80.672
94.200
94.200
2,615.25
403.36
3,014.40
471.00
399.15
67.64
LT
LT
Total 37.000 3,018.61 3,485.40 466.79 LT 86.00 2.46
Next Dividend Payable 12/2017; Asset Class: Equities
INSIGHT ENTERPRISES INC (NSIT) 11/10/15 103.000 26.693 45.920 2,749.39 4,729.76 1,980.37 LT ——
Asset Class: Equities
INTEGRA LIFESCIENCES CRP NEW (IART) 11/10/15
2/22/16
70.000
32.000
31.902
29.200
50.480
50.480
2,233.13
934.39
3,533.60
1,615.36
1,300.47
680.97
LT
LT
Total 102.000 3,167.52 5,148.96 1,981.44 LT ——
Asset Class: Equities
JACOBS ENGINEERING GROUP INC (JEC) 5/5/16 82.000 45.879 58.270 3,762.04 4,778.14 1,016.10 LT 49.00 1.02
Next Dividend Payable 12/2017; Asset Class: Equities
JAGGED PEAK ENERGY INC COM (JAG) 1/30/17 627.000 14.441 13.660 9,054.63 8,564.82 (489.81)ST ——
Asset Class: Equities
JONES LANG LASALLE INC (JLL) 10/28/16
11/28/16
31.000
33.000
97.778
100.016
123.500
123.500
3,031.13
3,300.52
3,828.50
4,075.50
797.37
774.98
ST
ST
Total 64.000 6,331.65 7,904.00 1,572.35 ST 45.00 0.56
Next Dividend Payable 12/2017; Asset Class: Equities
KAR AUCTION SVCS INC (KAR) 10/19/15
11/5/15
11/5/15
1.000
34.000
41.000
37.613
37.415
37.934
47.740
47.740
47.740
37.61
1,272.10
1,555.30
47.74
1,623.16
1,957.34
10.13
351.06
402.04
LT
LT
LT
11/5/15 73.000 37.757 47.740 2,756.29 3,485.02 728.73 LT
11/6/15 79.000 37.690 47.740 2,977.54 3,771.46 793.92 LT
2/22/16 29.000 34.827 47.740 1,009.99 1,384.46 374.47 LT
Total 257.000 9,608.83 12,269.18 2,660.35 LT 329.00 2.68
Next Dividend Payable 10/03/17; Asset Class: Equities
KOSMOS ENERGY LTD (KOS) 1/27/17 947.000 6.360 7.960 6,022.92 7,538.12 1,515.20 ST ——
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
6
3
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 80 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Asset Class: Equities
LA Z BOY INCORPORATED (LZB) 5/17/17
9/12/17
255.000
125.000
27.082
25.075
26.900
26.900
6,905.79
3,134.34
6,859.50
3,362.50
(46.29)
228.16
ST
ST
Total 380.000 10,040.13 10,222.00 181.87 ST 167.00 1.63
Next Dividend Payable 12/2017; Asset Class: Equities
LCI INDS (LCII) 11/10/15
2/22/16
7/21/16
172.000
31.000
17.000
58.887
60.481
89.891
115.850
115.850
115.850
10,128.48
1,874.90
1,528.14
19,926.20
3,591.35
1,969.45
9,797.72
1,716.45
441.31
LT
LT
LT
Total 220.000 13,531.52 25,487.00 11,955.48 LT 440.00 1.72
Next Dividend Payable 12/2017; Asset Class: Equities
LEUCADIA NAT CP (LUK) 12/15/15
12/18/15
2/22/16
119.000
275.000
53.000
16.888
16.476
15.047
25.250
25.250
25.250
2,009.66
4,530.90
797.50
3,004.75
6,943.75
1,338.25
995.09
2,412.85
540.75
LT
LT
LT
1/11/17 59.000 23.660 25.250 1,395.94 1,489.75 93.81 ST
Total 506.000 8,734.00 12,776.50 3,948.69
93.81
LT
ST
202.00 1.58
Next Dividend Payable 12/2017; Asset Class: Equities
LIFEPOINT HEALTH INC (LPNT) 11/10/15
2/22/16
78.000
6.000
71.569
64.258
57.900
57.900
5,582.35
385.55
4,516.20
347.40
(1,066.15)
(38.15)
LT
LT
Total 84.000 5,967.90 4,863.60 (1,104.30)LT ——
Asset Class: Equities
LIONS GATE ENTMNT CORP CL B (LGF'B) 12/12/16 146.000 26.100 31.790 3,810.60 4,641.34 830.74 ST ——
Asset Class: Equities
LITHIA MOTORS INC A (LAD) 9/2/16
9/15/16
96.000
30.000
84.514
91.404
120.310
120.310
8,113.32
2,742.12
11,549.76
3,609.30
3,436.44
867.18
LT
LT
Total 126.000 10,855.44 15,159.06 4,303.62 LT 136.00 0.89
Next Dividend Payable 11/2017; Asset Class: Equities
LIVE NATION ENTERTAINMENT INC (LYV) 11/10/15
2/22/16
103.000
25.000
26.585
20.585
43.550
43.550
2,738.20
514.63
4,485.65
1,088.75
1,747.45
574.12
LT
LT
Total 128.000 3,252.83 5,574.40 2,321.57 LT ——
Asset Class: Equities
MAIDEN HOLDINGS LTD SHS (MHLD) 11/10/15
2/22/16
1/11/17
971.000
128.000
63.000
15.200
13.629
17.975
7.950
7.950
7.950
14,758.91
1,744.46
1,132.43
7,719.45
1,017.60
500.85
(7,039.46)
(726.86)
(631.58)
LT
LT
ST
3/14/17 200.000 14.860 7.950 2,971.98 1,590.00 (1,381.98)ST
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 81 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 1,362.000 20,607.78 10,827.90 (7,766.32)
(2,013.56)
LT
ST
817.00 7.54
Next Dividend Payable 10/16/17; Asset Class: Equities
MANPOWERGROUP INC COM (MAN) 11/10/15
2/22/16
39.000
9.000
91.140
78.036
117.820
117.820
3,554.46
702.32
4,594.98
1,060.38
1,040.52
358.06
LT
LT
Total 48.000 4,256.78 5,655.36 1,398.58 LT 89.00 1.57
Next Dividend Payable 12/2017; Asset Class: Equities
MARVELL TECH GROUP LTD (MRVL) 4/5/17 619.000 15.129 17.900 9,364.86 11,080.10 1,715.24 ST 149.00 1.34
Next Dividend Payable 10/2017; Asset Class: Equities
MAXIMUS INC (MMS) 11/10/15
2/22/16
56.000
12.000
69.103
47.970
64.500
64.500
3,869.77
575.64
3,612.00
774.00
(257.77)
198.36
LT
LT
Total 68.000 4,445.41 4,386.00 (59.41)LT 12.00 0.27
Next Dividend Payable 11/2017; Asset Class: Equities
MFA FINANCIAL INC (MFA) 11/10/15
2/22/16
1,160.000
168.000
6.827
6.690
8.760
8.760
7,919.67
1,123.92
10,161.60
1,471.68
2,241.93
347.76
LT
LT
Total 1,328.000 9,043.59 11,633.28 2,589.69 LT 1,062.00 9.12
Next Dividend Payable 10/31/17; Asset Class: Alt
MINERALS TECHNOLOGY INC (MTX) 11/10/15
2/22/16
85.000
87.000
60.920
49.749
70.650
70.650
5,178.23
4,328.12
6,005.25
6,146.55
827.02
1,818.43
LT
LT
Total 172.000 9,506.35 12,151.80 2,645.45 LT 34.00 0.27
Next Dividend Payable 12/2017; Asset Class: Equities
MTGE INVT CORP (MTGE) 11/10/15
2/22/16
166.000
23.000
14.885
13.437
19.400
19.400
2,470.99
309.06
3,220.40
446.20
749.41
137.14
LT
LT
Total 189.000 2,780.05 3,666.60 886.55 LT 340.00 9.27
Next Dividend Payable 10/27/17; Asset Class: Alt
NATIONAL GEN HLDGS CORP (NGHC) 3/17/17 286.000 23.494 19.110 6,719.15 5,465.46 (1,253.69)ST 46.00 0.84
Next Dividend Payable 10/16/17; Asset Class: Equities
NAVIENT CORP COM (NAVI) 11/10/15
12/2/15
2/22/16
229.000
220.000
550.000
12.687
11.920
10.349
15.020
15.020
15.020
2,905.28
2,622.44
5,691.79
3,439.58
3,304.40
8,261.00
534.30
681.96
2,569.21
LT
LT
LT
4/6/17 189.000 14.580 15.020 2,755.58 2,838.78 83.20 ST
Total 1,188.000 13,975.09 17,843.76 3,785.47
83.20
LT
ST
760.00 4.25
Next Dividend Payable 12/2017; Asset Class: Equities
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
6
4
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 82 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
NAVIGANT CONSULTING INC (NCI) 11/10/15
2/22/16
269.000
65.000
17.378
14.864
16.920
16.920
4,674.76
966.19
4,551.48
1,099.80
(123.28)
133.61
LT
LT
Total 334.000 5,640.95 5,651.28 10.33 LT ——
Asset Class: Equities
NELNET INC CL A (NNI) 6/24/16 163.000 32.477 50.500 5,293.72 8,231.50 2,937.78 LT 91.00 1.10
Next Dividend Payable 12/2017; Asset Class: Equities
NETAPP INC COM (NTAP) 9/7/17 275.000 38.501 43.760 10,587.78 12,034.00 1,446.22 ST 220.00 1.82
Next Dividend Payable 10/2017; Asset Class: Equities
OFFICE DEPOT (ODP) 5/11/16 900.000 3.708 4.540 3,337.56 4,086.00 748.44 LT 90.00 2.20
Next Dividend Payable 12/2017; Asset Class: Equities
OLIN CORPORATION (OLN) 1/8/16
2/22/16
183.000
22.000
17.008
15.450
34.250
34.250
3,112.48
339.90
6,267.75
753.50
3,155.27
413.60
LT
LT
Total 205.000 3,452.38 7,021.25 3,568.87 LT 164.00 2.33
Next Dividend Payable 12/2017; Asset Class: Equities
ON ASSIGNMENT INC (ASGN) 11/2/16
5/26/17
9/12/17
88.000
91.000
97.000
34.531
52.475
49.253
53.680
53.680
53.680
3,038.73
4,775.23
4,777.58
4,723.84
4,884.88
5,206.96
1,685.11
109.65
429.38
ST
ST
ST
Total 276.000 12,591.54 14,815.68 2,224.14 ST ——
Asset Class: Equities
ON SEMICONDUCTOR CORP (ON) 11/10/15
2/22/16
6/24/16
597.000
79.000
439.000
11.259
7.960
9.016
18.470
18.470
18.470
6,721.80
628.84
3,957.85
11,026.59
1,459.13
8,108.33
4,304.79
830.29
4,150.48
LT
LT
LT
1/11/17 99.000 13.475 18.470 1,334.03 1,828.53 494.50 ST
Total 1,214.000 12,642.52 22,422.58 9,285.56
494.50
LT
ST
——
Asset Class: Equities
OWENS & MINOR INC NEW (OMI) 11/10/15
2/22/16
4/29/16
79.000
10.000
12.000
36.650
39.534
36.365
29.200
29.200
29.200
2,895.35
395.34
436.38
2,306.80
292.00
350.40
(588.55)
(103.34)
(85.98)
LT
LT
LT
Total 101.000 3,727.07 2,949.20 (777.87)LT 104.00 3.52
Next Dividend Payable 12/2017; Asset Class: Equities
OWENS ILLINOIS COM NEW (OI) 9/27/17 291.000 24.419 25.160 7,105.93 7,321.56 215.63 ST ——
Asset Class: Equities
PAREXEL INTL CORP (PRXL) 4/1/16 109.000 63.999 88.080 6,975.91 9,600.72 2,624.81 LT ——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 83 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
PARSLEY ENERGY INC CL A (PE) 11/10/15
12/2/15
2/22/16
344.000
210.000
86.000
18.615
18.978
17.020
26.340
26.340
26.340
6,403.56
3,985.38
1,463.72
9,060.96
5,531.40
2,265.24
2,657.40
1,546.02
801.52
LT
LT
LT
7/21/16 45.000 28.034 26.340 1,261.53 1,185.30 (76.23)LT
Total 685.000 13,114.19 18,042.90 4,928.71 LT ——
Asset Class: Equities
PHARMERICA CORP COM (PMC) 8/22/16
5/17/17
155.000
115.000
22.371
25.313
29.300
29.300
3,467.53
2,911.02
4,541.50
3,369.50
1,073.97
458.48
LT
ST
Total 270.000 6,378.55 7,911.00 1,073.97
458.48
LT
ST
——
Asset Class: Equities
POLYONE CORP (POL) 3/7/17 121.000 32.840 40.030 3,973.59 4,843.63 870.04 ST 65.00 1.34
Next Dividend Payable 10/05/17; Asset Class: Equities
PORTLAND GENERAL ELEC CO (POR) 3/15/17 105.000 44.611 45.640 4,684.12 4,792.20 108.08 ST 143.00 2.98
Next Dividend Payable 10/16/17; Asset Class: Equities
PRA GROUP INC (PRAA) 5/10/16 128.000 24.958 28.650 3,194.59 3,667.20 472.61 LT ——
Asset Class: Equities
QEP RESOURCES INC (QEP) 11/10/15
2/22/16
9/21/16
127.000
17.000
432.000
15.870
11.207
17.569
8.570
8.570
8.570
2,015.49
190.52
7,589.81
1,088.39
145.69
3,702.24
(927.10)
(44.83)
(3,887.57)
LT
LT
LT
Total 576.000 9,795.82 4,936.32 (4,859.50)LT ——
Asset Class: Equities
RADIAN GROUP INC (RDN) 11/10/15
2/22/16
556.000
69.000
14.417
10.987
18.690
18.690
8,016.07
758.09
10,391.64
1,289.61
2,375.57
531.52
LT
LT
Total 625.000 8,774.16 11,681.25 2,907.09 LT ——
Next Dividend Payable 12/2017; Asset Class: Equities
RAYMOND JAMES FINCL INC (RJF) 5/18/15
5/18/15
2/22/16
25.000
13.000
18.000
57.963
58.692
44.145
84.330
84.330
84.330
1,449.08
762.99
794.61
2,108.25
1,096.29
1,517.94
659.17
333.30
723.33
LT
LT
LT
Total 56.000 3,006.68 4,722.48 1,715.80 LT 49.00 1.03
Next Dividend Payable 10/16/17; Asset Class: Equities
REALOGY HOLDINGS CORP (RLGY) 11/10/15 108.000 42.320 32.950 4,570.56 3,558.60 (1,011.96)LT 39.00 1.09
Next Dividend Payable 11/2017; Asset Class: Equities
REINSURANCE GROUP OF AMERICA (RGA) 11/10/15
2/22/16
85.000
13.000
91.490
90.646
139.530
139.530
7,776.65
1,178.40
11,860.05
1,813.89
4,083.40
635.49
LT
LT
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
6
5
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 84 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 98.000 8,955.05 13,673.94 4,718.89 LT 196.00 1.43
Next Dividend Payable 11/2017; Asset Class: Equities
RICE ENERGY INC (RICE) 11/10/15
2/22/16
8/9/16
223.000
5.000
255.000
15.930
9.168
24.681
28.940
28.940
28.940
3,552.39
45.84
6,293.55
6,453.62
144.70
7,379.70
2,901.23
98.86
1,086.15
LT
LT
LT
Total 483.000 9,891.78 13,978.02 4,086.24 LT ——
Asset Class: Equities
RPX CORPORATION COM (RPXC) 11/10/15
2/22/16
483.000
67.000
14.051
9.797
13.280
13.280
6,786.44
656.41
6,414.24
889.76
(372.20)
233.35
LT
LT
Total 550.000 7,442.85 7,304.00 (138.85)LT ——
Asset Class: Equities
RSP PERMIAN INC (RSPP) 11/10/15
2/22/16
5/17/17
116.000
11.000
105.000
28.170
21.260
40.880
34.590
34.590
34.590
3,267.72
233.86
4,292.38
4,012.44
380.49
3,631.95
744.72
146.63
(660.43)
LT
LT
ST
Total 232.000 7,793.96 8,024.88 891.35
(660.43)
LT
ST
——
Asset Class: Equities
SCHOLASTIC CP (SCHL) 5/20/16 100.000 37.305 37.200 3,730.48 3,720.00 (10.48)LT 60.00 1.61
Next Dividend Payable 12/2017; Asset Class: Equities
SCHWEITZER MAUDUIT INT INC (SWM) 11/10/15
12/14/15
2/22/16
96.000
58.000
76.000
39.744
40.264
33.260
41.460
41.460
41.460
3,815.47
2,335.30
2,527.76
3,980.16
2,404.68
3,150.96
164.69
69.38
623.20
LT
LT
LT
9/11/17 121.000 38.855 41.460 4,701.50 5,016.66 315.16 ST
Total 351.000 13,380.03 14,552.46 857.27
315.16
LT
ST
590.00 4.05
Next Dividend Payable 12/2017; Asset Class: Equities
SCRIPPS NETWORKS INTERAC CL A (SNI) 6/24/16 49.000 60.301 85.890 2,954.75 4,208.61 1,253.86 LT 59.00 1.40
Next Dividend Payable 12/2017; Asset Class: Equities
SELECT MEDICAL HLDGS CP (SEM) 11/10/15
2/22/16
191.000
30.000
12.154
8.575
19.200
19.200
2,321.34
257.25
3,667.20
576.00
1,345.86
318.75
LT
LT
Total 221.000 2,578.59 4,243.20 1,664.61 LT ——
Asset Class: Equities
SERVICE CORP INTL (SCI) 11/10/15
2/22/16
3/13/17
75.000
17.000
24.000
26.470
23.507
30.800
34.500
34.500
34.500
1,985.28
399.62
739.20
2,587.50
586.50
828.00
602.22
186.88
88.80
LT
LT
ST
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 85 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 116.000 3,124.10 4,002.00 789.10
88.80
LT
ST
70.00 1.74
Next Dividend Payable 12/2017; Asset Class: Equities
SKECHERS U S A INC CL A (SKX) 10/21/16
6/5/17
219.000
272.000
19.100
27.308
25.090
25.090
4,182.79
7,427.80
5,494.71
6,824.48
1,311.92
(603.32)
ST
ST
Total 491.000 11,610.59 12,319.19 708.60 ST ——
Asset Class: Equities
SLM CORPORATION (SLM) 11/10/15
2/22/16
3/13/17
454.000
55.000
131.000
6.880
6.030
11.895
11.470
11.470
11.470
3,123.52
331.64
1,558.25
5,207.38
630.85
1,502.57
2,083.86
299.21
(55.68)
LT
LT
ST
Total 640.000 5,013.41 7,340.80 2,383.07
(55.68)
LT
ST
——
Asset Class: Equities
STARWOOD PROPERTY TRUST INC (STWD) 5/13/16
12/6/16
239.000
227.000
20.352
22.140
21.720
21.720
4,864.23
5,025.78
5,191.08
4,930.44
326.85
(95.34)
LT
ST
Total 466.000 9,890.01 10,121.52 326.85
(95.34)
LT
ST
895.00 8.84
Next Dividend Payable 10/13/17; Asset Class: Alt
STEEL DYNAMICS INC (STLD) 12/4/15
2/22/16
7/21/16
92.000
303.000
57.000
17.152
18.343
25.931
34.470
34.470
34.470
1,577.99
5,557.81
1,478.08
3,171.24
10,444.41
1,964.79
1,593.25
4,886.60
486.71
LT
LT
LT
Total 452.000 8,613.88 15,580.44 6,966.56 LT 280.00 1.79
Next Dividend Payable 10/12/17; Asset Class: Equities
STEVEN MADDEN LTD (SHOO) 11/10/15
12/1/15
2/22/16
125.000
79.000
33.000
33.730
31.893
34.675
43.300
43.300
43.300
4,216.25
2,519.55
1,144.26
5,412.50
3,420.70
1,428.90
1,196.25
901.15
284.64
LT
LT
LT
6/5/17 110.000 39.237 43.300 4,316.09 4,763.00 446.91 ST
Total 347.000 12,196.15 15,025.10 2,382.04
446.91
LT
ST
——
Asset Class: Equities
STIFEL FINANCIAL CORPORATION (SF) 5/10/16
7/21/16
9/21/16
207.000
39.000
48.000
34.359
33.566
38.865
53.460
53.460
53.460
7,112.31
1,309.07
1,865.53
11,066.22
2,084.94
2,566.08
3,953.91
775.87
700.55
LT
LT
LT
Total 294.000 10,286.91 15,717.24 5,430.33 LT 118.00 0.75
Next Dividend Payable 12/2017; Asset Class: Equities
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
6
6
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 86 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
SUNCOKE ENERGY INC COM (SXC) 3/23/17
5/17/17
400.000
419.000
9.018
8.276
9.140
9.140
3,607.04
3,467.64
3,656.00
3,829.66
48.96
362.02
ST
ST
Total 819.000 7,074.68 7,485.66 410.98 ST ——
Asset Class: Equities
SVB FNCL GRP (SIVB) 2/22/16
9/21/16
42.000
35.000
87.486
107.563
187.090
187.090
3,674.42
3,764.72
7,857.78
6,548.15
4,183.36
2,783.43
LT
LT
Total 77.000 7,439.14 14,405.93 6,966.79 LT ——
Asset Class: Equities
SYKES ENTERPRISES INC (SYKE) 11/10/15
2/22/16
140.000
22.000
31.328
29.862
29.160
29.160
4,385.98
656.96
4,082.40
641.52
(303.58)
(15.44)
LT
LT
Total 162.000 5,042.94 4,723.92 (319.02)LT ——
Asset Class: Equities
SYNNEX CORP (SNX) 11/10/15
2/22/16
75.000
14.000
94.740
93.850
126.510
126.510
7,105.50
1,313.90
9,488.25
1,771.14
2,382.75
457.24
LT
LT
Total 89.000 8,419.40 11,259.39 2,839.99 LT 107.00 0.95
Next Dividend Payable 10/2017; Asset Class: Equities
TEGNA INC COM (TGNA) 11/10/15
2/22/16
196.000
20.000
17.560
15.804
13.330
13.330
3,441.73
316.08
2,612.68
266.60
(829.05)
(49.48)
LT
LT
Total 216.000 3,757.81 2,879.28 (878.53)LT 60.00 2.08
Next Dividend Payable 10/02/17; Asset Class: Equities
TELETECH HOLDINGS INC (TTEC) 11/10/15
2/22/16
369.000
32.000
28.833
27.209
41.750
41.750
10,639.53
870.68
15,405.75
1,336.00
4,766.22
465.32
LT
LT
Total 401.000 11,510.21 16,741.75 5,231.54 LT 188.00 1.12
Next Dividend Payable 10/2017; Asset Class: Equities
TEMPUR-PEDIC INT'L INC (TPX) 10/17/16 79.000 51.869 64.520 4,097.68 5,097.08 999.40 ST ——
Asset Class: Equities
TERADYNE INC (TER) 11/10/15
2/22/16
1/11/17
266.000
40.000
50.000
20.100
18.840
26.100
37.290
37.290
37.290
5,346.60
753.60
1,305.00
9,919.14
1,491.60
1,864.50
4,572.54
738.00
559.50
LT
LT
ST
Total 356.000 7,405.20 13,275.24 5,310.54
559.50
LT
ST
100.00 0.75
Next Dividend Payable 12/2017; Asset Class: Equities
TETRA TECH INC (TTEK) 11/10/15
2/22/16
196.000
19.000
26.620
27.523
46.550
46.550
5,217.52
522.94
9,123.80
884.45
3,906.28
361.51
LT
LT
Total 215.000 5,740.46 10,008.25 4,267.79 LT 86.00 0.85
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 87 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Next Dividend Payable 12/2017; Asset Class: Equities
TORCHMARK CORP (TMK) 11/10/15
2/22/16
36.000
14.000
59.604
52.397
80.090
80.090
2,145.73
733.56
2,883.24
1,121.26
737.51
387.70
LT
LT
Total 50.000 2,879.29 4,004.50 1,125.21 LT 30.00 0.74
Next Dividend Payable 11/2017; Asset Class: Equities
TUTOR PERINI CORP COM (TPC) 11/10/15
2/22/16
9/14/17
115.000
5.000
139.000
15.976
13.078
26.295
28.400
28.400
28.400
1,837.27
65.39
3,655.01
3,266.00
142.00
3,947.60
1,428.73
76.61
292.59
LT
LT
ST
Total 259.000 5,557.67 7,355.60 1,505.34
292.59
LT
ST
——
Asset Class: Equities
TWO HARBORS INVT CORP COM (TWO) 11/10/15
2/22/16
1/31/17
1,020.000
168.000
665.000
8.350
7.625
8.600
10.080
10.080
10.080
8,517.00
1,281.00
5,719.00
10,281.60
1,693.44
6,703.20
1,764.60
412.44
984.20
LT
LT
ST
Total 1,853.000 15,517.00 18,678.24 2,177.04
984.20
LT
ST
1,927.00 10.31
Next Dividend Payable 10/27/17; Asset Class: Alt
UNIVERSAL CP VA (UVV) 11/10/15
2/22/16
6/24/16
31.000
15.000
99.000
55.266
55.003
55.052
57.300
57.300
57.300
1,713.24
825.05
5,450.13
1,776.30
859.50
5,672.70
63.06
34.45
222.57
LT
LT
LT
Total 145.000 7,988.42 8,308.50 320.08 LT 313.00 3.76
Next Dividend Payable 11/2017; Asset Class: Equities
VALIDUS HOLDINGS LTD COM (VR) 11/10/15
2/22/16
7/21/16
60.000
46.000
20.000
45.200
45.134
48.890
49.210
49.210
49.210
2,712.00
2,076.18
977.80
2,952.60
2,263.66
984.20
240.60
187.48
6.40
LT
LT
LT
Total 126.000 5,765.98 6,200.46 434.48 LT 192.00 3.09
Next Dividend Payable 12/2017; Asset Class: Equities
VALVOLINE INC COM (VVV) 1/5/17
5/17/17
382.000
56.000
21.419
23.059
23.450
23.450
8,182.06
1,291.30
8,957.90
1,313.20
775.84
21.90
ST
ST
Total 438.000 9,473.36 10,271.10 797.74 ST 86.00 0.83
Next Dividend Payable 12/2017; Asset Class: Equities
WALKER & DUNLOP INC (WD) 11/10/15
2/22/16
4/29/16
219.000
41.000
89.000
28.519
22.994
21.869
52.330
52.330
52.330
6,245.64
942.77
1,946.34
11,460.27
2,145.53
4,657.37
5,214.63
1,202.76
2,711.03
LT
LT
LT
Total 349.000 9,134.75 18,263.17 9,128.42 LT ——
Asset Class: Equities
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
6
7
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 88 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
WESCO INTL INC (WCC) 12/4/15
2/22/16
62.000
161.000
47.886
43.870
58.250
58.250
2,968.92
7,063.07
3,611.50
9,378.25
642.58
2,315.18
LT
LT
Total 223.000 10,031.99 12,989.75 2,957.76 LT ——
Asset Class: Equities
WILDHORSE RESOURCE DEV CORP (WRD) 12/15/16 472.000 14.809 13.320 6,989.71 6,287.04 (702.67)ST ——
Asset Class: Equities
WORLD FUEL SERVICES CORP (INT) 11/10/15
11/10/15
2/22/16
240.000
116.000
39.000
45.402
44.957
46.089
33.910
33.910
33.910
10,896.55
5,215.03
1,797.48
8,138.40
3,933.56
1,322.49
(2,758.15)
(1,281.47)
(474.99)
LT
LT
LT
H
3/13/17 112.000 36.645 33.910 4,104.24 3,797.92 (306.32)ST
3/14/17 209.000 36.766 33.910 7,684.05 7,087.19 (596.86)ST
5/26/17 23.000 36.054 33.910 829.25 779.93 (49.32)ST
Total 739.000 30,526.60 25,059.49 (4,514.61)
(952.50)
LT
ST
177.00 0.70
Next Dividend Payable 10/2017; Basis Adjustment Due to Wash Sale: $1,032.72; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 96.81%$1,122,717.71 $1,376,366.25 $237,264.61
$16,383.93
LT
ST
$21,017.00 1.53%
EXCHANGE-TRADED & CLOSED-END FUNDS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ARES CAPITAL CORP (ARCC) 11/10/15
2/22/16
9/21/16
158.000
27.000
268.000
$15.610
12.807
15.677
$16.390
16.390
16.390
$2,466.41
345.79
4,201.36
$2,589.62
442.53
4,392.52
$123.21
96.74
191.16
LT
LT
LT
8/11/17 131.000 16.021 16.390 2,098.71 2,147.09 48.38 ST
Total 584.000 9,112.27 9,571.76 411.11
48.38
LT
ST
888.00 9.27
Next Dividend Payable 12/2017; Asset Class: FI & Pref
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 89 of 122
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
EXCHANGE-TRADED & CLOSED-END FUNDS 0.67%$9,112.27 $9,571.76 $411.11
$48.38
LT
ST
$888.00 9.28%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL VALUE 100.00%$1,131,829.98 $1,421,721.97 $237,675.72
$16,432.31
LT
ST
$21,941.00
—
1.54%
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
H - Wash sale rules apply to this tax lot. The cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale transaction. The aggregate amount of the basis
adjustment is identified in italics under the Security Description.
R - The cost basis for this tax lot was adjusted due to a reclassification of income.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $35,783.96 ——————
Stocks —$1,285,563.89 —$90,802.36 ———
ETFs & CEFs ——$9,571.76 ————
TOTAL ALLOCATION OF ASSETS $35,783.96 $1,285,563.89 $9,571.76 $90,802.36 ———
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
9/7 9/11 Bought NETAPP INC COM ACTED AS AGENT 275.000 $38.5010 $(10,587.78)
9/8 9/12 Sold TAILORED BRANDS INC COM ACTED AS AGENT 421.000 12.9039 5,432.41
9/8 9/12 Sold PULTE GROUP INC ACTED AS AGENT 203.000 25.6892 5,214.78
9/8 9/12 Sold NU SKIN ENTERPRISE INC A ACTED AS AGENT 71.000 62.2900 4,422.48
9/8 9/12 Sold SELECT MEDICAL HLDGS CP ACTED AS AGENT 108.000 18.0242 1,946.56
9/8 9/12 Sold JELD WEN HLD INC ACTED AS AGENT 52.000 32.6912 1,699.90
9/8 9/12 Sold CLUBCORP HLDGS INC ACTED AS AGENT 23.000 17.0250 391.57
9/8 9/12 Sold PAREXEL INTL CORP ACTED AS AGENT 4.000 87.7781 351.10
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 90 of 122
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS (CONTINUED)
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
9/11 9/13 Bought SCHWEITZER MAUDUIT INT INC ACTED AS AGENT 121.000 38.8554 (4,701.50)
9/12 9/14 Bought CAMBREX CORP ACTED AS AGENT 134.000 50.6423 (6,786.07)
9/12 9/14 Bought ON ASSIGNMENT INC ACTED AS AGENT 97.000 49.2534 (4,777.58)
9/12 9/14 Bought LA Z BOY INCORPORATED ACTED AS AGENT 125.000 25.0747 (3,134.34)
9/12 9/14 Bought ALASKA AIR GROUP INCORPORATED ACTED AS AGENT 41.000 76.0573 (3,118.35)
9/13 9/15 Sold CLUBCORP HLDGS INC ACTED AS AGENT 383.000 17.0750 6,539.57
9/13 9/15 Sold ON SEMICONDUCTOR CORP ACTED AS AGENT 227.000 16.8750 3,830.54
9/13 9/15 Sold PAREXEL INTL CORP ACTED AS AGENT 43.000 87.9243 3,780.65
9/13 9/15 Sold SCRIPPS NETWORKS INTERAC CL A ACTED AS AGENT 43.000 85.2400 3,665.23
9/13 9/15 Sold WALKER & DUNLOP INC ACTED AS AGENT 72.000 46.5770 3,353.46
9/13 9/15 Sold ANDEAVOR ACTED AS AGENT 30.000 103.6972 3,110.84
9/13 9/15 Sold SERVICE CORP INTL ACTED AS AGENT 31.000 35.4129 1,097.77
9/13 9/15 Bought FORUM ENERGY TECHNOLOGIES ACTED AS AGENT 289.000 14.0899 (4,071.98)
9/14 9/18 Bought TUTOR PERINI CORP COM ACTED AS AGENT 139.000 26.2950 (3,655.01)
9/15 9/19 Bought GRAPHIC PACKAGING HOLDING CO ACTED AS AGENT 391.000 13.0000 (5,083.00)
9/18 9/20 Bought FIRST MERCHANTS CORP ACTED AS AGENT 173.000 39.7991 (6,885.24)
9/19 9/19 Redemption CLUBCORP HLDGS INC EXCHANGE FOR CASH
CUSIP: 18948M108
400.000 17.1200 6,848.00
9/19 9/21 Sold TAILORED BRANDS INC COM ACTED AS AGENT 302.000 14.0182 4,233.40
9/19 9/21 Sold ICON PLC ACTED AS AGENT 18.000 113.0131 2,034.19
9/19 9/21 Sold CHEMED CORPORATION ACTED AS AGENT 4.000 188.1233 752.47
9/19 9/21 Bought ENGILITY HLDGS INC NEW COM ACTED AS AGENT 178.000 31.8111 (5,662.38)
9/22 9/26 Sold ANDEAVOR ACTED AS AGENT 119.000 104.0852 12,385.85
9/22 9/26 Sold BRISTOW GROUP INC ACTED AS AGENT 276.000 9.3814 2,589.21
9/25 9/27 Sold INVESTORS BANCORP INC NEW ACTED AS AGENT 431.000 13.2712 5,719.75
9/27 9/29 Bought OWENS ILLINOIS COM NEW ACTED AS AGENT 291.000 24.4190 (7,105.93)
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $13,830.57
TOTAL PURCHASES $(65,569.16)
TOTAL SALES AND REDEMPTIONS $79,399.73
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
9/1 Qualified Dividend LCI INDS $110.00
9/1 Qualified Dividend CARLISLE CO INC 28.86
9/1 Qualified Dividend TETRA TECH INC 21.50
9/1 Qualified Dividend CHEMED CORPORATION 19.60
9/1 Qualified Dividend JACOBS ENGINEERING GROUP INC 12.30
9/1 Qualified Dividend RADIAN GROUP INC 1.56
9/7 Qualified Dividend MINERALS TECHNOLOGY INC 8.60
9/8 Dividend AGNC INVT CORP COM 37.08
9/8 Qualified Dividend CABOT CORP 25.52
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 91 of 122
TAXABLE INCOME AND DISTRIBUTIONS (CONTINUED)
Activity Date Activity Type Description Comments Credits/(Debits)
9/8 Qualified Dividend HUNTINGTON INGALLS INDUSTRIES 19.20
9/11 Qualified Dividend CDW CORPORATION 44.00
9/11 Qualified Dividend OLIN CORPORATION 41.00
9/11 Qualified Dividend FINISH LINE INC CL A 37.40
9/11 Qualified Dividend SCRIPPS NETWORKS INTERAC CL A 27.60
9/13 Qualified Dividend NU SKIN ENTERPRISE INC A 25.56
9/15 Qualified Dividend NAVIENT CORP COM 190.08
9/15 Qualified Dividend ANDEAVOR 87.91
9/15 Qualified Dividend AVNET INC 60.30
9/15 Qualified Dividend FIRST AMERICAN FINL CORP 52.06
9/15 Qualified Dividend STIFEL FINANCIAL CORPORATION 29.40
9/15 Qualified Dividend LA Z BOY INCORPORATED 28.05
9/15 Qualified Dividend NELNET INC CL A 22.82
9/15 Qualified Dividend OFFICE DEPOT 22.50
9/15 Qualified Dividend VALVOLINE INC COM 21.46
9/15 Qualified Dividend GROUP I AUTOMOTIVE INC 15.84
9/15 Qualified Dividend SCHOLASTIC CP 15.00
9/15 Qualified Dividend BRUNSWICK CORP 12.87
9/19 Qualified Dividend ASSURANT INC 20.67
9/22 Qualified Dividend SCHWEITZER MAUDUIT INT INC 96.60
9/22 Qualified Dividend TAILORED BRANDS INC COM 54.36
9/22 Qualified Dividend INFINITY PPTY & CASUALTY 21.46
9/29 Dividend ARES CAPITAL CORP 221.92
9/29 Qualified Dividend HANOVER INSURANCE GROUP INC 74.50
9/29 Qualified Dividend LEUCADIA NAT CP 50.60
9/29 Qualified Dividend VALIDUS HOLDINGS LTD COM 47.88
9/29 Dividend CHATHAM LODGING TRUST COM 36.52
9/29 Qualified Dividend FIDELITY NATIONAL FINANCIAL IN 31.00
9/29 Qualified Dividend BROOKS-AUTOMATION INC 30.80
9/29 Qualified Dividend DICKS SPORTING GOODS INC 28.39
9/29 Qualified Dividend HILLENBRAND INC 26.24
9/29 Qualified Dividend OWENS & MINOR INC NEW 26.01
9/29 Qualified Dividend TERADYNE INC 24.92
9/29 Qualified Dividend ENERSYS 23.45
9/29 Qualified Dividend SERVICE CORP INTL 17.40
9/29 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 09/01-09/30)
1.70
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $1,852.49
TOTAL QUALIFIED DIVIDENDS $1,555.27
TOTAL OTHER DIVIDENDS $295.52
TOTAL INTEREST $1.70
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 92 of 122
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
9/1 Automatic Investment BANK DEPOSIT PROGRAM $193.82
9/7 Automatic Investment BANK DEPOSIT PROGRAM 8.60
9/8 Automatic Investment BANK DEPOSIT PROGRAM 81.80
9/11 Automatic Redemption BANK DEPOSIT PROGRAM (10,437.78)
9/13 Automatic Investment BANK DEPOSIT PROGRAM 14,782.86
9/14 Automatic Redemption BANK DEPOSIT PROGRAM (17,816.34)
9/15 Automatic Investment BANK DEPOSIT PROGRAM 558.29
9/18 Automatic Investment BANK DEPOSIT PROGRAM 17,651.07
9/19 Automatic Redemption BANK DEPOSIT PROGRAM (5,062.33)
9/20 Automatic Redemption BANK DEPOSIT PROGRAM (37.24)
9/22 Automatic Investment BANK DEPOSIT PROGRAM 1,530.10
9/27 Automatic Investment BANK DEPOSIT PROGRAM 14,975.06
9/28 Automatic Investment BANK DEPOSIT PROGRAM 5,719.75
9/29 Automatic Investment BANK DEPOSIT PROGRAM 1.70
9/29 Automatic Redemption BANK DEPOSIT PROGRAM (6,466.30)
NET ACTIVITY FOR PERIOD $15,683.06
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
ANDEAVOR 02/22/16 09/13/17 0.367 $38.06 $22.80 $15.26
BRISTOW GROUP INC 11/10/15 09/22/17 50.000 469.06 1,536.78 (1,067.72)H
11/10/15 09/22/17 8.000 75.05 241.10 (166.05)H
12/01/15 09/22/17 157.000 1,472.85 4,861.77 (3,388.92)
12/01/15 09/22/17 48.000 450.29 1,476.19 (1,025.90)H
02/22/16 09/22/17 13.000 121.96 199.90 (77.94)
Basis Adjustment Due To Wash Sale: $2,165.52
CHEMED CORPORATION 11/10/15 09/19/17 4.000 752.47 612.23 140.24
CLUBCORP HLDGS INC 12/07/15 09/08/17 23.000 391.57 401.94 (10.37)
12/07/15 09/13/17 172.000 2,936.83 3,005.84 (69.01)
02/22/16 09/13/17 36.000 614.69 388.70 225.99
09/02/16 09/13/17 175.000 2,988.05 2,632.70 355.35
09/02/16 09/19/17 400.000 6,848.00 6,017.60 830.40
ICON PLC 11/10/15 09/19/17 8.000 904.08 558.68 345.40
02/22/16 09/19/17 10.000 1,130.11 693.13 436.98
INVESTORS BANCORP INC NEW 11/10/15 09/25/17 384.000 5,096.02 4,896.00 200.02
02/22/16 09/25/17 47.000 623.73 547.08 76.65
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 93 of 122
LONG-TERM GAIN/(LOSS) (CONTINUED)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
NU SKIN ENTERPRISE INC A 11/10/15 09/08/17 26.000 1,619.50 936.00 683.50
02/22/16 09/08/17 20.000 1,245.77 571.14 674.63
07/21/16 09/08/17 25.000 1,557.21 1,278.50 278.71
ON SEMICONDUCTOR CORP 11/10/15 09/13/17 227.000 3,830.54 2,555.86 1,274.68
PAREXEL INTL CORP 02/22/16 09/08/17 4.000 351.10 233.16 117.94
02/22/16 09/13/17 3.000 263.77 174.87 88.90
04/01/16 09/13/17 40.000 3,516.88 2,559.97 956.91
PULTE GROUP INC 02/22/16 09/08/17 203.000 5,214.78 3,483.48 1,731.30
SCRIPPS NETWORKS INTERAC CL A 06/24/16 09/13/17 43.000 3,665.23 2,592.94 1,072.29
SELECT MEDICAL HLDGS CP 11/10/15 09/08/17 108.000 1,946.56 1,312.59 633.97
SERVICE CORP INTL 11/10/15 09/13/17 31.000 1,097.77 820.58 277.19
TAILORED BRANDS INC COM 05/01/15 09/08/17 12.000 154.84 689.73 (534.89)
05/05/15 09/08/17 34.000 438.72 1,963.60 (1,524.88)
05/05/15 09/08/17 33.000 425.82 1,927.83 (1,502.01)
05/08/15 09/08/17 37.000 477.43 2,163.45 (1,686.02)
05/08/15 09/08/17 26.000 335.49 1,522.82 (1,187.33)
05/15/15 09/08/17 25.000 322.59 1,441.62 (1,119.03)
06/25/15 09/08/17 72.000 929.06 4,717.17 (3,788.11)
08/19/15 09/08/17 15.000 193.55 861.05 (667.50)
08/20/15 09/08/17 16.000 206.46 913.14 (706.68)
11/10/15 09/08/17 151.000 1,948.45 3,292.16 (1,343.71)
11/10/15 09/19/17 200.000 2,803.58 4,360.48 (1,556.90)
02/22/16 09/19/17 54.000 756.97 777.05 (20.08)
04/29/16 09/19/17 48.000 672.85 836.49 (163.64)
WALKER & DUNLOP INC 11/10/15 09/13/17 72.000 3,353.46 2,053.36 1,300.10
Long-Term This Period $62,241.20 $72,131.48 $(9,890.28)
Long-Term Year to Date $394,845.84 $349,397.85 $45,447.99
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
ANDEAVOR 03/13/17 09/13/17 18.633 1,932.14 1,532.82 399.32
03/15/17 09/13/17 11.000 1,140.64 929.48 211.16
03/15/17 09/22/17 81.000 8,430.70 6,844.36 1,586.34
05/17/17 09/22/17 38.000 3,955.15 3,089.72 865.43
JELD WEN HLD INC 03/30/17 09/08/17 52.000 1,699.90 1,707.93 (8.03)
Short-Term This Period $17,158.53 $14,104.31 $3,054.22
Short-Term Year to Date $94,611.44 $79,851.12 $14,760.32
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110134-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 94 of 122
SHORT-TERM GAIN/(LOSS) (CONTINUED)
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)
Net Realized Gain/(Loss) This Period $79,399.73 $86,235.79 $(6,836.06)
Net Realized Gain/(Loss) Year to Date $489,457.28 $429,248.97 $60,208.31
Disallowed Loss Based On Wash Sale Year to Date: $4,741.57
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
H, W, > - The wash sale rule applies to this tax lot. For lots noted with an “H,” the cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale
transaction. For lots noted with a “W,” the disallowed loss on covered securities will be reported on Form 1099-B for the current tax year. The aggregate basis adjustment and the disallowed loss amount are
identified in italics under the Security Description. Net Realized Gain/(Loss) for “This Period” and “Year to Date” includes disallowed loss. For lots noted with a “>,” both “H” and “W” apply.
MESSAGES
Consolidated Statement of Financial Condition (in millions of dollars):
At June 30, 2017 Morgan Stanley Smith Barney LLC had net capital of $2,288 which exceeded the Securities and Exchange Commission's minimum requirement by $2,131. A copy of the Morgan Stanley Smith
Barney LLC Consolidated Statement of Financial Condition at June 30, 2017 can be viewed online at:
http://www.morganstanley.com/about-us-ir/shareholder/morganstanley_smithbarney_llc.pdf or may be mailed to you at no cost by calling 1 (866) 825-1675, after September 15, 2017.
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Important Information About Advisory Accounts
Please notify your Financial Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your Investment
Advisory accounts, or to reasonably modify existing restrictions.
For a copy of the applicable ADV Brochure for Morgan Stanley Smith Barney LLC, or for any investment adviser with whom we contract to manage your investment advisory account, please visit
www.morganstanley.com/ADV, or contact your Financial Advisor. These ADV Brochures contain important information about advisory programs.
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110145-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
TOTAL BEGINNING VALUE $1,334,942.59 $1,362,287.35
Credits ——
Debits —(222,727.85)
Security Transfers ——
Net Credits/Debits/Transfers —$(222,727.85)
Change in Value 39,143.93 234,527.02
TOTAL ENDING VALUE $1,374,086.52 $1,374,086.52
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period September 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG SEP
700
900
1,100
1,300
1,500
1,700
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 95 of 122
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Market Value Percentage
Cash $11,905.86 0.87
Equities 1,362,180.66 99.13
TOTAL VALUE $1,374,086.52 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 96 of 122
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 8/31/17)
This Period
(as of 9/30/17)
Cash, BDP, MMFs $11,047.21 $11,905.86
Stocks 1,323,895.38 1,362,180.66
Total Assets $1,334,942.59 $1,374,086.52
Total Liabilities (outstanding balance)——
TOTAL VALUE $1,334,942.59 $1,374,086.52
CASH FLOW
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
OPENING CASH, BDP, MMFs $11,047.21 $21,613.68
Purchases —(166,630.98)
Sales and Redemptions —374,453.33
Income and Distributions 858.65 5,197.68
Total Investment Related Activity $858.65 $213,020.03
Electronic Transfers-Debits —(216,000.00)
Other Debits —(6,727.85)
Total Cash Related Activity —$(222,727.85)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $11,905.86 $11,905.86
INCOME AND DISTRIBUTION SUMMARY
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
Qualified Dividends $857.70 $5,193.56
Interest 0.95 4.12
Total Taxable Income And Distributions $858.65 $5,197.68
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $858.65 $5,197.68
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(9/1/17-9/30/17)
Realized This Year
(1/1/17-9/30/17)
Unrealized
Inception to Date
(as of 9/30/17)
Short-Term Gain —$16,486.38 $25,522.27
Short-Term (Loss)—(46.73)(21,204.05)
Total Short-Term —$16,439.65 $4,318.22
Long-Term Gain —67,384.33 291,124.35
Long-Term (Loss)—(31,677.34)(41,016.96)
Total Long-Term —$35,706.99 $250,107.39
TOTAL GAIN/(LOSS)—$52,146.64 $254,425.61
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
ADDITIONAL ACCOUNT INFORMATION
Category
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
Foreign Tax Paid $21.01 $69.05
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110145-095
Investment Objectives (in order of priority) †: Capital Appreciation,Income Investment Advisory Account
Manager:Riverbridge Partners - SMID Growth
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 97 of 122
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
MORGAN STANLEY PRIVATE BANK NA #$11,905.86 —$12.00 0.100
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs 0.87%$11,905.86 $12.00
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
2U INC COM (TWOU) 10/20/16
10/21/16
10/25/16
187.000
35.000
147.000
$35.977
35.922
36.056
$56.040
56.040
56.040
$6,727.72
1,257.26
5,300.28
$10,479.48
1,961.40
8,237.88
$3,751.76
704.14
2,937.60
ST
ST
ST
5/26/17 1.000 43.590 56.040 43.59 56.04 12.45 ST
5/26/17 2.000 43.625 56.040 87.25 112.08 24.83 ST
Total 372.000 13,416.10 20,846.88 7,430.78 ST ——
Asset Class: Equities
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
7
2
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 98 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ACUITY BRANDS INC (AYI) 11/10/15
2/16/16
2/10/17
79.000
15.000
48.000
210.959
185.555
211.070
171.280
171.280
171.280
16,665.79
2,783.33
10,131.36
13,531.12
2,569.20
8,221.44
(3,134.67)
(214.13)
(1,909.92)
LT
LT
ST
Total 142.000 29,580.48 24,321.76 (3,348.80)
(1,909.92)
LT
ST
74.00 0.30
Next Dividend Payable 11/2017; Asset Class: Equities
ALARM COM HLDGS INC COM (ALRM) 6/14/17
8/11/17
103.000
180.000
35.739
40.806
45.180
45.180
3,681.09
7,345.12
4,653.54
8,132.40
972.45
787.28
ST
ST
Total 283.000 11,026.21 12,785.94 1,759.73 ST ——
Asset Class: Equities
ANSYS INC (ANSS) 11/10/15
2/16/16
4/18/16
132.000
25.000
24.000
92.230
84.902
89.780
122.730
122.730
122.730
12,174.36
2,122.54
2,154.71
16,200.36
3,068.25
2,945.52
4,026.00
945.71
790.81
LT
LT
LT
4/26/16 26.000 91.013 122.730 2,366.35 3,190.98 824.63 LT
4/27/16 28.000 90.984 122.730 2,547.55 3,436.44 888.89 LT
4/28/16 64.000 90.875 122.730 5,816.00 7,854.72 2,038.72 LT
Total 299.000 27,181.51 36,696.27 9,514.76 LT ——
Asset Class: Equities
ATHENAHEALTH INC COM (ATHN) 1/12/15
6/10/15
2/16/16
92.000
105.000
30.000
139.590
117.975
127.546
124.360
124.360
124.360
12,842.27
12,387.33
3,826.38
11,441.12
13,057.80
3,730.80
(1,401.15)
670.47
(95.58)
LT
LT
LT
6/24/16 50.000 131.236 124.360 6,561.80 6,218.00 (343.80)LT
5/26/17 2.000 134.275 124.360 268.55 248.72 (19.83)ST
Total 279.000 35,886.33 34,696.44 (1,170.06)
(19.83)
LT
ST
——
Asset Class: Equities
BEACON ROOFING SUPPLY INC (BECN) 1/12/15
11/10/15
390.000
35.000
27.079
37.520
51.250
51.250
10,560.93
1,313.20
19,987.50
1,793.75
9,426.57
480.55
LT
LT
Total 425.000 11,874.13 21,781.25 9,907.12 LT ——
Asset Class: Equities
BIO-TECHNE CORP (TECH) 10/17/14
1/12/15
2/16/16
36.000
165.000
25.000
90.930
92.188
87.221
120.890
120.890
120.890
3,273.48
15,211.02
2,180.53
4,352.04
19,946.85
3,022.25
1,078.56
4,735.83
841.72
LT
LT
LT
Total 226.000 20,665.03 27,321.14 6,656.11 LT 289.00 1.05
Next Dividend Payable 12/2017; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 99 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
CHANNELADVISOR CORP COM (ECOM) 10/17/14
1/12/15
11/10/15
130.000
295.000
205.000
14.374
21.118
13.530
11.500
11.500
11.500
1,868.66
6,229.84
2,773.69
1,495.00
3,392.50
2,357.50
(373.66)
(2,837.34)
(416.19)
LT
LT
LT
2/16/16 80.000 11.467 11.500 917.35 920.00 2.65 LT
Total 710.000 11,789.54 8,165.00 (3,624.54)LT ——
Asset Class: Equities
CHEMED CORPORATION (CHE) 1/12/15
2/16/16
123.000
25.000
103.282
134.254
202.050
202.050
12,703.65
3,356.36
24,852.15
5,051.25
12,148.50
1,694.89
LT
LT
Total 148.000 16,060.01 29,903.40 13,843.39 LT 166.00 0.55
Next Dividend Payable 12/2017; Asset Class: Equities
COGNEX CORP (CGNX) 11/10/15
2/16/16
166.000
55.000
35.920
34.453
110.280
110.280
5,962.64
1,894.89
18,306.48
6,065.40
12,343.84
4,170.51
LT
LT
Total 221.000 7,857.53 24,371.88 16,514.35 LT 75.00 0.30
Next Dividend Payable 12/2017; Asset Class: Equities
COSTAR GROUP INC (CSGP) 10/17/14
1/12/15
11/10/15
21.000
125.000
35.000
143.180
178.150
202.297
268.250
268.250
268.250
3,006.78
22,268.69
7,080.41
5,633.25
33,531.25
9,388.75
2,626.47
11,262.56
2,308.34
LT
LT
LT
2/16/16 25.000 161.606 268.250 4,040.15 6,706.25 2,666.10 LT
Total 206.000 36,396.03 55,259.50 18,863.47 LT ——
Asset Class: Equities
DIPLOMAT PHARMACY,INC. (DPLO) 10/18/16
10/19/16
10/21/16
64.000
75.000
108.000
28.397
27.992
28.955
20.710
20.710
20.710
1,817.43
2,099.41
3,127.14
1,325.44
1,553.25
2,236.68
(491.99)
(546.16)
(890.46)
ST
ST
ST
10/24/16 326.000 28.853 20.710 9,406.21 6,751.46 (2,654.75)ST
10/25/16 145.000 28.878 20.710 4,187.27 3,002.95 (1,184.32)ST
Total 718.000 20,637.46 14,869.78 (5,767.68)ST ——
Asset Class: Equities
DORMAN PRODUCTS, INC (DORM) 7/24/15
7/27/15
7/28/15
79.000
85.000
84.000
48.006
46.556
47.145
71.620
71.620
71.620
3,792.44
3,957.27
3,960.21
5,657.98
6,087.70
6,016.08
1,865.54
2,130.43
2,055.87
LT
LT
LT
2/16/16 35.000 42.951 71.620 1,503.27 2,506.70 1,003.43 LT
5/26/17 1.000 83.460 71.620 83.46 71.62 (11.84)ST
Total 284.000 13,296.65 20,340.08 7,055.27
(11.84)
LT
ST
——
Asset Class: Equities
ELLIE MAE INC (ELLI) 12/1/16 203.000 79.999 82.130 16,239.86 16,672.39 432.53 ST ——
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
7
3
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 100 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Asset Class: Equities
EVOLENT HEALTH INC CL A (EVH) 6/13/17
6/14/17
8/11/17
112.000
16.000
226.000
25.317
26.433
17.990
17.800
17.800
17.800
2,835.47
422.93
4,065.74
1,993.60
284.80
4,022.80
(841.87)
(138.13)
(42.94)
ST
ST
ST
Total 354.000 7,324.14 6,301.20 (1,022.94)ST ——
Asset Class: Equities
EXLSERVICE HLDGS INC (EXLS) 12/12/16 440.000 49.917 58.320 21,963.52 25,660.80 3,697.28 ST ——
Asset Class: Equities
FASTENAL CO (FAST) 11/10/15
2/16/16
732.000
120.000
40.747
43.587
45.580
45.580
29,826.58
5,230.45
33,364.56
5,469.60
3,537.98
239.15
LT
LT
Total 852.000 35,057.03 38,834.16 3,777.13 LT 1,091.00 2.80
Next Dividend Payable 11/2017; Asset Class: Equities
FINANCIAL ENGINES INC (FNGN) 1/12/15
2/6/15
2/9/15
132.000
43.000
34.000
35.312
39.889
39.750
34.750
34.750
34.750
4,661.21
1,715.21
1,351.50
4,587.00
1,494.25
1,181.50
(74.21)
(220.96)
(170.00)
LT
LT
LT
2/18/15 84.000 39.001 34.750 3,276.08 2,919.00 (357.08)LT
2/19/15 144.000 39.132 34.750 5,635.05 5,004.00 (631.05)LT
2/16/16 55.000 26.237 34.750 1,443.01 1,911.25 468.24 LT
Total 492.000 18,082.06 17,097.00 (985.06)LT 138.00 0.80
Next Dividend Payable 10/04/17; Asset Class: Equities
FIVE BELOW (FIVE) 10/17/14
1/12/15
2/16/16
25.000
385.000
240.000
38.896
34.907
35.504
54.880
54.880
54.880
972.39
13,439.31
8,520.96
1,372.00
21,128.80
13,171.20
399.61
7,689.49
4,650.24
LT
LT
LT
Total 650.000 22,932.66 35,672.00 12,739.34 LT ——
Asset Class: Equities
GENTEX CORP (GNTX) 1/12/15
11/10/15
2/16/16
221.000
505.000
295.000
17.590
16.452
14.177
19.800
19.800
19.800
3,887.39
8,308.31
4,182.16
4,375.80
9,999.00
5,841.00
488.41
1,690.69
1,658.84
LT
LT
LT
8/17/17 607.000 17.335 19.800 10,522.41 12,018.60 1,496.19 ST
Total 1,628.000 26,900.27 32,234.40 3,837.94
1,496.19
LT
ST
651.00 2.01
Next Dividend Payable 10/2017; Asset Class: Equities
GLOBANT S.A (GLOB) 7/13/17
7/14/17
174.000
140.000
41.071
42.812
40.070
40.070
7,146.30
5,993.67
6,972.18
5,609.80
(174.12)
(383.87)
ST
ST
Total 314.000 13,139.97 12,581.98 (557.99)ST ——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 101 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
GRAND CANYON ED INC COM (LOPE) 1/12/15
7/24/15
7/27/15
259.000
71.000
36.000
44.015
43.786
42.947
90.820
90.820
90.820
11,399.86
3,108.81
1,546.10
23,522.38
6,448.22
3,269.52
12,122.52
3,339.41
1,723.42
LT
LT
LT
7/28/15 27.000 42.932 90.820 1,159.16 2,452.14 1,292.98 LT
8/3/15 28.000 43.031 90.820 1,204.88 2,542.96 1,338.08 LT
8/4/15 107.000 42.905 90.820 4,590.85 9,717.74 5,126.89 LT
2/16/16 80.000 34.275 90.820 2,742.00 7,265.60 4,523.60 LT
Total 608.000 25,751.66 55,218.56 29,466.90 LT ——
Asset Class: Equities
HEALTHSTREAM INC (HSTM) 10/24/16
10/24/16
10/25/16
38.000
49.000
63.000
27.565
27.675
27.610
23.370
23.370
23.370
1,047.47
1,356.06
1,739.41
888.06
1,145.13
1,472.31
(159.41)
(210.93)
(267.10)
ST
ST
ST
10/28/16 165.000 26.649 23.370 4,397.12 3,856.05 (541.07)ST
11/2/16 227.000 26.307 23.370 5,971.80 5,304.99 (666.81)ST
11/3/16 217.000 24.029 23.370 5,214.34 5,071.29 (143.05)ST
Total 759.000 19,726.20 17,737.83 (1,988.37)ST ——
Asset Class: Equities
HEICO CORP NEW (HEI) 4/30/15
5/15/15
5/19/15
32.000
68.000
92.000
44.938
45.267
45.864
89.810
89.810
89.810
1,438.03
3,078.15
4,219.51
2,873.92
6,107.08
8,262.52
1,435.89
3,028.93
4,043.01
LT
LT
LT
6/3/15 92.000 46.924 89.810 4,317.00 8,262.52 3,945.52 LT
2/16/16 43.000 43.254 89.810 1,859.92 3,861.83 2,001.91 LT
6/22/16 16.000 52.679 89.810 842.86 1,436.96 594.10 LT
6/24/16 32.000 51.947 89.810 1,662.31 2,873.92 1,211.61 LT
6/29/16 26.000 52.418 89.810 1,362.86 2,335.06 972.20 LT
7/12/16 110.000 50.943 89.810 5,603.68 9,879.10 4,275.42 LT
5/26/17 1.000 74.510 89.810 74.51 89.81 15.30 ST
Total 512.000 24,458.83 45,982.72 21,508.59
15.30
LT
ST
82.00 0.17
Next Dividend Payable 01/2018; Asset Class: Equities
HENRY SCHEIN INC (HSIC) 12/11/15
12/14/15
2/16/16
78.000
130.000
30.000
76.535
76.635
80.838
81.990
81.990
81.990
5,969.74
9,962.53
2,425.15
6,395.22
10,658.70
2,459.70
425.48
696.17
34.55
LT
LT
LT
Total 238.000 18,357.42 19,513.62 1,156.20 LT ——
Asset Class: Equities
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
7
4
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 102 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
HLTH CARE SVC GRP (HCSG) 1/12/15
6/18/15
6/19/15
400.000
46.000
220.000
30.447
33.005
33.170
53.970
53.970
53.970
12,178.84
1,518.22
7,297.38
21,588.00
2,482.62
11,873.40
9,409.16
964.40
4,576.02
LT
LT
LT
6/23/15 89.000 33.452 53.970 2,977.23 4,803.33 1,826.10 LT
2/16/16 115.000 34.847 53.970 4,007.42 6,206.55 2,199.13 LT
Total 870.000 27,979.09 46,953.90 18,974.81 LT 657.00 1.39
Next Dividend Payable 12/2017; Asset Class: Equities
IHS MARKIT LTD (INFO) 7/13/16
5/26/17
698.000
2.000
32.880
46.255
44.080
44.080
22,950.24
92.51
30,767.84
88.16
7,817.60
(4.35)
LT
ST
Total 700.000 23,042.75 30,856.00 7,817.60
(4.35)
LT
ST
——
Asset Class: Equities
INNERWORKINGS INC (INWK) 10/17/14
1/12/15
11/10/15
300.000
700.000
675.000
8.376
7.023
8.089
11.250
11.250
11.250
2,512.77
4,916.38
5,460.01
3,375.00
7,875.00
7,593.75
862.23
2,958.62
2,133.74
LT
LT
LT
2/16/16 240.000 6.581 11.250 1,579.44 2,700.00 1,120.56 LT
Total 1,915.000 14,468.60 21,543.75 7,075.15 LT ——
Asset Class: Equities
INOVALON HLDGS INC COM CL A (INOV) 2/17/16
2/17/16
2/19/16
20.000
40.000
57.000
18.647
18.781
19.538
17.050
17.050
17.050
372.94
751.22
1,113.64
341.00
682.00
971.85
(31.94)
(69.22)
(141.79)
LT
LT
LT
2/22/16 331.000 19.547 17.050 6,470.16 5,643.55 (826.61)LT
2/25/16 125.000 17.654 17.050 2,206.73 2,131.25 (75.48)LT
2/26/16 172.000 16.423 17.050 2,824.84 2,932.60 107.76 LT
3/2/16 51.000 17.375 17.050 886.12 869.55 (16.57)LT
3/4/16 115.000 17.944 17.050 2,063.55 1,960.75 (102.80)LT
3/7/16 64.000 17.976 17.050 1,150.44 1,091.20 (59.24)LT
5/26/17 2.000 13.575 17.050 27.15 34.10 6.95 ST
5/26/17 3.000 13.587 17.050 40.76 51.15 10.39 ST
Total 980.000 17,907.55 16,709.00 (1,215.89)
17.34
LT
ST
——
Asset Class: Equities
INTL FLAVORS & FRAGRANCES (IFF) 11/10/15
2/16/16
145.000
20.000
114.785
106.799
142.910
142.910
16,643.83
2,135.98
20,721.95
2,858.20
4,078.12
722.22
LT
LT
Total 165.000 18,779.81 23,580.15 4,800.34 LT 455.00 1.92
Next Dividend Payable 10/06/17; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 103 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
LKQ CORPORATION (LKQ) 11/10/15
2/16/16
640.000
190.000
30.035
25.600
35.990
35.990
19,222.21
4,864.00
23,033.60
6,838.10
3,811.39
1,974.10
LT
LT
Total 830.000 24,086.21 29,871.70 5,785.49 LT ——
Asset Class: Equities
MAXIMUS INC (MMS) 1/12/15
2/16/16
290.000
45.000
53.795
47.779
64.500
64.500
15,600.69
2,150.05
18,705.00
2,902.50
3,104.31
752.45
LT
LT
Total 335.000 17,750.74 21,607.50 3,856.76 LT 60.00 0.27
Next Dividend Payable 11/2017; Asset Class: Equities
MEDNAX INC (MD) 10/17/14
1/12/15
2/16/16
53.000
260.000
65.000
52.792
65.537
64.892
43.120
43.120
43.120
2,797.96
17,039.70
4,217.96
2,285.36
11,211.20
2,802.80
(512.60)
(5,828.50)
(1,415.16)
LT
LT
LT
Total 378.000 24,055.62 16,299.36 (7,756.26)LT ——
Asset Class: Equities
MIDDLEBY CORP DEL (MIDD) 11/10/15
2/16/16
171.000
25.000
118.080
84.142
128.170
128.170
20,191.68
2,103.54
21,917.07
3,204.25
1,725.39
1,100.71
LT
LT
Total 196.000 22,295.22 25,121.32 2,826.10 LT ——
Asset Class: Equities
NATL INSTRUMS CP (NATI) 1/12/15
2/16/16
6/24/16
264.000
145.000
229.000
30.206
27.905
27.325
42.170
42.170
42.170
7,974.25
4,046.17
6,257.31
11,132.88
6,114.65
9,656.93
3,158.63
2,068.48
3,399.62
LT
LT
LT
6/27/16 37.000 26.030 42.170 963.11 1,560.29 597.18 LT
6/29/16 106.000 26.365 42.170 2,794.72 4,470.02 1,675.30 LT
7/13/16 78.000 28.782 42.170 2,245.00 3,289.26 1,044.26 LT
Total 859.000 24,280.56 36,224.03 11,943.47 LT 722.00 1.99
Next Dividend Payable 12/2017; Asset Class: Equities
NEOGEN CP (NEOG) 1/12/15
2/16/16
177.000
45.000
48.280
48.364
77.460
77.460
8,545.56
2,176.37
13,710.42
3,485.70
5,164.86
1,309.33
LT
LT
Total 222.000 10,721.93 17,196.12 6,474.19 LT ——
Asset Class: Equities
PRA GROUP INC (PRAA) 1/12/15
11/30/15
12/1/15
352.000
31.000
49.000
56.302
41.316
40.399
28.650
28.650
28.650
19,818.41
1,280.79
1,979.55
10,084.80
888.15
1,403.85
(9,733.61)
(392.64)
(575.70)
LT
LT
LT
12/2/15 38.000 39.699 28.650 1,508.55 1,088.70 (419.85)LT
12/3/15 19.000 39.319 28.650 747.07 544.35 (202.72)LT
12/7/15 11.000 38.739 28.650 426.13 315.15 (110.98)LT
12/8/15 13.000 38.584 28.650 501.59 372.45 (129.14)LT
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CLIENT STATEMENT For the Period September 1-30, 2017
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660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 104 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
12/9/15 44.000 38.640 28.650 1,700.16 1,260.60 (439.56)LT
2/16/16 75.000 27.189 28.650 2,039.17 2,148.75 109.58 LT
12/12/16 177.000 38.067 28.650 6,737.91 5,071.05 (1,666.86)ST
Total 809.000 36,739.33 23,177.85 (11,894.62)
(1,666.86)
LT
ST
——
Asset Class: Equities
PROS HLDG INC (PRO) 7/24/15
7/30/15
8/4/15
2.000
43.000
34.000
20.738
21.394
21.316
24.130
24.130
24.130
41.48
919.95
724.76
48.26
1,037.59
820.42
6.78
117.64
95.66
LT
LT
LT
8/5/15 25.000 21.586 24.130 539.64 603.25 63.61 LT
8/5/15 17.000 21.605 24.130 367.29 410.21 42.92 LT
8/6/15 63.000 21.580 24.130 1,359.54 1,520.19 160.65 LT
8/6/15 43.000 21.630 24.130 930.09 1,037.59 107.50 LT
8/11/15 66.000 21.055 24.130 1,389.65 1,592.58 202.93 LT
8/13/15 31.000 20.457 24.130 634.16 748.03 113.87 LT
8/20/15 49.000 20.601 24.130 1,009.45 1,182.37 172.92 LT
8/24/15 39.000 20.572 24.130 802.30 941.07 138.77 LT
8/27/15 31.000 21.069 24.130 653.15 748.03 94.88 LT
2/16/16 75.000 10.597 24.130 794.79 1,809.75 1,014.96 LT
10/21/16 66.000 21.884 24.130 1,444.32 1,592.58 148.26 ST
10/24/16 129.000 22.306 24.130 2,877.42 3,112.77 235.35 ST
10/25/16 62.000 22.142 24.130 1,372.79 1,496.06 123.27 ST
10/26/16 84.000 22.200 24.130 1,864.80 2,026.92 162.12 ST
8/17/17 225.000 26.042 24.130 5,859.36 5,429.25 (430.11)ST
Total 1,084.000 23,584.94 26,156.92 2,333.09
238.89
LT
ST
——
Asset Class: Equities
PROTO LABS (PRLB) 12/11/14
1/12/15
7/27/15
3.000
260.000
62.000
67.204
62.130
75.326
80.300
80.300
80.300
201.61
16,153.80
4,670.19
240.90
20,878.00
4,978.60
39.29
4,724.20
308.41
LT
LT
LT
7/28/15 16.000 72.988 80.300 1,167.81 1,284.80 116.99 LT
8/4/15 22.000 73.075 80.300 1,607.66 1,766.60 158.94 LT
2/16/16 55.000 60.511 80.300 3,328.08 4,416.50 1,088.42 LT
Total 418.000 27,129.15 33,565.40 6,436.25 LT ——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 105 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
RITCHIE BROTHERS AUCTIONEERS (RBA) 1/12/15
2/16/16
5/26/17
662.000
145.000
17.000
26.037
23.097
31.245
31.620
31.620
31.620
17,236.56
3,349.05
531.16
20,932.44
4,584.90
537.54
3,695.88
1,235.85
6.38
LT
LT
ST
Total 824.000 21,116.77 26,054.88 4,931.73
6.38
LT
ST
560.00 2.14
Next Dividend Payable 12/2017; Asset Class: Equities
ROLLINS INC (ROL) 1/12/15
11/10/15
2/16/16
494.000
135.000
100.000
21.687
26.306
26.904
46.140
46.140
46.140
10,713.52
3,551.26
2,690.37
22,793.16
6,228.90
4,614.00
12,079.64
2,677.64
1,923.63
LT
LT
LT
Total 729.000 16,955.15 33,636.06 16,680.91 LT 335.00 0.99
Next Dividend Payable 12/2017; Asset Class: Equities
SNAP-ON INC (SNA) 2/1/17 110.000 180.120 149.010 19,813.20 16,391.10 (3,422.10)ST 312.00 1.90
Next Dividend Payable 12/2017; Asset Class: Equities
TYLER TECHNOLOGIES INC (TYL) 7/13/17
7/14/17
44.000
35.000
173.798
175.574
174.320
174.320
7,647.09
6,145.08
7,670.08
6,101.20
22.99
(43.88)
ST
ST
Total 79.000 13,792.17 13,771.28 (20.89)ST ——
Asset Class: Equities
ULTIMATE SOFTWARE GP INC (ULTI) 1/12/15
11/10/15
2/16/16
193.000
25.000
35.000
144.503
203.630
160.030
189.600
189.600
189.600
27,889.12
5,090.75
5,601.05
36,592.80
4,740.00
6,636.00
8,703.68
(350.75)
1,034.95
LT
LT
LT
Total 253.000 38,580.92 47,968.80 9,387.88 LT ——
Asset Class: Equities
UNITED NATURAL FOODS INC (UNFI) 1/12/15
2/16/16
9/19/16
138.000
55.000
34.000
76.818
35.134
39.319
41.590
41.590
41.590
10,600.86
1,932.39
1,336.86
5,739.42
2,287.45
1,414.06
(4,861.44)
355.06
77.20
LT
LT
LT
9/20/16 45.000 38.844 41.590 1,747.98 1,871.55 123.57 LT
10/4/16 26.000 40.075 41.590 1,041.95 1,081.34 39.39 ST
10/7/16 30.000 40.341 41.590 1,210.22 1,247.70 37.48 ST
10/11/16 24.000 40.982 41.590 983.57 998.16 14.59 ST
10/12/16 141.000 42.658 41.590 6,014.76 5,864.19 (150.57)ST
Total 493.000 24,868.59 20,503.87 (4,305.61)
(59.11)
LT
ST
——
Asset Class: Equities
VEEVA SYS INC CL A (VEEV) 12/11/15
12/14/15
12/15/15
49.000
120.000
183.000
26.336
26.653
27.216
56.410
56.410
56.410
1,290.49
3,198.30
4,980.53
2,764.09
6,769.20
10,323.03
1,473.60
3,570.90
5,342.50
LT
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 106 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
12/16/15 166.000 28.085 56.410 4,662.09 9,364.06 4,701.97 LT
2/16/16 85.000 21.617 56.410 1,837.45 4,794.85 2,957.40 LT
5/26/17 4.000 66.870 56.410 267.48 225.64 (41.84)ST
5/26/17 1.000 66.810 56.410 66.81 56.41 (10.40)ST
Total 608.000 16,303.15 34,297.28 18,046.37
(52.24)
LT
ST
——
Asset Class: Equities
VERINT SYSTEMS INC (VRNT) 1/12/15
7/23/15
7/24/15
150.000
20.000
37.000
55.792
59.972
59.421
41.850
41.850
41.850
8,368.86
1,199.43
2,198.57
6,277.50
837.00
1,548.45
(2,091.36)
(362.43)
(650.12)
LT
LT
LT
7/27/15 25.000 58.101 41.850 1,452.53 1,046.25 (406.28)LT
7/30/15 12.000 57.998 41.850 695.97 502.20 (193.77)LT
7/31/15 31.000 57.850 41.850 1,793.35 1,297.35 (496.00)LT
8/5/15 15.000 58.575 41.850 878.63 627.75 (250.88)LT
2/16/16 40.000 30.967 41.850 1,238.67 1,674.00 435.33 LT
6/24/16 260.000 33.800 41.850 8,788.00 10,881.00 2,093.00 LT
5/26/17 9.000 41.486 41.850 373.37 376.65 3.28 ST
Total 599.000 26,987.38 25,068.15 (1,922.51)
3.28
LT
ST
——
Asset Class: Equities
VERISK ANALYTICS INC COM (VRSK) 11/10/15
2/16/16
4/27/17
280.000
45.000
140.000
70.890
68.167
83.174
83.190
83.190
83.190
19,849.20
3,067.52
11,644.39
23,293.20
3,743.55
11,646.60
3,444.00
676.03
2.21
LT
LT
ST
Total 465.000 34,561.11 38,683.35 4,120.03
2.21
LT
ST
——
Asset Class: Equities
WABCO HLDGS INC (WBC) 10/18/16
10/19/16
10/20/16
95.000
25.000
65.000
107.013
105.956
100.922
148.000
148.000
148.000
10,166.21
2,648.90
6,559.92
14,060.00
3,700.00
9,620.00
3,893.79
1,051.10
3,060.08
ST
ST
ST
5/26/17 1.000 120.230 148.000 120.23 148.00 27.77 ST
Total 186.000 19,495.26 27,528.00 8,032.74 ST ——
Asset Class: Equities
WAGEWORKS INC COM (WAGE) 4/27/17 293.000 74.853 60.700 21,931.84 17,785.10 (4,146.74)ST ——
Asset Class: Equities
WATSCO INC (WSO) 7/13/17
7/14/17
63.000
26.000
150.662
150.813
161.070
161.070
9,491.73
3,921.14
10,147.41
4,187.82
655.68
266.68
ST
ST
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 107 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 89.000 13,412.87 14,335.23 922.36 ST 445.00 3.10
Next Dividend Payable 10/2017; Asset Class: Equities
WEST PHARMACEUTICAL SVCS INC (WST) 4/27/17
5/26/17
5/26/17
220.000
1.000
12.000
92.066
96.910
96.925
96.260
96.260
96.260
20,254.50
96.91
1,163.10
21,177.20
96.26
1,155.12
922.70
(0.65)
(7.98)
ST
ST
ST
Total 233.000 21,514.51 22,428.58 914.07 ST 130.00 0.57
Next Dividend Payable 11/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 99.13%$1,107,755.05 $1,362,180.66 $250,107.39
$4,318.22
LT
ST
$6,242.00 0.46%
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL VALUE 100.00%$1,107,755.05 $1,374,086.52 $250,107.39
$4,318.22
LT
ST
$6,254.00
—
0.46%
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $11,905.86 ——————
Stocks —$1,362,180.66 —————
TOTAL ALLOCATION OF ASSETS $11,905.86 $1,362,180.66 —————
ACTIVITY
INVESTMENT RELATED ACTIVITY
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
9/1 Qualified Dividend BIO-TECHNE CORP $72.32
9/1 Qualified Dividend CHEMED CORPORATION 41.44
9/1 Qualified Dividend COGNEX CORP 18.79
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 108 of 122
TAXABLE INCOME AND DISTRIBUTIONS (CONTINUED)
Activity Date Activity Type Description Comments Credits/(Debits)
9/5 Qualified Dividend NATL INSTRUMS CP 279.93
9/8 Qualified Dividend SNAP-ON INC 78.10
9/11 Qualified Dividend ROLLINS INC 83.84
9/15 Qualified Dividend RITCHIE BROTHERS AUCTIONEERS 119.07
9/15 Dividend RITCHIE BROTHERS AUCTIONEERS
ADJ GROSS DIV AMOUNT 21.01
FOREIGN TAX PAID IS 21.01
0.00
9/22 Qualified Dividend HLTH CARE SVC GRP 164.21
9/29 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 09/01-09/30)
0.95
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $858.65
TOTAL QUALIFIED DIVIDENDS $857.70
TOTAL INTEREST $0.95
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
9/1 Automatic Investment BANK DEPOSIT PROGRAM $132.55
9/5 Automatic Investment BANK DEPOSIT PROGRAM 279.93
9/8 Automatic Investment BANK DEPOSIT PROGRAM 78.10
9/11 Automatic Investment BANK DEPOSIT PROGRAM 83.84
9/15 Automatic Investment BANK DEPOSIT PROGRAM 119.07
9/22 Automatic Investment BANK DEPOSIT PROGRAM 164.21
9/29 Automatic Investment BANK DEPOSIT PROGRAM 0.95
NET ACTIVITY FOR PERIOD $858.65
TRANSFERS, CORPORATE ACTIONS AND ADDITIONAL ACTIVITY
CORPORATE ACTIONS
Activity
Date Activity Type Description Comments Quantity
9/19 Stock Dividend HENRY SCHEIN INC 119.000
MESSAGES
Consolidated Statement of Financial Condition (in millions of dollars):
At June 30, 2017 Morgan Stanley Smith Barney LLC had net capital of $2,288 which exceeded the Securities and Exchange Commission's minimum requirement by $2,131. A copy of the Morgan Stanley Smith
Barney LLC Consolidated Statement of Financial Condition at June 30, 2017 can be viewed online at:
http://www.morganstanley.com/about-us-ir/shareholder/morganstanley_smithbarney_llc.pdf or may be mailed to you at no cost by calling 1 (866) 825-1675, after September 15, 2017.
Senior Investor Helpline
For any inquiries or comments or potential concerns, senior investors or someone acting on their behalf may contact our Firm by calling (800) 280-4534.
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110145-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 109 of 122
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Page 110 of 122
CONSOLIDATED
SUMMARY
PERSONAL
ACCOUNTS
RETIREMENT
ACCOUNTS
EDUCATION
ACCOUNTS
TRUST
ACCOUNTS
BUSINESS
ACCOUNTS
Select UMA Active Assets Account
660-110222-095
CHANGE IN VALUE OF YOUR ACCOUNTS (includes accrued interest)
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
TOTAL BEGINNING VALUE $1,098,027.89 $842,833.69
Credits ——
Debits —(3,942.30)
Security Transfers ——
Net Credits/Debits/Transfers —$(3,942.30)
Change in Value (11,554.64)247,581.86
TOTAL ENDING VALUE $1,086,473.25 $1,086,473.25
Net Credits / Debits include investment advisory fees as applicable. See Activity section for details.
MARKET VALUE OVER TIME
The below chart displays the most recent thirteen months of Market Value.
CLIENT STATEMENT For the Period September 1-30, 2017
Account Summary
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
This asset allocation represents holdings on a trade date basis, and projected settled Cash/ BDP and
MMF balances. These classifications do not constitute a recommendation and may differ from the
classification of instruments for regulatory or tax purposes.
SEP OCT NOV DEC JAN FEB MAR APR MAY JUN JUL AUG SEP
700
800
900
1,000
1,100
1,200
($
)
T
h
o
u
s
a
n
d
s
This chart does not reflect corrections to Market Value made subsequent to the dates depicted. It may
exclude transactions in Annuities or positions where we are not the custodian, which could delay the
reporting of Market Value.
2016 2017
Page 111 of 122
ASSET ALLOCATION (includes accrued interest)
Cash
Equities
Market Value Percentage
Cash $35,376.38 3.26
Equities 1,051,096.87 96.74
TOTAL VALUE $1,086,473.25 100.00%
FDIC rules apply and Bank Deposits are eligible for FDIC insurance but are not covered by SIPC. Cash
and securities (including MMFs) are eligible for SIPC coverage. See Expanded Disclosures.
Values may include assets externally held, which are provided to you as a courtesy, and may not be
covered by SIPC. For additional information, refer to the corresponding section of this statement.
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CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 112 of 122
BALANCE SHEET (^ includes accrued interest)
Last Period
(as of 8/31/17)
This Period
(as of 9/30/17)
Cash, BDP, MMFs $12,361.64 $19,862.25
Stocks 1,085,666.25 1,051,096.87
Net Unsettled Purchases/Sales —15,514.13
Total Assets $1,098,027.89 $1,086,473.25
Total Liabilities (outstanding balance)——
TOTAL VALUE $1,098,027.89 $1,086,473.25
CASH FLOW
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
OPENING CASH, BDP, MMFs $12,361.64 $4,698.79
Purchases —(207,856.58)
Sales and Redemptions 22,508.78 231,470.93
2016 Net Unsettled Purch/Sales N/A 6,622.46
Net Unsettled Purch/Sales (15,514.13)(15,514.13)
Income and Distributions 505.96 4,383.08
Total Investment Related Activity $7,500.61 $19,105.76
Other Debits —(3,942.30)
Total Cash Related Activity —$(3,942.30)
Total Card/Check Activity ——
CLOSING CASH, BDP, MMFs $19,862.25 $19,862.25
INCOME AND DISTRIBUTION SUMMARY
This Period
(9/1/17-9/30/17)
This Year
(1/1/17-9/30/17)
Qualified Dividends $504.92 $4,379.92
Interest 1.04 3.16
Total Taxable Income And Distributions $505.96 $4,383.08
Total Tax-Exempt Income ——
TOTAL INCOME AND DISTRIBUTIONS $505.96 $4,383.08
Taxable and tax exempt income classifications are based on the characteristics of the underlying
securities and not the taxable status of the account.
GAIN/(LOSS) SUMMARY
Realized This Period
(9/1/17-9/30/17)
Realized This Year
(1/1/17-9/30/17)
Unrealized
Inception to Date
(as of 9/30/17)
Short-Term Gain —$7,195.93 $41,911.19
Short-Term (Loss)(3,644.69)(7,275.81)(12,141.25)
Total Short-Term $(3,644.69)$(79.88)$29,769.94
Long-Term Gain 1,349.35 39,416.16 218,401.84
Long-Term (Loss)(5,742.37)(8,213.13)(40,281.29)
Total Long-Term $(4,393.02)$31,203.03 $178,120.55
TOTAL GAIN/(LOSS)$(8,037.71)$31,123.15 $207,890.49
The Gain/(Loss) Summary, which may change due to basis adjustments, is provided for informational
purposes and should not be used for tax preparation. Refer to Gain/(Loss) in the Expanded Disclosures.
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110222-095
Investment Objectives (in order of priority) †: Capital Appreciation,Income Investment Advisory Account
Manager:Columbia Mgmt - Select LC Grwth
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 113 of 122
† Inform us if your investment objectives, as defined in the Expanded Disclosures, change.
HOLDINGS
This section reflects positions purchased/sold on a trade date basis. "Market Value" and "Unrealized Gain/(Loss)" may not reflect the value that could be obtained in the market. Fixed Income securities are sorted
by maturity or pre-refunding date, and alphabetically within date. Estimated Annual Income a) is calculated on a pre-tax basis, b) does not include any reduction for applicable non-US withholding taxes, c) may
include return of principal or capital gains which could overstate such estimates, and d) for securities that have a defined maturity date within the next 12 months, is reflected only through maturity date. Actual
income or yield may be lower or higher than the estimates. Current yield reflects the income generated by an investment, and does not reflect changes in its price. Structured Investments, identified on the
Position Description Details line as "Asset Class: Struct Inv," may appear in various statement product categories. When displayed, the accrued interest, annual income and current yield for those with a
contingent income feature (e.g., Range Accrual Notes or Contingent Income Notes) are estimates and assume specified accrual conditions are met during the relevant period and payment in full of all contingent
interest. For Floating Rate Securities, the accrued interest, annual income and current yield are estimates based on the current floating coupon rate and may not reflect historic rates within the accrual period.
CASH, BANK DEPOSIT PROGRAM AND MONEY MARKET FUNDS
Cash, Bank Deposit Program, and Money Market Funds are generally displayed on a settlement date basis. You have the right to instruct us to liquidate your bank deposit balance(s) or shares of any money market
fund balance(s) at any time and have the proceeds of such liquidation remitted to you. Estimated Annual Income, Accrued Interest, and APY% will only be displayed for fully settled positions.
Description Market Value
7-Day
Current Yield %Est Ann Income APY %
CASH $6,994.65
MORGAN STANLEY PRIVATE BANK NA #12,867.60 —13.00 0.100
Percentage
of Holdings Market Value Est Ann Income
CASH, BDP, AND MMFs $19,862.25 $13.00
NET UNSETTLED PURCHASES/SALES $15,514.13
CASH, BDP, AND MMFs (PROJECTED SETTLED BALANCE)3.26%$35,376.38
# Bank Deposits are held at Morgan Stanley Bank, N.A. and/or Morgan Stanley Private Bank, National Association, affiliates of Morgan Stanley Smith Barney LLC and each a national bank and FDIC member.
The “Projected Settled Balance” includes accrued interest on deposits and reflects the impact of unsettled purchases/sales.
00
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Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 114 of 122
STOCKS
COMMON STOCKS
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
ACTIVISION BLIZZARD INC (ATVI) 6/20/16
9/6/16
516.000
86.000
$38.833
43.500
$64.510
64.510
$20,037.98
3,741.04
$33,287.16
5,547.86
$13,249.18
1,806.82
LT
LT
Total 602.000 23,779.02 38,835.02 15,056.00 LT 181.00 0.46
Next Dividend Payable 05/2018; Asset Class: Equities
ACUITY BRANDS INC (AYI) 8/10/15
2/17/16
1/30/17
49.000
19.000
21.000
209.685
191.398
200.784
171.280
171.280
171.280
10,274.59
3,636.57
4,216.47
8,392.72
3,254.32
3,596.88
(1,881.87)
(382.25)
(619.59)
LT
LT
ST
3/21/17 11.000 206.038 171.280 2,266.42 1,884.08 (382.34)ST
5/9/17 7.000 190.989 171.280 1,336.92 1,198.96 (137.96)ST
Total 107.000 21,730.97 18,326.96 (2,264.12)
(1,139.89)
LT
ST
56.00 0.30
Next Dividend Payable 11/2017; Asset Class: Equities
ADOBE SYSTEMS (ADBE) 9/8/15
2/17/16
194.000
22.000
78.832
80.362
149.180
149.180
15,293.35
1,767.96
28,940.92
3,281.96
13,647.57
1,514.00
LT
LT
Total 216.000 17,061.31 32,222.88 15,161.57 LT ——
Asset Class: Equities
ALEXION PHARM INC (ALXN) 5/6/15
6/12/15
9/24/15
33.000
98.000
47.000
152.351
172.310
155.894
140.290
140.290
140.290
5,027.59
16,886.37
7,327.01
4,629.57
13,748.42
6,593.63
(398.02)
(3,137.95)
(733.38)
LT
LT
LT
9/30/15 5.000 153.342 140.290 766.71 701.45 (65.26)LT
2/17/16 28.000 145.470 140.290 4,073.17 3,928.12 (145.05)LT
4/3/17 4.000 119.583 140.290 478.33 561.16 82.83 ST
5/24/17 58.000 100.568 140.290 5,832.97 8,136.82 2,303.85 ST
Total 273.000 40,392.15 38,299.17 (4,479.66)
2,386.68
LT
ST
——
Asset Class: Equities
ALIBABA GROUP HLDG LTD (BABA) 2/17/16
2/19/16
12.000
241.000
66.600
67.274
172.710
172.710
799.20
16,213.15
2,072.52
41,623.11
1,273.32
25,409.96
LT
LT
Total 253.000 17,012.35 43,695.63 26,683.28 LT ——
Asset Class: Equities
AMAZON COM INC (AMZN) 9/4/15
2/17/16
4/4/16
13.000
11.000
19.000
497.298
528.230
592.554
961.350
961.350
961.350
6,464.87
5,810.53
11,258.52
12,497.55
10,574.85
18,265.65
6,032.68
4,764.32
7,007.13
LT
LT
LT
4/6/17 2.000 903.855 961.350 1,807.71 1,922.70 114.99 ST
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 115 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
Total 45.000 25,341.63 43,260.75 17,804.13
114.99
LT
ST
——
Asset Class: Equities
BRISTOL MYERS SQUIBB CO (BMY) 3/4/15
3/4/15
3/12/15
279.000
30.000
89.000
65.449
68.409
66.500
63.740
63.740
63.740
18,260.25
2,052.26
5,918.54
17,783.46
1,912.20
5,672.86
(476.79)
(140.06)
(245.68)
LT
LT
LT
H
9/30/15 104.000 59.285 63.740 6,165.69 6,628.96 463.27 LT
8/9/16 45.000 61.938 63.740 2,787.22 2,868.30 81.08 LT
8/15/16 64.000 60.549 63.740 3,875.14 4,079.36 204.22 LT
9/7/16 66.000 56.806 63.740 3,749.22 4,206.84 457.62 LT
4/3/17 7.000 54.173 63.740 379.21 446.18 66.97 ST
Total 684.000 43,187.53 43,598.16 343.66
66.97
LT
ST
1,067.00 2.44
Next Dividend Payable 11/2017; Basis Adjustment Due to Wash Sale: $194.11; Asset Class: Equities
CELGENE CORP (CELG) 7/1/15
8/24/15
2/17/16
53.000
150.000
57.000
117.677
116.533
105.400
145.820
145.820
145.820
6,236.87
17,479.97
6,007.79
7,728.46
21,873.00
8,311.74
1,491.59
4,393.03
2,303.95
LT
LT
LT
11/11/16 30.000 119.493 145.820 3,584.78 4,374.60 789.82 ST
4/3/17 4.000 124.573 145.820 498.29 583.28 84.99 ST
Total 294.000 33,807.70 42,871.08 8,188.57
874.81
LT
ST
——
Asset Class: Equities
CHARLES SCHWAB NEW (SCHW) 6/20/16
7/11/16
7/13/16
308.000
122.000
176.000
27.750
25.901
26.306
43.740
43.740
43.740
8,547.07
3,159.93
4,629.80
13,471.92
5,336.28
7,698.24
4,924.85
2,176.35
3,068.44
LT
LT
LT
H
3/30/17 109.000 40.917 43.740 4,459.90 4,767.66 307.76 ST
Total 715.000 20,796.70 31,274.10 10,169.64
307.76
LT
ST
229.00 0.73
Next Dividend Payable 11/2017; Basis Adjustment Due to Wash Sale: $569.53; Asset Class: Equities
COGNEX CORP (CGNX) 4/6/17
5/3/17
114.000
57.000
84.746
88.249
110.280
110.280
9,661.06
5,030.20
12,571.92
6,285.96
2,910.86
1,255.76
ST
ST
Total 171.000 14,691.26 18,857.88 4,166.62 ST 58.00 0.30
Next Dividend Payable 12/2017; Asset Class: Equities
COSTCO WHOLESALE CORP NEW (COST) 11/11/16
3/6/17
3/17/17
104.000
18.000
15.000
148.564
166.708
167.945
164.290
164.290
164.290
15,450.69
3,000.75
2,519.18
17,086.16
2,957.22
2,464.35
1,635.47
(43.53)
(54.83)
ST
ST
ST
00
0
2
2
0
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1
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1
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 116 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
4/3/17 1.000 166.630 164.290 166.63 164.29 (2.34)ST
6/19/17 20.000 164.589 164.290 3,291.78 3,285.80 (5.98)ST
Total 158.000 24,429.03 25,957.82 1,528.79 ST 316.00 1.21
Next Dividend Payable 12/2017; Asset Class: Equities
DOMINOS PIZZA INC (DPZ) 2/23/17
3/21/17
95.000
15.000
184.263
184.937
198.550
198.550
17,504.98
2,774.05
18,862.25
2,978.25
1,357.27
204.20
ST
ST
Total 110.000 20,279.03 21,840.50 1,561.47 ST 202.00 0.92
Next Dividend Payable 12/2017; Asset Class: Equities
EDWARD LIFESCIENCES CORP (EW) 4/6/16
10/26/16
11/11/16
163.000
34.000
17.000
106.918
95.691
91.676
109.310
109.310
109.310
17,427.65
3,253.51
1,558.49
17,817.53
3,716.54
1,858.27
389.88
463.03
299.78
LT
ST
ST
3/2/17 55.000 93.403 109.310 5,137.17 6,012.05 874.88 ST
4/3/17 1.000 94.380 109.310 94.38 109.31 14.93 ST
Total 270.000 27,471.20 29,513.70 389.88
1,652.62
LT
ST
——
Asset Class: Equities
FACEBOOK INC CL-A (FB) 8/31/15 279.000 90.658 170.870 25,293.53 47,672.73 22,379.20 LT ——
Asset Class: Equities
ILLUMINA INC (ILMN) 9/4/15
1/4/16
2/17/16
75.000
34.000
47.000
193.160
182.651
153.700
199.200
199.200
199.200
14,487.00
6,210.12
7,223.90
14,940.00
6,772.80
9,362.40
453.00
562.68
2,138.50
LT
LT
LT
11/11/16 15.000 139.419 199.200 2,091.28 2,988.00 896.72 ST
4/3/17 1.000 170.280 199.200 170.28 199.20 28.92 ST
Total 172.000 30,182.58 34,262.40 3,154.18
925.64
LT
ST
——
Asset Class: Equities
INTERCEPT PHARMACEUTICALS INC (ICPT) 6/19/15
8/26/15
12/21/15
59.000
1.000
32.000
256.817
173.500
162.030
58.040
58.040
58.040
15,152.19
173.50
5,184.98
3,424.36
58.04
1,857.28
(11,727.83)
(115.46)
(3,327.70)
LT
LT
LT
H
H
2/17/16 38.000 121.380 58.040 4,612.44 2,205.52 (2,406.92)LT
6/3/16 52.000 171.365 58.040 8,910.99 3,018.08 (5,892.91)LT
11/11/16 27.000 110.272 58.040 2,977.35 1,567.08 (1,410.27)ST
4/3/17 3.000 113.173 58.040 339.52 174.12 (165.40)ST
Total 212.000 37,350.97 12,304.48 (23,470.82)
(1,575.67)
LT
ST
——
Basis Adjustment Due to Wash Sale: $6,785.57; Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 117 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
INTERCONTINENTALEXCHANGE GROUP (ICE) 9/10/15
2/17/16
5/3/16
177.000
115.000
95.000
47.147
48.439
48.132
68.700
68.700
68.700
8,344.96
5,570.44
4,572.55
12,159.90
7,900.50
6,526.50
3,814.94
2,330.06
1,953.95
LT
LT
LT
3/20/17 80.000 61.314 68.700 4,905.10 5,496.00 590.90 ST
Total 467.000 23,393.05 32,082.90 8,098.95
590.90
LT
ST
374.00 1.16
Next Dividend Payable 12/2017; Asset Class: Equities
MERCADOLIBRE INC (MELI) 9/3/15
2/17/16
18.000
59.000
112.215
97.848
258.930
258.930
2,019.88
5,773.06
4,660.74
15,276.87
2,640.86
9,503.81
LT
LT
Total 77.000 7,792.94 19,937.61 12,144.67 LT 46.00 0.23
Next Dividend Payable 10/16/17; Asset Class: Equities
MONSTER BEVERAGE CORP NEW COM (MNST) 6/16/15
2/17/16
3/10/16
207.000
156.000
237.000
44.209
41.897
43.928
55.250
55.250
55.250
9,151.19
6,535.91
10,410.86
11,436.75
8,619.00
13,094.25
2,285.56
2,083.09
2,683.39
LT
LT
LT
4/3/17 1.000 45.620 55.250 45.62 55.25 9.63 ST
Total 601.000 26,143.58 33,205.25 7,052.04
9.63
LT
ST
——
Asset Class: Equities
NEW ORIENTAL ED & TECH GRP ADR (EDU) 6/5/17
6/6/17
6/7/17
163.000
27.000
83.000
74.408
75.965
78.362
88.260
88.260
88.260
12,128.54
2,051.06
6,504.06
14,386.38
2,383.02
7,325.58
2,257.84
331.96
821.52
ST
ST
ST
Total 273.000 20,683.66 24,094.98 3,411.32 ST ——
Next Dividend Payable 10/06/17; Asset Class: Equities
NIKE INC B (NKE) 3/12/15
2/17/16
4/4/16
83.000
109.000
174.000
48.391
57.310
59.859
51.850
51.850
51.850
4,016.45
6,246.79
10,415.55
4,303.55
5,651.65
9,021.90
287.10
(595.14)
(1,393.65)
LT
LT
LT
5/23/16 229.000 56.358 51.850 12,905.87 11,873.65 (1,032.22)LT
9/28/16 66.000 53.542 51.850 3,533.76 3,422.10 (111.66)LT
4/3/17 4.000 55.435 51.850 221.74 207.40 (14.34)ST
Total 665.000 37,340.16 34,480.25 (2,845.57)
(14.34)
LT
ST
479.00 1.38
Next Dividend Payable 10/02/17; Asset Class: Equities
NVIDIA CORPORATION (NVDA) 12/28/16
1/26/17
2/24/17
40.000
72.000
49.000
109.862
108.762
98.826
178.770
178.770
178.770
4,394.48
7,830.88
4,842.48
7,150.80
12,871.44
8,759.73
2,756.32
5,040.56
3,917.25
ST
ST
ST
3/17/17 45.000 104.826 178.770 4,717.16 8,044.65 3,327.49 ST
00
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Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 118 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
4/12/17 29.000 98.367 178.770 2,852.63 5,184.33 2,331.70 ST
Total 235.000 24,637.63 42,010.95 17,373.32 ST 132.00 0.31
Next Dividend Payable 12/2017; Asset Class: Equities
PIONEER NATURAL RESOURCES CO (PXD) 4/10/17
5/18/17
101.000
43.000
192.255
173.205
147.540
147.540
19,417.77
7,447.81
14,901.54
6,344.22
(4,516.23)
(1,103.59)
ST
ST
Total 144.000 26,865.58 21,245.76 (5,619.82)ST 12.00 0.05
Next Dividend Payable 10/12/17; Asset Class: Equities
PRICELINE GRP INC COM NEW (PCLN) 12/19/14
2/17/16
20.000
2.000
1,107.075
1,230.860
1,830.820
1,830.820
22,141.50
2,461.72
36,616.40
3,661.64
14,474.90
1,199.92
LT
LT
Total 22.000 24,603.22 40,278.04 15,674.82 LT ——
Asset Class: Equities
SALESFORCE.COM,INC. (CRM) 2/17/16
9/21/16
10/6/16
217.000
87.000
58.000
63.147
73.208
71.171
93.420
93.420
93.420
13,702.96
6,369.06
4,127.89
20,272.14
8,127.54
5,418.36
6,569.18
1,758.48
1,290.47
LT
LT
ST
Total 362.000 24,199.91 33,818.04 8,327.66
1,290.47
LT
ST
——
Asset Class: Equities
SERVICENOW INC (NOW) 2/17/16
2/19/16
6/8/16
12.000
87.000
183.000
54.230
54.741
77.332
117.530
117.530
117.530
650.76
4,762.48
14,151.68
1,410.36
10,225.11
21,507.99
759.60
5,462.63
7,356.31
LT
LT
LT
Total 282.000 19,564.92 33,143.46 13,578.54 LT ——
Asset Class: Equities
SHIRE PLC ADR (SHPG) 9/6/16
9/21/16
4/3/17
72.000
28.000
2.000
194.309
204.636
173.815
153.140
153.140
153.140
13,990.24
5,729.82
347.63
11,026.08
4,287.92
306.28
(2,964.16)
(1,441.90)
(41.35)
LT
LT
ST
5/5/17 26.000 181.022 153.140 4,706.56 3,981.64 (724.92)ST
Total 128.000 24,774.25 19,601.92 (4,406.06)
(766.27)
LT
ST
118.00 0.60
Next Dividend Payable 10/20/17; Asset Class: Equities
SPLUNK INC (SPLK) 8/28/15
12/31/15
2/17/16
127.000
191.000
145.000
62.398
59.379
34.070
66.430
66.430
66.430
7,924.52
11,341.31
4,940.15
8,436.61
12,688.13
9,632.35
512.09
1,346.82
4,692.20
LT
LT
LT
Total 463.000 24,205.98 30,757.09 6,551.11 LT ——
Asset Class: Equities
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 119 of 122
Security Description Trade Date Quantity Unit Cost Share Price Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STARBUCKS CORP WASHINGTON (SBUX) 7/6/16
7/25/16
9/6/16
315.000
125.000
81.000
56.696
58.002
56.035
53.710
53.710
53.710
17,859.18
7,250.29
4,538.87
16,918.65
6,713.75
4,350.51
(940.53)
(536.54)
(188.36)
LT
LT
LT
10/11/16 95.000 52.862 53.710 5,021.85 5,102.45 80.60 ST
Total 616.000 34,670.19 33,085.36 (1,665.43)
80.60
LT
ST
616.00 1.86
Next Dividend Payable 11/2017; Asset Class: Equities
TRACTOR SUPPLY CO (TSCO) 6/9/17 366.000 57.000 63.290 20,861.85 23,164.14 2,302.29 ST 395.00 1.70
Next Dividend Payable 12/2017; Asset Class: Equities
ULTA BEAUTY INC (ULTA) 11/23/16
1/31/17
4/4/17
29.000
24.000
15.000
262.418
268.025
283.195
226.060
226.060
226.060
7,610.13
6,432.60
4,247.93
6,555.74
5,425.44
3,390.90
(1,054.39)
(1,007.16)
(857.03)
ST
ST
ST
Total 68.000 18,290.66 15,372.08 (2,918.58)ST ——
Asset Class: Equities
UNITEDHEALTH GP INC (UNH) 3/20/17
3/22/17
57.000
57.000
169.058
167.210
195.850
195.850
9,636.29
9,530.98
11,163.45
11,163.45
1,527.16
1,632.47
ST
ST
Total 114.000 19,167.27 22,326.90 3,159.63 ST 342.00 1.53
Next Dividend Payable 12/2017; Asset Class: Equities
VERTEX PHARMACEUTICALS (VRTX) 9/24/15
9/29/15
2/17/16
55.000
5.000
70.000
109.640
100.484
86.611
152.040
152.040
152.040
6,030.21
502.42
6,062.78
8,362.20
760.20
10,642.80
2,331.99
257.78
4,580.02
LT
LT
LT
2/19/16 33.000 87.377 152.040 2,883.45 5,017.32 2,133.87 LT
5/4/16 85.000 81.020 152.040 6,886.72 12,923.40 6,036.68 LT
Total 248.000 22,365.58 37,705.92 15,340.34 LT ——
Asset Class: Equities
VISA INC CL A (V) 6/26/15 304.000 68.549 105.240 20,838.99 31,992.96 11,153.97 LT 201.00 0.62
Next Dividend Payable 12/2017; Asset Class: Equities
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)Est Ann Income
Current
Yield %
STOCKS 96.74%$843,206.38 $1,051,096.87 $178,120.55
$29,769.94
LT
ST
$4,824.00 0.46%
00
0
2
2
0
M
S
A
D
S
2
4
1
0
1
4
5
8
3
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 120 of 122
Percentage
of Holdings Total Cost Market Value
Unrealized
Gain/(Loss)
Est Ann Income
Accrued Interest
Current
Yield %
TOTAL VALUE 100.00%$843,206.38 $1,086,473.25 $178,120.55
$29,769.94
LT
ST
$4,837.00
—
0.44%
Unrealized Gain/(Loss) totals only reflect positions that have both cost basis and market value information available. Cash, MMF, Deposits and positions stating 'Please Provide' or 'Pending Corporate Actions' are not
included.
H - Wash sale rules apply to this tax lot. The cost basis and acquisition date (trade date) have been adjusted to account for disallowed loss of a related wash sale transaction. The aggregate amount of the basis
adjustment is identified in italics under the Security Description.
ALLOCATION OF ASSETS
Cash Equities
Fixed Income &
Preferred Securities Alternatives
Annuities &
Insurance
Structured
Investments Other
Cash, BDP, MMFs $35,376.38 ——————
Stocks —$1,051,096.87 —————
TOTAL ALLOCATION OF ASSETS $35,376.38 $1,051,096.87 —————
ACTIVITY
INVESTMENT RELATED ACTIVITY
PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price Credits/(Debits)
9/27 9/29 Sold VERTEX PHARMACEUTICALS ACTED AS AGENT 47.000 $148.8260 $6,994.65
9/29 10/3 Sold DEXCOM INC ACTED AS AGENT 330.000 47.0136 15,514.13
TOTAL PURCHASES, DIVIDEND REINVESTMENTS, SALES AND REDEMPTIONS $22,508.78
TOTAL SALES AND REDEMPTIONS $22,508.78
Purchase and Sale transactions above may have received an average price execution. Details regarding the actual prices are available upon request.
UNSETTLED PURCHASES/SALES ACTIVITY
Activity
Date
Settlement
Date Activity Type Description Comments Quantity Price
Pending
Credits/(Debits)
9/29 10/3 Sold DEXCOM INC UNSETTLED SALE 330.000 $47.0136 $15,514.13
NET UNSETTLED PURCHASES/SALES $15,514.13
This section displays transactions that have not settled during this statement period. The Holdings section includes positions purchased and omits positions sold or sold short as of the trade-date. The unit/share
price for unsettled fixed income new issues in the Holdings section may be approximate in advance of active market pricing or pricing from third party pricing services.
TAXABLE INCOME AND DISTRIBUTIONS
Activity Date Activity Type Description Comments Credits/(Debits)
9/1 Qualified Dividend COSTCO WHOLESALE CORP NEW $79.00
9/1 Qualified Dividend COGNEX CORP 14.54
Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 121 of 122
TAXABLE INCOME AND DISTRIBUTIONS (CONTINUED)
Activity Date Activity Type Description Comments Credits/(Debits)
9/5 Qualified Dividend VISA INC CL A 50.16
9/6 Qualified Dividend TRACTOR SUPPLY CO 98.82
9/18 Qualified Dividend NVIDIA CORPORATION 32.90
9/19 Qualified Dividend UNITEDHEALTH GP INC 85.50
9/29 Qualified Dividend INTERCONTINENTALEXCHANGE GROUP 93.40
9/29 Qualified Dividend DOMINOS PIZZA INC 50.60
9/29 Interest Income MORGAN STANLEY PRIVATE BANK NA
(Period 09/01-09/30)
1.04
TOTAL TAXABLE INCOME AND DISTRIBUTIONS $505.96
TOTAL QUALIFIED DIVIDENDS $504.92
TOTAL INTEREST $1.04
MONEY MARKET FUND (MMF) AND BANK DEPOSIT PROGRAM ACTIVITY
Activity
Date Activity Type Description Credits/(Debits)
9/1 Automatic Investment BANK DEPOSIT PROGRAM $93.54
9/5 Automatic Investment BANK DEPOSIT PROGRAM 50.16
9/6 Automatic Investment BANK DEPOSIT PROGRAM 98.82
9/18 Automatic Investment BANK DEPOSIT PROGRAM 32.90
9/19 Automatic Investment BANK DEPOSIT PROGRAM 85.50
9/29 Automatic Investment BANK DEPOSIT PROGRAM 144.00
9/29 Automatic Investment BANK DEPOSIT PROGRAM 1.04
NET ACTIVITY FOR PERIOD $505.96
REALIZED GAIN/(LOSS) DETAIL
LONG-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
DEXCOM INC 10/16/15 09/29/17 137.000 $6,440.71 $11,440.73 $(5,000.02)
02/17/16 09/29/17 51.000 2,397.64 3,139.99 (742.35)
VERTEX PHARMACEUTICALS 03/12/15 09/27/17 13.000 1,934.69 1,599.59 335.10
08/26/15 09/27/17 23.000 3,422.91 2,839.67 583.24
09/24/15 09/27/17 11.000 1,637.05 1,206.04 431.01
Long-Term This Period $15,833.00 $20,226.02 $(4,393.02)
Long-Term Year to Date $158,496.89 $127,293.86 $31,203.03
00
0
2
2
0
M
S
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S
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Account Detail
CLIENT STATEMENT For the Period September 1-30, 2017
Select UMA Active Assets Account
660-110222-095
CITY OF ATLANTIC BEACH GENERAL
EMPLOYEES RETIREMENT SYSTEM
Page 122 of 122
SHORT-TERM GAIN/(LOSS)
Security Description
Date
Acquired
Date
Sold Quantity
Sales
Proceeds
Orig / Adj
Total Cost
Realized
Gain/(Loss)Comments
DEXCOM INC 11/11/16 09/29/17 58.000 2,726.73 3,817.15 (1,090.42)
04/03/17 09/29/17 1.000 47.01 83.24 (36.23)
05/05/17 09/29/17 83.000 3,902.04 6,420.08 (2,518.04)
Short-Term This Period $6,675.78 $10,320.47 $(3,644.69)
Short-Term Year to Date $72,974.04 $73,053.92 $(79.88)
Net Realized Gain/(Loss) This Period $22,508.78 $30,546.49 $(8,037.71)
Net Realized Gain/(Loss) Year to Date $231,470.93 $200,347.78 $31,123.15
Treasury regulations require that we report on Form 1099-B a) adjusted cost basis on the sale of covered securities acquired on or after 1/1/11 (or the applicable date for the type of security), b) the gain or loss as
either long-term or short-term, and c) basis adjustments on covered securities due to wash sales, certain corporate actions and transfers by gift or inheritance. This section may not reflect all the basis adjustments
required when filing your tax return. Refer to the Expanded Disclosures.
MESSAGES
Consolidated Statement of Financial Condition (in millions of dollars):
At June 30, 2017 Morgan Stanley Smith Barney LLC had net capital of $2,288 which exceeded the Securities and Exchange Commission's minimum requirement by $2,131. A copy of the Morgan Stanley Smith
Barney LLC Consolidated Statement of Financial Condition at June 30, 2017 can be viewed online at:
http://www.morganstanley.com/about-us-ir/shareholder/morganstanley_smithbarney_llc.pdf or may be mailed to you at no cost by calling 1 (866) 825-1675, after September 15, 2017.
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